EXHIBIT 10.20
COPPER MOUNTAIN NETWORKS, INC.
VOTING AGREEMENT
THIS VOTING AGREEMENT (the "Agreement") is made and entered into this 9th
day of October, 1998, by and among COPPER MOUNTAIN NETWORKS, INC., a California
corporation (the Company"), and the persons and entities listed on Exhibit A
hereto (the "Investors").
WITNESSETH:
WHEREAS, the Company proposes to sell shares of its Series D Preferred
Stock (the "Series D Preferred Stock") to the Investors pursuant to the Series D
Preferred Stock Purchase Agreement (the "Purchase Agreement") of even date
herewith (the "Financing");
WHEREAS, the Company and the holders of the Company's Series A Preferred
Stock (the "Series A Holders"), Series B Preferred Stock (the "Series B
Holders"), and Series C Preferred Stock (the "Series C Holders") wish to ensure
that Greylock Equity Partnership ("Greylock"), Xxxxxx Xxxx Ventures, a
California Limited Partnership (together with its affiliated funds, "Xxxxxx
Hill") and Matrix Partners IV, L.P. (together with its affiliated fund,
"Matrix") which directly or indirectly control certain Series A Holders, Series
B Holders and Series C Holders will be represented on the Company's Board of
Directors by the directors they each nominate; and
WHEREAS, the Company and the holders of the Company's Series D Preferred
Stock (the "Series D Holders") wish to ensure that Technology Crossover
Management II, L.L.C. (together with its affiliated funds, "TCV"), a limited
liability company which directly or indirectly controls certain Series D
Holders, will be represented on the Company's Board of Directors by the director
TCV nominates.
NOW, THEREFORE, in consideration of the premises and for other good and
valuable consideration, the receipt and sufficiency of which are hereby
acknowledged, the parties hereto agree as follows:
ARTICLE 1
VOTING
1.1 COMMON SHARES; INVESTOR SHARES. The Investors each agree to hold all
shares of voting capital stock of the Company now owned or hereinafter acquired
by them (including but not limited to all shares of Common Stock issued upon
conversion of the Company's Series A, Series B, Series C and Series D Preferred
Stock) registered in their respective names or beneficially owned by them as of
the date hereof (and any and all other securities of the Company legally or
beneficially acquired by each of the Investors after the date hereof)
(hereinafter collectively referred to as the "Investor Shares") subject to, and
to vote the Investor Shares in accordance with, the provisions of this
Agreement.
1.
1.2 VOTING. Following the closing of the Financing, in connection with any
election of directors of the Company, whether at a shareholder meeting or by
written consent, each Investor severally agrees to cause the Investor Shares
then owned by each Investor or as to which such Investor has voting power to be
voted to elect or cause the election of the following director nominees:
(A) a nominee of TCV, from among the following persons
affiliated with TCV: Xxxxxxx X. Xxxxxxx or Xxx X. Xxxx or some other person
reasonably acceptable to a majority of the Company's Board of Directors in
office immediately prior to such election (which nominee shall initially be Xxxx
Xxxxxxx);
(B) a nominee of Xxxxxx Xxxx Ventures ("Xxxxxx Hill"),
reasonably acceptable to a majority of the Companys Board of Directors in office
immediately prior to such election, which nominee shall initially be Xxxxx Xxxx;
(C) a nominee of Greylock Equity Limited Partnership
("Greylock"), reasonably acceptable to a majority of the Companys Board of
Directors in office immediately prior to such election, which nominee shall
initially be Xxxxx Xxxxx;
(D) a nominee of Matrix Partners IV, L.P. ("Matrix"), reasonably
acceptable to a majority of the Companys Board of Directors in office
immediately prior to such election, which nominee shall initially be Xxxx Xxxxx;
(E) Xxxxxx X. Xxxxxx, provided Xx. Xxxxxx is an employee of the
Company on the date of such election;
(F) the Company's Chief Executive Officer on the date of such
election; and
(G) with respect to any remaining Board positions necessary to
constitute the full authorized number of directors, each Investor shall cause
his or her Investor Shares to be voted to elect or cause the election of the
nominees approved by a majority of the Board of Directors in office immediately
prior to such election.
1.3 VACANCIES. In the event that any nominee designated in accordance with
Sections 1.2(a), 1.2(b), 1.2(c) or 1.2(d) above to serve as a member of the
Company's Board of Directors resigns or is removed during his or her term of
office, the resulting vacancy on the Board of Directors shall be filled by a
nominee designated as provided for under the applicable subsection of Section
1.2 and each of the Investors hereto shall vote their respective Investor Shares
in accordance with Section 1.2 above. The Company shall collect the written
consent of shareholders holding a sufficient number of shares to fill such
vacancy as provided for herein, or shall promptly call a special meeting of the
shareholders in order to fill such vacancy as provided for herein. The removal
from the Board of Directors of any director designated in accordance with the
foregoing procedures shall only be at the written consent of the party with the
right to
2.
designate such director pursuant to the applicable subsection of Section 1.2 and
if such party votes to remove such director, then the parties hereunder shall
likewise so vote.
1.4 The voting agreement provided in Sections 1.2 and 1.3 above is coupled
with an interest and may not be revoked, waived or amended without the consent
of the Company and the Investors holding at least a majority of the outstanding
Investor Shares, including in such majority (i) the shares held by TCV, if TCV's
right to nominate a director is affected thereby; (ii) the shares held by Xxxxxx
Hill if Xxxxxx Xxxx'x right to nominate a director is affected; (iii) the shares
held by Greylock if Greylock's right to nominate a director is affected; and
(iv) the shares held by Matrix if Matrix's right to nominate a director is
affected.
1.5 LEGEND.
1.5.1 Concurrently with the execution of this Agreement, there shall
be imprinted or otherwise placed on certificates representing the Investor
Shares the following restrictive legend (the "Legend"):
"THE SHARES REPRESENTED BY THIS CERTIFICATE ARE SUBJECT TO
THE TERMS AND CONDITIONS OF A VOTING AGREEMENT WHICH PLACES
CERTAIN RESTRICTIONS ON THE VOTING OF THE SHARES REPRESENTED
HEREBY. ANY PERSON ACCEPTING ANY INTEREST IN SUCH SHARES
SHALL BE DEEMED TO AGREE TO AND SHALL BECOME BOUND BY ALL
THE PROVISIONS OF SUCH AGREEMENT. A COPY OF SUCH VOTING
AGREEMENT WILL BE FURNISHED TO THE RECORD HOLDER OF THIS
CERTIFICATE WITHOUT CHARGE UPON WRITTEN REQUEST TO THE
COMPANY AT ITS PRINCIPAL PLACE OF BUSINESS."
1.5.2 The Company agrees that, during the term of this Agreement, it
will not remove, and will not permit to be removed (upon registration of
transfer, reissuance of otherwise), the Legend from any such certificate and
will place or cause to be placed the Legend on any new certificate issued to
represent Investor Shares theretofore represented by a certificate carrying the
Legend.
1.6 SUCCESSORS. The provisions of this Agreement shall be binding upon the
successors in interest to any of the Investor Shares. The Company shall not
permit the transfer of any of the Investor Shares on its books or issue a new
certificate representing any of the Investor Shares unless and until the person
to whom such security is to be transferred shall have executed a written
Agreement, substantially in the form of this Agreement, pursuant to which such
person becomes a party to this Agreement and agrees to be bound by all the
provisions hereof as if such person were an Investor.
1.7 OTHER RIGHTS. Except as provided by this Agreement, each Investor
shall exercise the full rights of a shareholder with respect to the Investor
Shares.
3.
ARTICLE 2
TERMINATION
2.1 This Agreement shall continue in full force and effect from the date
hereof through the earliest of the following dates, on which it shall terminate
in its entirety:
2.1.1 The closing of a firmly underwritten public offering of the
Company's Common Stock pursuant to a registration statement filed with, and
declared effective under the Securities Act of 1933, as amended covering the
offer and sale of the Company's Common Stock; or
2.1.2 Subject to the requirements of Section 1.4 above, the date as
of which the parties hereto terminate this Agreement by written consent of a
majority in interest of the Investors.
ARTICLE 3
MISCELLANEOUS
3.1 FURTHER ACTION. If and whenever the Investor Shares are sold, such
selling Investor or the personal representative thereof, shall do all things and
execute and deliver all documents and make all transfers, and cause any
transferee of the Investor Shares to do all things and execute and deliver all
documents, as may be necessary to consummate such sale consistent with the terms
and conditions of this Agreement.
3.2 SPECIFIC PERFORMANCE. The parties hereto hereby declare that it is
impossible to measure in money the damages which will accrue to a party hereto
or to their heirs, personal representatives, or assigns by reason of a failure
to perform any of the obligations under this Agreement and agree that the terms
of this Agreement shall be specifically enforceable. If any party hereto or his
heirs, personal representatives, or assigns institutes any action or proceeding
to specifically enforce the provisions hereof, any person against whom such
action or proceeding is brought hereby waives the claim or defense therein that
such party or such personal representative has an adequate remedy at law, and
such person shall not offer in any such action or proceeding the claim or
defense that such remedy at law exists.
3.3 GOVERNING LAW. This Agreement, and the rights of the parties hereto,
shall be governed by and construed in accordance with the laws of the State of
California as such laws apply to agreements among California residents made and
to be performed entirely within the State of California.
3.4 SEVERABILITY. If any provision of this Agreement is held to be invalid
or unenforceable, the validity and enforceability of the remaining provisions of
this Agreement shall not be affected thereby.
4.
3.5 SUCCESSORS. This Agreement shall inure to the benefit of and be
binding upon the parties hereto and their respective heirs, successors, assigns,
administrators, executors and other legal representatives.
3.6 ADDITIONAL SHARES. In the event that subsequent to the date of this
Agreement any shares or other securities (other than any shares or securities of
another corporation issued to the Company's shareholders pursuant to a plan of
merger) are issued on, or in exchange for, any of the Investor Shares by reason
of any stock dividend, stock split, consolidation of shares, reclassification or
consolidation involving the Company, such shares or securities shall be deemed
to be Investor Shares for purposes of this Agreement.
3.7 COUNTERPARTS. This Agreement may be executed in one or more
counterparts, each of which will be deemed an original but all of which together
shall constitute one and the same agreement.
3.8 WAIVER. No waivers of any breach of this Agreement extended by any
party hereto to any other party shall be construed as a waiver of any rights or
remedies of any other party hereto or with respect to any subsequent breach.
3.9 ATTORNEY'S FEES. In the event that any suit or action is instituted to
enforce any provision in this Agreement, the prevailing party shall be entitled
to all costs and expenses of maintaining such suit or action, including
reasonable attorneys' fees.
3.10 ENTIRE AGREEMENT. This Agreement and Exhibit A hereto, along with the
Purchase Agreement and each of the Exhibits thereto, constitute the full and
entire understanding and agreement between the parties with regard to the
subjects hereof and thereof and no party shall be liable or bound to any other
in any manner by any representations, warranties, covenants and agreements
except as specifically set forth herein and therein.
[THIS SPACE INTENTIONALLY LEFT BLANK]
5.
IN WITNESS WHEREOF, the parties hereto have executed this Agreement as of
the date first above written.
COMPANY:
COPPER MOUNTAIN NETWORKS, INC.
By:/s/ XXXXXXX XXXXXXX
-------------------------------------------------
Xxxxxxx Xxxxxxx
President and Chief Executive Officer
INVESTORS:
TCV II, V.O.F.
a Netherlands Antilles General Partnership
By: Technology Crossover Management II, L.L.C.,
Its: Investment General Partner
By:/s/ XXXXXX X. XXXXXX
-------------------------------------------------
Xxxxxx X. Xxxxxx
Chief Financial Officer
TECHNOLOGY CROSSOVER VENTURES II, L.P.
a Delaware Limited Partnership
By: Technology Crossover Management II, L.L.C.
Its: General Partner
By:/s/ XXXXXX X. XXXXXX
-------------------------------------------------
Xxxxxx X. Xxxxxx
Chief Financial Officer
TCV II (Q), L.P.
a Delaware Limited Partnership
By: Technology Crossover Management II, L.L.C.
Its: General Partner
By:/s/ XXXXXX X. XXXXXX
-------------------------------------------------
Xxxxxx X. Xxxxxx
Chief Financial Officer
6.
TCV II STRATEGIC PARTNERS, L.P.
a Delaware Limited Partnership
By: Technology Crossover Management II, L.L.C.
Its: General Partner
By:/s/ XXXXXX X. XXXXXX
-------------------------------------------
Xxxxxx X. Xxxxxx
Chief Financial Officer
TECHNOLOGY CROSSOVER VENTURES II, C.V.
a Netherlands Antilles Limited Partnership
By: Technology Crossover Management II, L.L.C.
Its: Investment General Partner
By:/s/ XXXXXX X. XXXXXX
-------------------------------------------
Xxxxxx X. Xxxxxx
Chief Financial Officer
JULIET CHALLENGER, INC.
By:/s/ XXXXXX X. XxXXXXXXX
-------------------------------------------
Xxxxxx X. XxXxxxxxx
Vice President
XXXXX X. XXXXXXX, XXXXX XXXXXXXX XXXXXXX AND
X.X. XXXXXXXXXXXX, TRUSTEES OF THE XXXXX X.
XXXXXXX TRUST U/A DATED NOV. 18, 1985
By:/s/ X.X. XXXXXXXXXXXX
-------------------------------------------
X.X. Xxxxxxxxxxxx, Trustee
7.
X.X. XXXXXXXXXXXX AND XXXXXX X. XXXXXX,
TRUSTEES, U/A/T DATED 12/30/76 FOR CHILDREN
OF JULIET XXX XXXXXXX XXXXXXX
By:/s/ X.X. XXXXXXXXXXXX
-------------------------------------
X.X. Xxxxxxxxxxxx, Trustee
By:/s/ XXXXXX X. XXXXXX
-------------------------------------
Xxxxxx X. Xxxxxx, Trustee
X.X. XXXXXXXXXXXX AND XXXXXX X. XXXXXX,
TRUSTEES U/A/T DATED 12/30/76 FOR CHILDREN
OF XXXXX XXX XXXXXXX, XX.
By:/s/ X.X. XXXXXXXXXXXX
-------------------------------------
X.X. Xxxxxxxxxxxx, Trustee
By:/s/ XXXXXX X. XXXXXX
-------------------------------------
Xxxxxx X. Xxxxxx, Trustee
X.X. XXXXXXXXXXXX AND XXXXXX X. XXXXXX,
TRUSTEES U/A/T DATED 12/30/76 FOR CHILDREN
OF XXXXXXX XXXXXXX XXXXXXX
By:/s/ X.X. XXXXXXXXXXXX
-------------------------------------
X.X. Xxxxxxxxxxxx, Trustee
By:/s/ XXXXXX X. XXXXXX
-------------------------------------
Xxxxxx X. Xxxxxx, Trustee
8.
X.X. XXXXXXXXXXXX AND XXXXXX X. XXXXXX,
TRUSTEES U/A/T DATED 12/30/76 FOR CHILDREN
OF XXXXXX XXXXXXX XXXXXX
By:/s/ X.X. XXXXXXXXXXXX
_____________________________________
X.X. Xxxxxxxxxxxx, Trustee
By:/s/ XXXXXX X. XXXXXX
_____________________________________
Xxxxxx X. Xxxxxx, Trustee
THE XXXXXXX FOUNDATION
By:/s/ XXXXXX X. XXXXX
_____________________________________
Xxxxxx X. Xxxxx
President
XXXXX X. XXXXXXX FOUNDATION
By:/s/ XXXXXX X. XXXXX
_____________________________________
Xxxxxx X. Xxxxx
President
CHARTER GROWTH CAPITAL, L.P.
By:/s/ XXXXX X. XxXXXXXXX
_____________________________________
Xxxxx X. XxXxxxxxx
CGC INVESTORS, L.P.
By:/s/ XXXXX X. XxXXXXXXX
_____________________________________
Xxxxx X. XxXxxxxxx
CHARTER GROWTH CAPITAL CO.-INVESTMENT FUND, L.P.
By:/s/ XXXXX X. XxXXXXXXX
_____________________________________
Xxxxx X. XxXxxxxxx
9.
RHO MANAGEMENT TRUST I
By: RHO Management Company, Inc.
As Investment Advisor
By:/s/ XXXXXX XXXX
---------------------------------
Name: Xxxxxx Xxxx
-------------------------------
Title: President
------------------------------
XXXXXX XXXXXXX VENTURE PARTNERS III, L.P.
By:/s/ XXXXXX XXXXXX
---------------------------------
Xxxxxx Xxxxxx
XXXXXX XXXXXXX VENTURE INVESTORS III, L.P.
By:/s/ XXXXXX XXXXXX
---------------------------------
Xxxxxx Xxxxxx
THE XXXXXX XXXXXXX VENTURE PARTNERS
ENTREPRENEUR FUND, L.P.
By:/s/ XXXXXX XXXXXX
---------------------------------
Xxxxxx Xxxxxx
UMBTRU
By:/s/ XXXX XxXXXXX
---------------------------------
Xxxx XxXxxxx
BAYVIEW INVESTORS V, L.P.
By:/s/ XXXXX XXXXX
---------------------------------
Xxxxx Xxxxx
CFO Xxxxxxxxx Xxxxxxxx
10.
LINCOLN INVESTORS, L.P.
By: CMH Capital Management Corp.
Its General Partner
By:/s/ XXXXX X. XXXXXXXX
---------------------------------
Xxxxx X. Xxxxxxxx
President
ANDREESSEN 1996 LIVING TRUST
By:/s/ XXXXXXX XXXX
---------------------------------
Xxxxxxx Xxxx, Trustee
ULTIMA PARTNERS LIMITED
By:/s/ XXXXXX X. XXXXXXX
---------------------------------
Xxxxxx X. Xxxxxxx
XXXXXXX X. XXXX & XXXXX X. XXXX, TRUSTEES
FBO THE XXXX FAMILY REV TRUST
UTA DATED 2-21-97
By:/s/ XXXXXXX X. XXXX
---------------------------------
Xxxxxxx X. Xxxx, Trustee
CANAAN EQUITY, L.P.
By: Canaan Equity Partners, LLC
Its General Partner
By:/s/ XXXX X. XXXXX
---------------------------------
Xxxx X. Xxxxx
Member/Manager
11.
INTERWEST PARTNERS VI, LP
By: InterWest Management Partners VI, LLC
Its General Partner
By /s/ XXXXXX X. XXXXXX
----------------------------------------
Xxxxxx X. Xxxxxx
General Partner
INTERWEST INVESTORS VI, LP
By: InterWest Management Partners VI, LLC
Its General Partner
By /s/ XXXXXX X. XXXXXX
----------------------------------------
Xxxxxx X. Xxxxxx
General Partner
GREYLOCK EQUITY LIMITED PARTNERSHIP
By: Greylock Equity GP Limited
Its General Partner
By /s/ XXXXX XXXXX
----------------------------------------
Xxxxx Xxxxx
A General Partner
XXXXXX XXXX VENTURES
a California Limited Partnership
By /s/ XXXXX XXXX
----------------------------------------
Xxxxx Xxxx
General Partner of the General Partner
12.
TOW PARTNERS
A California Limited Partnership
By /s/ XXXX X. WYTH
----------------------------------------
Xxxx X. Wyth
General Partner
/s/ G. XXXXXXX XXXXX, XX.
__________________________________________
G. Xxxxxxx Xxxxx, Xx.
/s/ XXXXX X. XXXXXXXX
__________________________________________
Xxxxx X. Xxxxxxxx
/s/ XXXXXXX X. XXXXXXX, XX.
__________________________________________
Xxxxx Fargo Bank, Trustee
SHV M/P/T FBO Xxxxxxx X. Xxxxxxx, Xx.
/s/ XXXXX XXXX
__________________________________________
Xxxxx Fargo Bank, Trustee
SHV M/P/T FBO Xxxxx Xxxx
/s/ XXXXXX X. XXXXXXX
__________________________________________
Xxxxxx X. Xxxxxxx
/s/ XXXXXXX X. XXXXXXX
__________________________________________
Xxxxx Fargo Bank, Trustee
SHV M/P/T FBO Xxxxxxx X. Xxxxxxx, Acct. No. 506192
MATRIX PARTNERS IV, L.P.
By: Matrix IV Management Co., L.P.,
Its General Partner
By /s/ XXXX X. XXXXX
----------------------------------------
Xxxx X. Xxxxx
General Partner
13.
MATRIX IV ENTREPRENEURS FUND, L.P.
By: Matrix IV Management Co., L.P.,
Its General Partner
By /s/ XXXX X. XXXXX
----------------------------------------
Xxxx X. Xxxxx
General Partner
COMDISCO, INC.
By /s/ XXX XXXX
----------------------------------------
Xxx Xxxx
President of Comdisco Ventures Division
INTEL CORPORATION
By /s/ XXXXXX XXXXXXX
----------------------------------------
Name: Xxxxxx Xxxxxxx
-------------------------------------
Title: Vice President & Treasurer
------------------------------------
GC&H INVESTMENTS
By /s/ XXXX X. XXXXXXX
----------------------------------------
Xxxx X. Xxxxxxx
Executive Partner
KOREA TECHNOLOGY BANKING CORPORATION
By /s/ JUNG-XXXX XXXX
----------------------------------------
Jung-Xxxx Xxxx
Chief Officer/International Business
/s/ XXXXX XXXXXX
----------------------------------------
Xxxxx Xxxxxx
14.
/s/ XXXXXXX XXXXX XXXXXXXXX
------------------------------------------
Xxxxxxx Xxxxx Xxxxxxxxx
/s/ XXXXXXX XXXXXXX
------------------------------------------
Xxxxxxx Xxxxxxx
XXXXXXXXX PUBLIC RELATIONS
By:
---------------------------------------
Name:
---------------------------------------
/s/ XXXXXXX XXXXX
------------------------------------------
Xxxxxxx Xxxxx
/s/ XXXXXX X. XXXXXX
------------------------------------------
Xxxxxx X. Xxxxxx
/s/ XXXX XXXXXXX
------------------------------------------
Xxxx Xxxxxxx
15.
EXHIBIT A
SCHEDULE OF INVESTORS
NUMBER OF SHARES OF AGGREGATE
NAME AND ADDRESS SERIES D PREFERRED PURCHASE PRICE
---------------- ------------------ --------------
TCV II, V.O.F. 12,031 $ 93,240.25
00 Xxxx Xxxxxx, Xxxxx 000
Xxxxxxxx, Xxx Xxxxxx 00000
(973) 467-5320
000 Xxxx Xxxxxx, Xxx. 000
Xxxx Xxxx, XX 00000
(000) 000-0000
Technology Crossover Ventures II, L.P. 370,354 2,870,243.50
00 Xxxx Xxxxxx, Xxxxx 000
Xxxxxxxx, Xxx Xxxxxx 00000
(973) 467-5320
000 Xxxx Xxxxxx, Xxx. 000
Xxxx Xxxx, XX 00000
(000) 000-0000
TCV II (Q), L.P. 284,733 2,206,680.75
00 Xxxx Xxxxxx, Xxxxx 000
Xxxxxxxx, Xxx Xxxxxx 00000
(973) 467-5320
000 Xxxx Xxxxxx, Xxx. 000
Xxxx Xxxx, XX 00000
(000) 000-0000
TCV II Strategic Partners, L.P. 50,530 391,607.50
00 Xxxx Xxxxxx, Xxxxx 000
Xxxxxxxx, Xxx Xxxxxx 00000
(973) 467-5320
000 Xxxx Xxxxxx, Xxx. 000
Xxxx Xxxx, XX 00000
(000) 000-0000
NUMBER OF SHARES OF AGGREGATE
NAME AND ADDRESS SERIES D PREFERRED PURCHASE PRICE
---------------- ------------------ --------------
Technology Crossover Ventures II, C.V. 56,546 $ 438,231.50
00 Xxxx Xxxxxx, Xxxxx 000
Xxxxxxxx, Xxx Xxxxxx 00000
(973) 467-5320
000 Xxxx Xxxxxx, Xxx. 000
Xxxx Xxxx, XX 00000
(000) 000-0000
Juliet Challenger, Inc. 326,613 2,531,250.75
Attn: Xxxxxx X. XxXxxxxx
000 Xxxxxx Xxxxxx, Xxxxx 000
Xxxxxxxxxx, XX 00000
Xxxxx X. Xxxxxxx, Xxxxx Xxxxxxxx Xxxxxxx and 73,889 572,639.75
X.X. Xxxxxxxxxxxx, Trustees of the Xxxxx X.
Xxxxxxx Trust U/A dated
Nov. 18, 1985
Attn: Xxxxxxx Xxxxx
0000 Xxxxx Xxxxxxxx
Xxxxxxxxxx, XX 00000
(000) 000-0000
X.X. Xxxxxxxxxxxx and Xxxxxx X. Xxxxxx, 24,677 191,246.75
Trustees, U/A/T dated 12/30/76 for Children
of Juliet Xxx Xxxxxxx Xxxxxxx
Attn: Xxxxxxx Xxxxx
0000 Xxxxx Xxxxxxxx
Xxxxxxxxxx, XX 00000
(000) 000-0000
X.X. Xxxxxxxxxxxx and Xxxxxx X. Xxxxxx, 24,677 191,246.75
Trustees, U/A/T dated 12/30/76 for Children
of Xxxxx Xxx Xxxxxxx, Xx.
Attn: Xxxxxxx Xxxxx
0000 Xxxxx Xxxxxxxx
Xxxxxxxxxx, XX 00000
(000) 000-0000
NUMBER OF SHARES OF AGGREGATE
NAME AND ADDRESS SERIES D PREFERRED PURCHASE PRICE
---------------- ------------------ --------------
X.X. Xxxxxxxxxxxx and Xxxxxx X. Xxxxxx, 24,677 $ 191,246.75
Trustees, U/A/T dated 12/30/76 for Children
of Xxxxxxx Xxxxxxx Xxxxxxx
Attn: Xxxxxxx Xxxxx
0000 Xxxxx Xxxxxxxx
Xxxxxxxxxx, XX 00000
(000) 000-0000
X.X. Xxxxxxxxxxxx and Xxxxxx X. Xxxxxx, 24,677 191,246.75
Trustees, U/A/T dated 12/30/76 for Children
of Xxxxxx Xxxxxxx Xxxxxx
Attn: Xxxxxxx Xxxxx
0000 Xxxxx Xxxxxxxx
Xxxxxxxxxx, XX 00000
(000) 000-0000
The Xxxxxxx Foundation 48,774 377,998.50
Attn: Xxxxxxx Xxxxx
0000 Xxxxx Xxxxxxxx
Xxxxxxxxxx, XX 00000
(000) 000-0000
Xxxxx X. Xxxxxxx Foundation 32,661 253,122.75
Attn: Xxxxxxx Xxxxx
0000 Xxxxx Xxxxxxxx
Xxxxxxxxxx, XX 00000
(000) 000-0000
Charter Growth Capital, L.P. 391,883 3,037,093.25
Attn: Xxxxx X. XxXxxxxxx
000 Xxxxxxxxxx Xxxxxx, Xxxxx 0000
Xxxx Xxxx, XX 00000
(000) 000-0000
CGC Investors, L.P. 28,126 217,976.50
Attn: Xxxxx X. XxXxxxxxx
000 Xxxxxxxxxx Xxxxxx, Xxxxx 0000
Xxxx Xxxx, XX 00000
(000) 000-0000
Number of Shares of Aggregate
Name and Address Series D Preferred Purchase Price
---------------- ------------------ --------------
Charter Growth Capital Co-Investment Fund, 70,314 $ 544,933.50
L.P.
Attn: Xxxxx X. XxXxxxxxx
000 Xxxxxxxxxx Xxxxxx, Xxxxx 0000
Xxxx Xxxx, XX 00000
(000) 000-0000
Rho Management Trust I 258,065 2,000,003.75
Attn: Xxxxxxxx Xxxxx
000 Xxxxx Xxxxxx
Xxx Xxxx, XX 00000
(000) 000-0000
Xxxxxx Xxxxxxx Venture Partners III, L.P. 198,116 1,535,399.00
Attn: Xxxxxx Xxxxxx
0000 Xxxx Xxxx Xxxx
Xxxxxxxx 0, Xxxxx 000
Xxxxx Xxxx, XX 00000
(000) 000-0000
Xxxxxx Xxxxxxx Venture Investors III, L.P. 19,022 147,420.50
Attn: Xxxxxx Xxxxxx
0000 Xxxx Xxxx Xxxx
Xxxxxxxx 0, Xxxxx 000
Xxxxx Xxxx, XX 00000
(000) 000-0000
Xxxxxx Xxxxxxx Venture Entrepreneur 8,668 67,177.00
Fund, L.P.
Attn: Xxxxxx Xxxxxx
0000 Xxxx Xxxx Xxxx
Xxxxxxxx 0, Xxxxx 000
Xxxxx Xxxx, XX 00000
(000) 000-0000
UMBTRU 129,032 999,998.00
Attn: Xxxx XxXxxxx
UMB Bank
0 Xxxxxxx Xxxx Xxxxx, 0xx Xxxxx
Xxx Xxxx, XX 00000
(000) 000-0000
NUMBER OF SHARES OF AGGREGATE
NAME AND ADDRESS SERIES D PREFERRED PURCHASE PRICE
---------------- ------------------ --------------
Bayview Investors V, L.P. 38,710 $ 300,002.50
c/o BancBoston Xxxxxxxxx Xxxxxxxx
Attn: Xxxxx Xxxxx
000 Xxxxxxxxxx Xxxxxx, Xxxxx 0000
Xxx Xxxxxxxxx, XX 00000
(000) 000-0000
Lincoln Investors, L.P. 25,806 199,996.50
Attn: Xxxxx X. Xxxxxxxx
000 Xxxxx Xxxxxx, Xxxxx 0000
Xxx Xxxx, XX 00000
(000) 000-0000
Andreessen 1996 Living Trust 25,806 199,996.50
c/o Xxxxxxx X. Xxxx
00000 Xxxx Xxxxxx, Xxxxx 000
Xxx Xxxxx, XX 00000
(000) 000-0000
Ultima Partners Limited 25,806 199,996.50
Attn: Xxxxxx X. Xxxxxxx
Synetics S.F.S. Inc.
0000 Xxxxxxx Xxxxxx, Xxxxx 0000
Xxxxxx, XX 00000
(000) 000-0000
Xxxxxxx X. Xxxx and Xxxxx X. Xxxx, Trustees 6,452 50,003.00
FBO The Xxxx Family Rev Trust
0000 Xxxxxxxxx Xxxxxx
Xxxxxxxxxxxx, XX 00000
Canaan Equity, L.P. 58,527 453,584.25
0000 Xxxx Xxxx Xxxx, Xxx. 000
Xxxxx Xxxx, XX 00000
InterWest Partners VI, L.P. 56,771 439,975.25
0000 Xxxx Xxxx Xxxx
Xxxxxxxx 0, Xxxxx 000
Xxxxx Xxxx, Xxxxxxxxxx 00000
InterWest Investors VI, LP 1,756 13,609.00
0000 Xxxx Xxxx Xxxx
Xxxxxxxx 0, Xxxxx 000
Xxxxx Xxxx, Xxxxxxxxxx 00000
NUMBER OF SHARES OF AGGREGATE
NAME AND ADDRESS SERIES D PREFERRED PURCHASE PRICE
---------------- ------------------ --------------
Greylock Equity Limited Partnership 147,805 $1,145,488.75
Xxx Xxxxxxx Xxxxxx, 00xx Xxxxx
Xxxxxx, XX 00000
000 Xxxx Xxxx Xxxx
Xxxxx X-000
Xxxx Xxxx, XX 00000-0000
Attn: Rover Xxxxx
(000) 000-0000
Xxxxxx Hill Ventures 110,855 859,126.25
a California Limited Partnership
000 Xxxx Xxxx Xxxx, Xxxxx X-000
Xxxx Xxxx, XX 00000
(000) 000-0000
Tow Partners 4,918 38,114.50
a California Limited Partnership
000 Xxxx Xxxx Xxxx
Xxxxx X-000
Xxxx Xxxx, XX 00000
(000) 000-0000
Xxxxx X. Xxxxxxxx 8,512 65,968.00
000 Xxxx Xxxx Xxxx
Xxxxx X-000
Xxxx Xxxx, XX 00000
(000) 000-0000
G. Xxxxxxx Xxxxx, Xx. 8,512 65,968.00
000 Xxxx Xxxx Xxxx
Xxxxx X-000
Xxxx Xxxx, XX 00000
(000) 000-0000
Xxxxxxx Xxxxx 645 4,998.75
000 Xxxx Xxxx Xxxx
Xxxxx X-000
Xxxx Xxxx, XX 00000
(000) 000-0000
NUMBER OF SHARES OF AGGREGATE
NAME AND ADDRESS SERIES D PREFERRED PURCHASE PRICE
---------------- ------------------ --------------
Xxxxxx X. Xxxxxxx 882 $ 6,835.50
000 Xxxx Xxxx Xxxx
Xxxxx X-000
Xxxx Xxxx, XX 00000
(000) 000-0000
Xxxxx Fargo Bank, Trustee 4,918 38,114.50
SHV M/P/T FBO Xxxxx Xxxx
Attn: Xxxxx Xxxxxx
MAC 0101 021
000 Xxxxxxxxxx Xxxxxx, 0xx Xxxxx
Xxx Xxxxxxxxx, XX 00000
Xxxxx Fargo Bank, Trustee 294 2,278.50
SHV M/P/T FBO Xxxxxxx X. Xxxxxxx
Attention: Xxxxx Xxxxxx
MAC 0101 021
000 Xxxxxxxxxx, 0xx Xxxxx
Xxx Xxxxxxxxx, XX 00000
(000) 000-0000
Xxxxx Fargo Bank, Trustee 8,269 64,084.75
SHV M/P/T FBO Xxxxxxx X. Xxxxxxx, Xx.
Attention: Xxxxx Xxxxxx
MAC 0101 021
000 Xxxxxxxxxx, 0xx Xxxxx
Xxx Xxxxxxxxx, XX 00000
(000) 000-0000
Matrix Partners IV, L.P. 71,704 555,706.00
0000 Xxxx Xxxx Xxxx, Xxxxx 000
Xxxxx Xxxx, XX 00000
(000) 000-0000
Matrix IV Entrepreneurs Fund, L.P. 3,774 29,248.50
0000 Xxxx Xxxx Xxxx, Xxxxx 000
Xxxxx Xxxx, XX 00000
(000) 000-0000
Comdisco Ventures 7,860 60,915.00
0000 Xxxxx Xxxxx Xxxx
Attn: Xxxx Xxxxxx
Xxxxxxxx, XX 00000
(000) 000-0000
NUMBER OF SHARES OF AGGREGATE
NAME AND ADDRESS SERIES D PREFERRED PURCHASE PRICE
---------------- ------------------ --------------
Intel Corporation 135,989 $1,053,914.75
Xxxxxxxx Xxxxxxxxxx, XX0-000
Attn: Xxxxx Xxxxxxxxx
0000 Xxxxxxx Xxxxxxx Xxxx.
Xxxxx Xxxxx, XX 00000
GC&H Investments 2,990 23,172.50
c/o Cooley Godward llp
Xxx Xxxxxxxx Xxxxx, 00xx Xxxxx
Xxx Xxxxxxxxx, XX 00000
Korea Technology Banking Corporation 8,361 64,797.75
Attn: Xx. Xxxx Xxxx Xxxx
Chief Officer, International Business
KTB Building, 20th Floor
00-00 Xxxxx-xxxx, Xxxxxxxxxxxx-xx
Xxxxx 000-000 Xxxxx
(00-0) 0000-0000
Xxxxxxx Xxxxxxx 1,422 11,020.50
Copper Mountain Networks
0000 Xxxxxxxxxxx Xxx
Xxxx Xxxx, XX 00000
(000) 000-0000
Xxxxxxxxx Public Relations 159 1,232.25
0000 Xxxxxx Xxxxxxx Xxxxxxx, Xxx. 000
Xxxxxxx, XX 00000
(000) 000-0000
Xxxxxxx Xxxxx Xxxxxxxxx 119 922.25
0000 Xxxxxx Xxxxxxx Xxxxxxx, Xxx. 000
Xxxxxxx, XX 00000
(000) 000-0000
Xxxxx X. Xxxxxx 119 922.25
Worlds at Work
0000 Xxxxxx Xxxxxx
Xxx Xxxxxxxxx, XX 00000
(000) 000-0000
NUMBER OF SHARES OF AGGREGATE
NAME AND ADDRESS SERIES D PREFERRED PURCHASE PRICE
---------------- ------------------ --------------
Xxxxxx X. Xxxxxx (1) 0
Copper Mountain Networks
0000 Xxxxxxxx Xxxxxx Xxxxxxxxx
Xxx Xxxxx, XX 00000
(000) 000-0000
Xxxx Xxxxxxx (2) 0
Copper Mountain Networks, Inc.
0000 Xxxxxxxx Xxxxxx Xxxxxxxxx
Xxx Xxxxx, XX 00000
(000) 000-0000
(1) Holds 518,868 shares of Common Stock; 50,000 shares of Series A Preferred
and 50,000 shares of Series B Preferred.
(2) Holds 518,868 shares of Common Stock.
