AMENDMENT TO THE INVESTMENT ADVISORY AGREEMENT
EX-99.28(d)(2)(g)
AMENDMENT TO THE INVESTMENT ADVISORY AGREEMENT
THIS AMENDMENT dated October 28, 2016, to the Investment Advisory Agreement dated February 1, 2010, as amended (the "Agreement"), is entered into by and among Jacob Funds Inc., a Maryland corporation (the "Corporation") and Jacob Asset Management of New York LLC, a New York limited liability company (the "Adviser").
RECITALS
WHEREAS, the parties have entered into the Agreement; and
WHEREAS, the parties desire to amend said Agreement by changing Exhibit A and Exhibit B thereof;
NOW, THEREFORE, the parties agree as follows:
Exhibit A and Exhibit B of the Agreement are hereby superseded and replaced with Amended and Restated Exhibit A and Exhibit B, respectively, attached hereto to reflect the liquidation and termination of the Xxxxx Xxxxxx Fund series of the Corporation.
Except to the extent amended hereby, the Agreement shall remain in full force and effect.
IN WITNESS WHEREOF, the parties hereto have caused this Amendment to be executed by a duly authorized officer on one or more counterparts as of the date and year first written above.
By: /s/ Xxxx X. Xxxxx
Name: Xxxx X. Xxxxx
Title: Chairman, President and CEO
JACOB ASSET MANAGEMENT OF NEW YORK LLC
By: /s/ Xxxx X. Xxxxx
Name: Xxxx X. Xxxxx
Title: Chairman and CEO
1
Amended and Restated Exhibit A
to Investment Advisory Agreement dated February 1, 2010,
to Investment Advisory Agreement dated February 1, 2010,
between Jacob Asset Management of New York LLC and Jacob Funds Inc.
|
Series Name
|
Original Effective Date
|
Renewal Deadline
|
|
Jacob Small Cap Growth Fund
Jacob Micro Cap Growth Fund
|
February 1, 2010
November 12, 2012
|
November 26
November 11
|
Effective October 28, 2016.
A-1
Amended and Restated Exhibit B
to Investment Advisory Agreement dated February 1, 2010,
to Investment Advisory Agreement dated February 1, 2010,
between Jacob Asset Management of New York LLC and Jacob Funds Inc.
|
Fund
|
Advisory Fee
|
|
Jacob Small Cap Growth Fund
|
0.90% of annual average daily net assets up to $500 Million
0.75% of annual average daily net assets over $500 Million
|
|
Jacob Micro Cap Growth Fund
|
1.20% of annual average daily net assets up to $500 Million
0.95% of annual average daily net assets over $500 Million
|
Effective October 28, 2016.
B-1
