AMENDMENT NO. 3 TO THE INVESTMENT MANAGEMENT AGREEMENT
Exhibit (d)(1)(i)(B)(iv)
AMENDMENT NO. 3
TO THE
INVESTMENT MANAGEMENT AGREEMENT
AMENDMENT NO. 3 to the Investment Management Agreement (“Amendment No. 3”), effective as of September 1, 2014 between EQ Advisors Trust, a Delaware statutory trust (the “Trust”) and AXA Equitable Funds Management Group, LLC, a limited liability company organized in the State of Delaware (“FMG LLC” or “Manager”).
The Trust and FMG LLC agree to modify and amend the Investment Management Agreement, dated as of May 1, 2011, as amended (“Agreement”), as follows:
| 1. | Name Change: The name of EQ/Montag & Xxxxxxxx Growth Portfolios is changed to AXA/Xxxxxx Xxxxxx Growth Portfolio. |
| 2. | Appendix A: Appendix A to the Agreement, which sets forth the Portfolios of the Trust for which FMG LLC is appointed investment manager is hereby replaced in its entirety by Appendix A attached hereto, and |
| 3. | Appendix B: Appendix B to the Agreement, which sets forth the fees payable to FMG LLC with respect to each Portfolio is hereby replaced in its entirety by Appendix B attached hereto. |
Except as modified and amended hereby, the Agreement is hereby ratified and confirmed in full force and effect in accordance with its terms.
IN WITNESS WHEREOF, the parties have executed and delivered this Amendment No. 3 as of the date first above set forth.
| EQ ADVISORS TRUST | AXA EQUITABLE FUNDS MANAGEMENT GROUP, LLC | |||||||
| By: | /s/ Xxxxx Xxxxx |
By: | /s/ Xxxxxx X. Xxxxx | |||||
| Xxxxx Xxxxx | Xxxxxx X. Xxxxx | |||||||
| Chief Financial Officer and Treasurer | Chairman, Chief Executive Officer and President | |||||||
APPENDIX A
INVESTMENT MANAGEMENT AGREEMENT
Portfolios
All Asset Growth-Alt 20 Portfolio
EQ/Boston Advisors Equity Income Portfolio
EQ/GAMCO Mergers and Acquisitions Portfolio
EQ/GAMCO Small Company Value Portfolio
EQ/MFS International Growth Portfolio
AXA/Xxxxxx Xxxxxx Growth Portfolio
(formerly, EQ/Montag & Xxxxxxxx Growth Portfolio)
EQ/PIMCO Ultra Short Bond Portfolio
EQ/X. Xxxx Price Growth Stock Portfolio
EQ/UBS Growth and Income Portfolio
APPENDIX B
INVESTMENT MANAGEMENT AGREEMENT
The Trust shall pay the Manager, at the end of each calendar month, compensation computed daily at an annual rate equal to the following:
| (as a percentage of average daily net assets) | ||||||||||||||||||||
| Fixed Income Portfolios | First $750 Million |
Next $750 Million |
Next $1 Billion |
Next $2.5 Billion |
Thereafter | |||||||||||||||
| EQ/PIMCO Ultra Short Bond |
0.500 | % | 0.475 | % | 0.450 | % | 0.430 | % | 0.420 | % | ||||||||||
| (as a percentage of average daily net assets) | ||||||||||||||||||||
| Equity Portfolios | First $1 Billion |
Next $1 Billion |
Next $3 Billion |
Next $5 Billion |
Thereafter | |||||||||||||||
| EQ/Boston Advisors Equity Income |
0.750 | % | 0.700 | % | 0.675 | % | 0.650 | % | 0.625 | % | ||||||||||
| EQ/GAMCO Mergers and Acquisitions |
0.900 | % | 0.850 | % | 0.825 | % | 0.800 | % | 0.775 | % | ||||||||||
| EQ/GAMCO Small Company Value |
0.750 | % | 0.700 | % | 0.675 | % | 0.650 | % | 0.625 | % | ||||||||||
| EQ/MFS International Growth |
0.850 | % | 0.800 | % | 0.775 | % | 0.750 | % | 0.725 | % | ||||||||||
| AXA/Xxxxxx Xxxxxx Growth Portfolio (formerly, EQ/Montag & Xxxxxxxx Growth Portfolio) |
0.750 | % | 0.700 | % | 0.675 | % | 0.650 | % | 0.625 | % | ||||||||||
| EQ/X. Xxxx Price Growth Stock |
0.750 | % | 0.700 | % | 0.675 | % | 0.650 | % | 0.625 | % | ||||||||||
| EQ/UBS Growth & Income |
0.750 | % | 0.700 | % | 0.675 | % | 0.650 | % | 0.625 | % | ||||||||||
| (as a percentage of average daily net assets) | ||||
| All Asset Growth-Alt 20 |
0.100 | % | ||
