Exhibit h(1)(d)
AMENDMENT NO. 3
TO
TRANSFER AGENCY AND SERVICE AGREEMENT
This Amendment No. 3 (the "Amendment") to the Transfer Agency and Service
Agreement (the "Agreement") is made this 14/th/ day of December, 2001 by and
between A I M ADVISORS, INC., a Delaware Corporation (the "Administrator"),
A I M FUND SERVICES, INC., a Delaware corporation ("AFS") and SHORT-TERM
INVESTMENTS CO., a Maryland corporation (the "Company") with respect to its Cash
Assets Portfolio (the "Portfolio").
WHEREAS, the Administrative Services Agreement between the Administrator and the
Company on behalf of the Portfolio (the "Administrative Services Agreement")
provides, in part, for the assumption by the Administrator of all Ordinary
Business Expenses, as defined in that agreement, that would otherwise be
incurred by the Portfolio under the Administrative Services Agreement; and
WHEREAS, Article 2 of the Transfer Agency Agreement provides that the Company on
behalf of its portfolios shall pay certain fees and expenses to AFS.
NOW, THEREFORE, the parties hereto agree to amend the Agreement as follows:
1. Notwithstanding anything to the contrary in Article 2 of the Agreement or
in any other written agreement between the Company and AFS adopted pursuant
to Article 2 of the Agreement, any fees or expenses payable by the Company on
behalf of the Portfolio to AFS pursuant to Article 2 of the Agreement or such
other written agreement shall be paid by, and shall be the direct obligation
of, the Administrator, and AFS agrees to hold to the Administrator solely
responsible for payment of such fees and expenses.
2. As between the Administrator and the Company on behalf of the Portfolio, the
Company agrees to reimburse the Administrator for any payments made by the
Administrator to AFS pursuant to the preceding paragraph that would not
constitute Ordinary Business Expenses, as defined in the Administrative
Services Agreement, of the Portfolio.
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IN WITNESS WHEREOF, the parties hereto have caused this instrument to be
executed by their officers designated below as of the day and year first above
written.
A I M ADVISORS, INC.
Attest: /s/ XXXX X. XXXX By: /s/ XXXXX X. XXXXXXX
------------------------ --------------------------
Assistant Secretary Xxxxx X. Xxxxxxx
Senior Vice President
(SEAL
SHORT-TERM INVESTMENTS CO.
on behalf of Cash Assets Portfolio
Attest: /s/ XXXX X. XXXX By: /s/ XXXXX X. XXXXXXX
------------------------ -----------------------------------
Assistant Secretary Xxxxx X. Xxxxxxx
Senior Vice President
(SEAL)
A I M FUND SERVICES, INC.
Attest: /s/ XXXX X. XXXX By: /s/ XXXXX X. XXXXXXX
------------------------ ----------------------------------
Assistant Secretary Xxxxx X. Xxxxxxx
Vice President
(SEAL)
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