AMENDMENT TO AMENDED AND RESTATED SERVICES AGREEMENT
EXHIBIT (g)(5)
AMENDMENT TO AMENDED AND RESTATED SERVICES AGREEMENT
This Amendment to the Amended and Restated Services Agreement is made as of July 18, 2018 and shall be effective as of June 29, 2018 and as set forth in Section 2 below (the “Amendment”) by and between State Street Bank and Trust Company, a Massachusetts trust company (the “Bank”) and each entity or series thereof listed on Appendix A to the Agreement (each referred to herein as the “Fund”). Capitalized terms used in this Amendment without definition shall have the respective meanings ascribed to such terms in the Agreement (as defined below).
WHEREAS, Investors Bank & Trust Company (“IBT”) and the Fund entered into a Services Agreement dated as of August 31, 2005;
WHEREAS, IBT merged with and into the Bank, effective July 2, 2007, with the result that the Bank now provides services under the Agreement;
WHEREAS, the Bank and the Fund entered into an Amended and Restated Services Agreement dated as of September 1, 2010 (as amended, supplemented, restated or otherwise modified from time to time, the “Agreement”); and
WHEREAS, the parties hereto wish to amend the Agreement as set forth below.
NOW THEREFORE, in consideration of the foregoing and the mutual covenants and agreements hereinafter contained, and for other good and valuable consideration, the receipt and sufficiency of which are hereby acknowledged, the parties hereby agree to amend the Agreement, pursuant to the terms thereof, as follows:
| 1. | The Agreement is hereby amended as follows: |
A. The first paragraph of Section 3 of the Agreement is hereby deleted and replaced with the following:
“The Bank shall provide the services as listed on Schedule B, subject to the authorization and direction of the Fund and, in each case where appropriate, the review and comment by the Fund’s independent accountants and legal counsel and in accordance with procedures which may be established from time to time between the Bank and the Fund.
The Bank shall perform such other services for the Fund that are mutually agreed to by the parties from time to time, for which the Fund will pay such fees as may be mutually agreed upon, including the Bank’s reasonable out-of-pocket expenses. The provision of such services shall be subject to the terms and conditions of this Agreement.
The Bank shall provide the office facilities and the personnel determined by it to perform the services contemplated herein.”
B. A new paragraph is hereby added to the end of Section 3 of the Agreement as follows:
“Pursuant to other agreements now or at any time in effect between each Fund (or its investment manager or investment adviser, on its behalf) and the Bank or its affiliates (the “Other State Street Agreements”) in any capacity other than as Bank hereunder (in such other capacities, “State Street”), State Street may be in possession of certain information and data relating to the Fund that is necessary to provide the Services, including Form N-PORT-Related Services (as such term is defined in Schedule B-6 hereto). Each Fund hereby acknowledges and agrees that this Section 3 of the Agreement serves as its consent and instruction, or Proper Instruction, as the case may be, under and pursuant to such Other State Street Agreements for State Street to provide or otherwise make available (including via platforms such as xx.xxxxxxxxxxx.xxx) to the Bank, Fund information such as net asset values and information relating to the net assets of the Fund and any related trust, holdings and liquidity reports, market value and other information and data related to the Fund for purposes of providing the Services.”
C. Subsection (c) of Section 5 of the Agreement is hereby amended and restated as follows:
“Each Fund will bear all expenses that are incurred in its operation and not specifically assumed by the Bank. For the avoidance of doubt, Fund expenses not assumed by the Bank include, but are not limited to: organizational expenses; cost of services of independent accountants and outside legal and tax counsel (including such counsel’s review of the Registration Statement, Form N-CSR, Form N-Q or Form N-PORT (as applicable), Form N-PX, Form N-MFP, Form N-SAR or Form N-CEN (as applicable), proxy materials, federal and state tax qualification as a regulated investment company and other notices, registrations, reports, filings and materials prepared by the Bank under this Agreement); cost of any services contracted for by the Fund directly from parties other than the Bank; cost of trading operations and brokerage fees, commissions and transfer taxes in connection with the purchase and sale of securities for the Fund; investment advisory fees; taxes, insurance premiums and other fees and expenses applicable to its operation; costs incidental to any meetings of shareholders including, but not limited to, legal and accounting fees, proxy filing fees and the costs of preparation (e.g., typesetting, XBRL-tagging, page changes and all other print vendor and XXXXX charges, collectively referred to herein as “Preparation”), printing, distribution and mailing of any proxy materials; costs incidental to Board meetings, including fees and expenses of Board members; the salary and expenses of any officer, director\trustee or employee of the Fund; costs of Preparation, printing, distribution and mailing, as applicable, of the Fund’s Registration Statements and any amendments and supplements thereto and shareholder reports; cost of Preparation and filing of the Fund’s tax returns, Form N-1A, Form N-CSR, Form N-Q or Form N-PORT (as applicable), Form N-PX, Form N-MFP and Form N-SAR or Form N-CEN (as applicable), and all notices, registrations and amendments associated with applicable federal and state tax and securities laws; all applicable registration fees and filing fees required under federal and state securities laws; the cost of fidelity bond and D&O/E&O liability insurance; and the cost of independent pricing services used in computing the Fund’s net asset value.”
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D. Appendix A of the Agreement is hereby renamed Schedule A and is amended and restated in its entirety as set forth in Exhibit 1.
E. Appendix B of the Agreement is hereby replaced in its entirety and renamed Schedule B1 as set forth in Exhibit 1.
F. A new Schedule B is hereby added to the Agreement as set forth in Exhibit 1.
| G. | A new Schedule B6 and Annex 1 thereto are hereby added to the Agreement as set forth in Exhibit 1. |
| 2. | The filing obligations of the N-PORT-Related Services as described in Schedule B6 shall become effective as of the first day of the first month in which each Fund is required by applicable law (including any rules and regulations promulgated thereunder and in accordance with any interpretive releases issued by the SEC) to file Form N-PORT (currently anticipated to be April 2019). The balance of this Amendment and the provisions of Schedule B6 are effective as of the date hereof. |
| 3. | Notwithstanding Section 7(a) of the Agreement, each Fund agrees to be bound to receive from Bank the Services (as defined in Schedule B6 to the Agreement) for at least eighteen (18) months following the date of this Amendment. The parties further agree that the foregoing commitment will be deemed the “term” for the such Services and that following the expiration of such term, the termination provisions of Section 7(a) will apply to the Services in the same way as such provisions apply to all other services under the Agreement. |
| 4. | Except as specifically amended hereby, all other terms and conditions of the Agreement shall remain in full force and effect. This Amendment, including Exhibit 1, is incorporated in its entirety into the Agreement, and this Amendment and said Agreement shall be read and interpreted together as the Agreement. |
| 5. | This Amendment shall be construed and the provisions thereof interpreted under and in accordance with the laws of The Commonwealth of Massachusetts, without regard to its conflicts of laws provisions. |
| 6. | This Amendment may be executed in separate counterparts, each of which shall be deemed to be an original, and all such counterparts taken together shall constitute one and the same instrument. Counterparts may be executed in either original or electronically transmitted form (e.g., faxes or emailed portable document format (PDF) form), and the parties hereby adopt as original any signatures received via electronically transmitted form. |
[Remainder of page intentionally left blank]
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IN WITNESS WHEREOF, the parties hereto have caused this Amendment to be executed by their officers designated below as of the date first written above.
EACH REGISTERED FUND LISTED ON APPENDIX A TO THE AGREEMENT SEVERALLY AND NOT JOINTLY
By: /s/ Xxxxxxx X. Gemma
Name: Xxxxxxx X. Gemma
Title: Secretary
EACH CAYMAN SUBSIDIARY OF REGISTERED FUNDS LISTED ON APPENDIX A TO THE AGREEMENT SEVERALLY AND NOT JOINTLY
By: /s/ Xxxxxxx X. Gemma
Name: Xxxxxxx X. Gemma
Title: Director
XXXXX XXXXX MANAGEMENT, AS INVESTMENT ADVISER, ON BEHALF OF XXXXX XXXXX CASH RESERVE FUND LLC LISTED ON APPENDIX A TO THE AGREEMENT
By: /s/ Xxxxxxx X. Gemma
Name: Xxxxxxx X. Gemma
Title: Vice President
EACH UNREGISTERED OFFSHORE FUND LISTED ON APPENDIX A TO THE AGREEMENT SEVERALLY AND NOT JOINTLY
By: /s/ Xxxxxxxxx X. Marius
Name: Xxxxxxxxx X. Marius
Title: Director
STATE STREET BANK AND TRUST COMPANY
By: /s/ Xxxxxx Xxxxxxxx
Name: Xxxxxx Xxxxxxxx
Title: Executive Vice President
EXHIBIT 1
AMENDED AND RESTATED SERVICES AGREEMENT
SCHEDULE A
XXXXX XXXXX FUNDS REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION
| XXXXX XXXXX GROWTH TRUST |
| Xxxxx Xxxxx Atlanta Capital Focused Growth Fund |
| Xxxxx Xxxxx Atlanta Capital Select Equity Fund |
| Xxxxx Xxxxx Atlanta Capital XXXX-Cap Fund |
| Xxxxx Xxxxx Focused Global Opportunities Fund |
| Xxxxx Xxxxx Focused Growth Opportunities Fund |
| Xxxxx Xxxxx Focused International Opportunities Fund |
| Xxxxx Xxxxx Focused Value Opportunities Fund |
| Xxxxx Xxxxx Greater China Growth Fund |
| Xxxxx Xxxxx Hexavest Global Equity Fund |
| Xxxxx Xxxxx Hexavest International Equity Fund |
| Xxxxx Xxxxx International Small-Cap Fund |
| Xxxxx Xxxxx Xxxxxxx Xxxxxxxxx All Asset Strategy Fund |
| Xxxxx Xxxxx Xxxxxxx Xxxxxxxxx Equity Strategy Fund |
| Xxxxx Xxxxx Worldwide Health Sciences Fund |
| Parametric Research Affiliates Systematic Alternative Risk Premia Fund |
| XXXXX XXXXX INVESTMENT TRUST |
|
Xxxxx Xxxxx Floating-Rate Municipal Income Fund
|
| Xxxxx Xxxxx National Limited Maturity Municipal Income Fund |
| Xxxxx Xxxxx New York Municipal Opportunities Fund |
| Xxxxx Xxxxx Short Duration Municipal Opportunities Fund |
| XXXXX XXXXX MUNICIPALS TRUST |
| Xxxxx Xxxxx Arizona Municipal Income Fund |
| Xxxxx Xxxxx California Municipal Income Fund |
| Xxxxx Xxxxx Connecticut Municipal Income Fund |
| Xxxxx Xxxxx Georgia Municipal Income Fund |
| Xxxxx Xxxxx Maryland Municipal Income Fund |
| Xxxxx Xxxxx Massachusetts Municipal Income Fund |
| Xxxxx Xxxxx Minnesota Municipal Income Fund |
| Xxxxx Xxxxx Missouri Municipal Income Fund |
| Xxxxx Xxxxx Municipal Opportunities Fund |
| Xxxxx Xxxxx National Municipal Income Fund |
| Xxxxx Xxxxx New Jersey Municipal Income Fund |
| Xxxxx Xxxxx New York Municipal Income Fund |
| Xxxxx Xxxxx North Carolina Municipal Income Fund |
| Xxxxx Xxxxx Ohio Municipal Income Fund |
| Xxxxx Xxxxx Oregon Municipal Income Fund |
| Xxxxx Xxxxx Pennsylvania Municipal Income Fund |
| Xxxxx Xxxxx South Carolina Municipal Income Fund |
| Xxxxx Xxxxx Virginia Municipal Income Fund |
| XXXXX XXXXX MUNICIPALS TRUST II |
| Xxxxx Xxxxx High Yield Municipal Income Fund |
| Xxxxx Xxxxx TABS Intermediate Term Municipal Bond Fund |
| Xxxxx Xxxxx TABS Short-Term Municipal Bond Fund |
| Xxxxx Xxxxx TABS 1-to-10 Year Laddered Municipal Bond Fund |
| Xxxxx Xxxxx TABS 5-to-15 Year Laddered Municipal Bond Fund |
| Xxxxx Xxxxx TABS 10-to-20 Year Laddered Municipal Bond Fund |
| XXXXX XXXXX MUTUAL FUNDS TRUST |
| Xxxxx Xxxxx AMT-Free Municipal Income Fund |
| Xxxxx Xxxxx Core Plus Bond Fund |
|
Xxxxx Xxxxx Diversified Currency Income Fund
|
| Xxxxx Xxxxx Emerging Markets Debt Fund |
| Xxxxx Xxxxx Emerging and Frontier Countries Equity Fund |
| Xxxxx Xxxxx Emerging Markets Local Income Fund |
| Xxxxx Xxxxx Floating-Rate Fund |
| Xxxxx Xxxxx Floating-Rate Advantage Fund |
| Xxxxx Xxxxx Floating-Rate & High Income Fund |
| Xxxxx Xxxxx Global Income Builder Fund |
| Xxxxx Xxxxx Global Macro Absolute Return Fund |
| Xxxxx Xxxxx Global Macro Absolute Return Advantage Fund |
| Xxxxx Xxxxx Global Small-Cap Equity Fund |
| Xxxxx Xxxxx Government Opportunities Fund |
| Xxxxx Xxxxx High Income Opportunities Fund |
| Xxxxx Xxxxx Multi-Strategy Absolute Return Fund |
| Xxxxx Xxxxx Multi-Strategy All Market Fund |
| Xxxxx Xxxxx Short Duration Government Income Fund |
| Xxxxx Xxxxx Short Duration High Income Fund |
| Xxxxx Xxxxx Short Duration Strategic Income Fund |
| Xxxxx Xxxxx Stock Fund |
| Xxxxx Xxxxx Tax-Managed Equity Asset Allocation Fund |
| Xxxxx Xxxxx Tax-Managed Global Dividend Income Fund |
| Xxxxx Xxxxx Tax-Managed Growth Fund 1.1 |
| Xxxxx Xxxxx Tax-Managed Growth Fund 1.2 |
| Xxxxx Xxxxx Tax-Managed Multi-Cap Growth Fund |
| Xxxxx Xxxxx Tax-Managed Small-Cap Fund |
| Xxxxx Xxxxx Tax-Managed Value Fund |
| Parametric Commodity Strategy Fund) |
| Parametric Dividend Income Fund |
| Parametric Emerging Markets Fund |
|
Parametric International Equity Fund
|
|
Parametric Tax-Managed International Equity Fund
|
| Parametric Volatility Risk Premium – Defensive Fund |
| XXXXX XXXXX SERIES FUND, INC. |
|
Xxxxx Xxxxx Emerging Markets Debt Opportunities Fund
|
| XXXXX XXXXX SERIES TRUST |
| Xxxxx Xxxxx Tax-Managed Growth Fund 1.0 |
| XXXXX XXXXX SERIES TRUST II |
| Xxxxx Xxxxx Income Fund of Boston |
|
Parametric Tax-Managed Emerging Markets Fund
|
| XXXXX XXXXX SPECIAL INVESTMENT TRUST |
| Xxxxx Xxxxx Balanced Fund |
| Xxxxx Xxxxx Commodity Strategy Fund |
| Xxxxx Xxxxx Core Bond Fund |
| Xxxxx Xxxxx Dividend Builder Fund |
| Xxxxx Xxxxx Greater India Fund |
| Xxxxx Xxxxx Growth Fund |
| Xxxxx Xxxxx Hedged Stock Fund |
| Xxxxx Xxxxx Large-Cap Value Fund |
| Xxxxx Xxxxx Multisector Income Fund |
| Xxxxx Xxxxx Real Estate Fund |
| Xxxxx Xxxxx Short Duration Inflation-Protected Income Fund |
| Xxxxx Xxxxx Small-Cap Fund |
| Xxxxx Xxxxx Special Equities Fund |
| Xxxxx Xxxxx 1-to-10 Year Laddered Corporate Bond Fund |
| XXXXX XXXXX VARIABLE TRUST |
| Xxxxx Xxxxx VT Floating-Rate Income Fund |
| XXXXX XXXXX NEXTSHARES TRUST |
| Xxxxx Xxxxx Global Income Builder NextShares |
|
Xxxxx Xxxxx Stock NextShares
|
| XXXXX XXXXX NEXTSHARES TRUST II |
| Xxxxx Xxxxx Floating-Rate NextShares |
|
Xxxxx Xxxxx Oaktree Diversified Credit NextShares
|
| Xxxxx Xxxxx TABS 5-to-15 Year Laddered Municipal Bond NextShares |
| CLOSED END FUNDS |
| Xxxxx Xxxxx California Municipal Bond Fund |
| Xxxxx Xxxxx California Municipal Bond Fund II |
| Xxxxx Xxxxx California Municipal Income Trust |
| Xxxxx Xxxxx Enhanced Equity Income Fund |
| Xxxxx Xxxxx Enhanced Equity Income Fund II |
| Xxxxx Xxxxx Floating-Rate Income Plus Fund |
| Xxxxx Xxxxx Floating-Rate Income Trust |
| Xxxxx Xxxxx Floating-Rate 2022 Target Term Trust |
| Xxxxx Xxxxx High Income 2021 Target Term Trust |
| Xxxxx Xxxxx Limited Duration Income Fund |
| Xxxxx Xxxxx Massachusetts Municipal Bond Fund |
| Xxxxx Xxxxx Massachusetts Municipal Income Trust |
| Xxxxx Xxxxx Michigan Municipal Bond Fund |
| Xxxxx Xxxxx Michigan Municipal Income Trust |
| Xxxxx Xxxxx Municipal Bond Fund |
| Xxxxx Xxxxx Municipal Bond Fund II |
| Xxxxx Xxxxx Municipal Income 2028 Term Trust |
| Xxxxx Xxxxx Municipal Income Trust |
| Xxxxx Xxxxx National Municipal Opportunities Trust |
| Xxxxx Xxxxx New Jersey Municipal Bond Fund |
| Xxxxx Xxxxx New Jersey Municipal Income Trust |
| Xxxxx Xxxxx New York Municipal Bond Fund |
| Xxxxx Xxxxx New York Municipal Bond Fund II |
| Xxxxx Xxxxx New York Municipal Income Trust |
| Xxxxx Xxxxx Ohio Municipal Bond Fund |
| Xxxxx Xxxxx Ohio Municipal Income Trust |
| Xxxxx Xxxxx Pennsylvania Municipal Bond Fund |
| Xxxxx Xxxxx Pennsylvania Municipal Income Trust |
| Xxxxx Xxxxx Risk-Managed Diversified Equity Income Fund |
| Xxxxx Xxxxx Senior Floating-Rate Trust |
| Xxxxx Xxxxx Senior Income Trust |
| Xxxxx Xxxxx Short Duration Diversified Income Fund |
| Xxxxx Xxxxx Tax-Advantaged Bond and Option Strategies Fund |
| Xxxxx Xxxxx Tax-Advantaged Dividend Income Fund |
| Xxxxx Xxxxx Tax-Advantaged Global Dividend Income Fund |
| Xxxxx Xxxxx Tax-Advantaged Global Dividend Opportunities Fund |
| Xxxxx Xxxxx Tax-Managed Buy-Write Income Fund |
| Xxxxx Xxxxx Tax-Managed Buy-Write Opportunities Fund |
| Xxxxx Xxxxx Tax-Managed Diversified Equity Income Fund |
| Xxxxx Xxxxx Tax-Managed Global Buy-Write Opportunities Fund |
| Xxxxx Xxxxx Tax-Managed Global Diversified Equity Income Fund |
| PORTFOLIOS |
| Boston Income Portfolio |
| Core Bond Portfolio |
| Emerging Markets Local Income Portfolio |
| Xxxxx Xxxxx Floating Rate Portfolio |
|
Global Income Builder Portfolio
|
| Global Macro Absolute Return Advantage Portfolio |
| Global Macro Portfolio |
| Global Opportunities Portfolio |
| Greater India Portfolio |
| High Income Opportunities Portfolio |
| International Income Portfolio |
| Large-Cap Value Portfolio |
| MSAR Completion Portfolio |
| Multisector Income Portfolio |
| Senior Debt Portfolio |
| Short Duration High Income Portfolio |
| Stock Portfolio |
| Tax-Managed Growth Portfolio |
| Tax-Managed International Equity Portfolio |
| Tax-Managed Multi-Cap Growth Portfolio |
| Tax-Managed Small-Cap Portfolio |
| Tax-Managed Value Portfolio |
| Worldwide Health Sciences Portfolio |
| CAYMAN SUBSIDIARIES OF REGISTERED FUNDS |
| Xxxxx Xxxxx AM Commodity Subsidiary, Ltd. (subsidiary of Xxxxx Xxxxx Multi-Strategy All Market Fund) |
| Xxxxx Xxxxx CSF Commodity Subsidiary, Ltd. (subsidiary of Xxxxx Xxxxx Commodity Strategy Fund) |
| Xxxxx Xxxxx GMAP Commodity Subsidiary, Ltd. (subsidiary of Global Macro Absolute Return Advantage Portfolio) |
| Xxxxx Xxxxx GMP Commodity Subsidiary, Ltd. (subsidiary of Global Macro Portfolio) |
| Xxxxx Xxxxx GOP Commodity Subsidiary, Ltd. (subsidiary of Global Opportunities Portfolio) |
| Xxxxx Xxxxx MSAR Commodity Subsidiary, Ltd. (subsidiary of MSAR Completion Portfolio) |
| PSC Commodity Subsidiary, Ltd. (subsidiary of Parametric Commodity Strategy Fund) |
| SARP Commodity Subsidiary, Ltd. (subsidiary of Parametric Research Affiliates Systematic Alternative Risk Premia Fund) |
XXXXX XXXXX UNREGISTERED FUNDS
| PRIVATE FUNDS |
| Xxxxx Xxxxx Cash Reserves Fund LLC |
| OFFSHORE FUNDS |
| Xxxxx Xxxxx International (Cayman Islands) Emerging Markets Local Income Fund |
| Xxxxx Xxxxx International (Cayman Islands) Funds Ltd. |
| Xxxxx Xxxxx International (Cayman Islands) Floating-Rate Income Fund |
| Xxxxx Xxxxx International (Cayman Islands) Floating-Rate Income Portfolio |
| Xxxxx Xxxxx International (Cayman Islands) Strategic Income Fund |
Schedule B
LIST OF SERVICES
| I. | Fund Administration Services as described in Schedule B1 attached hereto; |
| II. | Reserved; |
| III. | Reserved; |
| IV. | Reserved; |
| V. | Reserved; and |
| VI. | N-PORT-Related Services as described in Schedule B6 attached hereto. |
Schedule B6
Form N-PORT (the “Form N-PORT Services”) and Form N-CEN (the “Form N-CEN Services”) Support Services (collectively, the “Form N-PORT and Form N-CEN Support Services”) and Quarterly Portfolio of Investments Services (collectively, with the Form N-PORT and Form N-CEN Support Services, and for purposes of this Schedule B6, the “Services” or “N-PORT-Related Services”)
I. The Services.
(a) Standard N-PORT and N-CEN Reporting Solution (Data and Filing):
- Subject to the receipt of all required data, documentation, assumptions, information and assistance from the Fund (including from State Street or any third parties with whom the Fund will need to coordinate in order to produce such data, documentation, and information) the Bank will use required data, documentation, assumptions, information and assistance from the Fund, the Bank’s internal systems and, in the case the Fund is not administered by the Bank or its affiliates, third party Fund administrators or other data providers, including but not limited to Third Party Data (as defined below) (collectively, the “Required Data”), to perform necessary data aggregations (including any applicable aggregation of risk metrics) and calculations and prepare, as applicable: (i) a monthly draft Form N-PORT standard template for review and approval by the Fund and (ii) annual updates of Form N-CEN for review and approval by the Fund.
- The Fund acknowledges and agrees that it will be responsible for reviewing and approving each such draft Form N-PORT template and Form N-CEN update.
- Following review and final approval by the Fund of each such draft Form N-PORT template and N-CEN update, and at the direction of and on behalf of the Fund, the Bank will (i) produce an .XML formatted file of the completed Form N-PORT and Form N-CEN and maintain a record thereof in accordance with this Agreement and (ii) when required, electronically submit such filing to the SEC.
The Form N-PORT Services will be provided to each Fund as set forth in the attached Annex 1, which shall be executed by the Bank and the Fund. The Form N-CEN Services will be provided to each Fund as set forth in the attached Annex 1. Annex 1 may be updated from time to time upon the written request of a Fund and by virtue of an updated Annex 1 that is signed by both parties.
(b) Quarterly Portfolio of Investments Services:
| · | Subject to the receipt of all Required Data, and as a component of the Form N-PORT and Form N-CEN Support Services, the Bank will use such Required Data from the Fund, the Bank’s internal systems and other data providers to prepare a draft portfolio of investments (the “Portfolio of Investments”), compliant with GAAP, as of the Fund’s first and third fiscal quarter-ends. |
| · | Following review and final approval by the Fund of each such draft Portfolio of Investments, and at the direction of and on behalf of the Fund, the Bank will attach each Portfolio of Investments to the first and third fiscal quarter-end N-PORT filing that is submitted electronically to the SEC. |
(c) Liquidity Risk Measurement Services:
[Not Applicable.]
| II. | Fund Duties, Representations and Covenants in Connection with the Services. |
The provision of the Services to the Fund by the Bank is subject to the following terms and conditions:
1. The parties acknowledge and agree on the following matters:
The Services depend, directly or indirectly, on: (i) Required Data and (ii) information concerning the Fund or its affiliates or any trust, pooled vehicle, security or other investment or portfolio regarding which the Fund or its affiliates is otherwise associated (“Fund Entities”) that is generated or aggregated by the Bank or its affiliates in connection with services performed on the Fund’s behalf or otherwise prepared by the Bank or State Street (“State Street Data,” together with Required Data and Third Party Data (as defined below), “Services-Related Data”). The Bank’s obligations, responsibilities and liabilities with respect to any State Street Data used in connection with other services received by the Fund shall be as provided in such respective other agreements between the Bank or State Street and the Fund relating to such other services (e.g., administration and/or custody services, etc.) from which the State Street Data is derived or sourced (“Other Fund Agreements”). Nothing in this Agreement or any service schedule(s) shall limit or modify the Bank’s or State Street’s obligations to the Fund under the Other Fund Agreements.
In connection with the provision of the Services by the Bank, the Fund acknowledges and agrees that it will be responsible for providing the Bank with any information requested by the Bank, including, but not limited to, the following:
(A) Arranging for the regular provision of all Required Data (including State Street Data, where applicable) and related information to the Bank, in formats compatible with Bank-provided data templates including, without limitation, Required Data and the information and assumptions required by the Bank in connection with a Fund reporting profile and onboarding checklist, as it, or the information or assumptions required, may be revised at any time by the Bank, in its discretion (collectively, the “Onboarding Checklist”) and such other forms and templates as may be used by the Bank for such purposes from time to time, for all Funds receiving services under this Agreement, including but not limited to those to be reported on Form N-PORT and Form N-CEN (as determined by the Fund), including, without limitation, arranging for the provision of data from the Fund, its affiliates, third party administrators, prime brokers, custodians, and other relevant parties. If and to the extent that Required Data is already accessible to the Bank (or State Street) in its capacity as service provider to one or more Funds, the Bank and the Fund will agree on the scope
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of the information to be extracted from the Bank’s or State Street’s systems for purposes of the Bank’s provision of the Services subject to the discretion of the Bank, and the Bank is hereby expressly authorized to use any such information as necessary in connection with providing the Services hereunder; and
(B) Providing all required information and assumptions not otherwise included in Fund data and assumptions provided pursuant to Section 1(A) above, including but not limited to the Required Data, as may be required in order for the Bank to provide the Services.
The following are examples of certain types of information that the Fund is likely to be required to provide pursuant to Sections 1(A) and 1(B) above, and the Fund hereby acknowledges and understands that the following categories of information are merely illustrative examples, are by no means an exhaustive list of all such Required Data, and are subject to change as a result of any amendments to Form N-PORT and Form N-CEN:
| · | SEC filing classification of the Fund (i.e., small or large filer); |
| · | Identification of any data sourced from third parties; |
| · | Identification of any securities reported as Miscellaneous; and |
| · | Any Explanatory Notes included in N-PORT Section E. |
2. The Fund acknowledges that it has provided to the Bank all material assumptions used by the Fund or that are expected to be used by the Fund in connection with the completion of Form N-PORT and Form N-CEN and the provision of the Services and that it has approved all material assumptions used by the Bank in the provision of the Services prior to the first use of the Services. The Fund will also be responsible for promptly notifying the Bank of any changes in any such material assumptions previously notified to the Bank by the Fund or otherwise previously approved by the Fund in connection with the Bank’s provision of the Services. The Fund acknowledges that the completion of Form N-PORT and Form N-CEN and the provision of the Services and the data required thereby, requires the use of material assumptions in connection with many different categories of information and data, and the use and/or reporting thereof, including, but not limited to the following:
| · | Investment classification of positions; |
| · | Assumptions necessary in converting data extracts; |
| · | General operational and process assumptions used by the Bank in performing the Services; and |
| · | Assumptions specific to the Fund. |
The Fund hereby acknowledges and understands that the foregoing categories of information that may involve the use of material assumptions are merely illustrative examples of certain subject matter areas in relation to which the Fund (and/or the Bank on its behalf in connection with the Services) may rely on various material assumptions, and are by no means an exhaustive list of all such subject matter areas.
3. The Fund acknowledges and agrees on the following matters:
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(A) The Fund has independently reviewed the Services (including, without limitation, the assumptions, market data, securities prices, securities valuations, tests and calculations used in the Services), and the Fund has determined that the Services are suitable for its purposes. None of the Bank or its affiliates, nor their respective officers, directors, employees, representatives, agents or service providers (collectively, including the Bank, “State Street Parties”) make any express or implied warranties or representations with respect to the Services or otherwise.
(B) The Fund assumes full responsibility for complying with all securities, tax, commodities and other laws, rules and regulations applicable to it. The Bank is not providing, and the Services do not constitute, legal, tax, investment, or regulatory advice, or accounting or auditing services advice. Unless otherwise agreed to in writing by the parties to this Agreement, the Services are of general application and the Bank is not providing any customization, guidance, or recommendations. Where the Fund uses Services to comply with any law, regulation, agreement, or other Fund obligation, the Bank makes no representation that any Service complies with such law, regulation, agreement, or other obligation, and the Bank has no obligation of compliance with respect thereto.
(C) The Fund may use the Services and any reports, charts, graphs, data, analyses and other results generated by the Bank in connection with the Services and provided by the Bank to the Fund (“Materials”) (a) for the internal business purposes of the Fund or (b) for submission to the U.S. Securities and Exchange Commission, as required, of a Form N-PORT filing and a Form N-CEN update, including any Portfolio of Investments, if applicable. . For purposes of this Schedule B6, the term “Materials” shall not include the Fund’s underlying data unmodified by the Services or the final versions of the Fund’s Form N-PORT, Form N-CEN and Portfolio of Investments filed with the U.S. Securities and Exchange Commission. The Fund may also redistribute the Materials, or an excerpted portion thereof, to its investment managers, investment advisers, administrator, accountants or auditors, legal counsel, Trustees or Directors, as applicable, that have a reasonable interest in the Materials in connection with their relationship with the Fund (each a “Permitted Person”); provided, however, (i) the Fund may not charge a fee, profit, or otherwise benefit from the redistribution of Materials to Permitted Persons, (ii) data provided by third party sources such as but not limited to market or index data (“Third Party Data”) contained in the Materials may not be redistributed other than Third Party Data that is embedded in the calculations presented in the Materials and not otherwise identifiable as Third Party Data, except to the extent the Fund has separate license rights with respect to the use of such Third Party Data, or (iii) the Fund may not use the Services or Materials in any way to compete or enable any third party to compete with the Bank. No Permitted Person shall have any further rights of use or redistribution with respect to, or any ownership rights in, the Materials or any excerpted portion thereof.
Except as expressly provided in this Section 3(C), the Fund, any of its affiliates, or any of their respective officers, directors, employees, investment managers, investment advisers, agents or any other third party, or any Permitted Persons (collectively, including the Fund, “Fund Parties”), may not directly or indirectly, sell, rent, lease, license or sublicense, transmit, transfer, distribute or redistribute, disclose display, or provide, or otherwise make available or permit access to, all or any part of the Services or the Materials (including any State Street Data or Third Party Data contained therein, except with respect to Third Party Data to the extent the Fund has separate
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license rights with respect to the use of such Third Party Data). Without limitation, Fund Parties shall not themselves nor permit any other person to in whole or in part (i) modify, enhance, create derivative works, reverse engineer, decompile, decompose or disassemble the Services or the Materials; (ii) make copies of the Services, the Materials or portions thereof; (iii) secure any source code used in the Services, or attempt to use any portions of the Services in any form other than machine readable object code; (iv) commercially exploit or otherwise use the Services or the Materials for the benefit of any third party in a service bureau or software-as-a-service environment (or similar structure), or otherwise use the Services or the Materials to perform services for any third party, including for, to, or with consultants and independent contractors; or (v) attempt any of the foregoing or otherwise use the Services or the Materials for any purpose other than as expressly authorized under this Agreement.
(D) Each Fund shall limit the access and use of the Services and the Materials by any Fund Parties to a need-to-know basis and, in connection with its obligations under this Agreement, the Fund shall be responsible and liable for all acts and omissions of any Fund Parties.
(E) The Services, the Materials and all confidential information of the Bank (as confidential information is defined in the Agreement and other than Third Party Data and Required Data), are the sole property of the Bank. The Fund has no rights or interests with respect to all or any part of the Services, the Materials or the Bank’s confidential information, other than its use and redistribution rights expressly set forth in Section 3(C) herein. The Fund automatically and irrevocably assigns to the Bank any right, title or interest that it has, or may be deemed to have, in the Services, the Materials or the Bank’s confidential information, including, for the avoidance of doubt and without limitation, any Fund Party feedback, ideas, concepts, comments, suggestions, techniques or know-how shared with the Bank (collectively, “Feedback”) and the State Street Parties shall be entitled to incorporate any Feedback in the Services or the Materials or to otherwise use such Feedback for its own commercial benefit without obligation to compensate the Fund.
(F) The Bank may rely on Services-Related Data used in connection with the N-PORT-Related Services without independent verification. The Services-Related Data used in the Services may not be available or may contain errors, and the Services may not be complete or accurate as a result.
[Remainder of Page Intentionally Left Blank]
| 5 |
ANNEX 1
XXXXX XXXXX FUNDS
Further to the Amendment made as of July 18, 2018 and shall be effective as of June 29, 2018 and as set forth therein, to the Amended and Restated Services Agreement dated as of September 1, 2010, between each entity or series thereof listed on Appendix A thereto (each, the “Fund”) and State Street Bank and Trust Company (the “Bank”), the Fund and the Bank mutually agree to update this Annex 1 by adding/removing Funds and/or Portfolios as applicable:
|
Form N-PORT Services and Quarterly Portfolio of Investments Services |
Service Type
|
| XXXXX XXXXX GROWTH TRUST | Standard N-PORT Reporting Solution (Data and Filing) and Quarterly Portfolio of Investments Services |
| Xxxxx Xxxxx Atlanta Capital Focused Growth Fund | Standard |
| Xxxxx Xxxxx Atlanta Capital Select Equity Fund | Standard |
| Xxxxx Xxxxx Atlanta Capital XXXX-Cap Fund | Standard |
| Xxxxx Xxxxx Focused Global Opportunities Fund | Standard |
| Xxxxx Xxxxx Focused Growth Opportunities Fund | Standard |
| Xxxxx Xxxxx Focused International Opportunities Fund | Standard |
| Xxxxx Xxxxx Focused Value Opportunities Fund | Standard |
| Xxxxx Xxxxx Greater China Growth Fund | Standard |
| Xxxxx Xxxxx Hexavest Global Equity Fund | Standard |
| Xxxxx Xxxxx Hexavest International Equity Fund | Standard |
| Xxxxx Xxxxx International Small-Cap Fund | Standard |
| Xxxxx Xxxxx Xxxxxxx Xxxxxxxxx All Asset Strategy Fund | Standard |
| Xxxxx Xxxxx Xxxxxxx Xxxxxxxxx Equity Strategy Fund | Standard |
| Xxxxx Xxxxx Worldwide Health Sciences Fund | Standard |
|
Parametric Research Affiliates Systematic Alternative Risk Premia Fund
|
Standard |
| XXXXX XXXXX INVESTMENT TRUST | Standard N-PORT Reporting Solution (Data and Filing) and Quarterly Portfolio of Investments Services |
|
Xxxxx Xxxxx Floating-Rate Municipal Income Fund
|
Standard |
| Xxxxx Xxxxx National Limited Maturity Municipal Income Fund | Standard |
| Xxxxx Xxxxx New York Municipal Opportunities Fund | Standard |
| 6 |
| Xxxxx Xxxxx Short Duration Municipal Opportunities Fund |
Standard
|
|
XXXXX XXXXX MUNICIPALS TRUST |
Standard N-PORT Reporting Solution (Data and Filing) and Quarterly Portfolio of Investments Services |
| Xxxxx Xxxxx Arizona Municipal Income Fund | Standard |
| Xxxxx Xxxxx California Municipal Income Fund | Standard |
| Xxxxx Xxxxx Connecticut Municipal Income Fund | Standard |
| Xxxxx Xxxxx Georgia Municipal Income Fund | Standard |
| Xxxxx Xxxxx Maryland Municipal Income Fund | Standard |
| Xxxxx Xxxxx Massachusetts Municipal Income Fund | Standard |
| Xxxxx Xxxxx Minnesota Municipal Income Fund | Standard |
| Xxxxx Xxxxx Missouri Municipal Income Fund | Standard |
| Xxxxx Xxxxx Municipal Opportunities Fund | Standard |
| Xxxxx Xxxxx National Municipal Income Fund | Standard |
| Xxxxx Xxxxx New Jersey Municipal Income Fund | Standard |
| Xxxxx Xxxxx New York Municipal Income Fund | Standard |
| Xxxxx Xxxxx North Carolina Municipal Income Fund | Standard |
| Xxxxx Xxxxx Ohio Municipal Income Fund | Standard |
| Xxxxx Xxxxx Oregon Municipal Income Fund | Standard |
| Xxxxx Xxxxx Pennsylvania Municipal Income Fund | Standard |
| Xxxxx Xxxxx South Carolina Municipal Income Fund | Standard |
| Xxxxx Xxxxx Virginia Municipal Income Fund |
Standard
|
| XXXXX XXXXX MUNICIPALS TRUST II | Standard N-PORT Reporting Solution (Data and Filing) and Quarterly Portfolio of Investments Services |
| Xxxxx Xxxxx High Yield Municipal Income Fund | Standard |
| Xxxxx Xxxxx TABS Intermediate Term Municipal Bond Fund | Standard |
| Xxxxx Xxxxx TABS Short-Term Municipal Bond Fund | Standard |
| Xxxxx Xxxxx TABS 1-to-10 Year Laddered Municipal Bond Fund | Standard |
| Xxxxx Xxxxx TABS 5-to-15 Year Laddered Municipal Bond Fund | Standard |
| Xxxxx Xxxxx TABS 10-to-20 Year Laddered Municipal Bond Fund | Standard |
| Standard | |
|
XXXXX XXXXX MUTUAL FUNDS TRUST |
Standard N-PORT Reporting Solution (Data and Filing) and Quarterly Portfolio of Investments Services |
| Xxxxx Xxxxx AMT-Free Municipal Income Fund | Standard |
| 7 |
| Xxxxx Xxxxx Core Plus Bond Fund | Standard |
| Xxxxx Xxxxx Diversified Currency Income Fund | Standard |
| Xxxxx Xxxxx Emerging Markets Debt Fund | Standard |
| Xxxxx Xxxxx Emerging and Frontier Countries Equity Fund | Standard |
| Xxxxx Xxxxx Emerging Markets Local Income Fund | Standard |
| Xxxxx Xxxxx Floating-Rate Fund | Standard |
| Xxxxx Xxxxx Floating-Rate Advantage Fund | Standard |
| Xxxxx Xxxxx Floating-Rate & High Income Fund | Standard |
| Xxxxx Xxxxx Global Income Builder Fund | Standard |
| Xxxxx Xxxxx Global Macro Absolute Return Fund | Standard |
| Xxxxx Xxxxx Global Macro Absolute Return Advantage Fund | Standard |
| Xxxxx Xxxxx Global Small-Cap Equity Fund | Standard |
| Xxxxx Xxxxx Government Opportunities Fund | Standard |
| Xxxxx Xxxxx High Income Opportunities Fund | Standard |
| Xxxxx Xxxxx Multi-Strategy Absolute Return Fund | Standard |
| Xxxxx Xxxxx Multi-Strategy All Market Fund | Standard |
| Xxxxx Xxxxx Short Duration Government Income Fund | Standard |
| Xxxxx Xxxxx Short Duration High Income Fund | Standard |
| Xxxxx Xxxxx Short Duration Strategic Income Fund | Standard |
| Xxxxx Xxxxx Stock Fund | Standard |
| Xxxxx Xxxxx Tax-Managed Equity Asset Allocation Fund | Standard |
| Xxxxx Xxxxx Tax-Managed Global Dividend Income Fund | Standard |
| Xxxxx Xxxxx Tax-Managed Growth Fund 1.1 | Standard |
| Xxxxx Xxxxx Tax-Managed Growth Fund 1.2 | Standard |
| Xxxxx Xxxxx Tax-Managed Multi-Cap Growth Fund | Standard |
| Xxxxx Xxxxx Tax-Managed Small-Cap Fund | Standard |
| Xxxxx Xxxxx Tax-Managed Value Fund | Standard |
| Parametric Commodity Strategy Fund) | Standard |
| Parametric Dividend Income Fund | Standard |
| Parametric Emerging Markets Fund | Standard |
| Parametric International Equity Fund | Standard |
| Parametric Tax-Managed International Equity Fund | Standard |
|
Parametric Volatility Risk Premium – Defensive Fund
|
Standard |
|
XXXXX XXXXX SERIES FUND, INC. |
Standard N-PORT Reporting Solution (Data and Filing) and Quarterly Portfolio of Investments Services |
|
Xxxxx Xxxxx Emerging Markets Debt Opportunities Fund
|
Standard |
| 8 |
|
XXXXX XXXXX SERIES TRUST |
Standard N-PORT Reporting Solution (Data and Filing) and Quarterly Portfolio of Investments Services |
|
Xxxxx Xxxxx Tax-Managed Growth Fund 1.0
|
Standard |
|
XXXXX XXXXX SERIES TRUST II |
Standard N-PORT Reporting Solution (Data and Filing) and Quarterly Portfolio of Investments Services |
| Xxxxx Xxxxx Income Fund of Boston | Standard |
|
Parametric Tax-Managed Emerging Markets Fund
|
Standard |
|
XXXXX XXXXX SPECIAL INVESTMENT TRUST |
Standard N-PORT Reporting Solution (Data and Filing) and Quarterly Portfolio of Investments Services |
| Xxxxx Xxxxx Balanced Fund | Standard |
| Xxxxx Xxxxx Commodity Strategy Fund | Standard |
| Xxxxx Xxxxx Core Bond Fund | Standard |
| Xxxxx Xxxxx Dividend Builder Fund | Standard |
| Xxxxx Xxxxx Greater India Fund | Standard |
| Xxxxx Xxxxx Growth Fund | Standard |
| Xxxxx Xxxxx Hedged Stock Fund | Standard |
| Xxxxx Xxxxx Large-Cap Value Fund | Standard |
| Xxxxx Xxxxx Multisector Income Fund | Standard |
| Xxxxx Xxxxx Real Estate Fund | Standard |
| Xxxxx Xxxxx Short Duration Inflation-Protected Income Fund | Standard |
| Xxxxx Xxxxx Small-Cap Fund | Standard |
| Xxxxx Xxxxx Special Equities Fund | Standard |
| Xxxxx Xxxxx 1-to-10 Year Laddered Corporate Bond Fund |
Standard
|
|
XXXXX XXXXX VARIABLE TRUST |
Standard N-PORT Reporting Solution (Data and Filing) and Quarterly Portfolio of Investments Services |
| Xxxxx Xxxxx VT Floating-Rate Income Fund |
Standard
|
|
XXXXX XXXXX NEXTSHARES TRUST |
Standard N-PORT Reporting Solution (Data and Filing) and Quarterly Portfolio of Investments Services |
| Xxxxx Xxxxx Global Income Builder NextShares | Standard |
|
Xxxxx Xxxxx Stock NextShares
|
Standard |
| 9 |
|
XXXXX XXXXX NEXTSHARES TRUST II |
Standard N-PORT Reporting Solution (Data and Filing) and Quarterly Portfolio of Investments Services |
| Xxxxx Xxxxx Floating-Rate NextShares | Standard |
|
Xxxxx Xxxxx Oaktree Diversified Credit NextShares
|
Standard |
| Xxxxx Xxxxx TABS 5-to-15 Year Laddered Municipal Bond NextShares | Standard |
| XXXXX XXXXX CALIFORNIA MUNICIPAL BOND FUND | Standard N-PORT Reporting Solution (Data and Filing) and Quarterly Portfolio of Investments Services |
| XXXXX XXXXX CALIFORNIA MUNICIPAL BOND FUND II | Standard N-PORT Reporting Solution (Data and Filing) and Quarterly Portfolio of Investments Services |
| XXXXX XXXXX CALIFORNIA MUNICIPAL INCOME TRUST | Standard N-PORT Reporting Solution (Data and Filing) and Quarterly Portfolio of Investments Services |
| XXXXX XXXXX ENHANCED EQUITY INCOME FUND | Standard N-PORT Reporting Solution (Data and Filing) and Quarterly Portfolio of Investments Services |
| XXXXX XXXXX ENHANCED EQUITY INCOME FUND II | Standard N-PORT Reporting Solution (Data and Filing) and Quarterly Portfolio of Investments Services |
| XXXXX XXXXX FLOATING-RATE INCOME PLUS FUND | Standard N-PORT Reporting Solution (Data and Filing) and Quarterly Portfolio of Investments Services |
| XXXXX XXXXX FLOATING-RATE INCOME TRUST | Standard N-PORT Reporting Solution (Data and Filing) and Quarterly Portfolio of Investments Services |
| 10 |
| XXXXX XXXXX FLOATING-RATE 2022 TARGET TERM TRUST | Standard N-PORT Reporting Solution (Data and Filing) and Quarterly Portfolio of Investments Services |
| XXXXX XXXXX HIGH INCOME 2021 TARGET TERM TRUST | Standard N-PORT Reporting Solution (Data and Filing) and Quarterly Portfolio of Investments Services |
| XXXXX XXXXX LIMITED DURATION INCOME FUND | Standard N-PORT Reporting Solution (Data and Filing) and Quarterly Portfolio of Investments Services |
| XXXXX XXXXX MASSACHUSETTS MUNICIPAL BOND FUND | Standard N-PORT Reporting Solution (Data and Filing) and Quarterly Portfolio of Investments Services |
| XXXXX XXXXX MASSACHUSETTS MUNICIPAL INCOME TRUST | Standard N-PORT Reporting Solution (Data and Filing) and Quarterly Portfolio of Investments Services |
| XXXXX XXXXX MICHIGAN MUNICIPAL BOND FUND | Standard N-PORT Reporting Solution (Data and Filing) and Quarterly Portfolio of Investments Services |
| XXXXX XXXXX MICHIGAN MUNICIPAL INCOME TRUST | Standard N-PORT Reporting Solution (Data and Filing) and Quarterly Portfolio of Investments Services |
| XXXXX XXXXX MUNICIPAL BOND FUND | Standard N-PORT Reporting Solution (Data and Filing) and Quarterly Portfolio of Investments Services |
| XXXXX XXXXX MUNICIPAL BOND FUND II | Standard N-PORT Reporting Solution (Data and Filing) and Quarterly Portfolio of Investments Services |
| 11 |
| XXXXX XXXXX MUNICIPAL INCOME 2028 TERM TRUST | Standard N-PORT Reporting Solution (Data and Filing) and Quarterly Portfolio of Investments Services |
| XXXXX XXXXX MUNICIPAL INCOME TRUST | Standard N-PORT Reporting Solution (Data and Filing) and Quarterly Portfolio of Investments Services |
| XXXXX XXXXX NATIONAL MUNICIPAL OPPORTUNITIES TRUST | Standard N-PORT Reporting Solution (Data and Filing) and Quarterly Portfolio of Investments Services |
| XXXXX XXXXX NEW JERSEY MUNICIPAL BOND FUND | Standard N-PORT Reporting Solution (Data and Filing) and Quarterly Portfolio of Investments Services |
| XXXXX XXXXX NEW JERSEY MUNICIPAL INCOME TRUST | Standard N-PORT Reporting Solution (Data and Filing) and Quarterly Portfolio of Investments Services |
| XXXXX XXXXX NEW YORK MUNICIPAL BOND FUND | Standard N-PORT Reporting Solution (Data and Filing) and Quarterly Portfolio of Investments Services |
| XXXXX XXXXX NEW YORK MUNICIPAL BOND FUND II | Standard N-PORT Reporting Solution (Data and Filing) and Quarterly Portfolio of Investments Services |
| XXXXX XXXXX NEW YORK MUNICIPAL INCOME TRUST | Standard N-PORT Reporting Solution (Data and Filing) and Quarterly Portfolio of Investments Services |
| XXXXX XXXXX OHIO MUNICIPAL BOND FUND | Standard N-PORT Reporting Solution (Data and Filing) and Quarterly Portfolio of Investments Services |
| 12 |
| XXXXX XXXXX OHIO MUNICIPAL INCOME TRUST | Standard N-PORT Reporting Solution (Data and Filing) and Quarterly Portfolio of Investments Services |
| XXXXX XXXXX PENNSYLVANIA MUNICIPAL BOND FUND | Standard N-PORT Reporting Solution (Data and Filing) and Quarterly Portfolio of Investments Services |
| XXXXX XXXXX PENNSYLVANIA MUNICIPAL INCOME TRUST | Standard N-PORT Reporting Solution (Data and Filing) and Quarterly Portfolio of Investments Services |
| XXXXX XXXXX RISK-MANAGED DIVERSIFIED EQUITY INCOME FUND | Standard N-PORT Reporting Solution (Data and Filing) and Quarterly Portfolio of Investments Services |
| XXXXX XXXXX SENIOR FLOATING-RATE TRUST | Standard N-PORT Reporting Solution (Data and Filing) and Quarterly Portfolio of Investments Services |
| XXXXX XXXXX SENIOR INCOME TRUST | Standard N-PORT Reporting Solution (Data and Filing) and Quarterly Portfolio of Investments Services |
| XXXXX XXXXX SHORT DURATION DIVERSIFIED INCOME FUND | Standard N-PORT Reporting Solution (Data and Filing) and Quarterly Portfolio of Investments Services |
| XXXXX XXXXX TAX-ADVANTAGED BOND AND OPTION STRATEGIES FUND | Standard N-PORT Reporting Solution (Data and Filing) and Quarterly Portfolio of Investments Services |
| XXXXX XXXXX TAX-ADVANTAGED DIVIDEND INCOME FUND | Standard N-PORT Reporting Solution (Data and Filing) and Quarterly Portfolio of Investments Services |
| XXXXX XXXXX TAX-ADVANTAGED GLOBAL DIVIDEND INCOME FUND | Standard N-PORT Reporting Solution (Data and Filing) and Quarterly Portfolio of Investments Services |
| 13 |
| XXXXX XXXXX TAX-ADVANTAGED GLOBAL DIVIDEND OPPORTUNITIES FUND | Standard N-PORT Reporting Solution (Data and Filing) and Quarterly Portfolio of Investments Services |
| XXXXX XXXXX TAX-MANAGED BUY-WRITE INCOME FUND | Standard N-PORT Reporting Solution (Data and Filing) and Quarterly Portfolio of Investments Services |
| XXXXX XXXXX TAX-MANAGED BUY-WRITE OPPORTUNITIES FUND | Standard N-PORT Reporting Solution (Data and Filing) and Quarterly Portfolio of Investments Services |
| XXXXX XXXXX TAX-MANAGED DIVERSIFIED EQUITY INCOME FUND | Standard N-PORT Reporting Solution (Data and Filing) and Quarterly Portfolio of Investments Services |
| XXXXX XXXXX TAX-MANAGED GLOBAL BUY-WRITE OPPORTUNITIES FUND | Standard N-PORT Reporting Solution (Data and Filing) and Quarterly Portfolio of Investments Services |
|
XXXXX XXXXX TAX-MANAGED GLOBAL DIVERSIFIED EQUITY INCOME FUND
|
Standard N-PORT Reporting Solution (Data and Filing) and Quarterly Portfolio of Investments Services |
| BOSTON INCOME PORTFOLIO | Standard N-PORT Reporting Solution (Data and Filing) and Quarterly Portfolio of Investments Services |
| CORE BOND PORTFOLIO | Standard N-PORT Reporting Solution (Data and Filing) and Quarterly Portfolio of Investments Services |
| EMERGING MARKETS LOCAL INCOME PORTFOLIO | Standard N-PORT Reporting Solution (Data and Filing) and Quarterly Portfolio of Investments Services |
| 14 |
| XXXXX XXXXX FLOATING RATE PORTFOLIO | Standard N-PORT Reporting Solution (Data and Filing) and Quarterly Portfolio of Investments Services |
|
GLOBAL INCOME BUILDER PORTFOLIO
|
Standard N-PORT Reporting Solution (Data and Filing) and Quarterly Portfolio of Investments Services |
| GLOBAL MACRO ABSOLUTE RETURN ADVANTAGE PORTFOLIO | Standard N-PORT Reporting Solution (Data and Filing) and Quarterly Portfolio of Investments Services |
| GLOBAL MACRO PORTFOLIO | Standard N-PORT Reporting Solution (Data and Filing) and Quarterly Portfolio of Investments Services |
| GLOBAL OPPORTUNITIES PORTFOLIO | Standard N-PORT Reporting Solution (Data and Filing) and Quarterly Portfolio of Investments Services |
| GREATER INDIA PORTFOLIO | Standard N-PORT Reporting Solution (Data and Filing) and Quarterly Portfolio of Investments Services |
| HIGH INCOME OPPORTUNITIES PORTFOLIO | Standard N-PORT Reporting Solution (Data and Filing) and Quarterly Portfolio of Investments Services |
| INTERNATIONAL INCOME PORTFOLIO | Standard N-PORT Reporting Solution (Data and Filing) and Quarterly Portfolio of Investments Services |
| LARGE-CAP VALUE PORTFOLIO | Standard N-PORT Reporting Solution (Data and Filing) and Quarterly Portfolio of Investments Services |
| 15 |
| MSAR COMPLETION PORTFOLIO | Standard N-PORT Reporting Solution (Data and Filing) and Quarterly Portfolio of Investments Services |
| MULTISECTOR INCOME PORTFOLIO | Standard N-PORT Reporting Solution (Data and Filing) and Quarterly Portfolio of Investments Services |
| SENIOR DEBT PORTFOLIO | Standard N-PORT Reporting Solution (Data and Filing) and Quarterly Portfolio of Investments Services |
| SHORT DURATION HIGH INCOME PORTFOLIO | Standard N-PORT Reporting Solution (Data and Filing) and Quarterly Portfolio of Investments Services |
| STOCK PORTFOLIO | Standard N-PORT Reporting Solution (Data and Filing) and Quarterly Portfolio of Investments Services |
| TAX-MANAGED GROWTH PORTFOLIO | Standard N-PORT Reporting Solution (Data and Filing) and Quarterly Portfolio of Investments Services |
| TAX-MANAGED INTERNATIONAL EQUITY PORTFOLIO | Standard N-PORT Reporting Solution (Data and Filing) and Quarterly Portfolio of Investments Services |
| TAX-MANAGED MULTI-CAP GROWTH PORTFOLIO | Standard N-PORT Reporting Solution (Data and Filing) and Quarterly Portfolio of Investments Services |
| TAX-MANAGED SMALL-CAP PORTFOLIO | Standard N-PORT Reporting Solution (Data and Filing) and Quarterly Portfolio of Investments Services |
| 16 |
| TAX-MANAGED VALUE PORTFOLIO | Standard N-PORT Reporting Solution (Data and Filing) and Quarterly Portfolio of Investments Services |
| WORLDWIDE HEALTH SCIENCES PORTFOLIO | Standard N-PORT Reporting Solution (Data and Filing) and Quarterly Portfolio of Investments Services |
|
Form N-CEN Services |
| XXXXX XXXXX GROWTH TRUST |
| XXXXX XXXXX INVESTMENT TRUST |
| XXXXX XXXXX MUNICIPALS TRUST |
| XXXXX XXXXX MUNICIPALS TRUST II |
| XXXXX XXXXX MUTUAL FUNDS TRUST |
| XXXXX XXXXX SERIES FUND, INC. |
| XXXXX XXXXX SERIES TRUST |
| XXXXX XXXXX SERIES TRUST II |
| XXXXX XXXXX SPECIAL INVESTMENT TRUST |
| XXXXX XXXXX VARIABLE TRUST |
| XXXXX XXXXX NEXTSHARES TRUST |
| XXXXX XXXXX NEXTSHARES TRUST II |
| XXXXX XXXXX CALIFORNIA MUNICIPAL BOND FUND |
| XXXXX XXXXX CALIFORNIA MUNICIPAL BOND FUND II |
| 17 |
| XXXXX XXXXX CALIFORNIA MUNICIPAL INCOME TRUST |
| XXXXX XXXXX ENHANCED EQUITY INCOME FUND |
| XXXXX XXXXX ENHANCED EQUITY INCOME FUND II |
| XXXXX XXXXX FLOATING-RATE INCOME PLUS FUND |
| XXXXX XXXXX FLOATING-RATE INCOME TRUST |
| XXXXX XXXXX FLOATING-RATE 2022 TARGET TERM TRUST |
| XXXXX XXXXX HIGH INCOME 2021 TARGET TERM TRUST |
| XXXXX XXXXX LIMITED DURATION INCOME FUND |
| XXXXX XXXXX MASSACHUSETTS MUNICIPAL BOND FUND |
| XXXXX XXXXX MASSACHUSETTS MUNICIPAL INCOME TRUST |
| XXXXX XXXXX MICHIGAN MUNICIPAL BOND FUND |
| XXXXX XXXXX MICHIGAN MUNICIPAL INCOME TRUST |
| XXXXX XXXXX MUNICIPAL BOND FUND |
| XXXXX XXXXX MUNICIPAL BOND FUND II |
| XXXXX XXXXX MUNICIPAL INCOME 2028 TERM TRUST |
| XXXXX XXXXX MUNICIPAL INCOME TRUST |
| XXXXX XXXXX NATIONAL MUNICIPAL OPPORTUNITIES TRUST |
| XXXXX XXXXX NEW JERSEY MUNICIPAL BOND FUND |
| 18 |
| XXXXX XXXXX NEW JERSEY MUNICIPAL INCOME TRUST |
| XXXXX XXXXX NEW YORK MUNICIPAL BOND FUND |
| XXXXX XXXXX NEW YORK MUNICIPAL BOND FUND II |
| XXXXX XXXXX NEW YORK MUNICIPAL INCOME TRUST |
| XXXXX XXXXX OHIO MUNICIPAL BOND FUND |
| XXXXX XXXXX OHIO MUNICIPAL INCOME TRUST |
| XXXXX XXXXX PENNSYLVANIA MUNICIPAL BOND FUND |
| XXXXX XXXXX PENNSYLVANIA MUNICIPAL INCOME TRUST |
| XXXXX XXXXX RISK-MANAGED DIVERSIFIED EQUITY INCOME FUND |
| XXXXX XXXXX SENIOR FLOATING-RATE TRUST |
| XXXXX XXXXX SENIOR INCOME TRUST |
| XXXXX XXXXX SHORT DURATION DIVERSIFIED INCOME FUND |
| XXXXX XXXXX TAX-ADVANTAGED BOND AND OPTION STRATEGIES FUND |
| XXXXX XXXXX TAX-ADVANTAGED DIVIDEND INCOME FUND |
| XXXXX XXXXX TAX-ADVANTAGED GLOBAL DIVIDEND INCOME FUND |
| XXXXX XXXXX TAX-ADVANTAGED GLOBAL DIVIDEND OPPORTUNITIES FUND |
| XXXXX XXXXX TAX-MANAGED BUY-WRITE INCOME FUND |
| XXXXX XXXXX TAX-MANAGED BUY-WRITE OPPORTUNITIES FUND |
| 19 |
| XXXXX XXXXX TAX-MANAGED DIVERSIFIED EQUITY INCOME FUND |
| XXXXX XXXXX TAX-MANAGED GLOBAL BUY-WRITE OPPORTUNITIES FUND |
|
XXXXX XXXXX TAX-MANAGED GLOBAL DIVERSIFIED EQUITY INCOME FUND
|
| BOSTON INCOME PORTFOLIO |
| CORE BOND PORTFOLIO |
| EMERGING MARKETS LOCAL INCOME PORTFOLIO |
| XXXXX XXXXX FLOATING RATE PORTFOLIO |
|
GLOBAL INCOME BUILDER PORTFOLIO
|
| GLOBAL MACRO ABSOLUTE RETURN ADVANTAGE PORTFOLIO |
| GLOBAL MACRO PORTFOLIO |
| GLOBAL OPPORTUNITIES PORTFOLIO |
| GREATER INDIA PORTFOLIO |
| HIGH INCOME OPPORTUNITIES PORTFOLIO |
| INTERNATIONAL INCOME PORTFOLIO |
| LARGE-CAP VALUE PORTFOLIO |
| MSAR COMPLETION PORTFOLIO |
| MULTISECTOR INCOME PORTFOLIO |
| SENIOR DEBT PORTFOLIO |
| 20 |
| SHORT DURATION HIGH INCOME PORTFOLIO |
| STOCK PORTFOLIO |
| TAX-MANAGED GROWTH PORTFOLIO |
| TAX-MANAGED INTERNATIONAL EQUITY PORTFOLIO |
| TAX-MANAGED MULTI-CAP GROWTH PORTFOLIO |
| TAX-MANAGED SMALL-CAP PORTFOLIO |
| TAX-MANAGED VALUE PORTFOLIO |
| WORLDWIDE HEALTH SCIENCES PORTFOLIO |
| 21 |
IN WITNESS WHEREOF, the undersigned, by their authorized representatives, have executed this Annex 1 as of the last signature date set forth below.
EACH REGISTERED FUND LISTED STATE STREET BANK AND TRUST
ANNEX 1 TO THE AGREEMENT COMPANY
SEVERALLY AND NOT JOINTLY
By:______________________________ By:________________________________
Name: Name:
Title: Title:
Address: Address:
Date: Date:
