Amendment to
EX99.28(d)(2)(iv)
Amendment to
Investment Sub-Advisory Agreement between Curian Capital, LLC,
Pacific Investment Management Company LLC, and Curian Series Trust
This Amendment is made by and between Curian Capital, LLC, a Michigan limited liability company and registered investment adviser ("Adviser"), Pacific Investment Management Company LLC, a Delaware limited liability company and registered investment adviser ("Sub-Adviser"), and Curian Series Trust, a Massachusetts business trust ("Trust").
Whereas, the parties entered into an Investment Sub-Advisory Agreement dated as of July 1, 2011 ("Agreement"), whereby Adviser appointed Sub-Adviser to provide certain sub-investment advisory services to certain investment portfolios of the Trust as provided on Schedule A of the Agreement (each a "Fund" and collectively, the "Funds").
Whereas, the parties have agreed to amend Section 17, "Notice," in order to change the designated individuals who receive notices and other writings on behalf of the Trust and Adviser.
Now Therefore, in consideration of the mutual covenants herein contained, the parties hereby agree to amend the Agreement to delete Section 17 entitled "Notice" in its entirety and replace it with the following paragraph:
17.Notice. Any notice under this Agreement shall be in writing, addressed and delivered or mailed (postage prepaid) or sent via electronic mail or facsimile to the other party at such address as designated herein.
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a)
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To Adviser:
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Curian Capital, LLC
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0000 Xxxxxxxxxx Xxx
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Xxxxxx, XX 00000
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Fax: 000-000-0000
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Phone: 000-000-0000
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Attention: General Counsel
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E-mail: xxxxxxxxxx@xxxxxx.xxx
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b)
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To Sub-Adviser:
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Pacific Investment Management Company LLC
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000 Xxxxxxx Xxxxxx Xxxxx
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Xxxxxxx Xxxxx, XX 00000
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Fax: 000-000-0000
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Attention: General Counsel
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E-mail: XXXXxxxxxx@xxxxx.xxx
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cc: Account Manager, Xxx Xxxxxxxx
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E-mail: xxx.xxxxxxxx@xxxxx.xxx
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c)
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To the Trust:
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000 Xxxx Xxxxxx Xxxxx
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Xxxxx 0000
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Xxxxxxx, XX 00000
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Attention: Chief Legal Officer
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E-mail: XXXXXxxxx@xxxxxxx.xxx
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In Witness Whereof, the parties have caused this Amendment to be executed as of October 10, 2014, effective as of August 21, 2014. This Amendment may be executed in two or more counterparts, which together shall constitute one document.
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Curian Capital, LLC
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Pacific Investment Management Company LLC
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By: /s/ Xxxxxx X. Xxxxxxxxx
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By: /s/ Xxxxx X. Xxxxxx
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Name: Xxxxxx X. Xxxxxxxxx
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Name: Xxxxx X. Xxxxxx
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Title: Senior Vice President & General Counsel
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Title: Managing Director
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By: /s/ Xxxxxx X. Xxxxx
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Name: Xxxxxx X. Xxxxx
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Title:Assistant Secretary
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