AMENDMENT NO. 1 TO INVESTMENT ADVISORY AND MANAGEMENT AGREEMENT
Exhibit 99(d)(2)
AMENDMENT NO. 1 TO
INVESTMENT ADVISORY AND MANAGEMENT AGREEMENT
TCW Funds, Inc. and TCW Investment Management Company hereby agree to amend the Investment Advisory and Management Agreement (“Agreement”) entered into by the parties and dated as of February 6, 2013 as follows.
This amendment shall be effective as of February 6, 2013. All other terms and conditions of the Agreement will remain in full force and effect, including the existing provisions of Schedule A and any amendments, thereof.
SCHEDULE A
Fund |
Annual Fee Rate (expressed as a percentage of net assets) | |
TCW High Yield Bond Fund | 0.45% | |
TCW Short Term Bond Fund | 0.35% |
IN WITNESS WHEREOF, the parties have agreed to and executed this amendment to the Agreement on the day and year written above.
Attest | TCW FUNDS, INC. | |||||
/s/ Xxxxxxx X. Xxxxxx | By: | /s/ Xxxxxxx X. Xxxxxxxxxxxx | ||||
Xxxxxxx X. Xxxxxx | Xxxxxxx X. Xxxxxxxxxxxx | |||||
Assistant Secretary | President and Chief Executive Officer |
By: | /s/ Xxxxx X. XxXxxx | |||||
Xxxxx X. XxXxxx | ||||||
Treasurer and Principal Financial Officer |
Attest | TCW INVESTMENT MANAGEMENT COMPANY | |||||
/s/ Xxxxxxx X. Xxxxxx | By: | /s/ Xxxxx X. XxXxxx | ||||
Xxxxxxx X. Xxxxxx | Xxxxx X. XxXxxx | |||||
Assistant Secretary | Executive Vice President and Chief Administrative Officer |
By: | /s/ Xxxxxxx X. Xxxxxxxxxxxx | |||||
Xxxxxxx X. Xxxxxxxxxxxx | ||||||
Group Managing Director |