Amendment No.2 to Distribution Agreement
Exhibit 99(e)(3)
Amendment No.2 to Distribution Agreement
This Amendment No. 2 dated December 31, 2009 to the Distribution Agreement, made March 20, 2009, as amended (the “Agreement”), by and between Grail Advisors ETF Trust, a Delaware statutory trust (the “Trust”), and ALPS Distributors, Inc., a Colorado corporation (“Distributor”).
WHEREAS, the Distributor and the Trust wish to modify the provisions of the Agreement to reflect the addition of two new series under Exhibit A of this Agreement.
NOW, THEREFORE, in consideration of the premises and mutual covenants hereinafter contained, the parties hereby agree to amend the Agreement as follows:
1. The parties hereto agree to delete Exhibit A of the Agreement in its entirety and replace it with a new Exhibit A attached hereto.
2. Except as specifically set forth herein, all other provisions of the Agreement shall remain in full force and effect. Any items not herein defined shall have the meaning ascribed to them in the Agreement.
IN WITNESS WHEREOF, the parties hereto have duly executed and delivered this Amendment as of the date first written above.
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ALPS DISTRIBUTORS, INC. |
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By: |
/s/ Xxxxxxx X. Xxxxxx |
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By: |
/s/ Xxxxxx X. Xxxxxx |
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Name: Xxxxxxx X. Xxxxxx |
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Name: Xxxxxx X. Xxxxxx |
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Title: President |
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Title: President |
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EXHIBIT A
Name of Fund
Grail American Beacon Large Cap Value ETF
Grail American Beacon International Equity ETF
Grail XxXxxxxxx Intermediate Municipal Bond ETF
Grail XxXxxxxxx Core Taxable Bond ETF
RiverPark Growth ETF
RiverPark Focused Large Cap Growth ETF
RiverPark Technology ETF
RiverPark Financials ETF
