SHARE PURCHASE AGREEMENT ALPS SERIES TRUST On behalf of its series, DDJ Opportunistic High Yield Fund (the “Fund”)
Exhibit (l)(9)
On behalf of its series,
DDJ Opportunistic High Yield Fund (the “Fund”)
This Agreement is made effective as of the 15th day of July, 2015 between ALPS Fund Services, Inc., a Colorado corporation (“ALPS”), and ALPS Series Trust, a Delaware statutory trust (the “Trust”), on behalf of the Fund.
WHEREAS, the Fund wishes to sell to ALPS, and ALPS wishes to purchase from the Fund, shares of beneficial interest of each class of shares of the Fund in the amount listed on Appendix A hereto (collectively, the “Shares”); and
WHEREAS, ALPS is purchasing the Shares for the purpose of acquiring the initial Shares of the Fund.
NOW, THEREFORE, the parties hereto agree as follows:
1. Simultaneously with the execution of this Agreement, ALPS is delivering to the Fund payment in the amount listed on Appendix A hereto in full payment for the Shares.
Executed as of the date first set forth above.
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ALPS FUND SERVICES, INC.
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/s/ Xxxxxx X. May
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By:
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Xxxxxx X. May
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Its:
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President
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on behalf of the Fund
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By:
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XxXxxxx X. Xxxx
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Its:
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Secretary
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Appendix A
Institutional Class
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Fund
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Number of
Shares
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Share Price
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Total Purchase
Price Paid to Fund
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DDJ Opportunistic High Yield Fund
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1
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$10.00
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$10
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Class I
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Fund
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Number of
Shares
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Share Price
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Total Purchase
Price Paid to Fund
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DDJ Opportunistic High Yield Fund
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1
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$10.00
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$10
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Class II
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Fund
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Number of
Shares
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Share Price
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Total Purchase
Price Paid to Fund
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DDJ Opportunistic High Yield Fund
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1
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$10.00
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$10
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