AMENDMENT NO. 1
Exhibit 10.3
AMENDMENT XX. 0
XXXXXXXXX XX. 0, dated as of September 8, 2014 (this “Amendment”), by and among National Mentor Holdings, Inc., a Delaware corporation (the “Borrower”), each of the other Loan Parties, Barclays Bank PLC, as Administrative Agent (“Administrative Agent”) under the Credit Agreement (as defined below) and the Lenders party hereto.
RECITALS:
WHEREAS, reference is hereby made to the Credit Agreement, dated as of January 31, 2014 (as amended, supplemented, amended and restated or otherwise modified from time to time, the “Credit Agreement”), among the Borrower, NMH Holdings, LLC, the Administrative Agent and each Lender from time to time party thereto, and the other parties thereto (capitalized terms used but not defined herein having the meaning provided in the Credit Agreement);
WHEREAS, the Borrower has requested that the Lenders and the Administrative Agent amend certain provisions of the Credit Agreement as set forth herein, and subject to the terms and conditions hereof, the Lenders and the Administrative Agent are willing to do so
NOW, THEREFORE, in consideration of the premises and agreements, provisions and covenants herein contained, the parties hereto agree as follows:
1. | Amendments to Credit Agreement. Section 6.1 is hereby amended by adding the following paragraph at the end thereof: |
“Notwithstanding anything to the contrary contained in this Section 6.1, the Borrower may satisfy its obligations under this Section 6.1 with respect to financial information relating to the Borrower and its Subsidiaries by furnishing financial information relating to Civitas Solutions, Inc. and its Subsidiaries, including the Civitas Solutions, Inc. Form 10-K or 10-Q, as applicable, filed with the SEC; provided that, in the event that there are material differences between the information relating to Civitas Solutions, Inc., on the one hand, and the information relating to the Borrower and its Restricted Subsidiaries on a standalone basis, on the other hand, the Borrower shall provide information that explains such material differences in reasonable detail.”
2. | Conditions to Effectiveness. This Amendment shall become effective on the date that the following conditions shall have been satisfied: |
(a) this Amendment shall have been executed and delivered by the Borrower, the Loan Parties, the Administrative Agent and the Required Lenders; and
(b) all invoiced expenses of the Administrative Agent relating hereto (including those of counsel to the Administrative Agent), shall have in each case been paid.
3. | Representations and Warranties. By its execution of this Amendment, the Borrower hereby certifies that the execution, delivery and performance by the Borrower and each other Loan Party of this Amendment, and each other Loan Document executed or to be |
executed by it in connection with this Amendment are within such Loan Party’s corporate or other organizational powers and have been duly authorized by all necessary corporate, limited liability company, or other organizational action on the part of such Loan Party. This Amendment has been duly executed and delivered by each Loan Party and constitutes, and each other Loan Document to which any Loan Party is to be a party, when executed and delivered by such Loan Party, will constitute, a legal, valid and binding obligation of such Loan Party, enforceable in accordance with its terms and the terms of the Credit Agreement, subject to applicable bankruptcy, insolvency, reorganization, moratorium or other laws affecting creditors’ rights generally and subject to general principles of equity, regardless of whether considered in a proceeding in equity or at law. |
4. | Acknowledgments. Each Loan Party hereby expressly acknowledges the terms of this Amendment and reaffirms, as of the date hereof, (i) the covenants and agreements contained in each Loan Document to which it is a party, including, in each case, such covenants and agreements as in effect immediately after giving effect to this Amendment and the transactions contemplated hereby and (ii) its guarantee of the Obligations of Borrower under the Security Documents and its grant of Liens on the Collateral to secure the Obligations pursuant to the Security Documents. |
5. | Entire Agreement. This Amendment, the Credit Agreement and the other Loan Documents, and any separate letter agreements with respect to fees payable to the Administrative Agent, constitute the entire contract among the parties relating to the subject matter hereof and supersede any and all previous agreements and understandings, oral or written, relating to the subject matter hereof. |
6. | GOVERNING LAW. THIS AMENDMENT AND THE RIGHTS AND OBLIGATIONS OF THE PARTIES HEREUNDER SHALL BE GOVERNED BY, CONSTRUED AND INTERPRETED IN ACCORDANCE WITH, THE LAWS OF THE STATE OF NEW YORK, WITHOUT REGARD TO CONFLICTS OF LAW PRINCIPLES THAT WOULD REQUIRE THE APPLICATION OF THE LAWS OF ANOTHER JURISDICTION. SECTIONS 10.12 AND 10.16 OF THE CREDIT AGREEMENT ARE HEREBY INCORPORATED BY REFERENCE INTO THIS AMENDMENT AND SHALL APPLY HERETO. |
7. | Severability. Any provision of this Amendment held to be invalid, illegal or unenforceable in any jurisdiction shall, as to such jurisdiction, be ineffective to the extent of such invalidity, illegality or unenforceability without affecting the validity, legality and enforceability of the remaining provisions hereof; and the invalidity of a particular provision in a particular jurisdiction shall not invalidate such provision in any other jurisdiction. |
8. | Counterparts. This Amendment may be executed in counterparts (and by different parties hereto in different counterparts), each of which shall constitute an original, but all of which when taken together shall constitute a single contract. This Amendment shall become effective when it shall have been executed by the Administrative Agent and when the Administrative Agent shall have received counterparts hereof that, when taken together, bear the signatures of each of the other parties hereto. Delivery of an executed |
-2-
counterpart of a signature page of this Amendment by telecopy or other electronic transmission (including by .PDF) shall be effective as delivery of a manually executed counterpart of this Amendment. |
9. | Limited Effect. Except as expressly provided herein, the Credit Agreement and the other Loan Documents shall remain unmodified and in full force and effect. This Amendment shall not be deemed (a) to be a waiver of, or consent to, or a modification or amendment of, any other term or condition of the Credit Agreement or any other Loan Document other than as expressly set forth herein, (b) to prejudice any right or rights which the Administrative Agent or the Lenders may now have or may have in the future under or in connection with the Credit Agreement or the other Loan Documents or any of the instruments or agreements referred to therein, as the same may be amended, restated, supplemented or modified from time to time, or (c) to be a commitment or any other undertaking or expression of any willingness to engage in any further discussion with the Borrower, any of its Subsidiaries or any other Person with respect to any other waiver, amendment, modification or any other change to the Credit Agreement or the Loan Documents or any rights or remedies arising in favor of the Lenders or the Administrative Agent, or any of them, under or with respect to any such documents. References in the Credit Agreement to “this Agreement” (and indirect references such as “hereunder”, “hereby”, “herein”, “hereof” or other words of like import) and in any Loan Document to the “Credit Agreement” shall be deemed to be references to the Credit Agreement as modified hereby. |
[Signature Pages Follow]
-3-
IN WITNESS WHEREOF, each of the undersigned has caused its duly authorized officer to execute and deliver this Amendment as of the date first written above.
BARCLAYS BANK PLC, | ||||
as Administrative Agent | ||||
By: | /s/ Xxxxxxx X. Xxxxxxxxxx | |||
Name: | Xxxxxxx X. Xxxxxxxxxx | |||
Title: | Vice President |
[Amendment No. 1]
NATIONAL MENTOR HOLDINGS, INC., as Borrower | ||
By: | /s/ Xxxxx X. Xxxxxx | |
Name: | Xxxxx X. Xxxxxx | |
Title: | Chief Financial Officer and Treasurer | |
NMH HOLDINGS, LLC, as Holdings | ||
By: Civitas Solutions, Inc., its sole member | ||
By: | /s/ Xxxxx X. Xxxxxx | |
Name: | Xxxxx X. Xxxxxx | |
Title: | Chief Financial Officer and Treasurer | |
SUBSIDIARY GUARANTORS: | ||
ADULT DAY HEALTH, INC. | ||
CALIFORNIA MENTOR FAMILY HOME AGENCY, LLC | ||
CORNERSTONE LIVING SKILLS, INC. | ||
FAMILY ADVOCACY SERVICES, LLC | ||
FIRST STEP INDEPENDENT LIVING PROGRAM, INC. | ||
XXXXXXXX XXXX ENTERPRISES, INC. | ||
ILLINOIS MENTOR, INC. | ||
ILLINOIS MENTOR COMMUNITY SERVICES, INC. | ||
INSTITUTE FOR FAMILY CENTERED SERVICES, INC. | ||
XXXX’X LIBERTY HOMES, INC. | ||
MASSACHUSETTS MENTOR, LLC | ||
MENTOR MANAGEMENT, INC. | ||
MENTOR MARYLAND, INC. | ||
NATIONAL MENTOR HEALTHCARE, LLC | ||
NATIONAL MENTOR HOLDINGS, LLC | ||
NATIONAL MENTOR SERVICES HOLDINGS, LLC | ||
NATIONAL MENTOR SERVICES, LLC | ||
NATIONAL MENTOR, LLC | ||
OHIO MENTOR, INC. | ||
REM ARROWHEAD, INC. | ||
REM CENTRAL LAKES, INC. | ||
REM COMMUNITY OPTIONS, LLC | ||
REM CONNECTICUT COMMUNITY SERVICES, INC. | ||
REM DEVELOPMENTAL SERVICES, INC. |
[Amendment No. 1]
REM EAST, LLC | ||
REM HEARTLAND, INC. | ||
REM HENNEPIN, INC. | ||
REM INDIANA COMMUNITY SERVICES, INC. | ||
REM INDIANA COMMUNITY SERVICES II, INC. | ||
REM INDIANA, INC. | ||
REM IOWA COMMUNITY SERVICES, INC. | ||
REM IOWA, INC. | ||
REM MANAGEMENT, INC. | ||
REM MARYLAND, INC. | ||
REM MINNESOTA COMMUNITY SERVICES, INC. | ||
REM MINNESOTA, INC. | ||
REM NEVADA, INC. | ||
REM NEW JERSEY, INC. | ||
REM NORTH DAKOTA, INC. | ||
REM NORTH STAR, INC. | ||
REM OCCAZIO, INC. | ||
REM OHIO, INC. | ||
REM OHIO WAIVERED SERVICES, INC. | ||
XXX XXXXXX, INC. | ||
REM RIVER BLUFFS, INC. | ||
REM SOUTH CENTRAL SERVICES, INC. | ||
REM SOUTHWEST SERVICES, INC. | ||
REM WEST VIRGINIA, LLC | ||
REM WISCONSIN, INC. | ||
RFM WISCONSIN II, INC. | ||
REM WISCONSIN III, INC. | ||
REM WOODVALE, INC. | ||
SOUTH CAROLINA MENTOR, INC. | ||
TRANSITIONAL SERVICES, LLC | ||
UNLIMITED QUEST, INC. | ||
By: | /s/ Xxxxx X. Xxxxxx | |
Name: | Xxxxx X. Xxxxxx | |
Title: | Chief Financial Officer and Treasurer |
[Amendment No. 1]
CAREMERIDIAN, LLC | ||
CENTER FOR COMPREHENSIVE SERVICES, INC. | ||
MENTOR ABI, LLC | ||
PROGRESSIVE LIVING UNITS SYSTEMS-NEW JERSEY, INC. | ||
By: | /s/ Xxxxx X. Xxxxxx | |
Name: | Xxxxx X. Xxxxxx | |
Title: | Treasurer |
[Amendment No. 1]
BARCLAYS BANK PLC, as a Lender | ||||
By: | /s/ Xxxxxxx X. Xxxxxxxxxx | |||
Name: | Xxxxxxx X. Xxxxxxxxxx | |||
Title: | Vice President |
[Amendment No. 1]
Lord Xxxxxx Investment Trust – Lord Xxxxxx Floating Rate Fund as a Lender | ||||
By: | /s/ Xxxxxxx Xxxxx | |||
Name: | Xxxxxxx Xxxxx | |||
Title: | Porfolio Manager |
[Amendment No. 1]
Lord Xxxxxx Bank Loan Trust, as a Lender | ||||
By: | /s/ Xxxxxxx Xxxxx | |||
Name: | Xxxxxxx Xxxxx | |||
Title: | Portfolio Manager |
[Amendment No. 1]
National Electric Benefit Fund, as a Lender | ||||
By: | /s/ Xxxxxxx Xxxxx | |||
Name: | Xxxxxxx Xxxxx | |||
Title: | Portfolio Manager |
[Amendment No. 1]
TICP CLO I, Ltd. as a Lender | ||||
By: | /s/ Xxxxxxxx Xxxxx | |||
Name: | Xxxxxxxx Xxxxx | |||
Title: | Vice President of its collateral manager |
[Amendment No. 1]
Franklin Investors Securities Trust - Franklin Floating Rate Daily Access Fund, as a Lender | ||||||
By: | /s/ XXXXXXXX XXX | |||||
Name: | XXXXXXXX XXX | |||||
Title: | VICE PRESIDENT |
[Amendment No. 1]
Franklin Floating Rate Master Trust – Franklin Floating Rate Master Series, as a Lender | ||||||
By: | /s/ Xxxxxxxx Xxx | |||||
Name: | Xxxxxxxx Xxx | |||||
Title: | Asst. Vice President |
[Amendment No. 1]
Franklin Xxxxxxxxx Series II Funds – Franklin Floating Rate II Fund, as a Lender | ||||||
By: | /s/ Xxxxxxxx Xxx | |||||
Name: | Xxxxxxxx Xxx | |||||
Title: | Asst. Vice President |
[Amendment No. 1]
Franklin Xxxxxxxxx Limited Duration Income Trust, as a Lender | ||||||
By: | /s/ Xxxxxxxx Xxx | |||||
Name: | Xxxxxxxx Xxx | |||||
Title: | Asst. Vice President |
[Amendment No. 1]
JEFFERIES FINANCE LLC, as a Lender | ||||
By: | /s/ J. Xxxx XxXxxxxxx | |||
Name: | J. Xxxx XxXxxxxxx | |||
Title: | Managing Director |
[Amendment No. 1]
JFIN REVOLVER CLO LTD, as a Lender | ||||
By: JEFFERIES FINANCE LLC, As Portfolio Manager | ||||
By: | /s/ J. Xxxx XxXxxxxxx | |||
Name: | J. Xxxx XxXxxxxxx | |||
Title: | Managing Director |
[Amendment No. 1]
THL Credit Wind River 2014-1 CLO Ltd. | ||||
as a Lender | ||||
By THL Credit Advisors LLC, as Interim Investment Manager | ||||
By: | /s/ Xxxxxxxx Xxxx | |||
Name: | Xxxxxxxx Xxxx | |||
Title: | Managing Director |
[Amendment No. 1]
THL CREDIT WIND RIVER 2013-1 CLO LTD. | ||||
as a Lender | ||||
By: THL Credit Senior Loan Strategies LLC, as Investment Manager | ||||
By: | /s/ Xxxxxxxx Xxxx | |||
Name: | Xxxxxxxx Xxxx | |||
Title: | Managing Director |
[Amendment No. 1]
THL Credit Wind River 2012-1 CLO Ltd. | ||||
as a Lender | ||||
By: THL Credit Senior Loan Strategies LLC, as Investment Manager | ||||
By: | /s/ Xxxxxxxx Xxxx | |||
Name: | Xxxxxxxx Xxxx | |||
Title: | Managing Director |
[Amendment No. 1]
General Electric Pension Trust | ||||
as a Lender | ||||
By: Sankaty Advisors, LLC as Investment Manager | ||||
By: | /s/ Xxxxxx X. Xxxxx | |||
Name: | Xxxxxx X. Xxxxx | |||
Title: | Sr. Vice President of Operations |
[Amendment No. 1]
San Francisco City and County Employees’ Retirement System | ||||
as a Lender | ||||
By: Sankaty Advisors, LLC, as Investment Manager | ||||
By: | /s/ Xxxxxx Xxxxx | |||
Name: | Xxxxxx Xxxxx | |||
Title: | Sr. Vice President of Operations |
[Amendment No. 1]
AVAW Loans Sankaty z.H. Internationale Kapitalan-lagegesellschaft mbH | ||||
as a Lender | ||||
By: Sankaty Advisors, LLC as Fund Manager | ||||
By: | /s/ Xxxxxx Xxxxx | |||
Name: | Xxxxxx Xxxxx | |||
Title: | Sr. Vice President of Operations |
[Amendment No. 1]
Xxxxx Point II CLO, Limited | ||||
as a Lender | ||||
By: Sankaty Advisors, LLC, as Portfolio Manager | ||||
By: | /s/ Xxxxxx X. Xxxxx | |||
Name: | Xxxxxx X. Xxxxx | |||
Title: | Sr. Vice President of Operations |
[Amendment No. 1]
Xxxxx Point IV CLO, Limited | ||||
as a Lender | ||||
By: Sankaty Advisors, LLC, as Portfolio Manager | ||||
By: | /s/ Xxxxxx Xxxxx | |||
Name: | Xxxxxx Xxxxx | |||
Title: | Sr. Vice President of Operations |
[Amendment No. 1]
Xxxxx Point V CLO, Limited | ||||
as a Lender | ||||
By: Sankaty Advisors, LLC, as Portfolio Manager | ||||
By: | /s/ Xxxxxx Xxxxx | |||
Name: | Xxxxxx Xxxxx | |||
Title: | Document Control Team |
[Amendment No. 1]
Race Point V CLO, Limited | ||||
as a Lender | ||||
By: Sankaty Advisors LLC, as Portfolio Manager | ||||
By: | /s/ Xxxxxx X. Xxxxx | |||
Name: | Xxxxxx X. Xxxxx | |||
Title: | Sr. Vice President of Operations |
[Amendment No. 1]
Race Point VI CLO, Limited | ||||
as a Lender | ||||
By: Sankaty Advisors, LLC, as Portfolio Manager | ||||
By: | /s/ Xxxxxx Xxxxx | |||
Name: | Xxxxxx Xxxxx | |||
Title: | Sr. Vice President of Operations |
[Amendment No. 1]
Race Point VII CLO, Limited | ||||
as a Lender | ||||
By: Sankaty Advisors, LLC as Portfolio Manager | ||||
By: | /s/ Xxxxxx Xxxxx | |||
Name: | Xxxxxx Xxxxx | |||
Title: | Sr. Vice President of Operations |
[Amendment No. 1]
Race Point VIII CLO, Limited | ||||
as a Lender | ||||
By: Sankaty Advisors, LLC as Portfolio Manager | ||||
By: | /s/ Xxxxxx Xxxxx | |||
Name: | Xxxxxx Xxxxx | |||
Title: | Sr. Vice President of Operations |
[Amendment No. 1]
Sankaty Senior Loan Fund Public Limited Company | ||||
as a Lender | ||||
By: Sankaty Advisors, LLC, as Investment Manager | ||||
By: | /s/ Xxxxxx X. Xxxxx | |||
Name: | Xxxxxx X. Xxxxx | |||
Title: | Sr. Vice President of Operations |
[Amendment No. 1]
Sankaty Senior Loan Fund, L.P. | ||||
as a Lender | ||||
By: | /s/ Xxxxxx X. Xxxxx | |||
Name: | Xxxxxx X. Xxxxx | |||
Title: | Sr. Vice President of Operations |
[Amendment No. 1]
Suzuka INKA | ||||
as a Lender | ||||
By: Sankaty Advisors, LLC, as Fund Manager | ||||
By: | /s/ Xxxxxx Xxxxx | |||
Name: | Xxxxxx Xxxxx | |||
Title: | Sr. Vice President of Operations |
[Amendment No. 1]
NewMark Capital Funding 2013-1 CLO Ltd. | ||||
as a Lender | ||||
By: NewMark Capital LLC, its Collateral Manager | ||||
By: | /s/ Xxxx Xxxx | |||
Name: | Xxxx Xxxx | |||
Title: | CEO |
[Amendment No. 1]
NewMark Capital Funding 2014-2 CLO LLC | ||||
as a Lender | ||||
By: NewMark Capital LLC, its Collateral Manager | ||||
By: | /s/ Xxxx Xxxx | |||
Name: | Xxxx Xxxx | |||
Title: | CEO |
[Amendment No. 1]
SSOMF Loan Funding LLC | ||||
as a Lender | ||||
By: Citibank, N.A., | ||||
By: | /s/ Xxxx Xxxx | |||
Name: | Xxxx Xxxx | |||
Title: | Director |
[Amendment No. 1]
SSD LOAN FUNDING LLC | ||||
as a Lender | ||||
By: Citibank, N.A., | ||||
By: | /s/ Xxxx Xxxx | |||
Name: | Xxxx Xxxx | |||
Title: | Director |
[Amendment No. 1]
Employees’ Retirement System of the City of Baltimore | ||||
as a Lender | ||||
By: | /s/ Xxxxx Xxxxxxxxx | |||
Name: | Xxxxx Xxxxxxxxx | |||
Title: | Manager |
[Amendment No. 1]
JHF II Diversified Strategies Fund | ||||
as a Lender | ||||
By: | /s/ Xxxxx Xxxxxxxxx | |||
Name: | Xxxxx Xxxxxxxxx | |||
Title: | Manager |
[Amendment No. 1]
JHF II Strategic Income Opportunities Fund | ||||
as a Lender | ||||
By: | /s/ Xxxxx Xxxxxxxxx | |||
Name: | Xxxxx Xxxxxxxxx | |||
Title: | Manager |
[Amendment No. 1]
Xxxx Xxxxxxx Income Fund (F/K/A Xxxx Xxxxxxx Strategic Income Fund) | ||||
as a Lender | ||||
By: | /s/ Xxxxx Xxxxxxxxx | |||
Name: | Xxxxx Xxxxxxxxx | |||
Title: | Manager |
[Amendment No. 1]
Xxxx Xxxxxxx Variable Insurance Trust Strategic Income Opportunities Trust | ||||
as a Lender | ||||
By: | /s/ Xxxxx Xxxxxxxxx | |||
Name: | Xxxxx Xxxxxxxxx | |||
Title: | Manager |
[Amendment No. 1]
Kentucky Retirement Systems Insurance | ||||
as a Lender | ||||
By: | /s/ Xxxxx Xxxxxxxxx | |||
Name: | Xxxxx Xxxxxxxxx | |||
Title: | Manager |
[Amendment No. 1]
Kentucky Retirement Systems Pension | ||||
as a Lender | ||||
By: | /s/ Xxxxx Xxxxxxxxx | |||
Name: | Xxxxx Xxxxxxxxx | |||
Title: | Manager |
[Amendment No. 1]
Manulife Asset Management Strategic Income Pooled Fund | ||||
as a Lender | ||||
By: | /s/ Xxxxx Xxxxxxxxx | |||
Name: | Xxxxx Xxxxxxxxx | |||
Title: | Manager |
[Amendment No. 1]
Manulife Floating Rate Income Fund | ||||
as a Lender | ||||
By: | /s/ Xxxxx Xxxxxxxxx | |||
Name: | Xxxxx Xxxxxxxxx | |||
Title: | Manager |
[Amendment No. 1]
Manulife Global Fixed Income Private Trust | ||||
as a Lender | ||||
By: | /s/ Xxxxx Xxxxxxxxx | |||
Name: | Xxxxx Xxxxxxxxx | |||
Title: | Manager |
[Amendment No. 1]
Manulife Global Tactical Credit Fund | ||||
as a Lender | ||||
By: | /s/ Xxxxx Xxxxxxxxx | |||
Name: | Xxxxx Xxxxxxxxx | |||
Title: | Manager |
[Amendment No. 1]
Manulife Investments Trust - Floating Rate Income Fund | ||||
as a Lender | ||||
By: | /s/ Xxxxx Xxxxxxxxx | |||
Name: | Xxxxx Xxxxxxxxx | |||
Title: | Manager |
[Amendment No. 1]
Manulife Investments Trust - Strategic Income Fund | ||||
as a Lender | ||||
By: | /s/ Xxxxx Xxxxxxxxx | |||
Name: | Xxxxx Xxxxxxxxx | |||
Title: | Manager |
[Amendment No. 1]
Manulife Strategic Balanced Yield Fund | ||||
as a Lender | ||||
By: | /s/ Xxxxx Xxxxxxxxx | |||
Name: | Xxxxx Xxxxxxxxx | |||
Title: | Manager |
[Amendment No. 1]
Manulife Strategic Income Fund | ||||
as a Lender | ||||
By: | /s/ Xxxxx Xxxxxxxxx | |||
Name: | Xxxxx Xxxxxxxxx | |||
Title: | Manager |
[Amendment No. 1]
Manulife U.S. Dollar Floating Rate Income Fund | ||||
as a Lender | ||||
By: | /s/ Xxxxx Xxxxxxxxx | |||
Name: | Xxxxx Xxxxxxxxx | |||
Title: | Manager |
[Amendment No. 1]
Manulife U.S. Tactical Credit Fund | ||||
as a Lender | ||||
By: | /s/ Xxxxx Xxxxxxxxx | |||
Name: | Xxxxx Xxxxxxxxx | |||
Title: | Manager |
[Amendment No. 1]
Public Employees Retirement Association of New Mexico | ||||
as a Lender | ||||
By: | /s/ Xxxxx Xxxxxxxxx | |||
Name: | Xxxxx Xxxxxxxxx | |||
Title: | Manager |
[Amendment No. 1]
Symmetry Global Bond Fund | ||||
as a Lender | ||||
By: | /s/ Xxxxx Xxxxxxxxx | |||
Name: | Xxxxx Xxxxxxxxx | |||
Title: | Manager |
[Amendment No. 1]
Teachers’ Retirement System of the State of Illinois | ||||
as a Lender | ||||
By: | /s/ Xxxxx Xxxxxxxxx | |||
Name: | Xxxxx Xxxxxxxxx | |||
Title: | Manager |
[Amendment No. 1]
BLACKSTONE TREASURY SOLUTIONS MASTER FUND L.P. | ||||
as a Lender | ||||
By: GSO Capital Advisors LLC, its Investment Manager | ||||
By: | /s/ D. Xxxx Xxxx | |||
Name: | D. Xxxx Xxxx | |||
Title: | Managing Director |
[Amendment No. 1]
BLACKSTONE/GSO STRATEGIC CREDIT FUND | ||||
as a Lender | ||||
By: GSO / Blackstone Debt Funds Management LLC as Collateral Manager | ||||
By: | /s/ D. Xxxx Xxxx | |||
Name: | D. Xxxx Xxxx | |||
Title: | Managing Director |
[Amendment No. 1]
Blackstone / GSO Secured Trust Ltd. | ||||
as a Lender | ||||
By: GSO / Blackstone Debt Funds Management LLC as Investment Manager | ||||
By: | /s/ D. Xxxx Xxxx | |||
Name: | D. Xxxx Xxxx | |||
Title: | Managing Director |
[Amendment No. 1]
Blackstone / GSO Senior Floating Rate Term Fund | ||||
as a Lender | ||||
By: GSO / Blackstone Debt Funds Management LLC as Investment Advisor | ||||
By: | /s/ D. Xxxx Xxxx | |||
Name: | D. Xxxx Xxxx | |||
Title: | Managing Director |
[Amendment No. 1]
Blackstone / GSO Senior Loan Portfolio | ||||
as a Lender | ||||
By: GSO / Blackstone Debt Funds Management LLC as Sub-Adviser | ||||
By: | /s/ D. Xxxx Xxxx | |||
Name: | D. Xxxx Xxxx | |||
Title: | Managing Director |
[Amendment No. 1]
FS Global Credit Opportunities Fund | ||||
as a Lender | ||||
By: GSO Capital Partners LP as Sub-Adviser | ||||
By: | /s/ D. Xxxx Xxxx | |||
Name: | D. Xxxx Xxxx | |||
Title: | Managing Director |
[Amendment No. 1]
Musashi Secured Credit Fund Ltd. | ||||
as a Lender | ||||
By: GSO Capital Advisors LLC, as Manager | ||||
By: | /s/ D. Xxxx Xxxx | |||
Name: | D. Xxxx Xxxx | |||
Title: | Managing Director |
[Amendment No. 1]
PPG Industries, Inc. Pension Plan Trust | ||||
as a Lender | ||||
By: GSO Capital Advisors LLC, As its Investment Advisor | ||||
By: | /s/ D. Xxxx Xxxx | |||
Name: | D. Xxxx Xxxx | |||
Title: | Managing Director |
[Amendment No. 1]
Sun Life Assurance Company of Canada (US) | ||||
as a Lender | ||||
By: GSO / Blackstone Debt Funds Management LLC as Sub-Advisor | ||||
By: | /s/ D. Xxxx Xxxx | |||
Name: | D. Xxxx Xxxx | |||
Title: | Managing Director |
[Amendment No. 1]
Carlyle Global Market Strategies CLO 2012-1, Ltd. | ||||
as a Lender | ||||
By: | /s/ Xxxxx Xxxx | |||
Name: | Xxxxx Xxxx | |||
Title: | Managing Director |
[Amendment No. 1]
Carlyle Global Market Strategies CLO 2012-2, Ltd. | ||||
as a Lender | ||||
By: | /s/ Xxxxx Xxxx | |||
Name: | Xxxxx Xxxx | |||
Title: | Managing Director |
[Amendment No. 1]
Carlyle Global Market Strategies CLO 2012-4, Ltd. | ||||
as a Lender | ||||
By: | /s/ Xxxxx Xxxx | |||
Name: | Xxxxx Xxxx | |||
Title: | Managing Director |
[Amendment No. 1]
Carlyle Global Market Strategies CLO 2013-1, Ltd. | ||||
as a Lender | ||||
By: | /s/ Xxxxx Xxxx | |||
Name: | Xxxxx Xxxx | |||
Title: | Managing Director |
[Amendment No. 1]
Carlyle Global Market Strategies CLO 2013-4, Ltd. | ||||
as a Lender | ||||
By: | /s/ Xxxxx Xxxx | |||
Name: | Xxxxx Xxxx | |||
Title: | Managing Director |
[Amendment No. 1]
Carlyle Global Market Strategies CLO 2014-1, Ltd. | ||||
as a Lender | ||||
By: | /s/ Xxxxx Xxxx | |||
Name: | Xxxxx Xxxx | |||
Title: | Managing Director |
[Amendment No. 1]
Carlyle Global Market Strategies CLO 2014-2, Ltd. | ||||
as a Lender | ||||
By: | /s/ Xxxxx Xxxx | |||
Name: | Xxxxx Xxxx | |||
Title: | Managing Director |
[Amendment No. 1]
Carlyle Global Market Strategies CLO 2014-3, Ltd. | ||||
as a Lender | ||||
By: | /s/ Xxxxx Xxxx | |||
Name: | Xxxxx Xxxx | |||
Title: | Managing Director |
[Amendment No. 1]
ACE American Insurance Company | ||||
as a Lender | ||||
By: X. Xxxx Price Associates, Inc. as investment advisor | ||||
By: | /s/ Xxxxx Xxxxx | |||
Name: | Xxxxx Xxxxx | |||
Title: | Vice President |
[Amendment No. 1]
X. Xxxx Price Floating Rate Fund, Inc. | ||||
as a Lender | ||||
By: | /s/ Xxxxx Xxxxx | |||
Name: | Xxxxx Xxxxx | |||
Title: | Vice President |
[Amendment No. 1]
X. Xxxx Price Floating Rate Multi-Sector Account Portfolio | ||||
as a Lender | ||||
By: | /s/ Xxxxx Xxxxx | |||
Name: | Xxxxx Xxxxx | |||
Title: | Vice President |
[Amendment No. 1]
X. Xxxx Price Institutional Floating Rate Fund | ||||
as a Lender | ||||
By: | /s/ Xxxxx Xxxxx | |||
Name: | Xxxxx Xxxxx | |||
Title: | Vice President |
[Amendment No. 1]
AGF Floating Rate Income Fund | ||||
as a Lender | ||||
By: Xxxxx Xxxxx Management as Portfolio Manager | ||||
By: | /s/ Xxxxxxx Xxxxxxx | |||
Name: | Xxxxxxx Xxxxxxx | |||
Title: | Vice President |
[Amendment No. 1]
Columbia Funds Variable Series Trust II - Variable Portfolio - Xxxxx Xxxxx Floating-Rate Income Fund | ||||
as a Lender | ||||
By: Xxxxx Xxxxx Management as Investment Sub-Advisor | ||||
By: | /s/ Xxxxxxx Xxxxxxx | |||
Name: | Xxxxxxx Xxxxxxx | |||
Title: | Vice President |
[Amendment No. 1]
Xxxxx Xxxxx CDO X PLC | ||||
as a Lender | ||||
By: Xxxxx Xxxxx Management as Investment Advisor | ||||
By: | /s/ Xxxxxxx Xxxxxxx | |||
Name: | Xxxxxxx Xxxxxxx | |||
Title: | Vice President |
[Amendment No. 1]
Xxxxx Xxxxx Floating-Rate Income Plus Fund | ||||
as a Lender | ||||
By: Xxxxx Xxxxx Management as Investment Advisor | ||||
By: | /s/ Xxxxxxx Xxxxxxx | |||
Name: | Xxxxxxx Xxxxxxx | |||
Title: | Vice President |
[Amendment No. 1]
Xxxxx Xxxxx Floating-Rate Income Trust | ||||
as a Lender | ||||
By: Xxxxx Xxxxx Management as Investment Advisor | ||||
By: | /s/ Xxxxxxx Xxxxxxx | |||
Name: | Xxxxxxx Xxxxxxx | |||
Title: | Vice President |
[Amendment No. 1]
Xxxxx Xxxxx Institutional Senior Loan Fund | ||||
as a Lender | ||||
By: Xxxxx Xxxxx Management as Investment Advisor | ||||
By: | /s/ Xxxxxxx Xxxxxxx | |||
Name: | Xxxxxxx Xxxxxxx | |||
Title: | Vice President |
[Amendment No. 1]
Xxxxx Xxxxx International (Cayman Islands) Floating-Rate Income Portfolio | ||||
as a Lender | ||||
By: Xxxxx Xxxxx Management as Investment Advisor | ||||
By: | /s/ Xxxxxxx Xxxxxxx | |||
Name: | Xxxxxxx Xxxxxxx | |||
Title: | Vice President |
[Amendment No. 1]
Xxxxx Xxxxx Limited Duration Income Fund | ||||
as a Lender | ||||
By: Xxxxx Xxxxx Management as Investment Advisor | ||||
By: | /s/ Xxxxxxx Xxxxxxx | |||
Name: | Xxxxxxx Xxxxxxx | |||
Title: | Vice President |
[Amendment No. 1]
Xxxxx Xxxxx Senior Floating-Rate Trust | ||||
as a Lender | ||||
By: Xxxxx Xxxxx Management as Investment Advisor | ||||
By: | /s/ Xxxxxxx Xxxxxxx | |||
Name: | Xxxxxxx Xxxxxxx | |||
Title: | Vice President |
[Amendment No. 1]
Xxxxx Xxxxx Senior Income Trust | ||||
as a Lender | ||||
By: Xxxxx Xxxxx Management as Investment Advisor | ||||
By: | /s/ Xxxxxxx Xxxxxxx | |||
Name: | Xxxxxxx Xxxxxxx | |||
Title: | Vice President |
[Amendment No. 1]
Xxxxx Xxxxx Short Duration Diversified Income Fund | ||||
as a Lender | ||||
By: Xxxxx Xxxxx Management as Investment Advisor | ||||
By: | /s/ Xxxxxxx Xxxxxxx | |||
Name: | Xxxxxxx Xxxxxxx | |||
Title: | Vice President |
[Amendment No. 1]
Xxxxx Xxxxx VT Floating-Rate Income Fund | ||||
as a Lender | ||||
By: Xxxxx Xxxxx Management as Investment Advisor | ||||
By: | /s/ Xxxxxxx Xxxxxxx | |||
Name: | Xxxxxxx Xxxxxxx | |||
Title: | Vice President |
[Amendment No. 1]
Xxxxxxx & Co | ||||
as a Lender | ||||
By: Boston Management and Research as Investment Advisor | ||||
By: | /s/ Xxxxxxx Xxxxxxx | |||
Name: | Xxxxxxx Xxxxxxx | |||
Title: | Vice President |
[Amendment No. 1]
KP Fixed Income Fund | ||||
as a Lender | ||||
By: Xxxxx Xxxxx Management as Investment Sub-Advisor | ||||
By: | /s/ Xxxxxxx Xxxxxxx | |||
Name: | Xxxxxxx Xxxxxxx | |||
Title: | Vice President |
[Amendment No. 1]
MET Investors Series Trust -Met/Xxxxx Xxxxx Floating Rate Portfolio | ||||
as a Lender | ||||
By: Xxxxx Xxxxx Management as Investment Sub-Advisor | ||||
By: | /s/ Xxxxxxx Xxxxxxx | |||
Name: | Xxxxxxx Xxxxxxx | |||
Title: | Vice President |
[Amendment No. 1]
Pacific Life Funds-PL Floating Rate Loan Fund | ||||
as a Lender | ||||
By: Xxxxx Xxxxx Management as Investment Sub-Advisor | ||||
By: | /s/ Xxxxxxx Xxxxxxx | |||
Name: | Xxxxxxx Xxxxxxx | |||
Title: | Vice President |
[Amendment No. 1]
Pacific Select Fund Floating Rate Loan Portfolio | ||||
as a Lender | ||||
By: Xxxxx Xxxxx Management as Investment Sub-Advisor | ||||
By: | /s/ Xxxxxxx Xxxxxxx | |||
Name: | Xxxxxxx Xxxxxxx | |||
Title: | Vice President |
[Amendment No. 1]
Senior Debt Portfolio | ||||
as a Lender | ||||
By: Boston Management and Research as Investment Advisor | ||||
By: | /s/ Xxxxxxx Xxxxxxx | |||
Name: | Xxxxxxx Xxxxxxx | |||
Title: | Vice President |
[Amendment No. 1]
Xxxxxx Floating Rate Bond Fund | ||||
as a Lender | ||||
By: | /s/ Xxxx Xxxxxxxx | |||
Name: | Xxxx Xxxxxxxx | |||
Title: | Managing Director |
[Amendment No. 1]
Virtus Senior Floating Rate Fund | ||||
as a Lender | ||||
By: | /s/ Xxxx Xxxxxxxx | |||
Name: | Xxxx Xxxxxxxx | |||
Title: | Managing Director |
[Amendment No. 1]
Beach Point Loan Master Fund, L.P. | ||||
as a Lender | ||||
By: Beach Point Capital Management LP its Investment Manager | ||||
By: | /s/ Xxxx Xxxxxxxxx | |||
Name: | Xxxx Xxxxxxxxx | |||
Title: | Co-Chief Investment Officer |
[Amendment No. 1]
Beach Point SCF Loan LP | ||||
as a Lender | ||||
By: Beach Point Capital Management LP its Investment Manager | ||||
By: | /s/ Xxxx Xxxxxxxxx | |||
Name: | Xxxx Xxxxxxxxx | |||
Title: | Co-Chief Investment Officer |
[Amendment No. 1]
BlueBay Global High Income Loan Investments (Luxembourg) S.A., as a Lender | ||||||
BlueBay Asset Management LLP acting as agent for: BlueBay Global High Income Loan Investments (Luxembourg) S.A. | ||||||
By: | /s/ Xxxxx Xxxxx | /s/ XXXXXX XXXXXXXX | ||||
| ||||||
Name: | Xxxxx Xxxxx | XXXXXX XXXXXXXX | ||||
Title: | Authorised Signatory | AUTHORISED SIGNATORY |
[Amendment No. 1]
Catalyst/Princeton Floating Rate Income Fund By: Princeton Advisory Group, Inc. the Sub-Advisor, as a Lender | ||||
By: | /s/ Xxxxxx Xxxx | |||
Name: | Xxxxxx Xxxx | |||
Title: | Senior Analyst |
[Amendment No. 1]
Commonwealth of Pennsylvania Treasury Department By: Princeton Advisory Group, Inc. the Asset Manager, as a Lender | ||||
By: | /s/ Xxxxxx Xxxx | |||
Name: | Xxxxxx Xxxx | |||
Title: | Senior Analyst |
[Amendment No. 1]
UBS AG, STAMFORD BRANCH as a Lender | ||||
By: | /s/ Xxxx Xxxxx | |||
Name: | Xxxx Xxxxx | |||
Title: | Director | |||
By: | /s/ Xxxxxxxx Xxxxxxxx | |||
Name: | Xxxxxxxx Xxxxxxxx | |||
Title: | Associate Director |
[Amendment No. 1]
XXXXXXX SACHS BANK USA, as a Lender | ||||
By: | /s/ Xxxxxxxx Xxxxxxx | |||
Name: | Xxxxxxxx Xxxxxxx | |||
Title: | Authorized Signatory |
[Amendment No. 1]
Manulife Global Strategic Balanced Yield Fund | ||||
as a Lender | ||||
By: | /s/ Xxxxx Xxxxxxxxx | |||
Name: | Xxxxx Xxxxxxxxx | |||
Title: | Manager |
[Amendment No. 1]
Venture XVII CLO Limited | ||||
as a Lender | ||||
By: its investment advisor, MJX Asset Management, LLC | ||||
By: | /s/ Xxxxxxx Xxxxxxx | |||
Name: | Xxxxxxx Xxxxxxx | |||
Title: | Portfolio Manager |
[Amendment No. 1]
Blackstone / GSO Global Dynamic Credit Funding Ltd | ||||
as a Lender | ||||
By: Blackstone / GSO Global Dynamic Credit Master Fund, its Sole Shareholder | ||||
By: Blackstone / GSO Debt Funds Management Europe Limited, its Manager | ||||
By: | /s/ D. Xxxx Xxxx | |||
Name: | D. Xxxx Xxxx | |||
Title: | Managing Director |
[Amendment No. 1]
Xxxx Xxxxxxx Global Short Duration Credit Fund | ||||
as a Lender | ||||
By: | /s/ Xxxxx Xxxxxxxxx | |||
Name: | Xxxxx Xxxxxxxxx | |||
Title: | Manager |
[Amendment No. 1]
NORTHWOODS CAPITAL XI, LIMITED | ||||
as a Lender | ||||
By: Xxxxxx, Xxxxxx & Co., LP As Collateral Manager | ||||
By: | /s/ Xxxxx Xxxxxx | |||
Name: | Xxxxx Xxxxxx | |||
Title: | Managing Director |
[Amendment No. 1]
Federated Bank Loan Core Fund | ||||
as a Lender | ||||
By: | /s/ Xxxx Xxxxxxxxx | |||
Name: | Xxxx Xxxxxxxxx | |||
Title: | Vice President and Senior Portfolio Manager |
[Amendment No. 1]
VENTURE XII CLO, Limited | ||||
as a Lender | ||||
By: its investment advisor MJX Asset Management LLC | ||||
By: | /s/ Xxxxxxx Xxxxxxx | |||
Name: | Xxxxxxx Xxxxxxx | |||
Title: | Portfolio Manager |
[Amendment No. 1]
Stichting Pensioenfonds Hoogovens, as a Lender | ||
By: DDJ Capital Management, LLC, on behalf of Stichting Pensioenfonds Hoogovens, in its capacity as Manager | ||
By: | /s/ Xxxxx X. Xxxxxxxxx | |
Name: | Xxxxx X. Xxxxxxxxx | |
Title: | President | |
Stichting Bewaarder Syntrus Achmea Global High Yield Pool, as a Lender | ||
By: Syntrus Achmea Asset Management, as asset manager | ||
By: DDJ Capital Management, LLC, as subadvisor | ||
By: | /s/ Xxxxx X. Xxxxxxxxx | |
Name: | Xxxxx X. Xxxxxxxxx | |
Title: | President | |
Stichting Pensioenfonds voor Fysiotherapeuten, as a Lender | ||
By: DDJ Capital Management, LLC, in its capacity as investment manager | ||
By: | /s/ Xxxxx X. Xxxxxxxxx | |
Name: | Xxxxx X. Xxxxxxxxx | |
Title: | President |
Signature Pages to Amendment No. 1 to Credit Agreement
Caterpillar Inc. Master Retirement Trust, as a Lender | ||
By: DDJ Capital Management, LLC, on behalf of Caterpillar Inc. Master Retirement Trust, in its capacity as investment manager | ||
By: | /s/ Xxxxx X. Xxxxxxxxx | |
Name: | Xxxxx X. Xxxxxxxxx | |
Title: | President | |
X.X. Xxxxxx Corporation, Inc. Pension Plan Trust, as a Lender | ||
By: DDJ Capital Management, LLC, on behalf of X.X. Penney Corporation, Inc. Pension Plan Trust, in its capacity as investment manager | ||
By: | /s/ Xxxxx X. Xxxxxxxxx | |
Name: | Xxxxx X. Xxxxxxxxx | |
Title: | President | |
Houston Municipal Employees Pension System, as a Lender | ||
By: DDJ Capital Management, LLC, in its capacity as Manager | ||
By: | /s/ Xxxxx X. Xxxxxxxxx | |
Name: | Xxxxx X. Xxxxxxxxx | |
Title: | President |
Signature Pages to Amendment No. 1 to Credit Agreement
DDJ Capital Management Group Trust – High Yield Investment Fund, as a Lender | ||
By: DDJ Capital Management, LLC, in its capacity as Investment Manager | ||
By: | /s/ Xxxxx X. Xxxxxxxxx | |
Name: | Xxxxx X. Xxxxxxxxx | |
Title: | President | |
Xxxxxxx Investment Company - Xxxxxxx Global Opportunistic Credit Fund, as a Lender | ||
By: DDJ Capital Management, LLC, in its capacity as Money Manager | ||
By: | /s/ Xxxxx X. Xxxxxxxxx | |
Name: | Xxxxx X. Xxxxxxxxx | |
Title: | President | |
National Railroad Retirement Investment Trust, as a Lender | ||
By: DDJ Capital Management, LLC, in its capacity as Investment Manager | ||
By: | /s/ Xxxxx X. Xxxxxxxxx | |
Name: | Xxxxx X. Xxxxxxxxx | |
Title: | President |
Signature Pages to Amendment No. 1 to Credit Agreement
Sears Holdings Pension Trust, as a Lender | ||
By: DDJ Capital Management, LLC, in its capacity as Investment Manager | ||
By: | /s/ Xxxxx X. Xxxxxxxxx | |
Name: | Xxxxx X. Xxxxxxxxx | |
Title: | President | |
Principal Funds, Inc. – Global Diversified Income Fund, as a Lender | ||
By: DDJ Capital Management, LLC, in its capacity as Sub-Advisor | ||
By: | /s/ Xxxxx X. Xxxxxxxxx | |
Name: | Xxxxx X. Xxxxxxxxx | |
Title: | President | |
Xxxxxxx Global High Income Bond Pool, as a Lender | ||
By: DDJ Capital Management, LLC, in its capacity as Money Manager | ||
By: | /s/ Xxxxx X. Xxxxxxxxx | |
Name: | Xxxxx X. Xxxxxxxxx | |
Title: | President |
Signature Pages to Amendment No. 1 to Credit Agreement
Xxxxxxx Institutional Funds, LLC – Xxxxxxx High Yield Bond Fund, as a Lender | ||
By: DDJ Capital Management, LLC, in its capacity as Money Manager | ||
By: | /s/ Xxxxx X. Xxxxxxxxx | |
Name: | Xxxxx X. Xxxxxxxxx | |
Title: | President | |
Sears Canada Inc. Registered Retirement Plan, as a Lender | ||
By: DDJ Capital Management, LLC, in its capacity as Investment Manager | ||
By: | /s/ Xxxxx X. Xxxxxxxxx | |
Name: | Xxxxx X. Xxxxxxxxx | |
Title: | President | |
District of Columbia Retirement Board, as a Lender | ||
By: DDJ Capital Management, LLC, in its capacity as Investment Manager | ||
By: | /s/ Xxxxx X. Xxxxxxxxx | |
Name: | Xxxxx X. Xxxxxxxxx | |
Title: | President |
Signature Pages to Amendment No. 1 to Credit Agreement
DDJ Arvo High Yield Fund, L.P., as a Lender | ||
By: DDJ/GP Arvo High Yield, LLC, its General Partner | ||
By: DDJ Capital Management LLC, Manager | ||
By: | /s/ Xxxxx X. Xxxxxxxxx | |
Name: | Xxxxx X. Xxxxxxxxx | |
Title: | President |
Signature Pages to Amendment No. 1 to Credit Agreement
Multi-Credit Capital Holdings 1 Limited, as a Lender | ||||
By: Northern Trust (Guernsey) Limited solely in its capacity as Custodian* | ||||
By: | /s/ Xxxx Xx Xxxxxxx |
/s/ Xxxx Xx Xxxxxx | ||
Name: | Xxxx Xx Xxxxxxx | Xxxx Xx Xxxxxx | ||
Title: | Authorised Signatory | Authorised Signatory | ||
* Northern Trust (Guernsey) Limited (“NTGL”) is signing this document solely in its capacity as custodian of Multi-Credit Capital Holdings 1 Limited, and not in any personal capacity. NTGL makes no representations, warranties or undertakings of any kind in any personal capacity to the counterparty pursuant to this agreement, and the counterparty shall have no right of recourse to NTGL in any way whatsoever. |
Signature Pages to Amendment No. 1 to Credit Agreement
UAW Retiree Medical Benefits Trust | ||
By: State Street Bank and Trust company, solely in its capacity as Trustee for UAW Retiree Medical Benefits Trust, as directed by DDJ Capital Management, LLC, and not in its individual capacity | ||
By: | /s/ Xxxxxxx X. Xxxxx | |
Name: | Xxxxxxx X. Xxxxx | |
Title: | Vice President State Street Bank & Trust Co. |
Signature Pages to Amendment No. 1 to Credit Agreement