1
DISTRIBUTION CONTRACT SUPPLEMENT
PACIFICA FUNDS TRUST
000 Xxxx Xxxxxx
Xxx Xxxx, Xxx Xxxx 00000
February 1, 1996
Pacifica Funds Distributor, Inc.
000 Xxxx Xxxxxx
Xxx Xxxx, Xxx Xxxx 00000
Re: Pacifica 100% U.S. Treasury Money Market Fund
Dear Sirs:
This will confirm the agreement between the undersigned (the "Trust")
and you (the "Distributor") as follows:
1. The Trust is an open-end management investment company organized as
a Massachusetts business trust and consists of such separate investment
portfolios as have been or may be established by the Trustees of the Trust from
time to time. A separate class of shares of beneficial interest of the Trust is
offered to investors with respect to each investment portfolio. The 100% U.S.
Treasury Money Market Fund (the "Fund") is a separate investment portfolio of
the Trust.
2. The Trust and the Distributor have entered into a Master
Distribution Contract ("Master Agreement") pursuant to which the Distributor has
agreed to be the distributor of shares of the Trust.
3. As provided in paragraph 1 of the Master Agreement, the Trust hereby
adopts the Master Agreement with respect to the Fund, and the Distributor hereby
acknowledges that the Master Agreement shall pertain to the Fund, the terms and
conditions of such Master Agreement being hereby incorporated herein by
reference.
4. The term "Funds" as used in the Master Agreement shall, for purposes
of this Supplement, pertain to the Fund.
5. This Supplement and the Master Agreement (together, the "Contract")
shall become effective with respect to the Fund on February 1, 1996 and shall
continue in effect until such time as there shall remain no unsold balance of
shares registered under the 1933 Act provided that this contract shall
continue in effect for a period of more than two years from the effective date
of this Supplement only so long as such continuance is specifically approved at
least annually by (a) the Trust's Board of Trustees or by the vote of a majority
of the Trust's outstanding voting securities (as defined in the Investment
Company Act of 1940
2
("1940 Act")) and (b) by the vote, cast in person at a meeting called for the
purpose of a majority of the Trust's Trustees who are not parties to this
contract or "interested persons" (as defined in the 1940 Act) of any such party.
This contract shall terminate automatically in the event of its assignment (as
defined in the 1940 Act). This contract may, in any event, be terminated at any
time, without the payment of any penalty, by the Trust upon 60 days written
notice to the Distributor and by the Distributor upon 60 days written notice to
the Trust.
If the foregoing correctly sets forth the agreement between the Trust
and the Distributor, please so indicate by signing and returning to the Trust
the enclosed copy hereof.
Very truly yours,
PACIFICA FUNDS TRUST
By: __________________________
Name: ________________________
Title: _______________________
Accepted:
Pacifica Funds Distributor, Inc.
By: _____________________________________
Name: ___________________________________
Title: __________________________________
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3
DISTRIBUTION CONTRACT SUPPLEMENT
PACIFICA FUNDS TRUST
000 Xxxx Xxxxxx
Xxx Xxxx, Xxx Xxxx 00000
February 1, 1996
Pacifica Funds Distributor, Inc.
000 Xxxx Xxxxxx
Xxx Xxxx, Xxx Xxxx 00000
Re: Pacifica National Tax-Exempt Money Market Fund
Dear Sirs:
This will confirm the agreement between the undersigned (the "Trust")
and you (the "Distributor") as follows:
1. The Trust is an open-end management investment company organized as
a Massachusetts business trust and consists of such separate investment
portfolios as have been or may be established by the Trustees of the Trust from
time to time. A separate class of shares of beneficial interest of the Trust is
offered to investors with respect to each investment portfolio. The National
Tax-Exempt Money Market Fund (the "Fund") is a separate investment portfolio of
the Trust.
2. The Trust and the Distributor have entered into a Master
Distribution Contract ("Master Agreement") pursuant to which the Distributor has
agreed to be the distributor of shares of the Trust.
3. As provided in paragraph 1 of the Master Agreement, the Trust hereby
adopts the Master Agreement with respect to the Fund, and the Distributor hereby
acknowledges that the Master Agreement shall pertain to the Fund, the terms and
conditions of such Master Agreement being hereby incorporated herein by
reference.
4. The term "Funds" as used in the Master Agreement shall, for purposes
of this Supplement, pertain to the Fund.
5. This Supplement and the Master Agreement (together, the "Contract")
shall become effective with respect to the Fund on February 1, 1996 and shall
continue in effect until such time as there shall remain no unsold balance of
shares registered under the 1933 Act provided that this contract shall
continue in effect for a period of more than two years from the effective date
of this Supplement only so long as such continuance is specifically approved at
least annually by (a) the Trust's Board of Trustees or by the vote of a majority
of the Trust's outstanding voting securities (as defined in the Investment
Company Act of 1940
4
("1940 Act")) and (b) by the vote, cast in person at a meeting called for the
purpose of a majority of the Trust's Trustees who are not parties to this
contract or "interested persons" (as defined in the 1940 Act) of any such party.
This contract shall terminate automatically in the event of its assignment (as
defined in the 1940 Act). This contract may, in any event, by terminated at any
time, without the payment of any penalty, by the Trust upon 60 days written
notice to the Distributor and by the Distributor upon 60 days written notice to
the Trust.
If the foregoing correctly sets forth the agreement between the Trust
and the Distributor, please so indicate by signing and returning to the Trust
the enclosed copy hereof.
Very truly yours,
PACIFICA FUNDS TRUST
By: __________________________
Name: ________________________
Title: _______________________
Accepted:
Pacifica Funds Distributor, Inc.
By: _____________________________________
Name: ___________________________________
Title: __________________________________
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5
DISTRIBUTION CONTRACT SUPPLEMENT
PACIFICA FUNDS TRUST
000 Xxxx Xxxxxx
Xxx Xxxx, Xxx Xxxx 00000
February 1, 1996
Pacifica Funds Distributor, Inc.
000 Xxxx Xxxxxx
Xxx Xxxx, Xxx Xxxx 00000
Re: Pacifica California Tax-Exempt Money Market Fund
Dear Sirs:
This will confirm the agreement between the undersigned (the "Trust")
and you (the "Distributor") as follows:
1. The Trust is an open-end management investment company organized as
a Massachusetts business trust and consists of such separate investment
portfolios as have been or may be established by the Trustees of the Trust from
time to time. A separate class of shares of beneficial interest of the Trust is
offered to investors with respect to each investment portfolio. The California
Tax-Exempt Money Market Fund (the "Fund") is a separate investment portfolio of
the Trust.
2. The Trust and the Distributor have entered into a Master
Distribution Contract ("Master Agreement") pursuant to which the Distributor has
agreed to be the distributor of shares of the Trust.
3. As provided in paragraph 1 of the Master Agreement, the Trust hereby
adopts the Master Agreement with respect to the Fund, and the Distributor hereby
acknowledges that the Master Agreement shall pertain to the Fund, the terms and
conditions of such Master Agreement being hereby incorporated herein by
reference.
4. The term "Funds" as used in the Master Agreement shall, for purposes
of this Supplement, pertain to the Fund.
5. This Supplement and the Master Agreement (together, the "Contract")
shall become effective with respect to the Fund on February 1, 1996 and shall
continue in effect until such time as there shall remain no unsold balance of
shares registered under the 1933 Act provided that this contract shall
continue in effect for a period of more than two years from the effective date
of this Supplement only so long as such continuance is specifically approved at
least annually by (a) the Trust's Board of Trustees or by the vote of a majority
of the Trust's outstanding voting securities (as defined in the Investment
Company Act of 1940
6
("1940 Act")) and (b) by the vote, cast in person at a meeting called for the
purpose of a majority of the Trust's Trustees who are not parties to this
contract or "interested persons" (as defined in the 1940 Act) of any such party.
This contract shall terminate automatically in the event of its assignment (as
defined in the 1940 Act). This contract may, in any event, be terminated at any
time, without the payment of any penalty, by the Trust upon 60 days written
notice to the Distributor and by the Distributor upon 60 days written notice to
the Trust.
If the foregoing correctly sets forth the agreement between the Trust
and the Distributor, please so indicate by signing and returning to the Trust
the enclosed copy hereof.
Very truly yours,
PACIFICA FUNDS TRUST
By: __________________________
Name: ________________________
Title: _______________________
Accepted:
Pacifica Funds Distributor, Inc.
By: _____________________________________
Name: ___________________________________
Title: __________________________________
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7
DISTRIBUTION CONTRACT SUPPLEMENT
PACIFICA FUNDS TRUST
000 Xxxx Xxxxxx
Xxx Xxxx, Xxx Xxxx 00000
February 1, 1996
Pacifica Funds Distributor, Inc.
000 Xxxx Xxxxxx
Xxx Xxxx, Xxx Xxxx 00000
Re: Pacifica Equity Index Fund
Dear Sirs:
This will confirm the agreement between the undersigned (the "Trust")
and you (the "Distributor") as follows:
1. The Trust is an open-end management investment company organized as
a Massachusetts business trust and consists of such separate investment
portfolios as have been or may be established by the Trustees of the Trust from
time to time. A separate class of shares of beneficial interest of the Trust is
offered to investors with respect to each investment portfolio. The Equity Index
Fund (the "Fund") is a separate investment portfolio of the Trust.
2. The Trust and the Distributor have entered into a Master
Distribution Contract ("Master Agreement") pursuant to which the Distributor has
agreed to be the distributor of shares of the Trust.
3. As provided in paragraph 1 of the Master Agreement, the Trust hereby
adopts the Master Agreement with respect to the Fund, and the Distributor hereby
acknowledges that the Master Agreement shall pertain to the Fund, the terms and
conditions of such Master Agreement being hereby incorporated herein by
reference.
4. The term "Funds" as used in the Master Agreement shall, for purposes
of this Supplement, pertain to the Fund.
5. This Supplement and the Master Agreement (together, the "Contract")
shall become effective with respect to the Fund on February 1, 1996 and shall
continue in effect until such time as there shall remain no unsold balance of
shares registered under the 1933 Act provided that this contract shall
continue in effect for a period of more than two years from the effective date
of this Supplement only so long as such continuance is specifically approved at
least annually by (a) the Trust's Board of Trustees or by the vote of a majority
of the Trust's outstanding voting securities (as defined in the Investment
Company Act of 1940
8
("1940 Act")) and (b) by the vote, cast in person at a meeting called for the
purpose of a majority of the Trust's Trustees who are not parties to this
contract or "interested persons" (as defined in the 1940 Act) of any such party.
This contract shall terminate automatically in the event of its assignment (as
defined in the 1940 Act). This contract may, in any event, be terminated at any
time, without the payment of any penalty, by the Trust upon 60 days written
notice to the Distributor and by the Distributor upon 60 days written notice to
the Trust.
If the foregoing correctly sets forth the agreement between the Trust
and the Distributor, please so indicate by signing and returning to the Trust
the enclosed copy hereof.
Very truly yours,
PACIFICA FUNDS TRUST
By: __________________________
Name: ________________________
Title: _______________________
Accepted:
Pacifica Funds Distributor, Inc.
By: _____________________________________
Name: ___________________________________
Title: __________________________________
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9
DISTRIBUTION CONTRACT SUPPLEMENT
PACIFICA FUNDS TRUST
000 Xxxx Xxxxxx
Xxx Xxxx, Xxx Xxxx 00000
February 1, 1996
Pacifica Funds Distributor, Inc.
000 Xxxx Xxxxxx
Xxx Xxxx, Xxx Xxxx 00000
Re: Pacifica International Equity Fund
Dear Sirs:
This will confirm the agreement between the undersigned (the "Trust")
and you (the "Distributor") as follows:
1. The Trust is an open-end management investment company organized as
a Massachusetts business trust and consists of such separate investment
portfolios as have been or may be established by the Trustees of the Trust from
time to time. A separate class of shares of beneficial interest of the Trust is
offered to investors with respect to each investment portfolio. The
International Equity Fund (the "Fund") is a separate investment portfolio of the
Trust.
2. The Trust and the Distributor have entered into a Master
Distribution Contract ("Master Agreement") pursuant to which the Distributor has
agreed to be the distributor of shares of the Trust.
3. As provided in paragraph 1 of the Master Agreement, the Trust hereby
adopts the Master Agreement with respect to the Fund, and the Distributor hereby
acknowledges that the Master Agreement shall pertain to the Fund, the terms and
conditions of such Master Agreement being hereby incorporated herein by
reference.
4. The term "Funds" as used in the Master Agreement shall, for purposes
of this Supplement, pertain to the Fund.
5. This Supplement and the Master Agreement (together, the "Contract")
shall become effective with respect to the Fund on February 1, 1996 and shall
continue in effect until such time as there shall remain no unsold balance of
shares registered under the 1933 Act provided that this contract shall
continue in effect for a period of more than two years from the effective date
of this Supplement only so long as such continuance is specifically approved at
least annually by (a) the Trust's Board of Trustees or by the vote of a majority
of the Trust's outstanding voting securities (as defined in the Investment
Company Act of 1940
10
("1940 Act")) and (b) by the vote, cast in person at a meeting called for the
purpose of a majority of the Trust's Trustees who are not parties to this
contract or "interested persons" (as defined in the 1940 Act) of any such party.
This contract shall terminate automatically in the event of its assignment (as
defined in the 1940 Act). This contract may, in any event, be terminated at any
time, without the payment of any penalty, by the Trust upon 60 days written
notice to the Distributor and by the Distributor upon 60 days written notice to
the Trust.
If the foregoing correctly sets forth the agreement between the Trust
and the Distributor, please so indicate by signing and returning to the Trust
the enclosed copy hereof.
Very truly yours,
PACIFICA FUNDS TRUST
By: __________________________
Name: ________________________
Title: _______________________
Accepted:
Pacifica Funds Distributor, Inc.
By: _____________________________________
Name: ___________________________________
Title: __________________________________
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