Exhibit 15(d)(vii)
ASSIGNMENT AGREEMENT
The SSgA Funds (the "Trust") and State Street Brokerage Services, Inc.
("SSBSI"), hereby assign the Shareholder Servicing Agreement between the Trust
and SSBSI dated July 17, 1995, to State Street Capital Markets, LLC.
This Assignment Agreement is effective as of the 23rd day of December, 0000.
XXXXX XXXXXX BROKERAGE SERVICES,
a division of STATE STREET CAPITAL MARKETS LLC
By:/s/Xxxxxxxx Xxxx
Date: 8/28/01
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SSgA FUNDS
By:/s/Xxxx X. Xxxxxxxx
Title: President
Date: 9/17/01
Accepted:
STATE STREET CAPITAL MARKETS LLC
By: /s/ Xxxxxxxx Xxxx
Date: 8/28/01
AMENDMENT NO. 3 TO THE
SHAREHOLDER SERVICING AGREEMENT
AGREEMENT made by and between the SSgA Funds (the "Trust") and State
Street Capital Markets LLC. (the "Agent").
WHEREAS, the Trust and the Agent are parties to a Shareholder Servicing
Agreement (the "Agreement") dated July 17, 1995, as amended, pursuant to which
Agent shall serve as shareholder servicing agent for shareholders of Trust that
are customers of Agent;
WHEREAS, the Trust and Agent desire to amend the Agreement to increase the
fees payable with respect to shares of the S&P 500 Index and Bond Market Funds
that are owned by Customers of Agent from 0.0% of the average daily value of
such Shares to 0.05%.
WHEREAS, the Trust and Agent desire to amend the Agreement to reduce the
fees payable with respect to shares of the Disciplined Equity and IAM Shares
Funds that are owned by Customers of Agent from .175% of the average daily value
of such Shares to 0.05%.
WHEREAS, the Trust and Agent desire to further amend the Agreement to
update Attachment A to include all available Funds.
NOW THEREFORE, in consideration of the premises and covenants contained
herein, the Trust and the Agent hereby amend Section 3(a) of the Agreement to
read in its entirety as follows:
3. FEES.
(a) FEES FROM THE TRUST. In consideration for the services
described in Section 2 hereof, the Trust shall pay the Agent
a fee in the amount set forth on Attachment A. All fees
shall be paid monthly in arrears.
Except as specifically superseded or modified herein, the terms and provisions
of the Agreement shall continue to apply with full force and effect.
IN WITNESS WHEREOF, each of the parties has caused this instrument to be
executed in its name and behalf by its duly authorized representative as of the
16th day of July, 2001.
SSgA FUNDS
By:/s/ Xxxx X. Xxxxxxxx
Xxxx X. Xxxxxxxx, President and
Chairman of the Board
STATE STREET CAPITAL MARKETS, INC.
By:/s/ Xxxxxxxx Xxxx
ATTACHMENT A
TO
SHAREHOLDER SERVICING AGREEMENT
As of July 16, 2001
Each of the following series of the SSgA Funds shall be considered a "Fund"
under Section 1 of the Shareholder Servicing Agreement, dated as of July 17,
1995, as amended, by and between SSgA Funds and State Street Capital Markets
LLC. Fees payable to Agent with respect to any Fund are set forth in Section 3.
FEE FROM THE TRUST,
BASED ON THE
AVERAGE DAILY VALUE
OF ALL SHARES OF
EACH FUND OWNED BY
PORTFOLIO NAME CUSTOMERS:
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Disciplined Equity Fund .05 of 1%
Emerging Markets Fund .175 of 1%
Aggressive Equity Fund .175 of 1%
International Stock Selection Fund .175 of 1%
Growth and Income Fund .175 of 1%
Money Market Fund .175 of 1%
US Government Money Market Fund .175 of 1%
Tax Free Money Market Fund .175 of 1%
Intermediate Municipal Bond Fund .175 of 1%
Yield Plus Fund .175 of 1%
Small Cap Fund .175 of 1%
Intermediate Fund .175 of 1%
Special Equity Fund .175 of 1%
International Growth Opportunities Fund .175 of 1%
High Yield Bond Fund .175 of 1%
Tuckerman Active REIT Fund .175 of 1%
IAM Shares Fund .05 of 1%
Life Solutions Balanced Fund .13 of 1%
Life Solutions Growth Fund .13 of 1%
Life Solution Income and Growth .13 of 1%
S&P 500 Index Fund .05 of 1%
Bond Market Fund .05 of 1%
And such other Funds, as may be established from time to time.
