EXHIBIT (8)(g)(3) Amendment No. 4 to Participation Agreement (Franklin Templeton)
EXHIBIT (8)(g)(3)
Amendment No. 4 to Participation Agreement
(Franklin Xxxxxxxxx)
Amendment No. 4 to Participation Agreement
Franklin Xxxxxxxxx Variable Insurance Products Trust
Franklin/Xxxxxxxxx Distributors, Inc.
Transamerica Life Insurance Company
AFSG Securities Corporation
This Amendment No. 4 is incorporated in and made a part of the Participation Agreement (the “Agreement”) made as of the 1st day of May, 2000, by and among Franklin Xxxxxxxxx Variable Insurance Products Trust (the “Trust”), Franklin/Xxxxxxxxx Distributors, Inc. (the “Underwriter”), Transamerica Life Insurance Company (the “Company”) and AFSG Securities Corporation (the “Distributor”). All terms used that are not defined in this Amendment shall have the same meanings as the same terms used in the Agreement. The Agreement is amended as follows:
1. | Schedules B, D, E and G of the Agreement are hereby deleted in their entirety and replaced with the Schedules B, D, E and G attached hereto, respectively. |
All other terms and provisions of the Agreement not amended herein shall remain in full force and effect.
IN WITNESS WHEREOF, each of the parties have caused their duly authorized officers to execute this Amendment effective as of May 1, 2004.
FRANKLIN XXXXXXXXX VARIABLE INSURANCE PRODUCTS TRUST | TRANSAMERICA LIFE INSURANCE COMPANY | |||||||
By: |
/s/ Xxxxx X. Xxxxxxxx |
By: |
/s/ Xxxx X. Xxxxxx | |||||
Name: |
Xxxxx X. Xxxxxxxx |
Name: |
Xxxx X. Xxxxxx | |||||
Title: |
Assistant Vice President |
Title: |
Assistance Secretary | |||||
FRANKLIN/XXXXXXXXX DISTRIBUTORS, INC. | ASFG SECURITIES CORPORATION | |||||||
By: |
/s/ Xxxxxx X. Xxxxxx |
By: |
/s/ Xxxx X. Xxxxxx | |||||
Name: |
Xxxxxx X. Xxxxxx |
Name: |
Xxxx X. Xxxxxx | |||||
Title: |
Vice President |
Title: |
Vice President |
2
Schedule B
Accounts of the Company
1. |
Name: | Retirement Builder Variable Annuity Account | ||
Date Established: | March 29, 1996 | |||
SEC Registration Number: | 811-07689 | |||
2. |
Name: | Separate Account VA I | ||
Date Established: | May 15, 2000 | |||
SEC Registration Number: | 811-10147 | |||
3. |
Name: | Separate Account VA K | ||
Date Established: | July 10, 2001 | |||
SEC Registration Number: | 811-10617 | |||
4. |
Name: | Separate Account VA L | ||
Date Established: | July 10, 2001 | |||
SEC Registration Number: | 811-21087 | |||
5. |
Name: | Separate Account VA P | ||
Date Established: | November 26, 2001 | |||
SEC Registration Number: | 811-21192 | |||
6. |
Name: | Separate Account VA Q | ||
Date Established: | November 26, 2001 | |||
SEC Registration Number: | 811-21461 |
B
Schedule D
Contracts of the Company
# |
Product Name 1933 Act # State From ID |
Separate Acct. Name Date Established 1940 Act # |
Class of Shares and Portfolios | |||
1 |
Flexible Premium Variable Annuity – A under the marketing name “Transamerica Opportunity Builder” and “Transamerica Traditions” 333-98891 VA721 101 149 1001 (may vary by state) |
Separate Account VA P November 26, 2001 811-21192 |
Class 2 shares Franklin Small Cap Fund Franklin Small Cap Value Securities Fund Mutual Shares Securities Fund Xxxxxxxxx Foreign Securities Fund | |||
2 |
Portfolio Select Variable Annuity 333-07509 AV288 101 95 796 (may vary by state) |
Retirement Builder Variable Annuity Account March 29, 1996 811-07689 |
Class 2 shares Franklin Small Cap Fund Franklin Small Cap Value Securities Fund Mutual Shares Securities Fund Xxxxxxxxx Developing Markets Securities Fund Xxxxxxxxx Foreign Securities Fund Templeton Global Asset Allocation Fund | |||
3 |
Principal-Plus Variable Annuity 333-46594 AV288 101 95 796 (may vary by state) |
Separate Account VA I May 15, 2000 811-10147 |
Class 2 shares Franklin Growth and Income Securities Fund Franklin Income Securities Fund Franklin Small Cap Fund Xxxxxxxxx Foreign Securities Fund | |||
4 |
Retirement Income Builder BAI Variable Annuity 333-76230 AV721 101 149 1001 (may vary by state) |
Separate Account VA K July 10, 2001 811-10617 |
Class 2 shares Franklin Small Cap Fund Franklin Small Cap Value Securities Fund Mutual Shares Securities Fund Xxxxxxxxx Foreign Securities Fund | |||
5 |
Transamerica Preferred Advantage Variable Annuity 333-87792 AV721 101 149 1001 (may vary by state |
Separate Account VA L July 10, 2001 811-21087 |
Class 2 shares Franklin Rising Dividends Securities Fund Franklin Small Cap Fund Franklin Small Cap Value Securities Fund Mutual Shares Securities Fund Xxxxxxxxx Foreign Securities Fund | |||
6 |
FlexiblePremium Variable Annuity –B 333-110049 AV1114 101 185 104 |
November 26, 2001 811-21461 |
Class 2 shares Franklin Small Cap Fund Franklin Growth and Income Securities Fund Mutual Shares Securities Fund Xxxxxxxxx Developing Markets Securities Fund Xxxxxxxxx Foreign Securities Fund |
D
Schedule E
Other Portfolios Available under the Contracts
Portfolio Select Variable AnnuitySM
AEGON/Transamerica Series Fund, Inc. - Service Class
Asset Allocation - Growth Portfolio Asset Allocation - Conservative Portfolio Asset Allocation - Moderate Portfolio Asset Allocation - Moderate Growth Portfolio Capital Guardian Global Capital Guardian U.S. Equity Capital Guardian Value Federated Growth & Income PIMCO Total Return Transamerica Equity
AIM Variable Insurance Funds - Series I and II shares AIM V.I. Capital Appreciation Fund AIM V.I. Core Equity Fund AIM V.I. International Growth Fund AIM V.I. Premier Equity Fund AIM V.I. Dent Demographic Trends Fund
AllianceBernstein Variable Products Series Fund, Inc. – Class B AllianceBernstein Premier Growth Portfolio AllianceBernstein Technology Portfolio
Xxxxx Variable Account Fund, Inc. Xxxxx Value Portfolio
Evergreen Variable Trust - Class 1 and 2 Evergreen VA Fund Evergreen VA Foundation Fund Evergreen VA Global Leaders Fund Evergreen VA Growth and Income Fund Evergreen VA Blue Chip Fund Evergreen VA International Growth Fund Evergreen VA Omega Fund Evergreen VA Capital Growth Fund Evergreen VA Growth Fund Evergreen VA High Income Fund |
Federated Insurance Series Federated American Leaders Fund II Federated High Income Bond Fund II Federated Xxxxxxxx Fund II
MFS® Variable Insurance TrustSM MFS Emerging Growth Series MFS Research Series MFS Total Return Series MFS Utilities Series
Xxxxxxxxxxx Variable Account Funds - Initial and Service Shares Xxxxxxxxxxx Capital Appreciation Fund/VA Xxxxxxxxxxx Main Street Fund/VA Xxxxxxxxxxx Multiple Strategies Fund/VA Xxxxxxxxxxx Strategic Bond Fund/VA
Xxxxxx Variable Trust - Class IB Shares Xxxxxx VT Global Growth Fund Xxxxxx VT Growth and Income Fund Xxxxxx VT Growth Opportunities Fund Xxxxxx VT Money Market Fund Xxxxxx VT New Value Fund
Variable Insurance Products Fund - Service Class and Service Class 2 Fidelity - VIP High Income Portfolio
Variable Insurance Products Fund - Service Class 2 Fidelity - VIP Equity-Income Portfolio Fidelity - VIP Growth Portfolio
Variable Insurance Products Fund - Initial Class and Service Class 2 Fidelity - VIP Index 500 Portfolio Fidelity - VIP Investment Grade Bond Portfolio
Variable Insurance Products Fund - Service Class and Service Class 2 Fidelity - VIP Growth Opportunities Portfolio |
E-1
Schedule E
Other Portfolios Available under the Contracts (continued)
Principal-Plus Variable Annuity
Federated Insurance Series Federated Prime Money Fund II
First American Insurance Portfolios, Inc. - Class IB Shares First American Large Cap Growth Portfolio First American Mid Cap Growth Portfolio First American Small Cap Growth Portfolio First American Technology Portfolio |
Xxxxxx Variable Trust – Class IB Shares Xxxxxx VT Diversified Income Fund Xxxxxx VT Growth and Income Fund Xxxxxx VT Income Fund Xxxxxx VT Investors Fund Xxxxxx VT New Value Fund Xxxxxx VT The Xxxxxx Xxxxxx Fund of Boston |
Retirement Income Builder - BAI Variable Annuity
AEGON/Transamerica Series Fund, Inc.
Asset Allocation - Growth Portfolio Asset Allocation - Conservative Portfolio Asset Allocation - Moderate Portfolio Asset Allocation - Moderate Growth Portfolio AEGON Bond Capital Guardian Global Capital Guardian U.S. Equity Capital Guardian Value Clarion Real Estate Securities Dreyfus Mid Cap Dreyfus Small Cap Value Federated Growth & Income Janus Growth Xxxxxxxx Growth MFS High Yield PIMCO Total Return Salomon All Cap Third Avenue Value X. Xxxx Price Equity Income X. Xxxx Price Small Cap Transamerica Convertible Securities Transamerica Equity Transamerica Growth Opportunities Transamerica Money Market Xxx Xxxxxx Emerging Growth
AIM Variable Insurance Funds – Series II AIM V.I. Capital Appreciation Fund AIM V.I. Core Equity Fund AIM V.I. Premier Equity Fund
AllianceBernstein Variable Products Series Fund, Inc. – Class B AllianceBernstein Premier Growth Portfolio AllianceBernstein Technology Portfolio |
Janus Aspen Series – Service Shares Janus Aspen – Worldwide Growth Portfolio
MFS® Variable Insurance TrustSM – Service Class MFS Emerging Growth Series MFS Research Series MFS Total Return Series MFS Utilities Series
Nations Separate Account Trust Nations Asset Allocation Portfolio Nations High Yield Bond Portfolio Nations International Value Portfolio Nations Xxxxxxx Growth Portfolio Nations Xxxxxxx Focused Equities Portfolio Nations Xxxxxxx International Opportunities Portfolio Nations Xxxxxxx 21st Century Portfolio Nations MidCap Growth Portfolio Nations Small Company Portfolio Nations Value Portfolio
Xxxxxxxxxxx Variable Account Funds – Service Shares Xxxxxxxxxxx Capital Appreciation Fund/VA Xxxxxxxxxxx Main Street Fund/VA Xxxxxxxxxxx Strategic Bond Fund/VA
Xxxxxx Variable Trust – Class IB Shares Xxxxxx VT Growth and Income Fund Xxxxxx VT Research Fund
Variable Insurance Products Fund – Service Class 2 Fidelity – VIP Equity-Income Portfolio Fidelity – VIP Growth Portfolio Fidelity – VIP Growth Opportunities Portfolio Fidelity – VIP Index 500 Portfolio Fidelity – VIP Mid Cap Portfolio Fidelity – VIP Value Strategies Portfolio |
E-2
Schedule E
Other Portfolios Available under the Contracts (continued)
Flexible Premium Variable Annuity - A
AEGON/Transamerica Series Fund, Inc. Capital Guardian Global Capital Guardian U.S. Equity
Capital Guardian Value Dreyfus Mid Cap Federated Growth & Income MFS High Yield PIMCO Total Return Third Avenue Value X. Xxxx Price Equity Income X. Xxxx Price Growth Stock Transamerica Equity Transamerica Growth Opportunities Transamerica Money Market Transamerica U.S. Government Securities Xxx Xxxxxx Emerging Growth
AIM Variable Insurance Funds – Series II AIM V.I. Basic Value Fund AIM V.I. Growth Fund AIM V.I. Mid Cap Core Equity Fund
Franklin Xxxxxxxxx Variable Insurance Products Trust - Class 2 Franklin Small Cap Fund Franklin Small Cap Value Securities Fund Mutual Shares Securities Fund Xxxxxxxxx Foreign Securities Fund
Janus Aspen Series – Service Shares Janus Aspen – Worldwide Growth Portfolio |
Liberty Variable Investment Trust - Class A Shares Colonial Small Cap Value Fund, Variable Series Liberty Select Value Fund, Variable Series
Variable Insurance Products Fund - Service Class 2 Fidelity – VIP Growth Portfolio Fidelity – VIP Investment Grade Bond Portfolio Fidelity – VIP Mid Cap Portfolio
Xxxxxx Advisors Trust Xxxxxx U.S. Smaller Companies
VIA SUPPLEMENT
AEGON/Transamerica Series Fund, Inc. Select + Aggressive Select + Growth & Income Select + Conservative
AEGON/Transamerica Series Fund, Inc. - Service Class Asset Allocation - Growth Portfolio Asset Allocation - Conservative Portfolio Asset Allocation - Moderate Portfolio Asset Allocation - Moderate Growth Portfolio
AEGON/Transamerica Series Fund, Inc. - Initial Class Clarion Real Estate Securities Janus Balanced Xxxxxxx Growth Salomon All Cap Transamerica Convertible Securities |
E-3
Schedule E
Other Portfolios Available under the Contracts (continued)
Transamerica Preferred Advantage Variable Annuity
AEGON/Transamerica Series Fund, Inc. Capital Guardian Global Capital Guardian U.S. Equity
Capital Guardian Value Federated Growth & Income MFS High Yield Transamerica Equity Xxx Xxxxxx Emerging Growth Xxx Xxxxxx Money Market
AIM Variable Insurance Funds – Series II AIM V.I. Capital Appreciation Fund AIM V.I. Government Securities Fund AIM V.I. Growth Fund AIM V.I. Mid Cap Core Equity Fund AIM V.I. Premier Equity Fund
First American Insurance Portfolios, Inc. – Class IB Shares First American Corporate Bond Portfolio First American Equity Income Portfolio First American International Portfolio First American Large Cap Growth Portfolio First American Mid Cap Growth Portfolio First American Small Cap Growth Portfolio First American Technology Portfolio |
Liberty Variable Investment Trust Colonial Small Cap Value Fund, Variable Series Liberty Select Value Fund, Variable Series
MFS® Variable Insurance TrustSM – Service Class MFS Emerging Growth Series MFS New Discovery Series MFS Research Series MFS Utilities Series
Xxxxxx Variable Trust – Class IB Shares Xxxxxx VT Diversified Income Fund Xxxxxx VT Growth and Income Fund Xxxxxx VT Health Sciences Fund Xxxxxx VT New Value Fund Xxxxxx VT The Xxxxxx Xxxxxx Fund of Boston |
Flexible Premium Variable Annuity -B
AEGON/Transamerica Series Fund, Inc. – Service Class AEGON Bond Capital Guardian Global Capital Guardian Value Clarion Real Estate Securities Dreyfus Mid Cap Federated Growth & Income
Janus Growth Xxxxxxxx Growth MFS High Yield PIMCO Total Return X. Xxxx Price Equity Income X. Xxxx Price Small Cap Third Avenue Value Transamerica Equity Transamerica Growth Opportunities Transamerica U.S. Government Securities |
AIM /Variable Insurance Funds – Series II shares
AIM V.I. Blue Chip Fund AIM V.I. Core Equity Fund AIM V.I. Government Securities Fund AIM V.I. International Growth Fund
AllianceBernstein Variable Products Series Fund, Inc. – Class B
AllianceBernstein Premier Growth Portfolio AllianceBernstein Technology Portfolio
Xxxxx Variable Account Fund, Inc. Xxxxx Value Portfolio
Dreyfus Variable Investment Fund – Service Class Dreyfus VIF – Small Company Stock Portfolio |
E-4
Schedule E
Other Portfolios Available under the Contracts (continued)
Flexible Premium Variable Annuity -B
Federated Insurance Series
Federated American Leaders Fund II Federated Capital Income Fund II Federated High Income Bond Fund II Federated Quality Bond Fund II
X.X. Xxxxxx Series Trust II
XX Xxxxxx Bond Portfolio XX Xxxxxx International Opportunities Portfolio XX Xxxxxx Mid Cap Value Portfolio XX Xxxxxx Small Company Portfolio XX Xxxxxx US. Large Cap Core Equity Portfolio
Liberty Variable Investment Trust – Class A Shares
Colonial Small Cap Value Fund, Variable Series Liberty Select Value Fund, Variable Series
Nations Separate Account Trust
Nations High Yield Bond Portfolio
Nations Xxxxxxx Growth Portfolio Nations Xxxxxxx Focused Equities Portfolio Nations Xxxxxxx International Opportunities Portfolio Nations MidCap Growth Portfolio
STI Classic Variable Trust
STI Capital Appreciation Fund STI Growth & Income Fund STI International Equity Fund STI Investment Grade Bond Fund STI Mid-Cap Equity Fund STI Small Cap Value Equity Fund STI Value Income Stock Fund
Xxxxxx Advisors Trust
Xxxxxx U.S. Smaller Companies |
Huntington VA Funds
Huntington VA Dividend Capture Fund Huntington VA Growth Fund Huntington VA Income Equity Fund Huntington VA Mid Corp America Fund Huntington VA New Economy Fund Huntington VA Rotating Markets Fund
Janus Aspen Series – Service Shares Janus Aspen – Capital Appreciation Portfolio Janus Aspen – International Growth Portfolio Janus Aspen – Mid Cap Growth Portfolio
MFS® Variable Insurance TrustSM – Service Class
MFS Bond Series MFS Investors Growth Stock Series MFS New Discovery Series MFS Research Series MFS Utilities Series
Xxxxxxxxxxx Variable Account Funds – Service Shares Xxxxxxxxxxx Capital Appreciation Fund/VA Xxxxxxxxxxx Global Securities Fund/VA Xxxxxxxxxxx High Income Fund/VA Xxxxxxxxxxx Main Street Fund/VA Xxxxxxxxxxx Main Street Small Cap Fund/VA
Variable Insurance Products Fund – Service Class 2
Fidelity – VIP Contrafund® Portfolio Fidelity – VIP Equity-Income Portfolio Fidelity – VIP Growth Portfolio Fidelity – VIP Growth & Income Portfolio Fidelity – VIP High Income Portfolio Fidelity – VIP Index 500 Portfolio Fidelity – VIP Investment Grade Bond Portfolio Fidelity – VIP Mid Cap Portfolio Fidelity – VIP Overseas Portfolio Fidelity – VIP Value Strategies Portfolio |
E-5
Schedule G
Addresses for Notices
To the Company: |
Transamerica Life Insurance Company 000 Xxxxxxxx Xxxxxxx Xx. Xxxxxxxxxx, XX 00000 Attention: Xxxx X. Xxxxxx, Assistant Secretary | |
To the Distributor: |
AFSG Securities Corporation 000 Xxxxxxxx Xxxxxxx Xx. Xxxxxxxxxx, XX 00000 Attention: Xxxx X. Xxxxxx, Vice President | |
To the Trust: |
Franklin Xxxxxxxxx Variable Insurance Products Trust Xxx Xxxxxxxx Xxxxxxx Xxx Xxxxx, Xxxxxxxxxx 00000 Attention: Xxxxx X. Xxxxxxxx, Assistance Vice President | |
To the Underwriter: |
Franklin Xxxxxxxxx Distributors, Inc. Xxx Xxxxxxxx Xxxxxxx Xxx Xxxxx, Xxxxxxxxxx 00000 Attention: Xxxxxx Xxxxxx, Vice President |
G