AMENDMENT TO INVESTMENT SUB-ADVISORY AGREEMENT
AMENDMENT TO INVESTMENT SUB-ADVISORY AGREEMENT
This Amendment (“Amendment”) is to the Investment Sub-Advisory Agreement (defined below), effective as of November 27, 2023, by and among Lattice Strategies LLC, a Delaware limited liability company located at 000 Xxx Xxxx, Xxxxx, Xxxxxxxxxxxx 19087 (“Advisor”), and Mellon Investments Corporation (formerly known as Mellon Capital Management Corporation), a Delaware corporation located at 000 Xxxxxxxxxx Xxxxxx, 00xx Xxxxx, Xxxxxx, Xxxxxxxxxxxxx 00000 (“Sub-Advisor”). Any term not defined in this Amendment shall have the meaning ascribed to it in the Agreement.
WHEREAS, the Advisor and Sub-Advisor entered into an Investment Sub-Advisory Agreement dated July 29, 2016, as amended (the “Agreement”) for Lattice Strategies Trust, a Delaware statutory trust located at 000 Xxx Xxxx, Xxxxx, Xxxxxxxxxxxx 19087 (“Trust”), an open-end management investment company registered under the Investment Company Act of 1940, as amended (“1940 Act”); and
WHEREAS, each of the Funds named in Appendix A hereto (each, a “Fund”, and collectively, “Funds”) is a separate series of the Trust having separate assets and liabilities; and
WHEREAS, the Advisor and the Sub-Advisor desire to amend the Agreement as set forth below.
NOW THEREFORE, in consideration of the promises and covenants contained herein, it is agreed among the parties hereto as follows:
1. | Appendix A (Names of Funds) to the Agreement are hereby deleted and replaced with the new Appendix A (Names of Funds) attached to this Amendment. |
2. | All other provisions of the Agreement remain in full force and effect. |
3. | Unless otherwise defined in this Amendment, all terms used in this Amendment shall have the same meaning given to them in the Agreement. |
IN WITNESS WHEREOF, the parties hereto have caused this Amendment to be executed as of the day and year set forth above.
LATTICE STRATEGIES LLC |
MELLON INVESTMENTS CORPORATION | |
By: /s/ Xxxxx X. Xxxxxxxxxx |
By: /s/ Xxxxxxxxx Xxxx | |
Name: Xxxxx X. Xxxxxxxxxx |
Name: Xxxxxxxxx Xxxx | |
Title: Vice President |
Title: Managing Director, Head of Index |
APPENDIX A
to the
INVESTMENT SUB-ADVISORY AGREEMENT
NAMES OF FUNDS
FUND NAME | INCEPTION DATE | |
HARTFORD DISCIPLINED US EQUITY ETF | November 16, 2022* | |
HARTFORD LONGEVITY ECONOMY ETF | March 16, 2021* | |
HARTFORD MULTIFACTOR DEVELOPED MARKETS (ex-US) ETF | April 1, 2018* | |
HARTFORD MULTIFACTOR EMERGING MARKETS ETF | April 1, 2018* | |
HARTFORD MULTIFACTOR INTERNATIONAL SMALL COMPANY ETF | TBD | |
HARTFORD MULTIFACTOR US EQUITY ETF | April 1, 2018* | |
HARTFORD MULTIFACTOR SMALL CAP ETF, f/k/a Hartford Multifactor Global Small Cap ETF |
April 1, 2018* | |
HARTFORD MULTIFACTOR DIVERSIFIED INTERNATIONAL ETF, f/k/a Hartford Multifactor Low Volatility International Equity ETF |
April 1, 2018* | |
HARTFORD US QUALITY GROWTH ETF | December 6, 2023* | |
HARTFORD US VALUE ETF | December 6, 2023* |
*Deemed Inception Date for fee calculation purposes.