Exhibit (9)(b)(i)(b)
GT GLOBAL, INC.
GT GLOBAL, INC.
00 XXXXXXXXXX XXXXXX
00XX XXXXX
XXX XXXXXXXXX, XX 00000
To: _________________________
_________________________
_________________________
RE: SUPPLEMENTARY DEALER AGREEMENT - CLASS C SHARES
Reference is made to the Dealer Agreement ("Dealer Agreement") previously
entered into between You and GT Global, Inc. ("Us" or "We"), as general
distributor and principal underwriter, as such term is defined in the Investment
Company Act of 1940, as amended ("1940 Act"), of the shares of the mutual funds
that now or hereafter may be included in the GT Global Group of Funds ("Funds").
The Dealer Agreement is incorporated herein by reference and all the terms of
the Dealer Agreement shall continue in full force and effect.
This Supplementary Dealer Agreement ("Supplementary Agreement") relates solely
to Class C shares ("Class C Shares") of the Funds. Subject to the terms herein
and the terms of the Dealer Agreement, we offer to sell to you, as dealer for
your account, Class C Shares, subject to any limitations imposed by the Funds
and subject to confirmation by Us in each instance. All references to "Class A
shares and Class B shares" in the Dealer Agreement are hereby amended to include
"Class A shares, Class B shares and Class C shares," and all references to
"Class A or Class B shares" are hereby amended to include "Class A, Class B or
Class C shares."
1. You are to offer Class C Shares only at the public offering price, which is
the next determined net asset value per share after the order is received, in
accordance with the terms of the then current Prospectuses of the respective
Funds. We shall provide you with appropriate compensation for selling such
shares, in accordance with the current schedule of dealer compensation which may
be obtained from Us at any time upon request.
2. With respect to paragraph 1 above as applicable, You agree to apply any
scheduled variation in or waiver of sales charges uniformly to your customers
meeting the qualifications specified in the applicable Fund's then current
Prospectus.
3. Any repurchases of Class C Shares will be made at the net asset value of
such shares, less any applicable contingent sales charges, as set forth in the
then current Prospectus of the applicable Fund. You agree to present
immediately to Us the amount of the contingent deferred sales charge to which
such repurchases are subject. Any Class C Shares presented to Us for redemption
will be redeemed at the net asset value of such shares, less any applicable
contingent deferred sales charge, as set forth in the then current Prospectus of
the applicable Fund.
4. As provided in paragraph 13 of the Dealer Agreement, either your acceptance
below or your first order placed pursuant to this Supplementary Agreement for
purchase of Class C Shares of any Fund shall represent your acceptance of this
Supplementary Agreement
GT GLOBAL, INC.
By: ______________________________
Please return one signed copy of this Supplementary Agreement to:
GT Global, Inc.
00 Xxxxxxxxxx Xxxxxx, 00xx Xxxxx
Xxx Xxxxxxxxx, XX 00000-0000
ACCEPTED
Firm Name: _________________________________
By: _________________________________
Address: _________________________________
Date: _________________________________
