FIRST AMENDMENT TO SECOND AMENDED, RESTATED AND CONSOLIDATED TRANSFER AGENCY AND SERVICE AGREEMENT
Exhibit H(4)
FIRST AMENDMENT TO SECOND AMENDED, RESTATED AND
CONSOLIDATED TRANSFER AGENCY AND SERVICE AGREEMENT
This amendment, dated October 16, 2021, is made to the SECOND AMENDED, RESTATED AND CONSOLIDATED TRANSFER AGENCY AND SERVICE AGREEMENT, dated as of April 1, 2014, as it may be amended, supplemented, restated or otherwise modified from time to time, by and among MassMutual Select Funds, MassMutual Premier Funds, and State Street Bank and Trust Company (the “Consolidated Agreement”). Capitalized terms not defined herein have the meanings ascribed to them in the Consolidated Agreement.
WHEREAS, the MassMutual Select Funds, MassMutual Premier Funds, and State Street Bank and Trust Company wish to amend the Consolidated Agreement;
NOW, THEREFORE, in consideration of the premises and the mutual agreements set forth herein the parties hereto agree as follows:
| 1) | Section 22 of the Consolidated Agreement is updated as follows: |
To the Trusts:
[Name of Trust]
0000 Xxxxx Xxxxxx
Xxxxxxxxxxx, XX 00000
Attention: President of the Trust
With a copy to:
Same address as above
Secretary of the Trust
To the Bank:
State Street Bank and Trust Company
0 Xxxx Xxxxxx
Xxxxxx, XX 00000
Attention: Client Manager, MassMutual
With a copy to:
State Street Bank and Trust Company
0 Xxxxxxx Xxxxxx
Xxxxxx, XX 00000
Attention: Fund Administration Legal Department
| 2) | Appendix A to the Consolidated Agreement is amended in its entirety and replaced with a new Appendix A annexed hereto. |
| 3) | Miscellaneous |
(a) Except as amended hereby, the Consolidated Agreement shall remain in full force and effect.
(b) This Amendment may be executed in two or more counterparts, each of which shall be deemed an original, but all of which together shall constitute one and the same instrument.
IN WITNESS WHEREOF, the parties hereto have caused this instrument to be duly executed and delivered by their duly authorized officers as of the date first written above.
STATE STREET BANK AND TRUST COMPANY
| By: | /s/ Xxxxx Xxxxxx | |
| Name: Xxxxx Xxxxxx | ||
| Title: Managing Director | ||
| MASSMUTUAL PREMIER FUNDS | ||
| By: | /s/ Xxxxx Xxxxxxxxx | |
| Name: Xxxxx Xxxxxxxxx | ||
| Title: CFO and Treasurer | ||
| MASSMUTUAL SELECT FUNDS | ||
| By: | /s/ Xxxxx Xxxxxxxxx | |
| Name: Xxxxx Xxxxxxxxx | ||
| Title: CFO and Treasurer | ||
Appendix A
As of October 16, 2021, this Appendix A forms a part of the Second Amended, Restated and Consolidated Transfer Agency and Service Agreement dated as of April 1, 2014 (the “Consolidated Agreement”), between State Street Bank and Trust Company, MassMutual Select Funds, and MassMutual Premier Funds. As of October 16, 2021, this Appendix A supersedes any previous versions of said Appendix.
Series or Portfolios
| Portfolios | Classes | |
| MassMutual Select Funds | ||
| MassMutual Blue Chip Growth Fund | I, R5, Service, Administrative, A, R4, R3 | |
| MassMutual Diversified Value Fund | I, R5, Service, Administrative, A, R4, R3 | |
| MassMutual Equity Opportunities Fund | I, R5, Service, Administrative, X, X0, X0 | |
| XxxxXxxxxx Xxxxxxxxxxx Xxxxxx Xxxx | X, X0, Service, Administrative, A, R4, R3 | |
| MassMutual Fundamental Value Fund | I, R5, Service, Administrative, X, X0, X0 | |
| XxxxXxxxxx Xxxxxx Xxxxxxxxxxxxx Xxxx | X, X0, Service, Administrative, A, R4, R3 | |
| MassMutual Mid Cap Growth Fund | I, R5, Service, Administrative, A, R4, R3 | |
| MassMutual Mid Cap Value Fund | I, R5, Service, Administrative, X, X0, X0 | |
| XxxxXxxxxx Xxxxxxxx Xxxx | X, X0, Service, Administrative, A, R4, R3 | |
| MassMutual Small Cap Growth Equity Fund | I, R5, Service, Administrative, A, R4, R3 | |
| MassMutual Small Cap Value Equity Fund | I, R5, Service, Administrative, A, R4, R3 | |
| MassMutual Small Company Value Fund | I, R5, Service, Administrative, X, X0, X0 | |
| XxxxXxxxxx Xxxxxxxxx Xxxx Xxxx | X, X0, Service, Administrative, A, R4, R3 | |
| MassMutual Total Return Bond Fund | I, R5, Service, Administrative, A, R4, R3 | |
| MassMutual Select BlackRock Global Allocation Fund | I, R5, Service, Administrative, A, R4, R3 | |
| MM MSCI EAFE® International Index Fund | I, R5, Service, Administrative, A, R4, R3 | |
| XX Xxxxxxx 2000® Small Cap Index Fund | I, R5, Service, Administrative, A, R4, R3 | |
| MM S&P 500® Index Fund | I, R5, Service, Administrative, A, R4, R3 | |
| MM S&P® Mid Cap Index Fund | I, R5, Service, Administrative, A, R4, R3 | |
| MassMutual 20/80 Allocation Fund | I, R5, Service, Administrative, A, R4, R3 | |
| MassMutual 40/60 Allocation Fund | I, R5, Service, Administrative, A, R4, R3 | |
| MassMutual 60/40 Allocation Fund | I, R5, Service, Administrative, A, R4, R3 | |
| MassMutual 80/20 Allocation Fund | I, R5, Service, Administrative, A, R4, R3 | |
| MassMutual RetireSMARTSM by JPMorgan 2020 Fund | I, R5, Service, Administrative, A, R4, R3 | |
| MassMutual RetireSMARTSM by JPMorgan 2025 Fund | I, R5, Service, Administrative, A, R4, R3 | |
| MassMutual RetireSMARTSM by JPMorgan 2030 Fund | I, R5, Service, Administrative, A, R4, R3 | |
| MassMutual RetireSMARTSM by JPMorgan 2035 Fund | I, R5, Service, Administrative, A, R4, R3 | |
| MassMutual RetireSMARTSM by JPMorgan 2040 Fund | I, R5, Service, Administrative, A, R4, R3 | |
| MassMutual RetireSMARTSM by JPMorgan 2045 Fund | I, R5, Service, Administrative, A, R4, R3 | |
| MassMutual RetireSMARTSM by JPMorgan 2050 Fund | I, R5, Service, Administrative, A, R4, R3 | |
| MassMutual RetireSMARTSM by JPMorgan 2055 Fund | I, R5, Service, Administrative, A, R4, R3 | |
| MassMutual RetireSMARTSM by JPMorgan 2060 Fund | I, R5, Service, Administrative, A, R4, R3 | |
| MassMutual RetireSMARTSM by JPMorgan In Retirement Fund | I, R5, Service, Administrative, A, R4, R3 | |
| MM Equity Asset Fund | I | |
| MassMutual Select X. Xxxx Price Retirement 2005 Fund | I, M5, M4, M3 | |
| MassMutual Select X. Xxxx Price Retirement 2010 Fund | I, M5, M4, M3 | |
| MassMutual Select X. Xxxx Price Retirement 2015 Fund | I, M5, M4, M3 | |
| MassMutual Select X. Xxxx Price Retirement 2020 Fund | I, M5, M4, M3 | |
| MassMutual Select X. Xxxx Price Retirement 2025 Fund | I, M5, M4, M3 | |
| MassMutual Select X. Xxxx Price Retirement 2030 Fund | I, M5, M4, M3 | |
| MassMutual Select X. Xxxx Price Retirement 2035 Fund | I, M5, M4, M3 | |
| MassMutual Select X. Xxxx Price Retirement 2040 Fund | I, M5, M4, M3 | |
| MassMutual Select X. Xxxx Price Retirement 2045 Fund | I, M5, M4, M3 | |
| MassMutual Select X. Xxxx Price Retirement 2050 Fund | I, M5, M4, M3 | |
| MassMutual Select X. Xxxx Price Retirement 2055 Fund | I, M5, M4, M3 | |
| MassMutual Select X. Xxxx Price Retirement 2060 Fund | I, M5, M4, M3 |
| MassMutual Select X. Xxxx Price Retirement Balanced Fund | I, M5, M4, M3 | |
| MassMutual Select X. Xxxx Price Bond Asset Fund | I | |
| MassMutual Select X. Xxxx Price Emerging Markets Bond Fund | I | |
| MassMutual Select X. Xxxx Price International Equity Fund | I | |
| MassMutual Select X. Xxxx Price Large Cap Blend Fund | I | |
| MassMutual Select X. Xxxx Price Limited Duration Inflation Focused Bond Fund | I | |
| MassMutual Select X. Xxxx Price Real Assets Fund | I | |
| MassMutual Select X. Xxxx Price Small and Mid Cap Blend Fund | I | |
| MassMutual Select X. Xxxx Price U.S. Treasury Long-Term Index Fund | I | |
| MassMutual Premier Funds | ||
| MassMutual Balanced Fund | I, R5, Service, Administrative, X, X0, X0 | |
| XxxxXxxxxx Xxxx Xxxx Xxxx | X, X0, Service, Administrative, X, X0, X0 | |
| XxxxXxxxxx Xxxxxxxxxxx Xxxxxx Xxxx | X, X0, Service, Administrative, A, R4, R3 | |
| MassMutual Disciplined Value Fund | I, R5, Service, Administrative, A, R4, R3 | |
| MassMutual Diversified Bond Fund | I, R5, Service, Administrative, X, X0, X0 | |
| XxxxXxxxxx Xxxxxx Xxxx | X, X0, Service, Administrative, A, R4, R3 | |
| MassMutual Inflation-Protected and Income Fund | I, R5, Service, Administrative, A, R4, R3 | |
| MassMutual International Equity Fund | I, R5, Service, Administrative, X, X0, X0 | |
| XxxxXxxxxx Xxxx Xxxxxx Xxxx | X, X0, Service, Administrative, A, R4, R3 | |
| MassMutual Small Cap Opportunities Fund | I, R5, Service, Administrative, A, R4, R3 | |
| MassMutual Strategic Emerging Markets Fund | I, R5, Service, Administrative, A, R4, R3 | |
| MassMutual U.S. Government Money Market Fund | R5 |
