AMENDMENT
To Transfer Agency and Service Agreement
Between
Xxxxxxx Xxxxx Funds
and
State Street Bank and Trust Company
This Amendment is made as of this 1st day of October, 2001 between Xxxxxxx Xxxxx
Funds and State Street Bank and Trust Company. In accordance with Sections 3
----------
(Fees and Expenses), 16.1 (Amendment) and 17 (Additional Funds) of the Transfer
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Agency and Service Agreement between Xxxxxxx Xxxxx Funds and State Street Bank
and Trust Company dated October 1, 1999 (the "Agreement") the parties desire to
amend the Agreement as set forth herein.
NOW THEREFORE, the parties agree as follows:
1. Fees and Expenses. The fee schedule attached to the Agreement is
replaced and superseded with the Fee Schedule ("Schedule 2.1") attached hereto
and dated October 1, 2001 through September 30, 2004 (the "2001 Fee Term");
2. Schedule A. The Schedule A attached to the Agreement is replaced and
superseded with the Schedule A attached hereto and dated October 1, 2001; and
3. All defined terms and definitions in the Agreement shall be the same in
this amendment (the "2001 Amendment") except as specifically revised by this
2001 Amendment.
IN WITNESS WHEREOF, the parties hereto have caused this Amendment to be executed
in their names and on their behalf by and through their duly authorized
officers, as of the day and year first above written.
XXXXXXX XXXXX FUNDS STATE STREET BANK AND TRUST
COMPANY
By: /s/ Xxxxx Xxxxx By: /s/ Xxxxxx X. Xxxxxx
---------------------------- ----------------------------
Xxxxxx X. Xxxxxx
Title: President Title: Executive Vice President
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SCHEDULE A
Dated: October 1, 2001
Xxxxxxx Xxxxx Growth Fund
Xxxxxxx Xxxxx International Growth Fund
Xxxxxxx Xxxxx Income Fund
Xxxxxxx Xxxxx Small Cap Growth Fund
Xxxxxxx Xxxxx Disciplined Large Cap Fund
Xxxxxxx Xxxxx Tax-Managed Growth Fund
Xxxxxxx Xxxxx Large Cap Growth Fund
Xxxxxxx Xxxxx Value Discovery Fund
Xxxxxxx Xxxxx Ready Reserves Fund
XXXXXXX XXXXX FUNDS STATE STREET BANK AND TRUST
COMPANY
By: /s/ Xxxxx Xxxxx By: /s/ Xxxxxx X. Xxxxxx
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SCHEDULE 3.1
FEE SCHEDULE
Effective: October 1, 2001 through September 30, 2004
(continued)
Activity Based Fees
-------------------
New Account Set-Up $5.00/each
Manual Transactions $2.00/each
Telephone Calls $2.00/each
Literature Fulfillment Calls** $5.00/each
Correspondence $3.00/each
**Subject to renegotiated if the current daily volume exceeds 50 requests.
Commission Reporting Fees
-------------------------
12b- 1 $1.00/Account
Contingent Deferred Sales Charge $1.00/Account
Cost of Living Adjustment: Each year beginning October 1, 2002 unless the
-------------------------
parties shall otherwise agree and provided that the service mix and volumes
remain consistent, the total fee for all services shall equal the fee that would
be charged for the same services based on a fee rate (as reflected in a fee rate
schedule) increased by the percentage increase for the twelve-month period of
such previous calendar year of the Consumer Price Index for Urban Wage Earners
and Clerical Workers, for the Boston area, as published bimonthly by the United
States Department of Labor, Bureau of Labor Statistics, or, in the event that
publication of such Index is terminated, any successor or substitute index,
appropriately adjusted, acceptable to both parties.
Out-of-Pocket Expenses: Out-of-pocket expenses include but are not limited to:
----------------------
confirmation statements, investor statements, postage, forms, audio response,
telephone, record retention, customized programming/enhancements, wires,
transcripts, microfilm, microfiche and expenses incurred at the specific
direction of the Fund.
XXXXXXX XXXXX FUNDS STATE STREET BANK AND TRUST
COMPANY
By: /s/ Xxxxx Xxxxx By: /s/ Xxxxxx X. Xxxxxx
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