AMENDED AND RESTATED GUARANTEE AND COLLATERAL AGREEMENT dated and effective as of April 25, 2012 among CHART INDUSTRIES, INC., as Company, Guarantor and Pledgor, each Subsidiary Loan Party identified herein, and JPMORGAN CHASE BANK, N.A. as...

Exhibit 10.2

EXECUTION VERSION

AMENDED AND RESTATED

GUARANTEE AND COLLATERAL AGREEMENT

dated and effective as of

April 25, 2012

among

CHART INDUSTRIES, INC.,

as Company, Guarantor and Pledgor,

each Subsidiary Loan Party

identified herein,

and

JPMORGAN CHASE BANK, N.A.

as Administrative Agent

TABLE OF CONTENTS


Article I

Definitions; AMENDMENT AND RESTATEMENT

SECTION 1.01. Credit Agreement			1

SECTION 1.02. Other Defined Terms			1

SECTION 1.03. Amendment and Restatement			4

Article II

Guarantee

SECTION 2.01. Guarantee			4

SECTION 2.02. Guarantee of Payment			5

SECTION 2.03. No Limitations, etc			5

SECTION 2.04. Reinstatement			6

SECTION 2.05. Agreement To Pay; Subrogation			6

SECTION 2.06. Information			7

SECTION 2.07. Payments Free and Clear of Taxes, Etc.			7

Article III

Pledge of Securities

SECTION 3.01. Pledge			7

SECTION 3.02. Delivery of the Pledged Collateral			8

SECTION 3.03. Representations, Warranties and Covenants			8

SECTION 3.04. Certification of Limited Liability Company and Limited Partnership Interests			10

SECTION 3.05. Registration in Nominee Name; Denominations			10

SECTION 3.06. Voting Rights; Dividends and Interest, etc.			10

Article IV

Security Interests in Personal Property

SECTION 4.01. Security Interest			12



SECTION 4.02. Representations and Warranties			13

SECTION 4.03. Covenants			15

SECTION 4.04. Other Actions			17

SECTION 4.05. Covenants Regarding Patent, Trademark and Copyright Collateral			18

Article V

Remedies

SECTION 5.01. Remedies Upon Default			20

SECTION 5.02. Application of Proceeds			21

SECTION 5.03. Grant of License To Use Intellectual Property			21

SECTION 5.04. Securities Act, etc			22

SECTION 5.05. Registration, etc			22

Article VI

Indemnity, Subrogation and Subordination

SECTION 6.01. Indemnity and Subrogation			23

SECTION 6.02. Contribution and Subrogation			23

SECTION 6.03. Subordination			24

Article VII

Miscellaneous

SECTION 7.01. Notices			24

SECTION 7.02. Security Interest Absolute			24

SECTION 7.03. Binding Effect; Several Agreement			24

SECTION 7.04. Successors and Assigns			25

SECTION 7.05. Administrative Agent’s Fees and Expenses; Indemnification			25

SECTION 7.06. Administrative Agent Appointed Attorney-in-Fact			25

SECTION 7.07. GOVERNING LAW			26

SECTION 7.08. Waivers; Amendment			26

SECTION 7.09. WAIVER OF JURY TRIAL			26

SECTION 7.10. Severability			27



SECTION 7.11. Counterparts			27

SECTION 7.12. Headings			27

SECTION 7.13. Jurisdiction; Consent to Service of Process			27

SECTION 7.14. Termination or Release			27

SECTION 7.15. Additional Subsidiaries			28

SECTION 7.16. Right of Set-off			28

SECTION 7.17. Judgment			28

SECTION 7.18. Credit Agreement			28

Schedules


Schedule I		Subsidiary Loan Parties
Schedule II		Pledged Stock; Pledged Debt Securities
Schedule III		Intellectual Property
Schedule IV		Limited Liability Company Interests
Schedule V		Commercial Tort Claims
Schedule VI		Partnership Interests

Exhibits
Exhibit I		Form of Supplement to the Guarantee and Collateral Agreement
Exhibit II		Form of Perfection Certificate
Exhibit III		Form of Intercompany Note

iii

AMENDED AND RESTATED GUARANTEE AND COLLATERAL AGREEMENT dated and effective as of April 25, 2012 (this “Agreement”), among CHART INDUSTRIES, INC., a Delaware corporation (the “Company”), each Subsidiary Loan Party listed on the signature page and any other entity that becomes a party pursuant to Section 7.15 (each, a “Subsidiary Loan Party” and collectively with the Company, the “Guarantors”) and JPMORGAN CHASE BANK, N.A., a national banking association, in its capacity as administrative agent (the “Administrative Agent”) for itself and for the Secured Parties (as defined below).

The Company, Chart Industries Luxembourg S.à x.x., a private limited liability company (société à responsabilité limitée), incorporated under the laws of Luxembourg (the “Foreign Borrower” and together with the Company, the “Borrowers”), the Administrative Agent and the certain financial institutions party thereto as lenders previously entered into a Credit Agreement dated as of May 18, 2010 (as the same may have been amended, restated, supplemented or otherwise modified prior to the date hereof, the “Existing Credit Agreement”).

The Guarantors previously entered into the Guarantee and Collateral Agreement, dated as of May 18, 2010, with the Administrative Agent (as amended, restated, supplemented or otherwise modified prior to the date hereof, the “Existing Collateral Agreement”).

The parties to the Existing Credit Agreement have agreed to amend and restate the Existing Credit Agreement in its entirety and in connection therewith have entered into that certain Amended and Restated Credit Agreement (as the same may be amended, restated, supplemented or otherwise modified prior to the date hereof the “Credit Agreement”), dated as of the date hereof, by and among the Borrowers, the Lenders and the Administrative Agent.

The Lenders have agreed to extend credit to the Borrowers subject to the terms and conditions set forth in the Credit Agreement. The obligations of the Lenders to extend such credit are conditioned upon, among other things, the execution and delivery of this Agreement. The Subsidiary Loan Parties are Subsidiaries of the Company, will derive substantial benefits from the extension of credit to the Borrowers pursuant to the Credit Agreement and are willing to execute and deliver this Agreement in order to induce the Lenders to extend such credit. Furthermore, each Guarantor party to the Existing Collateral Agreement wishes to affirm its obligations under the Existing Collateral Agreement and wishes to amend and restate the terms of the Existing Collateral Agreement. Accordingly, the parties hereto agree as follows:

ARTICLE I

DEFINITIONS; AMENDMENT AND RESTATEMENT

SECTION 1.01. Credit Agreement. (a) Capitalized terms used in this Agreement and not otherwise defined herein have the respective meanings assigned thereto in the Credit Agreement. All terms defined in the New York UCC (as defined herein) and not defined in this Agreement have the meanings specified therein. The term “instrument” shall have the meaning specified in Article 9 of the New York UCC.

(b) The rules of construction specified in Section 1.02 of the Credit Agreement also apply to this Agreement.

SECTION 1.02. Other Defined Terms. As used in this Agreement, the following terms have the meanings specified below:

“Account Debtor” means any Person who is or who may become obligated to any Guarantor under, with respect to or on account of an Account.

“Article 9 Collateral” has the meaning assigned to such term in Section 4.01.

“Banking Services Agreement” shall mean any agreement entered into by the Company or any Subsidiary in connection with Banking Services.

“Collateral” means Article 9 Collateral and Pledged Collateral.

“Control Agreement” means a securities account control agreement or commodity account control agreement, as applicable, in form and substance reasonably satisfactory to the Administrative Agent.

“Copyrights” means all of the following: (a) all copyright rights in any work subject to the copyright laws of the United States or any other country, whether as author, assignee, transferee or otherwise; and (b) all registrations and applications for registration of any such Copyright in the United States or any other country, including registrations, supplemental registrations and pending applications for registration in the United States Copyright Office, including those listed on Schedule III.

“Credit Agreement” has the meaning assigned to such term in the preliminary statement of this Agreement.

“Federal Securities Laws” has the meaning assigned to such term in Section 5.04.

“General Intangibles” means all “General Intangibles” as defined in the New York UCC, including all choses in action and causes of action and all other intangible personal property of any Guarantor of every kind and nature (other than Accounts) now owned or hereafter acquired by any Guarantor, including corporate or other business records, indemnification claims, contract rights (including rights under leases, whether entered into as lessor or lessee, Swap Agreements, Banking Services Agreements and other agreements), Intellectual Property, goodwill, registrations, franchises, tax refund claims and any letter of credit, guarantee, claim, security interest or other security held by or granted to any Guarantor to secure payment by an Account Debtor of any of the Accounts.

“Guaranteed Obligations” means (a) the Loan Document Obligations, (b) the Banking Services Obligations and (c) the Swap Obligations (including, in each case, interest accruing during the pendency of any bankruptcy, insolvency, receivership or other similar proceeding, regardless of whether allowed or allowable in such proceeding) that, in the case of Swap Obligations, (i) is in effect on the Closing Date with a counterparty that is a Lender or an Affiliate of a Lender as of the Closing Date or (ii) is entered into after the Closing Date with any counterparty that is a Lender or an Affiliate of a Lender at the time such Swap Agreement is entered into.

“Guarantor Intellectual Property” means all Intellectual Property now or hereafter owned or licensed by any Guarantor.

“Guarantors” means the Company and each Subsidiary Loan Party.

“Intellectual Property” means all Patents, Copyrights, Trademarks, IP Agreements, trade secrets, domain names, and all inventions, designs, confidential or proprietary technical and business information, know-how, show-how and other data or information and all related documentation.

“Intercompany Note” shall mean a promissory note substantially in the form of Exhibit III.

“IP Agreements” means all agreements granting to or receiving from a third party any rights to Intellectual Property to which any Guarantor, now or hereafter, is a party.

“Loan Document Obligations” means (a) the due and punctual payment by the relevant Borrower of (i) the unpaid principal of and interest (including interest accruing during the pendency of any bankruptcy, insolvency, receivership or other similar proceeding, regardless of whether allowed or allowable in such proceeding) on the Loans made to such Borrower, when and as due, whether at maturity, by acceleration, upon one or more dates set for prepayment or otherwise, (ii) each payment required to be made by the Borrowers under the Credit Agreement in respect of any Letter of Credit, when and as due, including payments in respect of reimbursement of disbursements, interest thereon (including interest accruing during the pendency of any bankruptcy, insolvency, receivership or other similar proceeding, regardless of whether allowed or allowable in such proceeding) and obligations to provide cash collateral and (iii) all other monetary obligations of the Company and its Subsidiaries to any of the Secured Parties under the Credit Agreement and each of the other Loan Documents, including obligations to pay fees, expense and reimbursement obligations and indemnification obligations, whether primary, secondary, direct, indirect, contingent, fixed or otherwise (including interest incurred during the pendency of any bankruptcy, insolvency, receivership or other similar proceeding, regardless of whether allowed or allowable in such proceeding) and (b) the due and punctual performance of all other obligations of the Company and its Subsidiaries under or pursuant to the Credit Agreement and each of the other Loan Documents (other than the Guaranteed Obligations referred to in clause (b) of the definition of “Guaranteed Obligations”) (including interest incurred during the pendency of any bankruptcy, insolvency, receivership or other similar proceeding, regardless of whether allowed or allowable in such proceeding).

“Material Pledged Debt Securities” has the meaning assigned to such term in Section 3.01.

“New York UCC” means the Uniform Commercial Code as from time to time in effect in the State of New York.

“Patents” means all of the following: (a) all letters patent of the United States or the equivalent thereof in any other country, and all applications for letters patent of the United States or the equivalent thereof in any other country, including those listed on Schedule III, and (b) all reissues, continuations, divisions, continuations-in-part or extensions thereof, and the inventions disclosed or claimed therein, including the right to make, use and/or sell the inventions disclosed or claimed therein.

“Perfection Certificate” means a certificate substantially in the form of Exhibit II, completed and supplemented with the schedules and attachments contemplated thereby, and duly executed by a Financial Officer of the Company.

“Pledged Collateral” has the meaning assigned to such term in Section 3.01.

“Pledged Debt Securities” has the meaning assigned to such term in Section 3.01.

“Pledged Securities” means any promissory notes, stock certificates or other certificated securities now or hereafter included in the Pledged Collateral, including all certificates, instruments or other documents representing or evidencing any Pledged Collateral.

“Pledged Stock” has the meaning assigned to such term in Section 3.01.

“Pledgor” shall mean each Guarantor.

“Secured Parties” means (a) the Lenders, (b) the Administrative Agent, (c) the Issuing Bank, (d) each counterparty to any Swap Agreement entered into with the Company or any Subsidiary the obligations under which constitute Guaranteed Obligations, (e) each counterparty to any Banking Services Agreement entered into with the Company or any Subsidiary the obligations under which constitute Guaranteed Obligations, (g) the beneficiaries of each indemnification obligation undertaken by any Loan Party under any Loan Document and (h) the successors and permitted assigns of each of the foregoing.

“Security Interest” has the meaning assigned to such term in Section 4.01.

“Subsidiary Loan Party” has the meaning assigned to such term in the preliminary statement of this Agreement.

“Trademarks” means all of the following: (a) all trademarks, service marks, corporate names, company names, business names, trade dress, logos, other source or business identifiers, designs and general intangibles of like nature, now existing or hereafter adopted or acquired, all registrations thereof (if any), and all registration and recording applications filed in connection therewith in the United States Patent and Trademark Office or any similar offices in any State of the United States or any other country or any political subdivision thereof, and all renewals thereof, including those listed on Schedule III (provided that no security interest shall be granted in United States intent-to-use trademark applications to the extent that, and solely during the period in which, the grant of a security interest therein would impair the validity or enforceability of such intent-to-use trademark applications under applicable federal law) and (b) all goodwill associated therewith or symbolized thereby.

SECTION 1.03. Amendment and Restatement. Each Guarantor acknowledges and agrees with the Administrative Agent that the Existing Collateral Agreement is amended, restated, and superseded in its entirety pursuant to the terms hereof. Without limiting any other provision of this Agreement, each of the Guarantors reaffirms, confirms, ratifies, reaffirms the guarantee and grant of security interest in the Collateral pursuant to the Existing Collateral Agreement and agrees that such guarantee and security interest (including, without limitation, any filings made in connection therewith) each remain in full force and effect and each is hereby ratified, reaffirmed and confirmed.

ARTICLE II

GUARANTEE

SECTION 2.01. Guarantee. Each Guarantor absolutely, irrevocably and unconditionally guarantees, jointly with the other Guarantors and severally, as a primary obligor and not merely as a surety, the due and punctual payment and performance of the Guaranteed Obligations. Each Guarantor further agrees that the Guaranteed Obligations may be extended, modified, substituted, amended or renewed, in whole or in part, without notice to or further assent from it, and that it will remain bound upon its guarantee notwithstanding any extension or renewal of any Guaranteed Obligation. Each Guarantor unconditionally and irrevocably waives notice of nonperformance, acceleration, presentment to, demand of payment from and protest to the Borrowers or any other Loan Party of any of the Guaranteed Obligations, and also waives notice of acceptance of its guarantee and notice of protest for nonpayment.

SECTION 2.02. Guarantee of Payment. Each Guarantor further agrees that its guarantee hereunder constitutes a guarantee of payment when due, whether at scheduled maturity or on any date of a required prepayment or by acceleration, demand or otherwise, and not of collection, and waives any right to require that any resort be had by the Administrative Agent or any other Secured Party to any security held for the payment of the Guaranteed Obligations or to any balance of any deposit account or credit on the books of the Administrative Agent or any other Secured Party in favor of any Borrower or any other Person.

SECTION 2.03. No Limitations, etc. (a) Except for termination of a Guarantor’s obligations hereunder as expressly provided for in Section 7.14, the obligations of each Guarantor hereunder shall not be subject to any reduction, limitation, impairment or termination for any reason, including any claim of waiver, release, surrender, alteration or compromise, and shall not be subject to any defense or setoff, counterclaim, recoupment or termination whatsoever by reason of the invalidity, illegality or unenforceability of the Guaranteed Obligations or otherwise. Without limiting the generality of the foregoing, the obligations of each Guarantor hereunder shall not be discharged or impaired or otherwise affected by:

(i) the failure of the Administrative Agent or any other Secured Party to assert any claim or demand or to exercise or enforce any right or remedy under the provisions of any Loan Document or otherwise;

(ii) any rescission, waiver, amendment or modification of, or any release from any of the terms or provisions of, any Loan Document or any other agreement, including with respect to any other Guarantor under this Agreement;

(iii) the failure to perfect any security interest in, or the exchange, substitution, release or any impairment of, any Collateral or any other collateral securing the Guaranteed Obligations;

(iv) any default, failure or delay, willful or otherwise, in the performance of the Guaranteed Obligations;

(v) any other act or omission that may or might in any manner or to any extent vary the risk of any Guarantor or otherwise operate as a discharge of any Guarantor as a matter of law or equity (other than the indefeasible payment in full in cash of all the Guaranteed Obligations);

(vi) any illegality, lack of validity or enforceability of any Guaranteed Obligation;

(vii) any change in the corporate, limited liability company or other existence, structure or ownership of any Borrower, or any insolvency, bankruptcy, reorganization or other similar proceeding affecting any Borrower or its assets or any resulting release or discharge of any Guaranteed Obligation;

(viii) the existence of any claim, set-off or other rights that the Guarantor may have at any time against any Borrower, the Administrative Agent, or any other Person, whether in connection herewith or any unrelated transactions, provided that nothing herein will prevent the assertion of any such claim by separate suit or compulsory counterclaim; and

(ix) any other circumstance (including without limitation, the expiration of any statute of limitations) or any existence of or reliance on any representation by the Administrative

Agent that might otherwise constitute a defense to, or a legal or equitable discharge of, the Borrowers or the Guarantors or any other guarantor or surety.

Each Guarantor expressly authorizes the Secured Parties to take and hold security for the payment and performance of the Guaranteed Obligations, to exchange, waive or release any or all such security (with or without consideration), to enforce or apply such security and direct the order and manner of any sale thereof in their sole discretion or to release or substitute any one or more other guarantors or obligors upon or in respect of the Guaranteed Obligations, all without affecting the obligations of any Guarantor hereunder. Each Guarantor acknowledges that its guarantee is continuing in nature and applies to all Guaranteed Obligations, whether existing now or in the future. Each Guarantor acknowledges that it will receive substantial direct and indirect benefits from the financing arrangements contemplated by the Loan Documents and that the waivers set forth in this Article II are knowingly made in contemplation of such benefits.

(b) To the fullest extent permitted by applicable law, each Guarantor waives any defense based on or arising out of any defense of any Borrower or any other Loan Party or the unenforceability of the Guaranteed Obligations or any part thereof from any cause, or the cessation from any cause of the liability of any Borrower or any other Loan Party, other than the indefeasible payment in full in cash of all the Guaranteed Obligations. The Administrative Agent and the other Secured Parties may, at their election, foreclose on any security held by one or more of them by one or more judicial or nonjudicial sales, accept an assignment of any such security in lieu of foreclosure, compromise or adjust any part of the Guaranteed Obligations, make any other accommodation with any Borrower or any other Loan Party or exercise any other right or remedy available to them against any Borrower or any other Loan Party, without affecting or impairing in any way the liability of any Guarantor hereunder except to the extent the Guaranteed Obligations have been fully and indefeasibly paid in full in cash. To the fullest extent permitted by applicable law, each Guarantor waives any defense arising out of any such election even though such election operates, pursuant to applicable law, to impair or to extinguish any right of reimbursement or subrogation or other right or remedy of such Guarantor against any Borrower or any other Loan Party, as the case may be, or any security.

SECTION 2.04. Reinstatement. Each Guarantor agrees that its guarantee hereunder shall continue to be effective or be reinstated, as the case may be, if at any time payment, or any part thereof, of any Guaranteed Obligation is rescinded or must otherwise be restored by the Administrative Agent or any other Secured Party upon the bankruptcy or reorganization of any Borrower, any other Loan Party or otherwise.

SECTION 2.05. Agreement To Pay; Subrogation. In furtherance of the foregoing and not in limitation of any other right that the Administrative Agent or any other Secured Party has at law or in equity against any Guarantor by virtue hereof, upon the failure of any Borrower or any other Loan Party to pay any Guaranteed Obligation when and as the same shall become due, whether at maturity, by acceleration, after notice of prepayment or otherwise, each Guarantor hereby promises to and will forthwith pay, or cause to be paid, to the Administrative Agent for distribution to the applicable Secured Parties in cash the amount of such unpaid Guaranteed Obligation. Upon payment by any Guarantor of any sums to the Administrative Agent as provided above, all rights of such Guarantor against any Borrower, or other Loan Party or any other Guarantor arising as a result thereof by way of right of subrogation, contribution, reimbursement, indemnity or otherwise shall in all respects be subject to Article VI. The parties hereto acknowledge and agree that each of the Guaranteed Obligations shall be due and payable in the same currency as such Guaranteed Obligation is denominated, but if currency control or exchange regulations are imposed in the country which issues such currency with the result that such currency (the “Original Currency”) no longer exists or the relevant Guarantor is not able to make payment in such Original Currency, then all payments to be made by such Guarantor hereunder in such

currency shall instead be made when due in Dollars in an amount equal to the Dollar Amount (as of the date of payment) of such payment due, it being the intention of the parties hereto that each Guarantor takes all risks of the imposition of any such currency control or exchange regulations.

SECTION 2.06. Information. Each Guarantor assumes all responsibility for being and keeping itself informed of the financial condition and assets of the Borrowers and each other Loan Party, and of all other circumstances bearing upon the risk of nonpayment of the Guaranteed Obligations and the nature, scope and extent of the risks that such Guarantor assumes and incurs hereunder, and agrees that none of the Administrative Agent or the other Secured Parties will have any duty to advise such Guarantor of information known to it or any of them regarding such circumstances or risks.

SECTION 2.07. Payments Free and Clear of Taxes, Etc. Any and all payments made by any Guarantor under or in respect of this Agreement or any other Loan Document shall be made, in accordance with Section 2.17 of the Credit Agreement.

ARTICLE III

PLEDGE OF SECURITIES

SECTION 3.01. Pledge. As security for the payment or performance, as the case may be, in full of the Guaranteed Obligations, each Pledgor hereby assigns and pledges to the Administrative Agent, its successors and assigns, for the ratable benefit of the Secured Parties, and hereby grants to the Administrative Agent, its successors and assigns, for the ratable benefit of the Secured Parties, a security interest in all of such Pledgor’s right, title and interest in, to and under (a) the Equity Interests of any Material Subsidiary directly owned by it as of the Closing Date and any other Equity Interests of any Material Subsidiary directly owned in the future by such Pledgor and any certificates representing all such Equity Interests (the “Pledged Stock”); provided that the Pledged Stock shall not include (i) more than 65% of the issued and outstanding voting Equity Interests of any Foreign Subsidiary or any Domestic Subsidiary substantially all of whose assets consist of the Equity Interests in “controlled foreign companies” under Section 957 of the Code, (ii) any Equity Interests of any Subsidiary to the extent that, as of the Closing Date and for so long as, a pledge of such Equity Interests would violate a contractual obligation binding on the issuer or holder of such Equity Interests, (iii) any Equity Interests of any Subsidiary acquired after the Closing Date in accordance with the Credit Agreement if, and to the extent that, and for so long as (A) pledging such Equity Interests would violate applicable law or a contractual obligation binding on the issuer or holder of such Equity Interests and (B) such law or obligation existed at the time of the acquisition thereof and was not created or made binding on such Equity Interests in contemplation of or in connection with the acquisition of such Subsidiary, provided that the foregoing clause (B) shall not apply in the case of a joint venture, including a joint venture that is a Subsidiary, and, (iv) Equity Interests in any Foreign Subsidiary if the Company demonstrates to the Administrative Agent and the Administrative Agent determines (in its reasonable discretion) that the cost of pledging the Equity Interests in such Foreign Subsidiary exceeds the value of the security offered thereby; provided that, upon the reasonable request of the Administrative Agent, Company shall, and shall cause any applicable Subsidiary to, use commercially reasonable efforts to have waived or eliminated any contractual obligation of the types described in clauses (ii) and (iii) above, other than those set forth in a joint venture agreement to which the Company or any Subsidiary is a party; provided further, that Pledged Stock shall include the interests listed on Schedule II; (b)(i) the debt securities for borrowed money having an aggregate principal amount in excess of $10,000,000 (other than (A) intercompany current liabilities incurred in the ordinary course of business in connection with the cash management operations of the Company and the Subsidiaries and (B) any debt securities held by such Pledgor as of the Closing Date) (the “Material Pledged Debt Securities”), (ii) any Material Pledged Debt Securities in the future issued to such Pledgor and (iii) the promissory notes and any other instruments, if any, evidencing such Material

Pledged Debt Securities (the “Pledged Debt Securities”); provided, that the Pledged Debt Securities shall include the debt securities listed on Schedule II; (c) subject to Section 3.06, all payments of principal or interest, dividends, cash, instruments and other property from time to time received, receivable or otherwise distributed in respect of, in exchange for or upon the conversion of, and all other proceeds received in respect of, the securities referred to in clauses (a) and (b) above; (d) all rights and privileges of such Pledgor with respect to the securities and other property referred to in clauses (a), (b) and (c) above; and (e) all proceeds of any of the foregoing (the items referred to in clauses (a) through (e) above being collectively referred to as the “Pledged Collateral”).

TO HAVE AND TO HOLD the Pledged Collateral, together with all right, title, interest, powers, privileges and preferences pertaining or incidental thereto, unto the Administrative Agent, its successors and assigns, for the ratable benefit of the Secured Parties, forever; subject, however, to the terms, covenants and conditions hereinafter set forth.

SECTION 3.02. Delivery of the Pledged Collateral. (a) Each Pledgor agrees promptly to deliver or cause to be delivered to the Administrative Agent, for the ratable benefit of the Secured Parties, any and all Pledged Stock (subject to clause (b) of the definition of “Collateral and Guarantee Requirement” set forth in the Credit Agreement) and any and all Pledged Debt Securities to the extent such Pledged Securities, in the case of promissory notes or other instruments evidencing Indebtedness, are required to be delivered pursuant to paragraph (b) of this Section 3.02.

(b) Each Pledgor will cause any Material Pledged Debt Securities owed to such Pledgor by any Person to be evidenced by a duly executed promissory note that is pledged and delivered to the Administrative Agent, including the Intercompany Note, for the ratable benefit of the Secured Parties, pursuant to the terms hereof. To the extent any such promissory note is a demand note, each Pledgor party thereto agrees, if requested by the Administrative Agent, to immediately demand payment thereunder upon an Event of Default specified under Sections 7.01(b), (c), (f), (h) or (i) of the Credit Agreement.

(c) Upon delivery to the Administrative Agent, (i) any Pledged Securities required to be delivered pursuant to the foregoing paragraphs (a) and (b) of this Section 3.02 (other than the Intercompany Note) shall be accompanied by stock powers or note powers, as applicable, duly executed in blank or other instruments of transfer reasonably satisfactory to the Administrative Agent and by such other instruments and documents as the Administrative Agent may reasonably request and (ii) all other property composing part of the Pledged Collateral delivered pursuant to the terms of this Agreement shall be accompanied to the extent necessary to perfect the security interest in or allow realization on the Pledged Collateral by proper instruments of assignment duly executed by the applicable Pledgor and such other instruments or documents (including issuer acknowledgments in respect of uncertificated securities) as the Administrative Agent may reasonably request. Each delivery of Pledged Securities shall be accompanied by a schedule describing the securities, which schedule shall be attached hereto as Schedule II and made a part hereof; provided that failure to attach any such schedule hereto shall not affect the validity of such pledge of such Pledged Securities. Each schedule so delivered shall supplement any prior schedules so delivered.

SECTION 3.03. Representations, Warranties and Covenants. The Pledgors, jointly and severally, represent, warrant and covenant to and with the Administrative Agent, for the ratable benefit of the Secured Parties, that:

(a) Schedule II correctly sets forth as of the Closing Date the (x) name and jurisdiction of each issuer of, and the ownership interest (including percentage owned and number of

shares or units) of each Pledgor in, the Pledged Stock and (y) amount and obligor under the Material Pledged Debt Securities;

(b) the Pledged Stock and Pledged Debt Securities (solely with respect to Pledged Debt Securities issued by a Person that is not a Subsidiary of the Company or an Affiliate of any such Subsidiary, to each Pledgor’s knowledge) have been duly and validly authorized and issued by the issuers thereof and (i) in the case of Pledged Stock, are fully paid and nonassessable and (ii) in the case of Pledged Debt Securities (solely with respect to Pledged Debt Securities issued by a Person that is not a Subsidiary of the Company or an Affiliate of any such Subsidiary, to each Pledgor’s knowledge) are legal, valid and binding obligations of the issuers thereof;

(c) except for the security interests granted hereunder, each Pledgor (i) is and, subject to any transfers made in compliance with the Credit Agreement, will continue to be the direct owner, beneficially and of record, of the Pledged Securities indicated on Schedule II as owned by such Pledgor, (ii) holds the same free and clear of all Liens, other than Liens permitted under Section 6.02 of the Credit Agreement, (iii) will make no assignment, pledge, hypothecation or transfer of, or create or permit to exist any security interest in or other Lien on, the Pledged Collateral, other than pursuant to a transaction permitted by the Credit Agreement and other than Liens permitted under Section 6.02 of the Credit Agreement and (iv) subject to the rights of such Pledgor under the Loan Documents to dispose of Pledged Collateral, will defend its title or interest hereto or therein against any and all Liens (other than Liens permitted under Section 6.02 of the Credit Agreement), however arising, of all Persons;

(d) except for restrictions and limitations imposed by the Loan Documents, securities laws generally, the laws of any applicable foreign jurisdiction (with respect to Pledged Collateral pledged after the Closing Date) or otherwise permitted to exist pursuant to the terms of the Credit Agreement, (i) the Pledged Collateral is and will continue to be freely transferable and assignable and (ii) none of the Pledged Collateral is or will be subject to any option, right of first refusal, shareholders agreement, charter or by-law provisions or contractual restriction of any nature that might prohibit, impair, delay or otherwise affect the pledge of such Pledged Collateral hereunder, the sale or disposition thereof pursuant hereto or the exercise by the Administrative Agent of rights and remedies hereunder;

(e) each Pledgor has the power and authority to pledge the Pledged Collateral pledged by it hereunder in the manner hereby done or contemplated;

(f) except for consents or approvals required by laws of any applicable foreign jurisdiction (with respect to Pledged Collateral pledged after the Closing Date), no consent or approval of any Governmental Authority, any securities exchange or any other Person was or is necessary to the validity of the pledge effected hereby (other than such as have been obtained and are in full force and effect);

(g) by virtue of the execution and delivery by the Pledgors of this Agreement, when any Pledged Securities are delivered to the Administrative Agent, for the ratable benefit of the Secured Parties, in accordance with this Agreement, the Administrative Agent will obtain, for the ratable benefit of the Secured Parties, a legal, valid and perfected first priority lien upon and security interest in such Pledged Securities as security for the payment and performance of the Guaranteed Obligations under the New York UCC, except as provided by the laws of any applicable foreign jurisdiction and subject to Liens permitted by the Credit Agreement; and

(h) the pledge effected hereby is effective to vest in the Administrative Agent, for the ratable benefit of the Secured Parties, the rights of the Pledgors in the Pledged Collateral as set forth herein, except as provided by the laws of any applicable foreign jurisdiction.

SECTION 3.04. Certification of Limited Liability Company and Limited Partnership Interests. Except as provided by the laws of any applicable foreign jurisdiction, each interest in any limited liability company or limited partnership controlled by any Loan Party and pledged hereunder shall be represented by a certificate, shall to the extent permitted by applicable laws be a “security” within the meaning of Article 8 of the New York UCC and shall be governed by Article 8 of the New York UCC; provided, however, in the case of (a) the limited liability company interests set forth on Schedule IV, the Company shall cause such interests to be represented by a certificate, to be a “security” within the meaning of Article 8 of the New York UCC and to be governed by Article 8 of the New York UCC, in each case not later than twenty (20) Business Days after the Closing Date and (b) that any limited liability company or limited partnership that, in either case, is organized under the laws of any state of the United States and is a Wholly Owned Subsidiary formed or acquired after the Closing Date, the Company shall cause such interests to be represented by a certificate, to be a “security” within the meaning of Article 8 of the New York UCC and to be governed by Article 8 of the New York UCC, in each case not later than twenty (20) Business Days after the date of formation or acquisition thereof, as applicable.

SECTION 3.05. Registration in Nominee Name; Denominations. The Administrative Agent, on behalf of the Secured Parties, shall have the right (in its sole and absolute discretion) to hold the Pledged Securities in the name of the applicable Pledgor, endorsed or assigned in blank or in favor of the Administrative Agent or, if an Event of Default shall have occurred and be continuing, in its own name as pledgee or the name of its nominee (as pledgee or as sub-agent). Each Pledgor will promptly give to the Administrative Agent copies of any notices or other communications received by it with respect to Pledged Securities registered in the name of such Pledgor. If an Event of Default shall have occurred and be continuing, the Administrative Agent shall have the right to exchange the certificates representing Pledged Securities for certificates of smaller or larger denominations for any purpose consistent with this Agreement. Each Pledgor shall use its commercially reasonable efforts to cause any Loan Party that is not a party to this Agreement to comply with a request by the Administrative Agent, pursuant to this Section 3.05, to exchange certificates representing Pledged Securities of such Loan Party for certificates of smaller or larger denominations.

SECTION 3.06. Voting Rights; Dividends and Interest, etc. (a) Unless and until an Event of Default shall have occurred and be continuing:

(i) Each Pledgor shall be entitled to exercise any and all voting and/or other consensual rights and powers inuring to an owner of Pledged Securities or any part thereof for any purpose consistent with the terms of this Agreement, the Credit Agreement and the other Loan Documents; provided that such rights and powers shall not be exercised in any manner that could materially and adversely affect the rights inuring to a holder of any Pledged Securities, the rights and remedies of any of the Administrative Agent or the other Secured Parties under this Agreement, the Credit Agreement or any other Loan Document or the ability of the Secured Parties to exercise the same.

(ii) The Administrative Agent shall promptly execute and deliver to each Pledgor, or cause to be executed and delivered to such Pledgor, all such proxies, powers of attorney and other instruments as such Pledgor may reasonably request for the purpose of enabling such Pledgor to exercise the voting and/or consensual rights and powers it is entitled to exercise pursuant to subparagraph (i) above.

(iii) Each Pledgor shall be entitled to receive and retain any and all dividends, interest, principal and other distributions paid on or distributed in respect of the Pledged Securities to the extent and only to the extent that such dividends, interest, principal and other distributions are permitted by, and otherwise paid or distributed in accordance with, the terms and

conditions of the Credit Agreement, the other Loan Documents and applicable laws; provided that any noncash dividends, interest, principal or other distributions that would constitute Pledged Securities, whether resulting from a subdivision, combination or reclassification of the outstanding Equity Interests of the issuer of any Pledged Securities or received in exchange for Pledged Securities or any part thereof, or in redemption thereof, or as a result of any merger, consolidation, acquisition or other exchange of assets to which such issuer may be a party or otherwise, shall be and become part of the Pledged Collateral, and, if received by any Pledgor, shall not be commingled by such Pledgor with any of its other funds or property but shall be held separate and apart therefrom, shall be held in trust for the benefit of the Administrative Agent, for the ratable benefit of the Secured Parties, and shall be forthwith delivered to the Administrative Agent, for the ratable benefit of the Secured Parties, in the same form as so received (endorsed in a manner reasonably satisfactory to the Administrative Agent).

(b) Upon the occurrence and during the continuance of an Event of Default and after notice by the Administrative Agent to the relevant Pledgors of the Administrative Agent’s intention to exercise its rights hereunder, except as provided by the laws of any applicable foreign jurisdiction, all rights of any Pledgor to dividends, interest, principal or other distributions that such Pledgor is authorized to receive pursuant to paragraph (a)(iii) of this Section 3.06 shall cease, and all such rights shall thereupon become vested, for the ratable benefit of the Secured Parties, in the Administrative Agent which shall have the sole and exclusive right and authority to receive and retain such dividends, interest, principal or other distributions. During the continuance of an Event of Default, all dividends, interest, principal or other distributions received by any Pledgor contrary to the provisions of this Section 3.06 shall not be commingled by such Pledgor with any of its other funds or property but shall be held separate and apart therefrom, shall be held in trust for the benefit of the Administrative Agent, for the ratable benefit of the Secured Parties, and shall be forthwith delivered to the Administrative Agent, for the ratable benefit of the Secured Parties, in the same form as so received (endorsed in a manner reasonably satisfactory to the Administrative Agent). Any and all money and other property paid over to or received by the Administrative Agent pursuant to the provisions of this paragraph (b) shall be retained by the Administrative Agent in an account to be established by the Administrative Agent upon receipt of such money or other property and shall be applied in accordance with the provisions of Section 5.02. After all Events of Default have been cured or waived and the Company has delivered to the Administrative Agent a certificate to that effect, the Administrative Agent shall promptly repay to each Pledgor (without interest) all dividends, interest, principal or other distributions that such Pledgor would otherwise be permitted to retain pursuant to the terms of paragraph (a)(iii) of this Section 3.06 and that remain in such account.

(c) Upon the occurrence and during the continuance of an Event of Default and after notice by the Administrative Agent to the relevant Pledgors of the Administrative Agent’s intention to exercise its rights hereunder, except as provided by the laws of any applicable foreign jurisdiction, all rights of any Pledgor to exercise the voting and/or consensual rights and powers it is entitled to exercise pursuant to paragraph (a)(i) of this Section 3.06, and the obligations of the Administrative Agent under paragraph (a)(ii) of this Section 3.06, shall cease, and all such rights shall thereupon become vested in the Administrative Agent, for the ratable benefit of the Secured Parties, which shall have the sole and exclusive right and authority to exercise such voting and consensual rights and powers; provided that, unless otherwise directed by the Required Lenders, the Administrative Agent shall have the right from time to time following and during the continuance of an Event of Default to permit the Pledgors to exercise such rights. After all Events of Default have been cured or waived and the Company has delivered to the Administrative Agent a certificate to that effect, each Pledgor shall have the right to exercise the voting and/or consensual rights and powers that such Pledgor would otherwise be entitled to exercise pursuant to the terms of paragraph (a)(i) above, and the obligations of the Administrative Agent under paragraph (a)(ii) of this Section 3.06 that had ceased (as described above) shall be reinstated.

ARTICLE IV

SECURITY INTERESTS IN PERSONAL PROPERTY

SECTION 4.01. Security Interest. (a) As security for the payment or performance, as the case may be, in full of the Guaranteed Obligations, each Guarantor hereby assigns and pledges to the Administrative Agent, its successors and assigns, for the ratable benefit of the Secured Parties, and hereby grants to the Administrative Agent, its successors and assigns, for the ratable benefit of the Secured Parties, a security interest (the “Security Interest”) in all right, title and interest in or to any and all of the following assets and properties now owned or at any time hereafter acquired by such Guarantor or in which such Guarantor now has or at any time in the future may acquire any right, title or interest (collectively, the “Article 9 Collateral”):

(i) all Accounts;

(ii) all Chattel Paper;

(iii) all cash, Deposit Accounts and securities accounts;

(iv) all Documents;

(v) all Equipment;

(vi) all Fixtures;

(vii) all General Intangibles;

(viii) all Instruments;

(ix) all Inventory;

(x) all Investment Property;

(xi) all Letter-of-Credit Rights;

(xii) all Commercial Tort Claims;

(xiii) all books and records pertaining to the Article 9 Collateral; and

(xiv) to the extent not otherwise included, all proceeds, supporting obligations and products of any and all of the foregoing and all collateral given by any Person with respect to any of the foregoing.

Notwithstanding anything to the contrary in this Agreement, this Agreement shall not constitute a grant of a security interest (other than the grant of security interest in the Pledged Stock pursuant to Section 3.01) in, and “Article 9 Collateral” shall not include, (a) any Equity Interests of any Person (except for Equity Interests of any Material Subsidiary listed on Schedule VI hereto as such schedule may be updated from time to time, that can be perfected upon the filing of a financing statement), (b) any Material Pledged Debt Securities or any debt securities that may be pledged pursuant to any foreign pledge agreement under the terms of the Credit Agreement, (c) any assets of any Subsidiary to the extent that, as of the Closing Date, and for so long as, a pledge of such assets would violate a contractual obligation binding on

such assets or such Subsidiary, (d) any assets of any Subsidiary acquired after the Closing Date in accordance with the Credit Agreement if, and to the extent that, and for so long as (1) pledging such assets would violate applicable law or a contractual obligation binding on such assets or such Subsidiary and (2) such law or obligation existed at the time of the acquisition thereof or (e) any United States intent-to-use trademark applications to the extent that, and solely during the period in which, the grant of a security interest therein would impair the validity or enforceability of such intent-to-use trademark applications under applicable federal law; provided, that, upon the reasonable request of the Administrative Agent, Company shall, and shall cause any applicable Subsidiary to, use commercially reasonable efforts to have waived or eliminated any contractual obligation of the types described in clauses (c) and (d) above, other than those set forth in a joint venture agreement to which the Company or any Subsidiary is a party.

(b) Each Guarantor hereby irrevocably authorizes the Administrative Agent at any time and from time to time to file in any relevant jurisdiction any initial financing statements (including fixture filings), continuation statements, or other filings and recordings, with respect to the Article 9 Collateral and any other collateral pledged hereunder or any part thereof and amendments thereto that contain the information required by Article 9 of the Uniform Commercial Code of each applicable jurisdiction for the filing of any financing statement or amendment, or such other information as may be required under applicable law including (i) whether such Guarantor is an organization, the type of organization and any organizational identification number issued to such Guarantor, (ii) in the case of Fixtures, a sufficient description of the real property to which such Article 9 Collateral relates and (iii) a description of collateral that describes such property in any other manner as the Administrative Agent may reasonably determine is necessary or advisable to ensure the perfection of the security interest in the Article 9 Collateral or other collateral granted under this Agreement, including describing such property as “all assets” or “all property”. Each Guarantor agrees to provide such information to the Administrative Agent promptly upon request.

The Administrative Agent is further authorized to file with the United States Patent and Trademark Office or United States Copyright Office (or any successor office or any similar office in any other country) such documents as may be necessary or advisable for the purpose of perfecting, confirming, continuing, enforcing or protecting the Security Interest granted by each Guarantor, without the signature of any Guarantor, and naming any Guarantor or the Guarantors as debtors and the Administrative Agent as secured party.

(c) The Security Interest is granted as security only and shall not subject the Administrative Agent or any other Secured Party to, or in any way alter or modify, any obligation or liability of any Guarantor with respect to or arising out of the Article 9 Collateral.

SECTION 4.02. Representations and Warranties. The Guarantors jointly and severally represent and warrant to the Administrative Agent and the Secured Parties that:

(a) Each Guarantor has good and valid rights in and title to the Article 9 Collateral with respect to which it has purported to grant a Security Interest hereunder and has full power and authority to grant to the Administrative Agent the Security Interest in such Article 9 Collateral pursuant hereto and to execute, deliver and perform its obligations in accordance with the terms of this Agreement, without the consent or approval of any other Person other than any consent or approval that has been obtained and is in full force and effect.

(b) The Perfection Certificate has been duly prepared, completed and executed and the information set forth therein, including the exact legal name of each Guarantor, is correct and complete, in all material respects, as of the Closing Date. Uniform Commercial Code financing

statements (including fixture filings, as applicable) or other appropriate filings, recordings or registrations containing a description of the Article 9 Collateral have been prepared by the Administrative Agent based upon the information provided to the Administrative Agent in the Perfection Certificate for filing in each governmental, municipal or other office specified in Schedule 1(a) to the Perfection Certificate (or specified by notice from the Company to the Administrative Agent after the Closing Date in the case of filings, recordings or registrations required by Section 5.10 of the Credit Agreement), and constitute all the filings, recordings and registrations (other than filings required to be made in the United States Patent and Trademark Office and the United States Copyright Office in order to perfect the Security Interest in Article 9 Collateral consisting of United States Patents, United States registered Trademarks and United States registered Copyrights) that are necessary to publish notice of and protect the validity of and to establish a legal, valid and perfected security interest in favor of the Administrative Agent (for the ratable benefit of the Secured Parties) in respect of all Article 9 Collateral in which the Security Interest may be perfected by filing, recording or registration in the United States (or any political subdivision thereof) and its territories and possessions, and no further or subsequent filing, refiling, recording, rerecording, registration or reregistration is necessary in any such jurisdiction, except as provided under applicable law with respect to the filing of continuation statements or amendments. Each Guarantor represents and warrants that a fully executed agreement in the form hereof (or a short form hereof which form shall be reasonably acceptable to the Administrative Agent) containing a description of all Article 9 Collateral consisting of Intellectual Property with respect to United States Patents (and Patents for which United States registration applications are pending), United States registered Trademarks (and Trademarks for which United States registration applications are pending) and United States registered Copyrights (and Copyrights for which United States registration applications are pending) has been delivered to the Administrative Agent for recording with the United States Patent and Trademark Office and the United States Copyright Office pursuant to 35 U.S.C. § 261, 15 U.S.C. § 1060 or 17 U.S.C. § 205 and the regulations thereunder, as applicable, and reasonably requested by the Administrative Agent, to protect the validity of and to establish a legal, valid and perfected security interest in favor of the Administrative Agent, for the ratable benefit of the Secured Parties, in respect of all Article 9 Collateral consisting of such Intellectual Property in which a security interest may be perfected by recording with the United States Patent and Trademark Office and the United States Copyright Office, and no further or subsequent filing, refiling, recording, rerecording, registration or reregistration is necessary (other than such actions as are necessary to perfect the Security Interest with respect to any Article 9 Collateral consisting of Patents, Trademarks and Copyrights (or registration or application for registration thereof) acquired or developed after the date hereof).

(c) The Security Interest constitutes (i) a legal and valid security interest in all the Article 9 Collateral securing the payment and performance of the Guaranteed Obligations under the New York UCC, (ii) subject to the filings described in Section 4.02(b), a perfected security interest in all Article 9 Collateral in which a security interest may be perfected by filing, recording or registering a financing statement or analogous document in the United States (or any political subdivision thereof) and its territories and possessions pursuant to the Uniform Commercial Code or other applicable law in such jurisdictions and (iii) a security interest that shall be perfected in all Article 9 Collateral in which a security interest may be perfected upon the receipt and recording of this Agreement with the United States Patent and Trademark Office and the United States Copyright Office, as applicable. The Security Interest is not subject to any prior ranking or pari passu ranking Lien and shall be prior to any other Lien on any of the Article 9 Collateral, other than Liens expressly permitted pursuant to Section 6.02 of the Credit Agreement or arising by operation of law.

(d) The Article 9 Collateral is owned by the Guarantors free and clear of any Lien, other than Liens expressly permitted pursuant to Section 6.02 of the Credit Agreement or arising by operation of law. None of the Guarantors has filed or consented to the filing of (i) any financing statement or analogous document under the Uniform Commercial Code or any other applicable laws

covering any Article 9 Collateral, (ii) any assignment in which any Guarantor assigns any Article 9 Collateral or any security agreement or similar instrument covering any Article 9 Collateral with the United States Patent and Trademark Office or the United States Copyright Office or (iii) any assignment in which any Guarantor assigns any Article 9 Collateral or any security agreement or similar instrument covering any Article 9 Collateral with any foreign governmental, municipal or other office, which financing statement or analogous document, assignment, security agreement or similar instrument is still in effect, except, in each case, for Liens expressly permitted pursuant to Section 6.02 of the Credit Agreement.

(e) None of the Guarantors holds any Commercial Tort Claim individually in excess of $10,000,000 as of the Closing Date except as indicated on Schedule V hereto, as such schedule may be updated or supplemented from time to time.

(f) All Accounts have been originated by the Guarantors and all Inventory has been acquired by the Guarantors in the ordinary course of business.

(g) As to itself and its Intellectual Property, except to the extent not reasonably expected to have a Material Adverse Effect:

(i) The operation of such Guarantor’s business as currently conducted and the use of the Guarantor Intellectual Property in connection therewith do not infringe, misappropriate or otherwise violate the intellectual property rights of any third party.

(ii) Such Guarantor owns or has the right to use the Guarantor Intellectual Property.

(iii) The Intellectual Property set forth on Schedule III hereto includes all of the patents, patent applications, domain names, trademark registrations and applications and copyright registrations and applications owned by such Guarantor.

(iv) The Guarantor Intellectual Property has not been abandoned and has not been adjudged invalid or unenforceable in whole or part.

SECTION 4.03. Covenants. (a) Each Guarantor agrees promptly to notify the Administrative Agent in writing of any change (i) in its corporate name, (ii) in its identity or type of organization or corporate structure, (iii) in its Federal Taxpayer Identification Number or organizational identification number or (iv) in its jurisdiction of organization. Each Guarantor agrees promptly to provide the Administrative Agent with certified organizational documents reflecting any of the changes described in the immediately preceding sentence. Each Guarantor agrees not to effect or permit any change referred to in the first sentence of this paragraph (a) unless all filings have been made under the Uniform Commercial Code or otherwise that are required in order for the Administrative Agent to continue at all times following such change to have a valid, legal and perfected first priority security interest in all the Article 9 Collateral, for the ratable benefit of the Secured Parties. Each Guarantor agrees promptly to notify the Administrative Agent if any material portion of the Article 9 Collateral owned or held by such Guarantor is damaged or destroyed.

(b) Subject to the rights of such Guarantor under the Loan Documents to dispose of Collateral, each Guarantor shall, at its own expense, take any and all actions necessary to defend title to the Article 9 Collateral against all Persons and to defend the Security Interest of the Administrative Agent, for the ratable benefit of the Secured Parties, in the Article 9 Collateral and the priority thereof against any Lien not expressly permitted pursuant to Section 6.02 of the Credit Agreement.

(c) Each Guarantor agrees, at its own expense, to execute, acknowledge, deliver and cause to be duly filed all such further instruments and documents and take all such actions as the Administrative Agent may from time to time reasonably request to preserve, protect and perfect the Security Interest and the rights and remedies created hereby, including the payment of any fees and taxes required in connection with the execution and delivery of this Agreement, the granting of the Security Interest and the filing of any financing statements (including fixture filings) or other documents in connection herewith or therewith. If any amount payable under or in connection with any of the Article 9 Collateral that is in excess of 10,000,000 shall be or become evidenced by any promissory note or other instrument, such note or instrument shall be promptly pledged and delivered to the Administrative Agent, for the ratable benefit of the Secured Parties, duly endorsed in a manner reasonably satisfactory to the Administrative Agent.

Without limiting the generality of the foregoing, each Guarantor hereby authorizes the Administrative Agent, with prompt notice thereof to the Guarantors, to supplement this Agreement by supplementing Schedule III or adding additional schedules hereto to specifically identify any asset or item that may constitute Copyrights, Patents, Trademarks or IP Agreements; provided that any Guarantor shall have the right, exercisable within thirty (30) days after it has been notified by the Administrative Agent of the specific identification of such Article 9 Collateral, to advise the Administrative Agent in writing of any inaccuracy of the representations and warranties made by such Guarantor hereunder with respect to such Article 9 Collateral. Each Guarantor agrees that it will use its commercially reasonable efforts to take such action as shall be necessary in order that all representations and warranties hereunder shall be true and correct with respect to such Article 9 Collateral within thirty (30) days after the date it has been notified by the Administrative Agent of the specific identification of such Article 9 Collateral.

(d) After the occurrence of an Event of Default and during the continuance thereof, the Administrative Agent shall have the right to verify under reasonable procedures the validity, amount, quality, quantity, value, condition and status of, or any other matter relating to, the Article 9 Collateral, including, in the case of Accounts or Article 9 Collateral in the possession of any third Person, by contacting Account Debtors or the third Person possessing such Article 9 Collateral for the purpose of making such a verification. The Administrative Agent shall have the right to share any information it gains from such inspection or verification with any Secured Party.

(e) At its option, the Administrative Agent may discharge past due taxes, assessments, charges, fees, Liens, security interests or other encumbrances at any time levied or placed on the Article 9 Collateral and not permitted pursuant to Section 6.02 of the Credit Agreement, and may pay for the maintenance and preservation of the Article 9 Collateral to the extent any Guarantor fails to do so as required by the Credit Agreement or this Agreement, and each Guarantor jointly and severally agrees to reimburse the Administrative Agent on demand for any reasonable payment made or any reasonable expense incurred by the Administrative Agent pursuant to the foregoing authorization; provided, however, that nothing in this Section 4.03(e) shall be interpreted as excusing any Guarantor from the performance of, or imposing any obligation on the Administrative Agent or any Secured Party to cure or perform, any covenants or other promises of any Guarantor with respect to taxes, assessments, charges, fees, Liens, security interests or other encumbrances and maintenance as set forth herein or in the other Loan Documents.

(f) Each Guarantor (rather than the Administrative Agent or any Secured Party) shall remain liable for the observance and performance of all the conditions and obligations to be observed and performed by it under each contract, agreement or instrument relating to the Article 9 Collateral and each Guarantor jointly and severally agrees to indemnify and hold harmless the Administrative Agent and the Secured Parties from and against any and all liability for such performance.

(g) None of the Guarantors shall make or permit to be made an assignment, pledge or hypothecation of the Article 9 Collateral or shall grant any other Lien in respect of the Article 9 Collateral, except as expressly permitted by the Credit Agreement. None of the Guarantors shall make or permit to be made any transfer of the Article 9 Collateral and each Guarantor shall remain at all times in possession of the Article 9 Collateral owned by it, except as permitted by the Credit Agreement.

(h) None of the Guarantors will, without the Administrative Agent’s prior written consent, grant any extension of the time of payment of any Accounts included in the Article 9 Collateral, compromise, compound or settle the same for less than the full amount thereof, release, wholly or partly, any Person liable for the payment thereof or allow any credit or discount whatsoever thereon, other than extensions, credits, discounts, compromises, releases or settlements granted or made in the ordinary course of business and consistent with prudent business practices or as otherwise permitted by the Credit Agreement.

(i) Each Guarantor irrevocably makes, constitutes and appoints the Administrative Agent (and all officers, employees or agents designated by the Administrative Agent) as such Guarantor’s true and lawful agent (and attorney-in-fact) for the purpose, during the continuance of an Event of Default, of making, settling and adjusting claims in respect of Article 9 Collateral under policies of insurance covering the Article 9 Collateral, endorsing the name of such Guarantor on any check, draft, instrument or other item of payment for the proceeds of such policies of insurance and for making all determinations and decisions with respect thereto. In the event that any Guarantor at any time or times shall fail to obtain or maintain any of the policies of insurance required by the Credit Agreement or to pay any premium in whole or part relating thereto, the Administrative Agent may, without waiving or releasing any obligation or liability of the Guarantors hereunder or any Event of Default, in its sole discretion, obtain and maintain such policies of insurance and pay such premium and take any other actions with respect thereto as the Administrative Agent reasonably deems advisable. All sums disbursed by the Administrative Agent in connection with this Section 4.03(i), including reasonable attorneys’ fees, court costs, expenses and other charges relating thereto, shall be payable, upon demand, by the Guarantors to the Administrative Agent and shall be additional Guaranteed Obligations secured hereby.

SECTION 4.04. Other Actions. In order to further ensure the attachment, perfection and priority of, and the ability of the Administrative Agent to enforce, for the ratable benefit of the Secured Parties, the Administrative Agent’s security interest in the Article 9 Collateral, each Guarantor agrees, in each case at such Guarantor’s own expense, to take the following actions with respect to the following Article 9 Collateral:

(a) Instruments and Tangible Chattel Paper. If any Guarantor shall at any time hold or acquire any Instruments or Tangible Chattel Paper evidencing an amount in excess of $10,000,000, such Guarantor shall forthwith endorse, assign and deliver the same to the Administrative Agent, accompanied by such instruments of transfer or assignment duly executed in blank as the Administrative Agent may from time to time reasonably request.

(b) Cash Accounts. No Guarantor shall grant control of any deposit account to any Person other than the Administrative Agent and the bank with which the deposit account is maintained.

(c) Investment Property. Except to the extent otherwise provided in Article III, if any Guarantor shall at any time hold or acquire any certificated security with a value in excess of $1,000,000, such Guarantor shall forthwith endorse, assign and deliver the same to the Administrative Agent, accompanied by such instruments of transfer or assignment duly executed in blank as the Administrative Agent may from time to time reasonably specify. If any security now or hereafter acquired by any Guarantor that is part of the Article 9 Collateral is uncertificated and is issued to such

Guarantor or its nominee directly by the issuer thereof, upon the Administrative Agent’s reasonable request and following the occurrence of an Event of Default, such Guarantor shall promptly notify the Administrative Agent of such uncertificated securities and pursuant to an agreement in form and substance reasonably satisfactory to the Administrative Agent, either (i) cause the issuer to agree to comply with instructions from the Administrative Agent as to such security, without further consent of any Guarantor or such nominee, or (ii) cause the issuer to register the Administrative Agent as the registered owner of such security. If any security or other Investment Property that is part of the Article 9 Collateral, whether certificated or uncertificated, representing an Equity Interest (other than shares in mutual funds and money market funds that constitute Permitted Investments) in a third party and having a fair market value in excess of $10,000,000 now or hereafter acquired by any Guarantor is held by such Guarantor or its nominee through a securities intermediary or commodity intermediary, such Guarantor shall promptly notify the Administrative Agent thereof and, at the Administrative Agent’s request and option, pursuant to a Control Agreement either (A) cause such securities intermediary or commodity intermediary, as applicable, to agree, in the case of a securities intermediary, to comply with entitlement orders or other instructions from the Administrative Agent to such securities intermediary as to such securities or other Investment Property or, in the case of a commodity intermediary, to apply any value distributed on account of any commodity contract as directed by the Administrative Agent to such commodity intermediary, in each case without further consent of any Guarantor or such nominee, or (B) in the case of Financial Assets or other Investment Property held through a securities intermediary, arrange for the Administrative Agent to become the entitlement holder with respect to such Investment Property, for the ratable benefit of the Secured Parties, with such Guarantor being permitted, only with the consent of the Administrative Agent, to exercise rights to withdraw or otherwise deal with such Investment Property. The Administrative Agent agrees with each of the Guarantors that the Administrative Agent shall not give any such entitlement orders or instructions or directions to any such issuer, securities intermediary or commodity intermediary, and shall not withhold its consent to the exercise of any withdrawal or dealing rights by any Guarantor, unless an Event of Default has occurred and is continuing or, after giving effect to any such withdrawal or dealing rights, would occur. The provisions of this paragraph (c) shall not apply to any Financial Assets credited to a securities account for which the Administrative Agent is the securities intermediary.

(d) Tort Claims. If any Guarantor shall at any time hold or acquire a Commercial Tort Claim in an amount reasonably estimated to exceed $10,000,000, such Guarantor shall promptly notify the Administrative Agent thereof in a writing signed by such Guarantor, including a summary description of such claim, and grant to the Administrative Agent in writing a security interest therein and in the proceeds thereof, all upon the terms of this Agreement, with such writing to be in form and substance reasonably satisfactory to the Administrative Agent.

SECTION 4.05. Covenants Regarding Patent, Trademark and Copyright Collateral. (a) Each Guarantor agrees that it will not knowingly do any act or omit to do any act (and will exercise commercially reasonable efforts to prevent its licensees from doing any act or omitting to do any act) whereby any Patent that is material to the normal conduct of such Guarantor’s business may become prematurely invalidated or dedicated to the public, and agrees that it shall take commercially reasonable steps with respect to any material products covered by any such Patent as necessary and sufficient to establish and preserve its rights under applicable patent laws.

(b) Each Guarantor will, and will use its commercially reasonable efforts to cause its licensees or its sublicensees to, for each material Trademark necessary to the normal conduct of such Guarantor’s business, (i) maintain such Trademark in full force free from any adjudication of abandonment or invalidity for non-use, (ii) maintain the quality of products and services offered under such Trademark consistent with the quality of such products and services as of the date hereof, (iii) display such Trademark with notice of federal or foreign registration or claim of trademark or service

xxxx as required, in all material respects, under applicable law and (iv) not knowingly use or knowingly permit its licensees’ use of such Trademark in violation of any third-party rights.

(c) Each Guarantor will, and will use its commercially reasonable efforts to cause its licensees or its sublicensees to, for each work covered by a material Copyright necessary to the normal conduct of such Guarantor’s business that it publishes, displays and distributes, use copyright notice as required under applicable copyright laws.

(d) Each Guarantor shall notify the Administrative Agent promptly if it knows that any Patent, Trademark or Copyright material to the normal conduct of such Guarantor’s business may imminently become abandoned, lost or dedicated to the public other than by expiration, or of any materially adverse determination or development, excluding office actions and similar determinations in the United States Patent and Trademark Office, United States Copyright Office, any court or any similar office of any country, regarding such Guarantor’s ownership of any such material Patent, Trademark or Copyright or its right to register or to maintain the same.

(e) Each Guarantor, either itself or through any agent, employee, licensee or designee, shall (i) inform the Administrative Agent on a semi-annual basis of each application by itself, or through any agent, employee, licensee or designee, for any Patent with the United States Patent and Trademark Office and each registration of any Trademark or Copyright with the United States Patent and Trademark Office, the United States Copyright Office or any comparable office or agency in any other country filed during the preceding six-month period, and (ii) upon the reasonable request of the Administrative Agent, execute and deliver any and all agreements, instruments, documents and papers as the Administrative Agent may reasonably request to evidence the Administrative Agent’s security interest in such Patent, Trademark or Copyright.

(f) Each Guarantor shall exercise its reasonable business judgment consistent with the practice in any proceeding before the United States Patent and Trademark Office, the United States Copyright Office or any comparable office or agency in any other country with respect to maintaining and prosecuting each material application relating to any Patent, Trademark and/or Copyright (and obtaining the relevant grant or registration) material to the normal conduct of such Guarantor’s business and to maintain (i) each issued Patent and (ii) the registrations of each Trademark and each Copyright in each case that is material to the normal conduct of such Guarantor’s business, including, when applicable and necessary in such Guarantor’s reasonable business judgment, timely filings of applications for renewal, affidavits of use, affidavits of incontestability and payment of maintenance fees, and, if any Guarantor believes necessary in its reasonable business judgment, to initiate opposition, interference and cancellation proceedings against third parties.

(g) In the event that any Guarantor knows or has reason to know that any Article 9 Collateral consisting of a Patent, Trademark or Copyright material to the normal conduct of its business has been or is about to be materially infringed, misappropriated or diluted by a third party, such Guarantor shall promptly notify the Administrative Agent and shall, if such Guarantor deems it necessary in its reasonable business judgment, promptly contact such third party, and if necessary in its reasonable business judgment, xxx and recover damages, and take such other actions as are reasonably appropriate under the circumstances.

(h) Upon and during the continuance of an Event of Default, each Guarantor shall use commercially reasonable efforts to obtain all requisite consents or approvals from the licensor under each IP Agreement to effect the assignment of all such Guarantor’s right, title and interest thereunder to (in the Administrative Agent’s sole discretion) the designee of the Administrative Agent or the Administrative Agent.

ARTICLE V

REMEDIES

SECTION 5.01. Remedies Upon Default. Upon the occurrence and during the continuance of an Event of Default, each Pledgor agrees to deliver each item of Collateral to the Administrative Agent on demand, and it is agreed that the Administrative Agent shall have the right to take any of or all the following actions at the same or different times: (a) with respect to any Article 9 Collateral consisting of Intellectual Property, on demand, to cause the Security Interest to become an assignment, transfer and conveyance of any of or all such Article 9 Collateral by the applicable Guarantors to the Administrative Agent or to license or sublicense, whether general, special or otherwise, and whether on an exclusive or a nonexclusive basis, any such Article 9 Collateral throughout the world on such terms and conditions and in such manner as the Administrative Agent shall determine (other than in violation of any then-existing licensing arrangements to the extent that waivers thereunder cannot be obtained) and (b) with or without legal process and with or without prior notice or demand for performance, to take possession of the Article 9 Collateral and without liability for trespass to enter any premises where the Article 9 Collateral may be located for the purpose of taking possession of or removing the Article 9 Collateral and, generally, to exercise any and all rights afforded to a secured party under the applicable Uniform Commercial Code or other applicable law. Without limiting the generality of the foregoing, each Pledgor agrees that the Administrative Agent shall have the right, subject to the mandatory requirements of applicable law, to sell or otherwise dispose of all or any part of the Collateral at a public or private sale or at any broker’s board or on any securities exchange, for cash, upon credit or for future delivery as the Administrative Agent shall deem appropriate. The Administrative Agent shall be authorized in connection with any sale of a security (if it deems it advisable to do so) pursuant to the foregoing to restrict the prospective bidders or purchasers to Persons who represent and agree that they are purchasing such security for their own account, for investment, and not with a view to the distribution or sale thereof. Upon consummation of any such sale of Collateral pursuant to this Section 5.01 the Administrative Agent shall have the right to assign, transfer and deliver to the purchaser or purchasers thereof the Collateral so sold. Each such purchaser at any such sale shall hold the property sold absolutely, free from any claim or right on the part of any Pledgor, and each Pledgor hereby waives and releases (to the extent permitted by law) all rights of redemption, stay, valuation and appraisal that such Pledgor now has or may at any time in the future have under any rule of law or statute now existing or hereafter enacted.

The Administrative Agent shall give the applicable Pledgors ten (10) Business Days’ written notice (which each Pledgor agrees is reasonable notice within the meaning of Section 9-611 of the New York UCC or its equivalent in other jurisdictions) of the Administrative Agent’s intention to make any sale of Collateral. Such notice, in the case of a public sale, shall state the time and place for such sale and, in the case of a sale at a broker’s board or on a securities exchange, shall state the board or exchange at which such sale is to be made and the day on which the Collateral, or portion thereof, will first be offered for sale at such board or exchange. Any such public sale shall be held at such time or times within ordinary business hours and at such place or places as the Administrative Agent may fix and state in the notice (if any) of such sale. At any such sale, the Collateral, or the portion thereof, to be sold may be sold in one lot as an entirety or in separate parcels, as the Administrative Agent may (in its sole and absolute discretion) determine. The Administrative Agent shall not be obligated to make any sale of any Collateral if it shall determine not to do so, regardless of the fact that notice of sale of such Collateral shall have been given. The Administrative Agent may, without notice or publication, adjourn any public or private sale or cause the same to be adjourned from time to time by announcement at the time and place fixed for sale, and such sale may, without further notice, be made at the time and place to which the same was so adjourned. In the case of any sale of all or any part of the Collateral made on credit or for future delivery, the Collateral so sold may be retained by the Administrative Agent until the sale price is

paid by the purchaser or purchasers thereof, but the Administrative Agent shall not incur any liability in the event that any such purchaser or purchasers shall fail to take up and pay for the Collateral so sold and, in the case of any such failure, such Collateral may be sold again upon notice given in accordance with provisions above. At any public (or, to the extent permitted by law, private) sale made pursuant to this Section 5.01, any Secured Party may bid for or purchase for cash, free (to the extent permitted by law) from any right of redemption, stay, valuation or appraisal on the part of any Pledgor (all such rights being also hereby waived and released to the extent permitted by law), the Collateral or any part thereof offered for sale and such Secured Party may, upon compliance with the terms of sale, hold, retain and dispose of such property in accordance with Section 5.02 hereof without further accountability to any Pledgor therefor. For purposes hereof, a written agreement to purchase the Collateral or any portion thereof shall be treated as a sale thereof, the Administrative Agent shall be free to carry out such sale pursuant to such agreement and no Pledgor shall be entitled to the return of the Collateral or any portion thereof subject thereto, notwithstanding the fact that after the Administrative Agent shall have entered into such an agreement all Events of Default shall have been remedied and the Guaranteed Obligations paid in full. As an alternative to exercising the power of sale herein conferred upon it, the Administrative Agent may proceed by a suit or suits at law or in equity to foreclose upon the Collateral and to sell the Collateral or any portion thereof pursuant to a judgment or decree of a court or courts having competent jurisdiction or pursuant to a proceeding by a court-appointed receiver. Any sale pursuant to the provisions of this Section 5.01 shall be deemed to conform to the commercially reasonable standards as provided in Section 9-610(b) of the New York UCC or its equivalent in other jurisdictions.

SECTION 5.02. Application of Proceeds. The Administrative Agent shall promptly apply the proceeds, moneys or balances of any collection or sale of Collateral, as well as any Collateral consisting of cash, as follows:

FIRST, to the payment of all costs and expenses incurred by the Administrative Agent in connection with such collection or sale or otherwise in connection with this Agreement, any other Loan Document or any of the Guaranteed Obligations, including all court costs and the fees and expenses of its agents and legal counsel, the repayment of all advances made by the Administrative Agent hereunder or under any other Loan Document on behalf of any Pledgor and any other costs or expenses incurred in connection with the exercise of any right or remedy hereunder or under any other Loan Document;

SECOND, to the payment in full of the Guaranteed Obligations (the amounts so applied to be distributed among the Secured Parties pro rata in accordance with the respective amounts of the Guaranteed Obligations owed to them on the date of any such distribution); and

THIRD, to the Pledgors, their successors or assigns, or as a court of competent jurisdiction may otherwise direct.

The Administrative Agent shall have absolute discretion as to the time of application of any such proceeds, moneys or balances in accordance with this Agreement. Upon any sale of Collateral by the Administrative Agent (including pursuant to a power of sale granted by statute or under a judicial proceeding), the receipt of the purchase money by the Administrative Agent or of the officer making the sale shall be a sufficient discharge to the purchaser or purchasers of the Collateral so sold and such purchaser or purchasers shall not be obligated to see to the application of any part of the purchase money paid over to the Administrative Agent or such officer or be answerable in any way for the misapplication thereof.

SECTION 5.03. Grant of License To Use Intellectual Property. For the purpose of enabling the Administrative Agent to exercise rights and remedies under this Agreement at such time as

the Administrative Agent shall be lawfully entitled to exercise such rights and remedies, each Guarantor hereby grants to (in the Administrative Agent’s sole discretion) a designee of the Administrative Agent or the Administrative Agent, for the ratable benefit of the Secured Parties, an irrevocable, nonexclusive license (exercisable without payment of royalty or other compensation to any Guarantor) to use, license or sublicense any of the Article 9 Collateral consisting of Intellectual Property (excluding Trademarks) now owned or hereafter acquired by such Guarantor, wherever the same may be located, and including, without limitation, in such license reasonable access to all media in which any of the licensed items may be recorded or stored and to all computer software and programs used for the compilation or printout thereof, the right to prosecute and maintain all intellectual property and the right to xxx for past infringement of the intellectual property. The use of such license by the Administrative Agent may be exercised, at the option of the Administrative Agent, upon the occurrence and during the continuation of an Event of Default; provided that any license, sublicense or other transaction entered into by the Administrative Agent in accordance herewith shall be binding upon the Guarantors notwithstanding any subsequent cure of an Event of Default.

SECTION 5.04. Securities Act, etc. In view of the position of the Pledgors in relation to the Pledged Collateral, or because of other current or future circumstances, a question may arise under the Securities Act of 1933, as now or hereafter in effect, or any similar federal statute hereafter enacted analogous in purpose or effect (such Act and any such similar statute as from time to time in effect being called the “Federal Securities Laws”) with respect to any disposition of the Pledged Collateral permitted hereunder. Each Pledgor understands that compliance with the Federal Securities Laws might very strictly limit the course of conduct of the Administrative Agent if the Administrative Agent were to attempt to dispose of all or any part of the Pledged Collateral, and might also limit the extent to which or the manner in which any subsequent transferee of any Pledged Collateral could dispose of the same. Similarly, there may be other legal restrictions or limitations affecting the Administrative Agent in any attempt to dispose of all or part of the Pledged Collateral under applicable Blue Sky or other state securities laws or similar laws analogous in purpose or effect. Each Pledgor acknowledges and agrees that in light of such restrictions and limitations, the Administrative Agent, in its sole and absolute discretion, (a) may proceed to make such a sale whether or not a registration statement for the purpose of registering such Pledged Collateral or part thereof shall have been filed under the Federal Securities Laws or, to the extent applicable, Blue Sky or other state securities laws and (b) may approach and negotiate with a single potential purchaser to effect such sale. Each Pledgor acknowledges and agrees that any such sale might result in prices and other terms less favorable to the seller than if such sale were a public sale without such restrictions. In the event of any such sale, the Administrative Agent shall incur no responsibility or liability for selling all or any part of the Pledged Collateral at a price that the Administrative Agent, in its sole and absolute discretion, may in good xxxxx xxxx reasonable under the circumstances, notwithstanding the possibility that a substantially higher price might have been realized if the sale were deferred until after registration as aforesaid or if more than a single purchaser were approached. The provisions of this Section 5.04 will apply notwithstanding the existence of a public or private market upon which the quotations or sales prices may exceed substantially the price at which the Administrative Agent sells.

SECTION 5.05. Registration, etc. Each Pledgor agrees that, upon the occurrence and during the continuance of an Event of Default, if for any reason the Administrative Agent desires to sell any of the Pledged Collateral at a public sale, it will, at any time and from time to time, upon the written request of the Administrative Agent, use its commercially reasonable efforts to take or to cause the issuer of such Pledged Collateral to take such action and prepare, distribute and/or file such documents, as are required or advisable in the reasonable opinion of counsel for the Administrative Agent to permit the public sale of such Pledged Collateral. Each Pledgor further agrees to indemnify, defend and hold harmless the Administrative Agent, each other Secured Party, any underwriter and their respective officers, directors, affiliates and controlling Persons from and against all loss, liability, expenses, costs of

counsel (including reasonable fees and expenses to the Administrative Agent of legal counsel), and claims (including the costs of investigation) that they may incur insofar as such loss, liability, expense or claim arises out of or is based upon any alleged untrue statement of a material fact contained in any prospectus (or any amendment or supplement thereto) or in any notification or offering circular, or arises out of or is based upon any alleged omission to state a material fact required to be stated therein or necessary to make the statements in any thereof not misleading, except insofar as the same may have been caused by any untrue statement or omission based upon information furnished in writing to such Pledgor or the issuer of such Pledged Collateral by the Administrative Agent or any other Secured Party expressly for use therein. Each Pledgor further agrees, upon such written request referred to above, to use its commercially reasonable efforts to qualify, file or register, or cause the issuer of such Pledged Collateral to qualify, file or register, any of the Pledged Collateral under the Blue Sky or other securities laws of such states as may be reasonably requested by the Administrative Agent and keep effective, or cause to be kept effective, all such qualifications, filings or registrations. Each Pledgor will bear all costs and expenses of carrying out its obligations under this Section 5.05. Each Pledgor acknowledges that there is no adequate remedy at law for failure by it to comply with the provisions of this Section 5.05 only and that such failure would not be adequately compensable in damages and, therefore, agrees that its agreements contained in this Section 5.05 may be specifically enforced.

ARTICLE VI

INDEMNITY, SUBROGATION AND SUBORDINATION

SECTION 6.01. Indemnity and Subrogation. In addition to all such rights of indemnity and subrogation as the Guarantors may have under applicable law (but subject to Section 6.03), the Company agrees that (a) in the event a payment shall be made by any Guarantor under this Agreement in respect of any Obligation of a Borrower, the Company shall indemnify such Guarantor for the full amount of such payment and such Guarantor shall be subrogated to the rights of the Person to whom such payment shall have been made to the extent of such payment and (b) in the event any assets of any Guarantor shall be sold pursuant to this Agreement or any other Security Document to satisfy in whole or in part an Obligation of a Borrower, the Company shall indemnify such Guarantor in an amount equal to the greater of the book value or the fair market value of the assets so sold.

SECTION 6.02. Contribution and Subrogation. (a) Each Guarantor (other than the Company) (a “Contributing Guarantor”) agrees (subject to Section 6.03) that, in the event a payment shall be made by any other Guarantor (other than the Company) hereunder in respect of any Guaranteed Obligation or assets of any other Guarantor (other than the Company) shall be sold pursuant to any Security Document to satisfy any Guaranteed Obligation owed to any Secured Party and such other Guarantor (the “Claiming Guarantor”) shall not have been fully indemnified by the Company as provided in Section 6.01, the Contributing Guarantor shall indemnify the Claiming Guarantor in an amount equal to the amount of such payment or the greater of the book value or the fair market value of such assets, as applicable, in each case multiplied by a fraction of which the numerator shall be the net worth of such Contributing Guarantor on the date hereof and the denominator shall be the aggregate net worth of all the Guarantors on the date hereof (or, in the case of any Guarantor becoming a party hereto pursuant to Section 7.15, the date of the supplement hereto executed and delivered by such Guarantor). Any Contributing Guarantor making any payment to a Claiming Guarantor pursuant to this Section 6.02 shall be subrogated to the rights of such Claiming Guarantor under Section 6.01 to the extent of such payment.

(b) As of any date of determination, any amount owing to a Claiming Guarantor pursuant to clause (a) above shall be equal to the maximum amount of the claim which could then be recovered from such Claiming Guarantor under this Agreement without rendering such claim voidable or avoidable under Section 548 of Chapter 11 of the United States Bankruptcy Code or under any applicable

state Uniform Fraudulent Transfer Act, Uniform Fraudulent Conveyance Act or similar statute or common law.

(c) This Section 6.02 is intended only to define the relative rights of the Guarantors, and nothing set forth in this Section 6.02 is intended to or shall impair the obligations of the Guarantors, jointly and severally, to pay any amounts as and when the same shall become due and payable in accordance with the terms of this Agreement.

(d) The parties hereto acknowledge that the rights of contribution and indemnification hereunder shall constitute assets of the Guarantor or Guarantors to which such contribution and indemnification is owing.

SECTION 6.03. Subordination. (a) Notwithstanding any provision of this Agreement to the contrary, all rights of the Guarantors under Sections 6.01 and 6.02 and all other rights of indemnity, contribution or subrogation of the Pledgor under applicable law or otherwise shall be fully subordinated to the indefeasible payment in full in cash of the Guaranteed Obligations. No failure on the part of the Company or any Guarantor to make the payments required by Sections 6.01 and 6.02 (or any other payments required under applicable law or otherwise) shall in any respect limit the obligations and liabilities of any Guarantor with respect to its obligations hereunder, and each Guarantor shall remain liable for the full amount of the obligations of such Guarantor hereunder.

(b) Each Guarantor hereby agrees that all Indebtedness and other monetary obligations owed by it to any other Guarantor or any Subsidiary shall be fully subordinated to the indefeasible payment in full in cash of the Guaranteed Obligations.

ARTICLE VII

MISCELLANEOUS

SECTION 7.01. Notices. All communications and notices hereunder shall (except as otherwise expressly permitted herein) be in writing and given as provided in Section 9.01 of the Credit Agreement. All communications and notices hereunder to any Subsidiary Loan Party shall be given to it in care of the Company, with such notice to be given as provided in Section 9.01 of the Credit Agreement.

SECTION 7.02. Security Interest Absolute. All rights of the Administrative Agent hereunder, the Security Interest, the security interest in the Pledged Collateral and all obligations of each Pledgor hereunder shall be absolute and unconditional irrespective of (a) any lack of validity or enforceability of the Credit Agreement, any other Loan Document, any agreement with respect to any of the Guaranteed Obligations or any other agreement or instrument relating to any of the foregoing, (b) any change in the time, manner or place of payment of, or in any other term of, all or any of the Guaranteed Obligations, or any other amendment or waiver of or any consent to any departure from the Credit Agreement, any other Loan Document or any other agreement or instrument, (c) any exchange, release or non-perfection of any Lien on other collateral, or any release or amendment or waiver of or consent under or departure from any guarantee, securing or guaranteeing all or any of the Guaranteed Obligations or (d) any other circumstance that might otherwise constitute a defense available to, or a discharge of, any Pledgor in respect of the Guaranteed Obligations or this Agreement.

SECTION 7.03. Binding Effect; Several Agreement. This Agreement shall become effective as to any party to this Agreement when a counterpart hereof executed on behalf of such party shall have been delivered to the Administrative Agent and a counterpart hereof shall have been executed on behalf of the Administrative Agent, and thereafter shall be binding upon such party and the

Administrative Agent and their respective permitted successors and assigns, and shall inure to the benefit of such party, the Administrative Agent and the other Secured Parties and their respective permitted successors and assigns, except that no party shall have the right to assign or transfer its rights or obligations hereunder or any interest herein or in the Collateral (and any such assignment or transfer shall be void) except as expressly contemplated by this Agreement or the Credit Agreement. This Agreement shall be construed as a separate agreement with respect to each party and may be amended, modified, supplemented, waived or released with respect to any party without the approval of any other party and without affecting the obligations of any other party hereunder.

SECTION 7.04. Successors and Assigns. Whenever in this Agreement any of the parties hereto is referred to, such reference shall be deemed to include the permitted successors and assigns of such party; and all covenants, promises and agreements by or on behalf of any Pledgor or the Administrative Agent that are contained in this Agreement shall bind and inure to the benefit of their respective permitted successors and assigns.

SECTION 7.05. Administrative Agent’s Fees and Expenses; Indemnification. (a) The parties hereto agree that the Administrative Agent shall be entitled to reimbursement of its expenses incurred hereunder as provided in Section 9.05 of the Credit Agreement.

(b) The Parties hereto agree that the Administrative Agent shall be entitled to indemnification as provided in Section 9.05 of the Credit Agreement.

(c) Any such amounts payable as provided hereunder shall be additional Guaranteed Obligations secured hereby and by the other Security Documents. The provisions of this Section 7.05 shall remain operative and in full force and effect regardless of the termination of this Agreement or any other Loan Document, the consummation of the transactions contemplated hereby, the repayment of any of the Obligations, the invalidity or unenforceability of any term or provision of this Agreement or any other Loan Document, or any investigation made by or on behalf of the Administrative Agent or any other Secured Party. All amounts due under this Section 7.05 shall be payable on written demand therefor.

SECTION 7.06. Administrative Agent Appointed Attorney-in-Fact. Each Pledgor hereby appoints the Administrative Agent as the attorney-in-fact of such Pledgor for the purpose of carrying out the provisions of this Agreement and taking any action and executing any instrument that the Administrative Agent may deem necessary or advisable to accomplish the purposes hereof, which appointment is irrevocable and coupled with an interest. Without limiting the generality of the foregoing, the Administrative Agent shall have the right, upon the occurrence and during the continuance of an Event of Default, with full power of substitution either in the Administrative Agent’s name or in the name of such Pledgor, (a) to receive, endorse, assign or deliver any and all notes, acceptances, checks, drafts, money orders or other evidences of payment relating to the Collateral or any part thereof; (b) to demand, collect, receive payment of, give receipt for and give discharges and releases of all or any of the Collateral; (c) to ask for, demand, xxx for, collect, receive and give acquittance for any and all moneys due or to become due under and by virtue of any Collateral; (d) to sign the name of any Pledgor on any invoice or xxxx of lading relating to any of the Collateral; (e) to send verifications of Accounts to any Account Debtor; (f) to commence and prosecute any and all suits, actions or proceedings at law or in equity in any court of competent jurisdiction to collect or otherwise realize on all or any of the Collateral or to enforce any rights in respect of any Collateral; (g) to settle, compromise, compound, adjust or defend any actions, suits or proceedings relating to all or any of the Collateral; (h) to notify, or to require any Guarantor to notify, Account Debtors to make payment directly to the Administrative Agent; and (i) to use, sell, assign, transfer, pledge, make any agreement with respect to or otherwise deal with all or any of the Collateral, and to do all other acts and things necessary to carry out the purposes of this Agreement, as fully and completely as though the Administrative Agent were the absolute owner of the

Collateral for all purposes; provided, that nothing herein contained shall be construed as requiring or obligating the Administrative Agent to make any commitment or to make any inquiry as to the nature or sufficiency of any payment received by the Administrative Agent, or to present or file any claim or notice, or to take any action with respect to the Collateral or any part thereof or the moneys due or to become due in respect thereof or any property covered thereby. The Administrative Agent and the other Secured Parties shall be accountable only for amounts actually received as a result of the exercise of the powers granted to them herein, and neither they nor their officers, directors, employees or agents shall be responsible to any Pledgor for any act or failure to act hereunder, except for their own gross negligence or willful misconduct.

SECTION 7.07. GOVERNING LAW. THIS AGREEMENT AND THE RIGHTS AND OBLIGATIONS OF THE PARTIES UNDER THIS AGREEMENT SHALL BE CONSTRUED IN ACCORDANCE WITH AND GOVERNED BY THE LAWS OF THE STATE OF NEW YORK.

SECTION 7.08. Waivers; Amendment. (a) No failure or delay by the Administrative Agent, the Issuing Bank or any Lender in exercising any right, power or remedy hereunder or under any other Loan Document shall operate as a waiver thereof, nor shall any single or partial exercise of any such right, power or remedy, or any abandonment or discontinuance of steps to enforce such a right, power or remedy, preclude any other or further exercise thereof or the exercise of any other right, power or remedy. The rights, powers and remedies of the Administrative Agent, the Issuing Bank and the Lenders hereunder and under the other Loan Documents are cumulative and are not exclusive of any rights, powers or remedies that they would otherwise have. No waiver of any provision of this Agreement or consent to any departure by any Loan Party therefrom shall in any event be effective unless the same shall be permitted by paragraph (b) of this Section 7.08, and then such waiver or consent shall be effective only in the specific instance and for the purpose for which given. Without limiting the generality of the foregoing, the making of a Loan or the issuance of a Letter of Credit shall not be construed as a waiver of any Default or Event of Default, regardless of whether the Administrative Agent, any Lender or the Issuing Bank may have had notice or knowledge of such Default or Event of Default at the time. No notice or demand on any Domestic Loan Party in any case shall entitle any Domestic Loan Party to any other or further notice or demand in similar or other circumstances.

(b) Neither this Agreement nor any provision hereof may be waived, amended or modified except pursuant to an agreement or agreements in writing entered into by the Administrative Agent and the Domestic Loan Party or Domestic Loan Parties with respect to which such waiver, amendment or modification is to apply, subject to any consent required in accordance with Section 9.08 of the Credit Agreement.

SECTION 7.09. WAIVER OF JURY TRIAL. EACH PARTY HERETO HEREBY WAIVES, TO THE FULLEST EXTENT PERMITTED BY APPLICABLE LAW, ANY RIGHT IT MAY HAVE TO A TRIAL BY JURY IN RESPECT OF ANY LITIGATION DIRECTLY OR INDIRECTLY ARISING OUT OF, UNDER OR IN CONNECTION WITH THIS AGREEMENT OR ANY OTHER LOAN DOCUMENTS. EACH PARTY HERETO (A) CERTIFIES THAT NO REPRESENTATIVE, AGENT OR ATTORNEY OF ANY OTHER PARTY HAS REPRESENTED, EXPRESSLY OR OTHERWISE, THAT SUCH OTHER PARTY WOULD NOT, IN THE EVENT OF LITIGATION, SEEK TO ENFORCE THE FOREGOING WAIVER AND (B) ACKNOWLEDGES THAT IT AND THE OTHER PARTIES HERETO HAVE BEEN INDUCED TO ENTER INTO THIS AGREEMENT BY, AMONG OTHER THINGS, THE MUTUAL WAIVERS AND CERTIFICATIONS IN THIS SECTION 7.09.

SECTION 7.10. Severability. In the event any one or more of the provisions contained in this Agreement or in any other Loan Document should be held invalid, illegal or unenforceable in any respect, the validity, legality and enforceability of the remaining provisions contained herein and therein shall not in any way be affected or impaired thereby. The parties shall endeavor in good-faith negotiations to replace the invalid, illegal or unenforceable provisions with valid provisions the economic effect of which comes as close as possible to that of the invalid, illegal or unenforceable provisions.

SECTION 7.11. Counterparts. This Agreement may be executed in two or more counterparts, each of which shall constitute an original but all of which when taken together shall constitute but one contract, and shall become effective as provided in Section 7.03. Delivery of an executed counterpart to this Agreement by facsimile transmission shall be as effective as delivery of a manually signed original.

SECTION 7.12. Headings. Article and Section headings and the Table of Contents used herein are for convenience of reference only, are not part of this Agreement and are not to affect the construction of, or to be taken into consideration in interpreting, this Agreement.

SECTION 7.13. Jurisdiction; Consent to Service of Process. (a) Each party to this Agreement hereby irrevocably and unconditionally submits, for itself and its property, to the nonexclusive jurisdiction of any New York State court or federal court of the United States of America sitting in New York City, and any appellate court from any thereof, in any action or proceeding arising out of or relating to this Agreement or any other Loan Documents, or for recognition or enforcement of any judgment, and each of the parties hereto hereby irrevocably and unconditionally agrees that all claims in respect of any such action or proceeding may be heard and determined in such New York State or, to the extent permitted by law, in such federal court. Each of the parties hereto further irrevocably consents to the service of process in any action or proceeding in such courts by the mailing thereof by any parties thereto by registered or certified mail, postage prepaid, to the Company at the address specified for the Loan Parties in Section 9.01(a) of the Credit Agreement. Each of the parties hereto agrees that a final judgment in any such action or proceeding shall be conclusive and may be enforced in other jurisdictions by suit on the judgment or in any other manner provided by law. Nothing in this Agreement shall affect any right that the Administrative Agent, the Issuing Bank or any Lender may otherwise have to bring any action or proceeding relating to this Agreement or any other Loan Document against any Pledgor, or its properties, in the courts of any jurisdiction.

(b) Each party to this Agreement hereby irrevocably and unconditionally waives, to the fullest extent it may legally and effectively do so, any objection which it may now or hereafter have to the laying of venue of any suit, action or proceeding arising out of or relating to this Agreement or any other Loan Document in any New York State or federal court. Each of the parties hereto hereby irrevocably waives, to the fullest extent permitted by law, the defense of an inconvenient forum to the maintenance of such action or proceeding in any such court.

SECTION 7.14. Termination or Release. (a) This Agreement, the guarantees made herein, the Security Interest and all other security interests granted hereby shall terminate when all the Obligations have been indefeasibly paid in full in cash and the Lenders have no further commitment to lend under the Credit Agreement, the Revolving L/C Exposure has been reduced to zero and the Issuing Bank has no further obligations to issue Letters of Credit under the Credit Agreement.

(b) A Subsidiary Loan Party shall automatically be released from its obligations hereunder and the security interests in the Collateral of such Subsidiary Loan Party shall be automatically released upon the consummation of any transaction permitted by the Credit Agreement as a result of

which such Subsidiary Loan Party ceases to be a Subsidiary of the Company pursuant to the terms of the Credit Agreement.

(c) Upon any sale or other transfer by any Pledgor of any Collateral that is permitted under the Credit Agreement to any Person that is not a Pledgor, or upon the effectiveness of any written consent to the release of the security interest granted hereby in any Collateral pursuant to Section 9.08 of the Credit Agreement, the security interest in such Collateral shall be automatically released.

(d) If any security interest granted hereby in any Collateral violates Section 9.22 of the Credit Agreement, the security interest in such Collateral shall be automatically released.

(e) In connection with any termination or release pursuant to paragraph (a), (b), (c) or (d) of this Section 7.14, the Administrative Agent shall execute and deliver to any Pledgor, at such Pledgor’s expense all documents that such Pledgor shall reasonably request to evidence such termination or release and shall assist such Pledgor in making any filing in connection therewith. Any execution and delivery of documents pursuant to this Section 7.14 shall be without recourse to or warranty by the Administrative Agent.

SECTION 7.15. Additional Subsidiaries. Upon execution and delivery by the Administrative Agent and any Subsidiary Loan Party that is required to become a party hereto by Section 5.10 of the Credit Agreement of an instrument substantially in the form of Exhibit I hereto with such changes and modifications thereto as may be required by the laws of any applicable foreign jurisdiction, such Subsidiary Loan Party shall become a Subsidiary Loan Party hereunder with the same force and effect as if originally named as a Subsidiary Loan Party herein. The execution and delivery of any such instrument shall not require the consent of any other party to this Agreement. The rights and obligations of each party to this Agreement shall remain in full force and effect notwithstanding the addition of any new party to this Agreement.

SECTION 7.16. Right of Set-off. If an Event of Default shall have occurred and be continuing, each Lender and the Issuing Bank is hereby authorized at any time and from time to time, to the fullest extent permitted by law, to set-off and apply any and all deposits (general or special, time or demand, provisional or final and in whatever currency denominated) at any time held and other indebtedness at any time owing by such Lender or the Issuing Bank to or for the credit or the account of any Pledgor to this Agreement against any of and all the obligations of such Pledgor now or hereafter existing under this Agreement owed to such Lender or the Issuing Bank, irrespective of whether or not such Lender or the Issuing Bank shall have made any demand under this Agreement and although such obligations may be unmatured. The rights of each Lender under this Section 7.16 are in addition to other rights and remedies (including other rights of set-off) that such Lender or the Issuing Bank may have.

SECTION 7.17. Judgment. If for the purposes of obtaining judgment in any court it is necessary to convert a sum due hereunder in Dollars into another currency, the parties hereto agree, to the fullest extent that they may effectively do so, that the rate of exchange used shall be that at which in accordance with normal banking procedures the Administrative Agent could purchase Dollars with such other currency at JPMorgan’s principal office in London at 11:00 a.m. (London time) on the Business Day preceding that on which final judgment is given.

SECTION 7.18. Credit Agreement. If any conflict or inconsistency exists between this Agreement and the Credit Agreement, the Credit Agreement shall govern.

[Signature Page Follows]

IN WITNESS WHEREOF, the parties hereto have duly executed this Agreement as of the day and year first above written.


CHART INDUSTRIES, INC., as the Company and a Guarantor

By:	/s/ Xxxxxxx X. Xxxxx
	Name:	Xxxxxxx X. Xxxxx
	Title:	Executive Vice President, Chief Financial Officer and Treasurer

Chart Industries, Inc. Amended and Restated Guarantee and Collateral Agreement


CHART INC. CAIRE INC. CHART ENERGY & CHEMICALS, INC. CHART INTERNATIONAL HOLDINGS, INC. CHART ASIA, INC. CHART INTERNATIONAL, INC., CHART COOLER SERVICE COMPANY, INC. CHART SEQUAL TECHNOLOGIES INC. each as a Guarantor and Subsidiary Loan Party (in each capacity)

By:	/s/ Xxxxxxx X. Xxxxx
	Name:	Xxxxxxx X. Xxxxx
	Title:	Executive Vice President, Chief Financial Officer and Treasurer

Chart Industries, Inc. Amended and Restated Guarantee and Collateral Agreement


JPMORGAN CHASE BANK, N.A., as Administrative Agent

By:	/s/ Xxxxx X. Xxxxx
	Name:	Xxxxx X. Xxxxx
	Title:	Senior Vice President

Chart Industries, Inc. Amended and Restated Guarantee and Collateral Agreement

Exhibit I

to the Amended and Restated Guarantee and

Collateral Agreement

SUPPLEMENT NO. – dated as of (this “Supplement”), to the Amended and Restated Guarantee and Collateral Agreement dated as of April 25, 2012 (the “Guarantee and Collateral Agreement”), among CHART INDUSTRIES, INC., a Delaware corporation (the “Company”), each Subsidiary Loan Party identified therein (each, a “Subsidiary Loan Party” and collectively with the Company, the “Guarantors”) and JPMORGAN CHASE BANK, N.A., a national banking association, in its capacity as administrative agent (the “Administrative Agent”) for itself and for the Secured Parties.

A. Reference is made to the Amended and Restated Credit Agreement dated as of April 25, 2012 (as amended, restated, supplemented, waived or otherwise modified from time to time, the “Credit Agreement”), among the Company, Chart Industries Luxembourg S.à x.x., a private limited liability company (société à responsabilité limitée), incorporated under the laws of Luxembourg (the “Foreign Borrower” and together with the Company, the “Borrowers”), the lenders party thereto from time to time (the “Lenders”) and the Administrative Agent.

B. Capitalized terms used herein and not otherwise defined herein shall have the meanings assigned to such terms in the Credit Agreement and the Guarantee and Collateral Agreement.

C. The Guarantors have entered into the Guarantee and Collateral Agreement in order to induce the Lenders to make Loans and the Issuing Bank to issue Letters of Credit. Section 7.15 of the Guarantee and Collateral Agreement provides that additional Subsidiaries may become Subsidiary Loan Parties under the Guarantee and Collateral Agreement by execution and delivery of an instrument in the form of this Supplement. The undersigned Subsidiary (the “New Subsidiary”) is executing this Supplement in accordance with the requirements of the Credit Agreement to become a Subsidiary Loan Party under the Guarantee and Collateral Agreement in order to induce the Lenders to make additional Loans and the Issuing Bank to issue additional Letters of Credit and as consideration for Loans previously made and Letters of Credit previously issued.

Accordingly, the Administrative Agent and the New Subsidiary agree as follows:

SECTION 1. In accordance with Section 7.15 of the Guarantee and Collateral Agreement, the New Subsidiary by its signature below becomes a Subsidiary Loan Party and a Guarantor under the Guarantee and Collateral Agreement with the same force and effect as if originally named therein as a Subsidiary Loan Party and a Guarantor, and the New Subsidiary hereby (a) agrees to all the terms and provisions of the Guarantee and Collateral Agreement applicable to it as a Subsidiary Loan Party and Guarantor thereunder and (b) represents and warrants that the representations and warranties made by it as a Guarantor thereunder (as supplemented by the attached supplemental Schedules to the Guarantee and Collateral Agreement) are true and correct, in all material respects, on and as of the date hereof. In furtherance of the foregoing, the New Subsidiary, as security for the payment and performance in full of the Guaranteed Obligations, does hereby create and grant to the Administrative Agent, its successors and assigns, for the ratable benefit of the Secured Parties, their successors and assigns, a security interest in and Lien on all the New Subsidiary’s right, title and interest in and to the Collateral (as defined in the Guarantee and Collateral Agreement) of the New Subsidiary. Each reference to a “Subsidiary Loan Party” or a “Guarantor” in the Guarantee and Collateral Agreement shall be deemed to include the New Subsidiary. The Guarantee and Collateral Agreement is hereby incorporated herein by reference.

Exh I-1

SECTION 2. The New Subsidiary represents and warrants to the Administrative Agent and the other Secured Parties that this Supplement has been duly authorized, executed and delivered by it and constitutes its legal, valid and binding obligation, enforceable against it in accordance with its terms, subject to (i) the effects of bankruptcy, insolvency, moratorium, reorganization, fraudulent conveyance or other similar laws affecting creditors’ rights generally, (ii) general principles of equity (regardless of whether such enforceability is considered in a proceeding in equity or at law) and (iii) implied covenants of good faith and fair dealing.

SECTION 3. This Agreement may be executed in two or more counterparts, each of which shall constitute an original but all of which when taken together shall constitute but one contract. This Supplement shall become effective when (a) the Administrative Agent shall have received a counterpart of this Supplement that bears the signature of the New Subsidiary and (b) the Administrative Agent has executed a counterpart hereof.

SECTION 4. The New Subsidiary has attached hereto a completed Perfection Certificate, with all schedules thereto, and supplemental Schedules to the Guarantee and Collateral Agreement, and the New Subsidiary hereby represents and warrants that the attached Schedules are complete and correct with respect to the New Subsidiary.

SECTION 5. Except as expressly supplemented hereby, the Guarantee and Collateral Agreement shall remain in full force and effect.

SECTION 6. THIS SUPPLEMENT AND THE RIGHTS AND OBLIGATIONS OF THE PARTIES UNDER THIS SUPPLEMENT SHALL BE CONSTRUED IN ACCORDANCE WITH AND GOVERNED BY THE LAWS OF THE STATE OF NEW YORK.

SECTION 7. In the event any one or more of the provisions contained in this Supplement should be held invalid, illegal or unenforceable in any respect, the validity, legality and enforceability of the remaining provisions contained herein and in the Guarantee and Collateral Agreement shall not in any way be affected or impaired thereby. The parties shall endeavor in good-faith negotiations to replace the invalid, illegal or unenforceable provisions with valid provisions the economic effect of which comes as close as possible to that of the invalid, illegal or unenforceable provisions.

SECTION 8. All communications and notices hereunder shall be in writing and given as provided in Section 7.01 of the Guarantee and Collateral Agreement.

SECTION 9. The New Subsidiary agrees to reimburse the Administrative Agent for its reasonable out-of-pocket expenses in connection with this Supplement, including the reasonable fees, disbursements and other charges of counsel for the Administrative Agent.

IN WITNESS WHEREOF, the New Subsidiary and the Administrative Agent have duly executed this Supplement to the Guarantee and Collateral Agreement as of the day and year first above written.


[Name of New Subsidiary]

By:
		Name:
		Title:

Exh I-2


JPMORGAN CHASE BANK, N.A., as Administrative Agent

By:
		Name:
		Title:

Exh I-3

Exhibit II

to the Amended and Restated Guarantee

and Collateral Agreement

PERFECTION CERTIFICATE

Reference is hereby made to (i) the Amended and Restated Guarantee and Collateral Agreement dated as of April 25, 2012 (the “Guarantee and Collateral Agreement”), among CHART INDUSTRIES, INC., a Delaware corporation (the “Company”), each Subsidiary Loan Party identified therein (each, a “Subsidiary Loan Party” and collectively with the Company, the “Guarantors”) and JPMORGAN CHASE BANK, N.A., a national banking association, in its capacity as administrative agent (the “Administrative Agent”) for itself and for the Secured Parties and (ii) the Amended and Restated Credit Agreement dated as of April 25, 2012 (as amended, restated, supplemented, waived or otherwise modified from time to time, the “Credit Agreement”), among the Company, Chart Industries Luxembourg S.à x.x., a private limited liability company (société à responsabilité limitée), incorporated under the laws of Luxembourg (the “Foreign Borrower” and together with the Company, the “Borrowers”), the lenders party thereto from time to time (the “Lenders”) and the Administrative Agent.

In connection with the Transactions, the Company hereby certifies on behalf of itself and the other grantors listed on Schedule I hereto (the “Grantors”) as follows:

I.	Current Information.

A. Legal Names, Organizations, Jurisdictions of Organization and Organizational Identification Numbers. The full and exact legal name (as it appears in each respective certificate or articles of incorporation, limited liability membership agreement or similar organizational documents, in each case as amended to date), the type of organization (or if the Company or a particular Grantor is an individual, please indicate so), the jurisdiction of organization (or Formation, as applicable), the organizational identification number and the federal tax-payer identification number of the Company and each other Grantor are as set forth on Schedule 1(a) hereto.

B. Changes in Names, Jurisdiction of Organization or Corporate Structure. Except as set forth in Schedule 1(b) hereto, neither the Company nor any other Grantor has changed its name within the past five (5) years. Except as set forth in Schedule 1(c) hereto, neither the Company nor any other Grantor has changed its (i) jurisdiction of organization since July 1, 2006 or (ii) its corporate structure in any way (e.g. by merger, consolidation, change in corporate form, change in jurisdiction of organization or otherwise) within the past five (5) years.

C. Chief Executive Offices and Mailing Addresses. The chief executive office address (or the principal residence if the Company or a particular Grantor is a natural person) and the preferred mailing address (if different than the chief executive office or residence) of the Company and each other Grantor is as set forth on Schedule 2(a).

D. Prior Addresses. Except as set forth on Schedule 2(b), neither the Company nor any other Grantor has changed it chief executive office, or principal residence if the Company or a particular Grantor is a natural person, within the past five (5) years.

E. Acquisitions of Equity Interests or Assets. Except as set forth on Schedule 3, neither the Company nor any Grantor has acquired the equity interests of another entity or substantially all the assets of another entity within the past five (5) years.

Exh II-1

II.

Additional Information.

A. Place of Business of Natural Persons.

In each case where the Company or any other Grantor is a natural person, set forth below is each place of business of such Debtor or any other Grantor for the last five (5) years:


Debtor/Grantor	Address/City/State/Zip Code	County
[Not Applicable]

III.

Miscellaneous.

The Company and each other Grantor hereby certifies that each of the Schedules attached hereto are true, accurate and complete.

The undersigned knows of no change or anticipated change in any of the circumstances or with respect to any of the matters contemplated in this Perfection Certificate and the Schedules attached hereto.

[Signature pages to follow]

Exh II-2


[ ] , as [ ]

By:
		Name:
		Title:

Exh II-3

Exhibit III

to the Amended and Restated Guarantee

and Collateral Agreement

INTERCOMPANY NOTE

New York, New York

, 20

FOR VALUE RECEIVED, each of the undersigned, to the extent a borrower from time to time from any other entity listed on the signature page hereto (each, in such capacity, a “Payor”), hereby promises to pay on demand to the order of such other entity listed below (each, in such capacity, a “Payee”), in lawful money of the United States of America in immediately available funds, at such location in the United States of America as a Payee shall from time to time designate, the unpaid principal amount of all loans and advances made by such Payee to such Payor. Each Payor promises also to pay interest on the unpaid principal amount of all such loans and advances in like money at said location from the date of such loans and advances until paid at such rate per annum as shall be agreed upon from time to time by such Payor and such Payee.

This note (“Note”) is the intercompany note referred to in the Amended and Restated Guarantee and Collateral Agreement (the “Collateral Agreement”; capitalized terms used and not defined herein shall have the meanings assigned to such terms in the Collateral Agreement; unless otherwise specified), dated as of April 25, 2012, among CHART INDUSTRIES, INC., a Delaware corporation (the “Company”), each Subsidiary Loan Party identified therein (each, a “Subsidiary Loan Party” and collectively with the Company, the “Guarantors”) and JPMORGAN CHASE BANK, N.A., a national banking association, in its capacity as administrative agent (the “Administrative Agent”) for itself and for the Secured Parties. Each Payee hereby acknowledges and agrees that the Administrative Agent may exercise all rights provided in the Credit Agreement and the Collateral Agreement with respect to this Note.

Anything in this Note to the contrary notwithstanding, the indebtedness evidenced by this Note owed by any Payor that is a Guarantor to any Payee other than a Loan Party shall be subordinate and junior in right of payment, to the extent and in the manner hereinafter set forth, to all Obligations (such term used herein throughout is as defined in the Credit Agreement) of such Payor under the Credit Agreement, including, without limitation, where applicable, under such Payor’s guarantee of the Obligations under the Collateral Agreement (such Obligations and other indebtedness and obligations in connection with any renewal, refunding, restructuring or refinancing thereof, including interest thereon accruing after the commencement of any proceedings referred to in clause (i) below, whether or not such interest is an allowed claim in such proceeding, being hereinafter collectively referred to as “Senior Indebtedness”):

(i) In the event of any insolvency or bankruptcy proceedings, and any receivership, liquidation, reorganization or other similar proceedings in connection therewith, relative to any Payor or to its creditors, as such, or to its property, and in the event of any proceedings for voluntary liquidation, dissolution or other winding up of such Payor, whether or not involving insolvency or bankruptcy, then (x) the holders of Senior Indebtedness shall be paid in full in cash in respect of all amounts constituting Senior Indebtedness before any Payee is entitled to receive (whether directly or indirectly), or make any demands for, any payment on account of this Note and (y) until the holders of Senior Indebtedness are paid in full in cash in respect of all amounts constituting Senior Indebtedness, any payment or distribution to which such Payee would

Exh III-1

otherwise be entitled (other than debt securities of such Payor that are subordinated, to at least the same extent as this Note, to the payment of all Senior Indebtedness then outstanding (such securities being hereinafter referred to as “Restructured Debt Securities”)) shall be made to the holders of Senior Indebtedness.

(ii) If any payment or distribution of any character, whether in cash, securities or other property (other than Restructured Debt Securities), in respect of this Note shall (despite these subordination provisions) be received by any Payee in violation of clause (i) before all Senior Indebtedness shall have been paid in full in cash, such payment or distribution shall be held in trust for the benefit of, and shall be paid over or delivered to, the holders of Senior Indebtedness (or their representatives), ratably according to the respective aggregate amounts remaining unpaid thereon, to the extent necessary to pay all Senior Indebtedness in full in cash.

To the fullest extent permitted by law, no present or future holder of Senior Indebtedness shall be prejudiced in its right to enforce the subordination of this Note by any act or failure to act on the part of any Payor or by any act or failure to act on the part of such holder or any trustee or agent for such holder. Each Payee and each Payor hereby agree that the subordination of this Note is for the benefit of the Administrative Agent and the other Secured Parties, the Administrative Agent and the other Secured Parties are obligees under this Note to the same extent as if their names were written herein as such and the Administrative Agent may, on behalf of itself and the other Secured Parties, proceed to enforce the subordination provisions herein.

The indebtedness evidenced by this Note owed by any Payor that is not a Guarantor shall not be subordinated to, and shall rank pari passu in right of payment with, any other obligation of such Payor.

Nothing contained in the subordination provisions set forth above is intended to or will impair, as between each Payor and each Payee, the obligations of such Payor, which are absolute and unconditional, to pay to such Payee the principal of and interest on this Note as and when due and payable in accordance with its terms, or is intended to or will affect the relative rights of such Payee and other creditors of such Payor other than the holders of Senior Indebtedness.

Each Payee is hereby authorized to record all loans and advances made by it to any Payor (all of which shall be evidenced by this Note), and all repayments or prepayments thereof, in its books and records, such books and records constituting prima facie evidence of the accuracy of the information contained therein.

Each Payor hereby waives presentment, demand, protest or notice of any kind in connection with this Note. All payments under this Note shall be made without offset, counterclaim or deduction of any kind.

Exh III-2

THIS NOTE SHALL BE GOVERNED BY, AND CONSTRUED IN ACCORDANCE WITH, THE LAWS OF THE STATE OF NEW YORK, WITHOUT REGARD TO THE PRINCIPLES OF CONFLICTS OF LAWS THEREOF.


,

By:
		Name:
		Title:

Exh III-3


, as Borrower

By:
		Name:
		Title:

Exh III-4


, as a Subsidiary Loan Party

By:
		Name:
		Title:

Exh III-5


, as a Subsidiary Loan Party

By:
		Name:
		Title:

Exh III-6


, as a Subsidiary Loan Party

By:
		Name:
		Title:

Exh III-7

Schedule I

Subsidiary Loan Parties

Chart Inc.

Caire Inc.

Chart Energy & Chemicals, Inc.

Chart International Holdings, Inc.

Chart Asia, Inc.

Chart International, Inc.

Chart Cooler Service Company, Inc.

Chart SeQual Technologies Inc.

Schedule II

Pledged Stock; Pledged Debt Securities

Pledged Stock

Issuer

Jurisdiction

Pledgor

Certificate
Number

Class of
Equity
Interest

Number
of Shares

Percentage
Pledged by
Pledgor

Chart International, Inc.

Delaware

Chart
Industries,
Inc.

Common
Stock

100

100%

Chart Inc.

Delaware

Chart
Industries,
Inc.

Common
Stock

100

100%

Chart International Holdings, Inc.

Delaware

Chart Inc.

Common
Stock

100

100%

Chart Asia, Inc.

Delaware

Chart Inc.

Common
Stock

100

100%

Caire Inc.

Delaware

Chart Inc.

Common
Stock

100

100%

Chart Cooler Service Company, Inc. (f/k/a CoolTel, Inc.)

Delaware

Chart Inc.

Common
Stock

100

100%

Chart Energy & Chemicals, Inc.

Delaware

Chart Inc.

Common
Stock

100

100%

Chart Asia Investment Company Limited

Hong Kong

Chart Asia,
Inc

Ordinary
Shares

65%

Chart Industries Luxembourg S.à x.x.

Luxembourg

Chart
International
Holdings, Inc.

n/a

Ordinary
Shares*

9,340

65%

Chart Industries Luxembourg S.à x.x.

Luxembourg

Chart
International
Holdings, Inc.

n/a

Class A
Preferred
Equity*

267

65%

Chart SeQual Technologies Inc.

Delaware

Caire Inc.

common
stock

3,000

100%

There are two classes of Pledged Stock of Chart Industries Luxembourg S.à x.x., with the Class A Preferred Equity Certificates being “stapled” to the ordinary shares, such that any transfer of a portion of ordinary shares of any Person necessarily involves a concomitant transfer of a like percentage of such Person’s Class A Preferred Equity Certificates. The “stapling” is nominative only—ownership of both classes of Equity Interest is not represented by physical certificates. Chart Industries Luxembourg S.à x.x. has 14,370 ordinary shares outstanding and 412 Class A Preferred Equity Certificates outstanding.


Issuer of LLC Interest	Pledgor Percentage Owned			Percentage Pledged by Pledgor
GTC of Clarksville, LLC		100	%		100	%

Pledged Debt Securities


Obligor	Pledged Debt Securities	Amount
Chart Asia Investment Company Limited	Promissory note in favor of Chart Asia, Inc. issued by Chart Asia Investment Company Limited, dated June 18, 2009.	$	8,000,000
Chart Asia Investment Company Limited	Promissory note in favor of Chart Asia, Inc. issued by Chart Asia Investment Company Limited, dated September 16, 2009.	$	2,000,000
Chart Asia Investment Company Limited	Term loan note in favor of Chart Asia, Inc. issued by Chart Asia Investment Company Limited, dated February 25, 2010.	$	4,000,000

Schedule III

Intellectual Property

Copyrights

None.

Patents

Please see attached Patents Schedule.

Country

Owner

Title

Status

Appl’n. Number

Filing
Date

Patent

Number

Issue
Date

Our Ref

Chart Energy & Chemicals, Inc.

Hydrogen Reactor

Expired

61/451951

3/11/11

9670-0001-PR1

Chart Energy & Chemicals, Inc.

Concept for Membrane Reactor for H2 Separation - Tublular Reactor

Unfiled

9670-0002-PR1

Chart Energy & Chemicals, Inc.

Supercritical Process, Reactor and System for Hydrogen Production

Pending

2648589

4/9/07

9670-0003-CA1

Chart Energy & Chemicals, Inc.

Supercritical Process, Reactor and System for Hydrogen Production

Published

2007800211655

4/9/07

9670-0003-CN1

Chart Energy & Chemicals, Inc.

Supercritical Process, Reactor and System for Hydrogen Production

Published

7755225.5

4/9/07

9670-0003-EP1

Chart Energy & Chemicals, Inc.

Supercritical Process, Reactor and System for Hydrogen Production

Granted

11/784696

4/9/07

7789920

9/7/10

9670-0003-US1

Chart Energy & Chemicals, Inc.

Plate Fin Fluid

Processing Device

Published

20880106216.9

7/9/08

9670-0004-CN1

Country

Owner

Title

Status

Appl’n. Number

Filing
Date

Patent

Number

Issue
Date

Our Ref

Chart Energy & Chemicals, Inc.

Plate Fin Fluid

Processing Device

Published

08796121.5

7/9/08

9670-0004-EP1

Chart Energy & Chemicals, Inc.

Plate Fin Fluid

Processing Device

Pending

11104988.3

5/20/11

9670-0004-HK1

Chart Energy & Chemicals, Inc.

Plate Fin Fluid

Processing Device

Pending

2010516223

1/8/10

9670-0004-JP1

Chart Energy & Chemicals, Inc.

Plate Fin Fluid

Processing Device

Granted

12/170189

7/9/08

7998345

8/16/11

9670-0004-US1

Chart Energy & Chemicals, Inc.

Plate Fin Fluid

Processing Device

Pending

13/179792

7/11/11

9670-0004-US2

Chart Energy & Chemicals, Inc.

Compact Heat

Exchange Reactor

Expired

61/372714

8/11/10

9670-0005-PR1

Chart Energy & Chemicals, Inc.

System and Method for Energy Storage

Expired

61/373743

8/13/10

9670-0007-PR1

Chart Energy & Chemicals, Inc.

Device and Method for Energy Storage

Pending

61/530681

9/2/11

9670-0008-PR1

Chart Energy & Chemicals, Inc.

Catalysts, System and Method for Hydrogen Production

Granted

12/384796

4/8/09

8,075,645

12/13/11

9670-0010-US1

Chart Energy & Chemicals, Inc.

Catalysts, System and Method for Hydrogen Production

Pending

13/310,787

12/4/11

9670-0010-US2

Country

Owner

Title

Status

Appl’n. Number

Filing
Date

Patent

Number

Issue
Date

Our Ref

Chart Energy & Chemicals, Inc.

Core-ln-Kettle Reactors and Methods of Making and Using Same

Pending

61/561,643

11/18/11

9670-0011-PR1

Owner: Chart SeQual Technologies Inc. (40543)

Docket Number/SubCase

Case Type

Status

ClientReference #

Serial Number
Patent Number

Filing Date
Issue Date

Next Action(s)

Due Date(s)

40543-502/002

CIP

Granted

07/835918

00-Xxx-0000

Xxxxxxx:

Xxxxxx Xxxxxx xx Xxxxxxx

5,268,021

07-Dec-1993

Title:

Fluid Fractionator

40543-502/C02

CON

Granted

08/142614

25-Oct-1993

Country:

United States of America

5,366,541

22-Nov-1994

Title:

Fluid Fractionator

40543-502/RI1

REI

Granted

08/131761

01-Oct-1993

Country:

United States of America

RE35,099

28-Nov-1995

Title:

Fluid Fractionator

40543-503/F01

PRI

Granted

07/609186

00-Xxx-0000

Xxxxxxx:

Xxxxxx Xxxxxx xx Xxxxxxx

5,114,441

19-May-1992

Title:

Oxygen Concentrator System And Valve Structure

40543-504/D01

DIV

Granted

2296881

28-Feb-1992

Country:

Canada

2296881

18-Feb-2005

Title:

FLUID FRACTIONATOR

40543-504/N01

PCT

Granted

2130824

28-Feb-1992

Country:

Canada

2130824

18-Jul-2000

Title:

FLUID FRACTIONATOR

Owner: Chart SeQual Technologies Inc. (40543)

Docket Number/SubCase

Case Type

Status

ClientReference #

Serial Number
Patent Number

Filing Date
Issue Date

Next Action(s)

Due Date(s)

40543-504/N01

PCT

Granted

92907872.3

28-Feb-1992

Country:

European Patent Convention

0627953

16-Dec-1998

Title:

FLUID FRACTIONATOR

40543-504/N01

EPP

Granted

92907872.3

28-Feb-1992

Country:

France

0627953

16-Dec-1998

Title:

FLUID FRACTIONATOR

40543-504/N01

EPP

Granted

92907872.3

28-Feb-1992

Country:

Germany

0627953

16-Dec-1998

Title:

FLUID FRACTIONATOR

40543-504/N01

PCT

Pending

507386/1992

28-Feb-1992

Application Status Check

20-May-2012

Country:

Japan

Title:

Improved Fluid Fractionator

40543-504/N01

EPP

Granted

92907872.3

28-Feb-1992

Country:

United Kingdom

0627953

16-Dec-1998

Title:

FLUID FRACTIONATOR

40543-505/D01

DIV

Granted

08/734203

21-Oct-1996

Country:

United States of America

5,730,778

24-Mar-1998

Title:

Improved Fluid Fractionator

Owner: Chart SeQual Technologies Inc. (40543)

Docket Number/SubCase

Case Type

Status

Client Reference #

Serial Number
Patent Number

Filing Date
Issue Date

Next Action(s)

Due Date(s)

40543-505/F01

PRI

Granted

08/314213

28-Sep-1994

Country:

United States of America

5,593,478

14-Jan-1997

Title:

Fluid Fractionator

40543-506/N01

PCT

Granted

2275685

20-Dec-1996

Country:

Canada

2275685

25-May-2004

Title:

Improved Fluid Fractionator

40543-506/N01

PCT

Re-allowed

96945242.4

20-Dec-1996

Report re-validation to client

23-Apr-2012

Country:

European Patent Convention

0954367

06-Apr-2005

Title:

Improved Fluid Fractionator

40543-506/N01

EPP

Re-allowed

96945242.4

20-Dec-1996

Country:

France

0954367

06-Apr-2005

Title:

IMPROVED FLUID FRACTIONATOR and corresponding process

40543-506/N01

EPP

Re-allowed

96945242.4

20-Dec-1996

Country:

Germany

0954367

06-Apr-2005

Title:

IMPROVED FLUID FRACTIONATOR and corresponding process

40543-506/N01

EPP

Re-allowed

96945242.4

20-Dec-1996

Country:

Italy

0954367

06-Apr-2005

Title:

IMPROVED FLUID FRACTIONATOR and corresponding process

Owner: Chart SeQual Technologies Inc. (40543)

Docket Number/SubCase

Case Type

Status

Client Reference #

Serial Number
Patent Number

Filing Date
Issue Date

Next Action(s)

Due Date(s)

40543-506/N01

PCT

Pending

532359/1998

20-Dec-l 996

Application Status Check

30-Apr-2012

Country:

Japan

Title:

Improved Fluid Fractionator

40543-506/N01

EPP

Re-allowed

96945242.4

20-Dec-1996

Country:

United Kingdom

0954367

06-Apr-2005

Title:

IMPROVED FLUID FRACTIONATOR and corresponding process

40543-507/001

PRI

Granted

09/371464

10-Aug-1999

Country:

United States of America

6,311,719

06-Nov-2001

Title:

Rotary Valve Assembly For Pressure Swing Adsorption System

40543-507/C01

CON

Granted

10/143373

10-May-2002

Country:

United States of America

6,712,087

30-Mar-2004

Title:

Rotary Valve Assembly For Pressure Swing Adsorption System

40543-507/D01

DIV

Granted

09/925146

08-Aug-2001

Country:

United States of America

6,457,485

01-Oct-2002

Title:

Rotary Valve Assembly For Pressure Swing Adsorption System

40543-508/N01

PCT

Granted

65216/00

04-Aug-2000

Country:

Australia

775454

18-Nov-2004

Title:

Portable Oxygen Concentration System And Method Of Using The Same

Owner: Chart SeQual Technologies Inc. (40543)

Docket Number/SubCase

Case Type

Status
Client Reference #

Serial Number
Patent Number

Filing Date
Issue Date

Next Action(s)

Due Date(s)

40543-508/N02

PCT

Granted

2003228781

28-Apr-2003

Country:

Australia

2003228781

05-Mar-2009

Title:

Portable Oxygen Concentration System

40543-508/N01

PCT

Granted

2417339

04-Aug-2000

Country:

Canada

2417339

01-May-2007

Title:

Portable Oxygen Concentration System And Method Of Using The Same

40543-508/N02

PCT

Granted

2484982

28-Apr-2003

Country:

Canada

2484982

21-Jun-2011

Title:

Portable Oxygen Concentration System

40543-508/N02

PCT

Granted

03809779.6

28-Apr-2003

Country:

China (People’s Republic)

ZL 03809779.6

08-Dec-2010

Title:

Portable Oxygen Concentration System

40543-508/N01

EPP

Granted

00952541.1

04-Aug-2000

Country:

Denmark

1307278

03-Dec-2008

Title:

Portable Oxygen Concentration System And Method Of Using The Same

40543-508/N02

EPP

Granted

03726552.7

28-Apr-2003

Country:

Denmark

1499394

13-Jan-2010

Title:

Portable Oxygen Concentration System

Owner: Chart SeQual Technologies Inc. (40543)

Docket Number/SubCase

Case Type

Status

Client Reference #

Serial Number
Patent Number

Filing Date
Issue Date

Next Action(s)

Due Date(s)

40543-508/D01

DIV

Granted

08169885.4

04-Aug-2000

Country:

European Patent Convention

2033703

20-Oct-2010

Title:

Portable Oxygen Concentration System And Method Of Using The Same

40543-508/D02

DIV

Granted

08161997.5

28-Apr-2003

Country:

European Patent Convention

1987862

29-Dec-2010

Title:

Portable Oxygen Concentration System And Method Of Using The Same

40543-508/N01

PCT

Granted

00952541.1

04-Aug-2000

Country:

European Patent Convention

1307278

03-Dec-2008

Title:

Portable Oxygen Concentration System And Method Of Using The Same

40543-508/N02

PCT

Granted

03726552.7

28-Apr-2003

Country:

European Patent Convention

1499394

13-Jan-2010

Title:

Portable Oxygen Concentration System

40543-508/D01

EDV

Granted

08169885.4

04-Aug-2000

Country:

France

2033703

20-Oct-2010

Title:

Portable Oxygen Concentration System And Method Of Using The Same

40543-508/D02

EDV

Granted

08161997.5

28-Apr-2003

Country:

France

1987862

29-Dec-2010

Title:

Portable Oxygen Concentration System And Method Of Using The Same

Owner: Chart SeQual Technologies Inc. (40543)

Docket Number/SubCase

Case Type

Status

Client Reference #

Serial Number
Patent Number

Filing Date
Issue Date

Next Action(s)

Due Date(s)

40543-508/N01

EPP

Granted

00952541.1

04-Aug-2000

Country:

France

1307278

03-Dec-2008

Title:

Portable Oxygen Concentration System And Method Of Using The Same

40543-508/N02

EPP

Granted

03726552.7

28-Apr-2003

Country:

France

1499394

13-Jan-2010

Title:

Portable Oxygen Concentration System

40543-508/D01

EDV

Granted

08169885.4

04-Aug-2000

Country:

Germany

2033703

20-0ct-2010

Title:

Portable Oxygen Concentration System And Method Of Using The Same

40543-508/D02

EDV

Granted

08161997.5

28-Apr-2003

Country:

Germany

1987862

29-Dec-2010

Title:

Portable Oxygen Concentration System And Method Of Using The Same

40543-508/N01

EPP

Granted

00952541.1

04-Aug-2000

Country:

Germany

1307278

03-Dec-2008

Title:

Portable Oxygen Concentration System And Method Of Using The Same

40543-508/N02

EPP

Granted

03726552.7

28-Apr-2003

Country:

Germany

1499394

13-Jan-2010

Title:

Portable Oxygen Concentration System

Owner: Chart SeQual Technologies Inc. (40543)

Docket Number/SubCase

Case Type

Status

Client Reference #

Serial Number
Patent Number

Filing Date
Issue Date

Next Action(s)

Due Date(s)

40543-508/N02

REG

Granted

05105897.8

28-Apr-2003

Country:

Hong Kong

1072389

20-May-2010

Title:

Portable Oxygen Concentration System And Method Of Using The Same

40543-508/N02

PCT

Granted

1508/KOLNP/2004

28-Apr-2003

Form 27 to client

01-Jan-2013

Country:

India

237458

23-Dec-2009

Working Statement Due 2M

31-Jan-2013

Title:

Portable Oxygen Concentration System

Working Statement Due 1M

28-Feb-2013

Working Statement Due

31-Mar-2013

40543-508/N01

EPP

Granted

00952541.1

04-Aug-2000

Country:

Ireland

1307278

03-Dec-2008

Title:

Portable Oxygen Concentration System And Method Of Using The Same

40543-508/N02

EPP

Granted

03726552.7

28-Apr-2003

Country:

Ireland

1499394

13-Jan-2010

Title:

Portable Oxygen Concentration System

40543-508/N01

EPP

Granted

00952541.1

04-Aug-2000

Country:

Italy

1307278

03-Dec-2008

Title:

Portable Oxygen Concentration System And Method Of Using The Same

40543-508/N02

EPP

Granted

03726552.7

28-Apr-2003

Country:

Italy

1499394

13-Jan-2010

Title:

Portable Oxygen Concentration System

Owner: Chart SeQual Technologies Inc. (40543)

Docket Number/SubCase

Case Type

Status

Client Reference #

Serial Number
Patent Number

Filing Date
Issue Date

Next Action(s)

Due Date(s)

40543-508/D01

EDV

Granted

08169885.4

04-Aug-2000

Country:

Netherlands

2033703

20-0ct-2010

Title:

Portable Oxygen Concentration System And Method Of Using The Same

40543-508/D02

EDV

Granted

08161997.5

28-Apr-2003

Country:

Netherlands

1987862

29-Dec-2010

Title:

Portable Oxygen Concentration System And Method Of Using The Same

40543-508/N02

PCT

Granted

200406331-9

28-Apr-2003

Country:

Xxxxxxxxx

000000

31-Jan-2007

Title:

Portable Oxygen Concentration System

40543-508/D01

EDV

Granted

08169885.4

04-Aug-2000

Country:

Spain

2033703

20-Oct-2010

Title:

Portable Oxygen Concentration System And Method Of Using The Same

40543-508/D02

EDV

Granted

08161997.5

28-Apr-2003

Country:

Spain

1987862

29-Dec-2010

Title:

Portable Oxygen Concentration System And Method Of Using The Same

40543-508/N01

EPP

Granted

00952541.1

04-Aug-2000

Country:

Spain

1307278

03-Dec-2008

Title:

Portable Oxygen Concentration System And Method Of Using The Same

Owner: Chart SeQual Technologies Inc. (40543)

Docket Number/SubCase

Case Type

Status

Client Reference #

Serial Number
Patent Number

Filing Date
Issue Date

Next Action(s)

Due Date(s)

40543-508/N02

EPP

Granted

03726552.7

28-Apr-2003

Country:

Spain

1499394

13-Jan-2010

Title:

Portable Oxygen Concentration System

40543-508/D01

EDV

Granted

08169885.4

04-Aug-2000

Country:

United Kingdom

2033703

20-Oct-2010

Title:

Portable Oxygen Concentration System And Method Of Using The Same

40543-508/D02

EDV

Granted

08161997.5

28-Apr-2003

Country:

United Kingdom

1987862

29-Dec-2010

Title:

Portable Oxygen Concentration System And Method Of Using The Same

40543-508/N01

EPP

Granted

00952541.1

04-Aug-2000

Country:

United Kingdom

1307278

03-Dec-2008

Title:

Portable Oxygen Concentration System And Method Of Using The Same

40543-508/N02

EPP

Granted

03726552.7

28-Apr-2003

Country:

United Kingdom

1499394

13-Jan-2010

Title:

Portable Oxygen Concentration System

40543-508/002

CIP

Granted

10/134868

29-Apr-2002

Country:

United States of America

6,691,702

17-Feb-2004

Title:

Portable Oxygen Concentration System And Method Of Using The Same

Owner: Chart SeQual Technologies Inc. (40543)

Docket Number/SubCase

Case Type

Status

Client Reference #

Serial Number
Patent Number

Filing Date
Issue Date

Next Action(s)

Due Date(s)

40543-508/C01

CON

Granted

10/105657

00-Xxx-0000

Xxxxxxx:

Xxxxxx Xxxxxx of America

6,629,525

07-Oct-2003

Title:

Portable Oxygen Concentration System And Method Of Using The Same

40543-508/F01

PRI

Granted

09/632099

03-Aug-2000

Country:

United States of America

6,651,658

25-Nov-2003

Title:

Portable Oxygen Concentration System And Method Of Using The Same

40543-508/N02

PCT

Granted

0-0000-00000

28-Apr-2003

Country:

Viet Nam

6058

03-Jan-2007

Title:

Portable Oxygen Concentration System

40543-509/F01

PRI

Granted

09/931966

16-Aug-2001

Country:

United States of America

6,471,744

29-Oct-2002

Title:

Vacuum-Pressure Swing Absorption Fractionator And Method Of Using The Same

40543-510/N01

PCT

Granted

200580011143.1

04-Apr-2005

Country:

China (People’s Republic)

ZL 200580011143.1

15-Apr-2009

Title:

Needle Valve For Flow Control

40543-510/N01

PCT

Granted

05733180.3

04-Apr-2005

Country:

European Patent Convention

1740863

24-Aug-2011

Title:

Needle Valve For Flow Control

Owner: Chart SeQual Technologies Inc. (40543)

Docket Number/SubCase

Case Type

Status

Client Reference #

Serial Number
Patent Number

Filing Date
Issue Date

Next Action(s)

Due Date(s)

40543-510/N01

EPP

Granted

05733180.3

04-Apr-2005

Country:

France

1740863

24-Aug-2011

Title:

Needle Valve For Flow Control

40543-510/N01

EPP

Granted

05733180.3

04-Apr-2005

Country:

Germany

1740863

24-Aug-2011

Title:

Needle Valve For Flow Control

40543-510/N01

REG

Granted

07110020.6

05-Apr-2005

Country:

Hong Kong

HK1104937

28-Aug-2009

Title:

Needle Valve For Flow Control

40543-510/N01

EPP

Granted

05733180.3

04-Apr-2005

Country:

Spain

1740863

24-Aug-2011

Title:

Needle Valve For Flow Control

40543-510/N01

EPP

Granted

05733180.3

04-Apr-2005

Country:

United Kingdom

1740863

24-Aug-2011

Title:

Needle Valve For Flow Control

40543-510/C01

CON

Granted

11/399108

06-Apr-2006

Country:

United States of America

7,517,385

14-Apr-2009

Title:

Gas Separation Device And Method Of Use

Owner: Chart SeQual Technologies Inc. (40543)

Docket Number/SubCase

Case Type

Status

Client Reference #

Serial Number
Patent Number

Filing Date
Issue Date

Next Action(s)

Due Date(s)

40543-510/F01

PRI

Granted

10/835700

30-Apr-2004

Country:

United States of America

7,025,329

11-Apr-2006

Title:

Needle Valve For Flow Control

40543-514/001

ORD

Allowed

12/133608

05-Jun-2008

All Art Disclosed?

16-May-2012

Country:

United States of America

Fee Due in 1 Month

16-May-2012

Title:

Compressor Vibration Isolation Mount And Method Of Use

Issue Fee Due

16-Jun-2012

NOA - Confirm PTA Calc.

16-Jun-2012

40543-515/001

ORD

Published

12/133628

05-Jun-2008

Cite Art re: PTA Purposes

05-Apr-2012

Country:

United States of America

Resp to 3M O.A. Due in 1M

06-May-2012

Title:

Compressor Cooling System And Method Of Use

Draft to Client

06-May-2012

IDS Review

06-Jun-2012

Resp to 3M O.A. Due

06-Jun-2012

Resp to 3M O.A. Due 1st Ext

06-Jul-2012

Resp to 3M O.A. Due 2nd Ext

06-Aug-2012

Resp to 3M O.A. Due in 2Wks

23-Aug-2012

Deadline to Respond to 3M O.A.

06-Sep-2012

40543-517/001

ORD

Published

12/252485

16-Oct-2008

Cite Art re: PTA Purposes

13-Apr-2012

Country:

United States of America

Resp to 3M O.A. Due in 1M

14-May-2012

Title:

Portable Oxygen Concentration System And Method Including Concentrated Oxygen Flow Delivery

Draft to Client

14-May-2012

IDS Review

14-Jun-2012

Resp to 3M O.A. Due

14-Jun-2012

Resp to 3M O.A. Due 1st Ext

14-Jul-2012

Resp to 3M O.A. Due 2nd Ext

14-Aug-2012

Resp to 3M O.A. Due in 2Wks

31-Aug-2012

Deadline to Respond to 3M O.A.

14-Sep-2012

Owner: Chart SeQual Technologies Inc. (40543)

Docket Number/SubCase

Case Type

Status

ClientReference #

Serial Number
Patent Number

Filing Date
Issue Date

Next Action(s)

Due Date(s)

40543-518/N01

PCT

Published

08858663.1

21-Nov-2008

Country:

European Patent Convention

Title:

System And Method For Controlling Supply Of Oxygen Based On Breathing Rate

40543-518/N01

REG

Published

10110308.4

21-Nov-2008

Country:

Hong Kong

1st Maintenance fee 1M

21-0ct-2016

Title:

System And Method For Controlling Supply Of Oxygen Based On Breathing Rate

1st Maintenance fee

21-Nov-2016

40543-518/N01

PCT

Published

2010-536976

21-Nov-2008

Cite Art re: PTA Purposes

28-Apr-2012

Country:

Japan

Draft to Client

21-May-2012

Title:

System And Method For Controlling Supply Of Oxygen Based On Breathing Rate

Resp to Office Action Due 1M

21-May-2012

Response to Office Action Due

21-Jun-2012

Resp to Office Act Due 1M/Ext

21-Aug-2012

Resp to Office Action Due/Ext

21-Sep-2012

40543-518/001

ORD

Published

97145287

24-Nov-2008

Country:

Taiwan

Title:

System And Method For Controlling Supply Of Oxygen Based On Breathing Rate

40543-518/001

ORD

Published

12/274219

19-Nov-2008

Amend after Final

27-Apr-2012

Country:

United States of America

IDS Review

27-May-2012

Title:

System And Method For Controlling Supply Of Oxygen Based On Breathing Rate

Resp to Final Office Act. Due

27-May-2012

Resp to Final O.A. 1st Ext

27-Jun-2012

Final O.A. 2nd Ext/Appeal?

27-Jul-2012

2 Wks to Final O.A./Appeal?

13-Aug-2012

Final O.A. Deadline/Appeal?

27-Aug-2012

Owner: Chart SeQual Technologies Inc. (40543)

Docket Number/SubCase

Case Type

Status

ClientReference #

Serial Number
Patent Number

Filing Date
Issue Date

Next Action(s)

Due Date(s)

40543-519/N01

PCT

Published

09800904.6

21-Jul-2009

Country:

European Patent Convention

Title:

Self-Automated Titration System And Method

40543-519/001

ORD

Allowed

12/506645

21-Jul-2009

All Art Disclosed?

23-May-2012

Country:

United States of America

Fee Due in 1 Month

23-May-2012

Title:

Self-Automated Titration System And Method

Issue Fee Due

23-Jun-2012

NOA - Confirm PTA Calc.

23-Jun-2012

40543-520/001

ORD

Published

12/553801

03-Sep-2009

Country:

United States of America

Title:

System And Method For Controlling Bolus Pulse Duration Based On Inspiratory Time In A Portable Oxygen Concentration System

40543-521/N01

PCT

Published

09825557.3

09-Nov-2009

Country:

European Patent Convention

Title:

Medical Ventilator System And Method Using Oxygen Concentrators

40543-521/N01

PCT

Pending

2011-535730

09-Nov-2009

Country:

Japan

Title:

Medical Ventilator System And Method Using Oxygen Concentrators

40543-521/001

ORD

Published

12/614617

00-Xxx-0000

Xxxxxxx:

Xxxxxx Xxxxxx xx Xxxxxxx

Title:

Medical Ventilator System And Method Using Oxygen Concentrators

Owner: Chart SeQual Technologies Inc. (40543)

Docket Number/SubCase

Case Type

Status
ClientReference #

Serial Number
Patent Number

Filing Date
Issue Date

Next Action(s)

Due Date(s)

40543-522/001

ORD

Published

12/780812

14-May-2010

Due Date - Election

15-Apr-2012

Country:

United States of America

IDS Review

15-Apr-2012

Title:

Apparatus and Methods for Treating Sleep Related Disorders

Restrict or Elect w/ 1st Ext

15-May-2012

Restrict or Elect w/ 2nd Ext

15-Jun-2012

Restrict or Elect w/ 3rd Ext

15-Jul-2012

Restrict or Elect w/ 4th Ext

15-Aug-2012

Deadline to Restrict or Elect

15-Sep-2012

40543-524/N01

PCT

Pending

10-Sep-2010

ISR to Associate

07-May-2012

Country:

China (People’s Republic)

Title:

Rotary Compressor And Method

40543-524/001

ORD

Published

12/879998

10-Sep-2010

Country:

United States of America

Title:

Rotary Compressor And Method

40543-525/N01

PCT

Pending

28-Sep-2010

Assignment Due 1M

28-Apr-2012

Country:

China (People’s Republic)

Power of Attorney Due 1M

28-Apr-2012

Title:

Data Retrieval And Service System And Method For Oxygen Concentrators

Respond to Associate

03-May-2012

Power of Attorney Due

28-May-2012

Assignment Due

28-May-2012

Owner: Chart SeQual Technologies Inc. (40543)

Docket Number/SubCase

Case Type

Status
ClientReference #

Serial Number
Patent Number

Filing Date
Issue Date

Next Action(s)

Due Date(s)

40543-525/001

ORD

Published

12/892793

28-Sep-2010

Country:

United States of America

Title:

Controlling and Communicating with Respiratory Care Devices

40543-526/001

ORD

Published

PCT/US2011/031627

07-Apr-2011

ChII 27M Ltr to Client

07-Jul-2012

Country:

Patent Cooperation Treaty

ChII 28M Reminder

07-Aug-2012

Title:

Portable Oxygen Delivery Device

ChII 29M Reminder

07-Sep-2012

2 Weeks until 30M Deadline

23-Sep-2012

CHII Nat’l Phase Deadline 30M

07-Oct-2012

31 Month Deadline

07-Nov-2012

40543-526/001

ORD

Published

13/082222

07-Apr-2011

Country:

United States of America

Title:

Portable Oxygen Delivery Device

40543-528/001

ORD

Published

13/082345

07-Apr-2011

Country:

United States of America

Title:

Portable Oxygen Delivery Device

40543-529/001

ORD

Published

13/082348

07-Apr-2011

Country:

United States of America

Title:

Portable Oxygen Delivery Device

40543-530/001

ORD

Published

13/082351

07-Apr-2011

Country:

United States of America

Title:

Portable Oxygen Delivery Device

Title

ActionDue

DueDate

CaseSubCase

CaseType

AppNumber

CountryName

FilDate

ApplicationStatus

Owner

PatNumber

IssDate

METHODS RELATING TO CONSTRUCTING RECIPROCATOR ASSEMBLY

CFIC-0001/

PCT

PI0106320-0

Brazil

07-Jan-2002

Granted

Chart Inc.

1226001

09-Jan-2008

METHODS RELATING TO CONSTRUCTING RECIPROCATOR ASSEMBLY

CFIC-0001/

ORD

2381735

Canada

08-May-2001

Granted

Chart Inc.

2381735

04-Sep-2007

ActionDue

DueDate

Urgent-Annuity Payment

Due-1mo

08-Apr-2013

Annuity Payment Due

08-May-2013

METHODS RELATING TO CONSTRUCTING RECIPROCATOR ASSEMBLY

CFIC-0001/

ORD

1801320.1

China (People’s Republic)

08-May-2001

Granted

Chart Inc.

ZL01801320.1

30-Nov-2005

ActionDue

DueDate

Urgent-Annuity Payment

Due-1mo

08-Apr-2013

Annuity Payment Due

08-May-2013

METHODS RELATING TO CONSTRUCTING RECIPROCATOR ASSEMBLY

CFIC-0001/

ORD

1933169.3

European Patent Convention

08-May-2001

Granted

Chart Inc.

1226001

09-Jan-2008

METHODS RELATING TO CONSTRUCTING RECIPROCATOR ASSEMBLY

CFIC-0001/

EPC

1933169.3

France

08-May-2001

Granted

Chart Inc.

1226001

09-Jan-2008

ActionDue

DueDate

Urgent-Annuity Payment

Due-1mo

08-Apr-2013

Annuity Payment Due

08-May-2013

METHODS RELATING TO CONSTRUCTING RECIPROCATOR ASSEMBLY

CFIC-0001/

ORD

1933169.3

Germany

08-May-2001

Granted

Chart Inc.

601 32 296.7-08

09-Jan-2008

ActionDue

DueDate

Urgent-Annuity Payment

Due-1mo

08-Apr-2013

Annuity Payment Due

08-May-2013

METHODS RELATING TO CONSTRUCTING RECIPROCATOR ASSEMBLY

XXXX-0000/

XXX

XX/XXX/0000/00000/XX

Xxxxx

18-Jan-2002

Granted

Chart Inc.

221379

23-Jun-2008

ActionDue

DueDate

Title

ActionDue

DueDate

CaseSubCase

CaseType

AppNumber

CountryName

FilDate

ApplicationStatus

Owner

PatNumber

IssDate

File Statement of Working

01-Jan-2013

BAR: File Statement of Working

31-Mar-2013

METHODS RELATING TO CONSTRUCTING RECIPROCATOR ASSEMBLY

CFIC-0001/

EPC

1933169.3

Italy

08-May-2001

Granted

Chart Inc.

1226001

09-Jan-2008

METHODS RELATING TO CONSTRUCTING RECIPROCATOR ASSEMBLY

CFIC-0001/

ORD

2002-510227

Japan

23-Jan-2002

Granted

Chart Inc.

4021759

05-Oct-2007

ActionDue

DueDate

Urgent-Annuity Payment

Due-1mo

05-Sep-2012

Annuity Payment Due

05-Oct-2012

METHODS RELATING TO CONSTRUCTING RECIPROCATOR ASSEMBLY

CFIC-0001/

ORD

00-0000-0000000

Korea, Republic of

08-May-2001

Granted

Chart Inc.

1959071

11-Sep-2008

ActionDue

DueDate

Urgent-Annuity Payment

Due-1mo

11-Aug-2012

Annuity Payment Due

11-Sep-2012

METHODS RELATING

TO CONSTRUCTING RECIPROCATOR ASSEMBLY

XXXX-0000/

XXX

XXX/XX00/00000

Patent Cooperation Treaty

08-May-2001

Done

Chart Inc.

METHODS RELATING TO CONSTRUCTING RECIPROCATOR

ASSEMBLY

CFIC-0001/

ORD

90128234

Taiwan

13-Nov-2001

Granted

Chart Inc.

205647

09-Nov-2011

METHODS RELATING TO CONSTRUCTING RECIPROCATOR ASSEMBLY

CFIC-0001/

EPC

1933169.3

United Kingdom

08-May-2001

Granted

Chart Inc.

1226001

09-Jan-2008

ActionDue

DueDate

Urgent-Annuity Payment

Due-1mo

08-Apr-2013

Annuity Payment Due

08-May-2013

METHODS RELATING TO CONSTRUCTING RECIPROCATOR ASSEMBLY

XXXX-0000/

XXX

-00000

Xxxxxx Xxxxxx xx Xxxxxxx

09-Jun-2000

Granted

Chart Inc.

US 6,353,987 B1

12-Mar-2002

ActionDue

DueDate

Title

ActionDue

DueDate

CaseSubCase

CaseType

AppNumber

CountryName

FilDate

ApplicationStatus

Owner

PatNumber

IssDate

Tax 11.5

12-Sep-2013

Last Date - Tax 11.5 Due

12-Mar-2014

RECIPROCATOR AND LINEAR SUSPENSION ELEMENT THEREFOR

CFIC-0002/

PCT

XX0000000-7

Brazil

07-Jan-2002

Published

Chart Inc.

RECIPROCATOR AND LINEAR SUSPENSION ELEMENT THEREFOR

CFIC-0002/

PCT

2381756

Canada

11-Feb-2002

Granted

Chart Inc.

2381756

15-Sep-2009

ActionDue

DueDate

Urgent-Annuity Payment

Due-1mo

08-Apr-2013

Annuity Payment Due

08-May-2013

RECIPROCATOR AND LINEAR SUSPENSION ELEMENT THEREFOR

CFIC-0002/

PCT

1801339.2

China (People’s Republic)

08-May-2001

Granted

Chart Inc.

ZL01801339.2

16-Nov-2005

ActionDue

DueDate

Urgent-Annuity Payment

Due-1mo

08-Apr-2013

Annuity Payment Due

08-May-2013

RECIPROCATOR AND LINEAR SUSPENSION ELEMENT THEREFOR

CFIC-0002/

ORD

1933170.1

European Patent Convention

08-May-2001

Granted

Chart Inc.

1 203 439

09-Mar-2011

RECIPROCATOR AND LINEAR SUSPENSION ELEMENT THEREFOR

CFIC-0002/

ORD

000000

Xxxxxx

25-Feb-2011

Pending

Chart Inc.

ActionDue

DueDate

Urgent-Annuity Payment

Due-1mo

08-Apr-2013

Annuity Payment Due

08-May-2013

Commence Working Patent

25-Feb-2014

RECIPROCATOR AND LINEAR SUSPENSION ELEMENT THEREFOR

CFIC-0002/

ORD

601 44 171.0

Germany

Pending

Chart Inc.

ActionDue

DueDate

Urgent-Annuity Payment

Due-1mo

08-Apr-2013

Annuity PaymentDue

08-May-2013

Title

ActionDue

DueDate

CaseSubCase

CaseType

AppNumber

CountryName

FilDate

ApplicationStatus

Owner

PatNumber

IssDate

RECIPROCATOR AND LINEAR SUSPENSION ELEMENT THEREFOR

XXXX-0000/

XXX

XX/XXX/0000/00000/XX

Xxxxx

18-Jan-2002

Granted

Chart Inc.

218953

16-Apr-2008

ActionDue

DueDate

File Statement of Working

01-Jan-2013

BAR: File Statement of Working

31-Mar-2013

RECIPROCATOR AND LINEAR SUSPENSION ELEMENT THEREFOR

CFIC-0002/

PCT

2002-511458

Japan

08-May-2001

Granted

Chart Inc.

4575642

27-Aug-2010

ActionDue

DueDate

Annuity Fee Due

27-Aug-2013

RECIPROCATOR AND LINEAR SUSPENSION ELEMENT THEREFOR

CFIC-0002/

PCT

00-0000-0000000

Korea, Republic of

07-Jan-2002

Granted

Chart Inc.

804874

12-Feb-2008

ActionDue

DueDate

Urgent-Annuity Payment

Due-1mo

12-Jan-2013

Annuity Payment Due

12-Feb-2013

RECIPROCATOR AND LINEAR SUSPENSION ELEMENT THEREFOR

XXXX-0000/

XXX

XXX/XX00/00000

Patent Cooperation Treaty

08-May-2001

Done

Chart Inc.

RECIPROCATOR AND LINEAR SUSPENSION ELEMENT THEREFOR

CFIC-0002/

ORD

90128233

Taiwan

14-Nov-2001

Granted

Chart Inc.

NI-179293

06-Oct-2003

RECIPROCATOR AND LINEAR SUSPENSION ELEMENT THEREFOR

XXXX-0000/

XXX

0 000 000

Xxxxxx Xxxxxxx

03-Mar-2011

Pending

Chart Inc.

ActionDue

DueDate

Urgent-Annuity Payment

Due-1mo

08-Apr-2013

Annuity Payment Due

08-May-2013

RECIPROCATOR AND LINEAR SUSPENSION ELEMENT THEREFOR

XXXX-0000/

XXX

-00000

Xxxxxx Xxxxxx xx Xxxxxxx

09-Jun-2000

Granted

Chart Inc.

US 6,492,748 B1

10-Dec-2002

ActionDue

DueDate

Tax 11.5

10-Jun-2014

Title

ActionDue

DueDate

CaseSubCase

CaseType

AppNumber

CountryName

FilDate

ApplicationStatus

Owner

PatNumber

IssDate

Last Date - Tax 11.5 Due

10-Dec-2014

MECHANICAL RESONATOR AND METHOD FOR THERMOACOUSTIC SYSTEMS

XXXX-0000/

XXX

00/000000

Xxxxxx Xxxxxx xx Xxxxxxx

19-Apr-2002

Granted

Chart Inc.

6,578,364 B2

17-Jun-2003

ActionDue

DueDate

Tax 11.5

17-Dec-2014

Last Date - Tax 11.5 Due

17-Jun-2015

MATCHING AN ACOUSTIC DRIVER TO AN ACOUSTIC LOAD IN AN ACOUSTIC RESONANT SYSTEM

XXXX-0000/

XXX

XXX/XX00/00000

Patent Cooperation Treaty

20-Apr-2002

Done

Chart Inc.

MATCHING AN ACOUSTIC DRIVER TO AN ACOUSTIC LOAD IN AN ACOUSTIC RESONANT SYSTEM

XXXX-0000/

XXX

00/000000

Xxxxxx Xxxxxx xx Xxxxxxx

19-Apr-2002

Granted

Chart Inc.

US 6,604,363 B2

12-Aug-2003

ActionDue

DueDate

Tax 11.5

12-Feb-2015

Last Date - Tax 11.5 Due

12-Aug-2015

LOW LOSS RECIPROCATING ELECTROMAGNETIC DEVICE

XXXX-0000/

XXX

00/000000

Xxxxxx Xxxxxx xx Xxxxxxx

24-Sep-2002

Granted

Chart Inc.

US 6,927,506 B2

09-Aug-2005

ActionDue

DueDate

Tax 7.5

09-Feb-2013

Last Date - Tax 7.5 Due

09-Aug-2013

Tax 11.5

09-Feb-2017

Last Date - Tax 11.5 Due

09-Aug-2017

RECIPROCATING DEVICE AND LINEAR SUSPENSION

XXXX-0000/

XXX

00/000000

Xxxxxx Xxxxxx xx Xxxxxxx

24-Sep-2002

Granted

Chart Inc.

US 6,841,900 B2

11-Jan-2005

ActionDue

DueDate

Tax 11.5

11-Jul-2016

Last Date - Tax 11.5 Due

11-Jan-2017

LINEAR SUSPENSION DEVICE

XXXX-0000/

XXX

000000

Xxxxxx Xxxxxx xx Xxxxxxx

06-Nov-1990

Granted

Chart Inc.

US 5,139,242

18-Aug-1992

Title

ActionDue

DueDate

CaseSubCase

CaseType

AppNumber

CountryName

FilDate

ApplicationStatus

Owner

PatNumber

IssDate

LINEAR

RECIPROCATING

ALTERNATOR

XXXX-0000/

XXX

00/000000

Xxxxxx Xxxxxx xx Xxxxxxx

06-Nov-1990

Granted

Chart Inc.

US 5,146,123

08-Sep-1992

LINEAR

ELECTRODYNAMIC

MACHINE

XXXX-0000/

XXX

0000000

Xxxxxx Xxxxxx xx Xxxxxxx

31-Jul-1992

Granted

Chart Inc.

US 5,389,844

14-Feb-1995

PISTON POSITION DRIFT CONTROL FOR FREE-PISTON DEVICE

XXXX-0000/

XXX

00/000000

Xxxxxx Xxxxxx xx Xxxxxxx

19-Nov-2002

Granted

Chart Inc.

US 6,901,755

07-Jun-2005

ActionDue

DueDate

Tax 7.5

07-Dec-2012

Last Date - Tax 7.5 Due

07-Jun-2013

Tax 11.5

07-Dec-2016

Last Date - Tax 11.5 Due

07-Jun-2017

CLEARANCE OPINION

XXXX-0000/

XXX

Xxxxxx Xxxxxx xx Xxxxxxx

Unfiled

Chart Inc.

INFRINGEMENT

ANALYSIS

XXXX-0000/

XXX

Xxxxxx Xxxxxx xx Xxxxxxx

Unfiled

Chart Inc.

PRAXAIR DISPUTE

XXxX-0000/

XXX

Xxxxxx Xxxxxx xx Xxxxxxx

Unfiled

Chart Inc.

GENERAL MATTERS

XXXX-0000/

XXX

Xxxxxx Xxxxxx xx Xxxxxxx

Unfiled

Chart Inc.

ACOUSTIC COOLING DEVICE WITH COLDHEAD AND RESONANT DRIVER SEPARATED

XXXX-0000/

XXX

0.0000Xx00

Xxxxx (People’s Republic)

25-Oct-2006

Granted

Chart Inc.

ZL200680040953.4

23-Jun-2010

ActionDue

DueDate

Urgent-Annuity Payment

Due-1mo

25-Sep-2012

Annuity Payment Due

25-Oct-2012

ACOUSTIC COOLING DEVICE WITH COLDHEAD AND RESONANT DRIVER SEPARATED

CFIC-0021/

PCT

06 839 541.7

European Patent Convention

30-May-2008

Published

Chart Inc.

ActionDue

DueDate

Urgent-Annuity Payment

Due-1mo

25-Sep-2012

Annuity Payment Due

25-Oct-2012

ACOUSTIC COOLING DEVICE WITH COLDHEAD AND RESONANT DRIVER SEPARATED

CFIC-0021/

PCT

2008-000000

Japan

25-Oct-2006

Published

Chart Inc.

Title

ActionDue

DueDate

CaseSubCase

CaseType

AppNumber

CountryName

FilDate

ApplicationStatus

Owner

PatNumber

IssDate

ACOUSTIC COOLING DEVICE WITH COLDHEAD AND RESONANT DRIVER SEPARATED

XXXX-0000/

XXX

XXX/XX00/00000

Patent Cooperation Treaty

25-Oct-2006

Done

Chart Inc.

ACOUSTIC COOLING DEVICE WITH COLDHEAD AND RESONANT DRIVER SEPARATED

XXXX-0000/

XXX

00/000000

Xxxxxx Xxxxxx xx Xxxxxxx

24-Oct-2006

Granted

Chart Inc.

7628022

08-Dec-2009

ActionDue

DueDate

Tax 3.5

08-Jun-2013

Last Date - Tax 3.5 Due

08-Dec-2013

Tax 7.5

08-Jun-2017

Last Date - Tax 7.5 Due

08-Dec-2017

Tax 11.5

08-Jun-2021

Last Date - Tax 11.5 Due

08-Dec-2021

DRIFT STABILIZER FOR RECIPROCATING FREE-PISTON DEVICES

XXXX-0000/

XXX

00/000000

Xxxxxx Xxxxxx xx Xxxxxxx

27-Apr-2001

Granted

Chart Inc.

6564552

20-May-2003

ActionDue

DueDate

URGENT - Tax 11.5 - Due 1 Mo

20-Oct-2014

Tax 11.5

20-Nov-2014

Last Date - Tax 11.5 Due

20-May-2015

Our File Ref

Country

Applicant

Client

Title / Xxxx

Class(es)

Application

Date

Patent / Reg
No

Registration

Date

Status

Current

Renewal

P03174EP(DE)

Germany

Chart Heat Exchangers Limited Partnership

Chart Heat Exchangers LP

Heat Exchanger

99 922384.5

05/21/99

1 086 349

07/23/03

Granted

05/31/13

P03174EP(GB)

United Kingdom

Chart Heat Exchangers Limited Partnership

Chart Heat Exchangers LP

Heat Exchanger

99 922384.5

05/21/99

1 086 349

07/23/03

Granted

05/31/13

P03247GB

United Kingdom

Chart Heat Exchangers LP

Heat Exchanger and/or Fluid Mixing Means

98 11363.2

05/28/98

2 328 275

07/18/00

Granted

05/31/13

P03248GB.DIV1

United Kingdom

Chart Heat Exchangers LP

Heat Exchanger and/or Fluid Mixing Means

99 04463.8

05/28/98

2 333 350

05/28/98

Granted

05/31/13

P03315EP(DE)

Germany

Chart Heat Exchangers LP

Heat Exchanger and/or Fluid Mixing Means

01 121413.7

05/28/98

1 162 426

04/06/05

Granted

05/31/12

P03327EP(DE)

Germany

Chart Heat Exchangers Limited Partnership

Chart Heat Exchangers LP

Heat Exchanger and/or Fluid Mixing Means

98 924469.4

05/28/98

0 996 847

02/19/03

Granted

05/31/12

P03329EP(DE)

Germany

Chart Heat Exchangers LP

Heat Exchanger

00 905189.7

02/24/00

1 166 026

12/20/06

Granted

02/28/13

P03329EP(FR)

France

Chart Heat Exchangers LP

Heat Exchanger

00 905189.7

02/24/00

1 166 026

12/20/06

Granted

02/28/12

P03329EP(GB)

United Kingdom

Chart Heat Exchangers LP

Heat Exchanger

00 905189.7

02/24/00

1 166 026

12/20/06

Granted

02/28/13

P03491EP(DE)

Germany

Chart Heat Exchangers LP

Heat Exchanger

00 971574.9

10/24/00

1 521 941

06/21/06

Granted

10/31/12

P03491EP(FR)

France

Chart Heat Exchangers LP

Heat Exchanger

00 971574.9

10/24/00

1 521 941

06/21/06

Granted

10/31/12

P03491EP(GB)

United Kingdom

Chart Heat Exchangers LP

Heat Exchanger

00 971574.9

10/24/00

1 521 941

06/21/06

Granted

10/31/12

P5152PCT(US)

USA

Chart Heat Exchangers LP

Heat Exchanger

10/532,886

09/05/03

Pending

P5308EP DIV1

Europe

Chart Heat Exchangers LP

Heat Exchanger

06 026010.6

02/24/00

Pending

02/28/13

NOTE: CHART ENERGY & CHEMICALS, INC. IS THE SUCCESSOR TO CHART HEAT EXCHANGERS LIMITED PARTNERSHIP

Chart Division

Assignee

Name

Status

Country Name

Title

Serial #

Filed Date

Patent #

Issue Date

Biomedical

Chart Inc.

ISSUED

UNITED

STATES

LIQUID CRYOGEN FREEZER

09/759,692

01/12/2001

6,393,847

05/28/2002

Biomedical

Chart Inc.

ISSUED

UNITED

STATES

SELF-CALIBRATING SUPPLEMENTAL OXYGEN DELIVERY SYSTEM

10/273,503

10/18/2002

6,910,482

06/28/2005

Biomedical

CAIRE Inc.

ISSUED

UNITED

STATES

CRYOGENIC LIQUID DELIVERY SYSTEM

08/500,236

07/10/1995

5,561,983

10/08/1996

Biomedical

Chart

Industries,

Inc.

ISSUED

UNITED

STATES

SAMPLE CANISTER

29/324,559

09/15/2008

D599,033

08/25/2009

Biomedical

Chart Inc.

PUBLISHED

CHINA

FREEZER WITH LIQUID CRYOGEN REFRIGERANT

2011100065907.2

03/18/2011

Biomedical

Chart Inc.

PUBLISHED

EUROPEAN

PATENT

CONVENT

FREEZER WITH LIQUID CRYOGEN REFRIGERANT

11250313.1

03/16/2011

Biomedical

Chart Inc.

PENDING

HONGKONG

FREEZER WITH LIQUID CRYOGEN REFRIGERANT

11112688.9

03/16/2011

Biomedical

Chart Inc.

PUBLISHED

JAPAN

FREEZER WITH LIQUID CRYOGEN REFRIGERANT

2011-056795

03/15/2011

Biomedical

Chart Inc.

PENDING

SOUTH KOREA

FREEZER WITH LIQUID CRYOGEN REFRIGERANT

2011-0023820

03/17/2011

Biomedical

Chart Inc.

PUBLISHED

UNITED

STATES

FREEZER WITH LIQUID CRYOGEN REFRIGERANT

12/726,910

03/18/2010

Chart Division

Assignee

Name

Status

Country Name

Title

Serial #

Filed Date

Patent #

Issue Date

Distribution and Storage

Chart Inc.

ISSUED

UNITED

STATES

LIQUID AND COMPRESSED NATURAL GAS DISPENSING SYSTEM

10/654,289

09/02/2003

7,069,730

07/04/2006

Distribution and Storage

Chart Inc.

ISSUED

UNITED STATES

CRYOGENIC FLUID DELIVERY SYSTEM

10/054,784

10/29/2001

6,581,390

06/24/2003

Distribution and Storage

Chart Inc.

ISSUED

UNITED

STATES

CRYOGENIC FLUID DELIVERY SYSTEM

10/601,458

06/23/2003

7,144,228

12/05/2006

Distribution and Storage

Chart Inc.

ISSUED

AUSTRALIA

ACCURATE CRYOGENIC LIQUID DISPENSER

54211/01

07/04/2001

780126

06/16/2005

Distribution and Storage

Chart Inc.

PENDING

GERMANY

ACCURATE CRYOGENIC LIQUID DISPENSER

01305972.0

03/11/2008

Distribution and Storage

Chart Inc.

PENDING

FRANCE

ACCURATE CRYOGENIC LIQUID DISPENSER

01305972.0

03/11/2008

Distribution and Storage

Chart Inc.

PENDING

UNITED

KINGDOM

ACCURATE CRYOGENIC LIQUID DISPENSER

01305972.0

07/11/2001

Distribution and Storage

Chart Inc.

PENDING

ITALY

ACCURATE CRYOGENIC LIQUID DISPENSER

01305972.0

07/11/2001

Distribution and Storage

Chart Inc.

ISSUED

UNITED

STATES

ACCURATE CRYOGENIC LIQUID DISPENSER

09/632,604

08/04/2000

6,595,048

07/22/2003

Distribution and Storage

Chart Inc.

ISSUED

UNITED

STATES

ACCURATE CRYOGENIC LIQUID DISPENSER

10/366,743

02/13/2003

6,732,594

05/11/2004

Chart Division

Assignee

Name

Status

Country Name

Title

Serial #

Filed Date

Patent #

Issue Date

Distribution and Storage

Chart Inc.

ISSUED

UNITED

STATES

ACCURATE CRYOGENIC LIQUID DISPENSER

10/805,997

03/22/2004

6,955,095

10/18/2005

Distribution and Storage

Chart Inc.

ISSUED

UNITED

STATES

SYSTEM AND METHOD FOR DISPENSING CRYOGENIC LIQUIDS

09/687,767

10/13/2000

6,354,088

03/12/2002

Distribution and Storage

Chart Inc.

ISSUED

UNITED

STATES

SYSTEM AND METHOD FOR DISPENSING CRYOGENIC LIQUIDS

10/002,074

10/31/2001

6,631,615

10/14/2003

Distribution and Storage

Chart Inc.

ISSUED

UNITED

STATES

SYSTEM FOR DETECTING OVERFLOW OF A TANK

10/085,315

02/28/2002

6,505,470

01/14/2003

Distribution and Storage

Chart Inc.

ISSUED

UNITED

STATES

GAS DISPENSING SYSTEM FOR CRYOGENIC LIQUID VESSELS

09/978,915

10/15/2001

6,505,469

01/14/2003

Distribution and Storage

Chart Inc.

ISSUED

UNITED

STATES

PRESSURE POD CRYOGENIC FLUID EXPANDER

10/251,034

09/20/2002

6,786,053

09/07/2004

Distribution and Storage

Chart Inc.

ISSUED

UNITED

STATES

HIGH FLUID PRESSURIZED CRYOGENIC FLUID DISPENSING SYSTEM

10/306,624

11/27/2002

6,799,429

10/05/2004

Chart Division

Assignee

Name

Status

Country Name

Title

Serial #

Filed Date

Patent #

Issue Date

Distribution and Storage

Chart Inc.

ISSUED

BELGIUM

BREAKAWAY DEVICE FOR FUELING STATIONS

02257500.5

10/29/2002

1306347

08/16/2006

Distribution and Storage

Chart Inc.

ISSUED

GERMANY

BREAKAWAY DEVICE FOR FUELING STATIONS

02257500.5

10/29/2002

1306347

08/16/2006

Distribution and Storage

Chart Inc.

ISSUED

SPAIN

BREAKAWAY DEVICE FOR FUELING STATIONS

02257500.5

10/29/2002

1306347

08/16/2006

Distribution and Storage

Chart Inc.

ISSUED

FRANCE

BREAKAWAY DEVICE FOR FUELING STATIONS

02257500.5

10/29/2002

1306347

08/16/2006

Distribution and Storage

Chart Inc.

ISSUED

UNITED

KINGDOM

BREAKAWAY DEVICE FOR FUELING STATIONS

02257500.5

10/29/2002

1306347

08/16/2006

Distribution and Storage

Chart Inc.

ISSUED

ITALY

BREAKAWAY DEVICE FOR FUELING STATIONS

02257500.5

10/29/2002

1306347

08/16/2006

Distribution and Storage

Chart Inc.

ISSUED

NETHERLANDS

BREAKAWAY DEVICE FOR FUELING STATIONS

02257500.5

10/29/2002

1306347

08/16/2006

Distribution and Storage

Chart Inc.

ISSUED

UNITED

STATES

BREAKAWAY DEVICE FOR FUELING STATIONS

10/054,813

10/29/2001

6,692,034

02/17/2004

Distribution and Storage

Chart Inc.

ISSUED

UNITED

STATES

SACRIFICIAL CRYOGEN GAS LIQUEFACTION SYSTEM

10/046,665

01/22/2002

6,598,423

07/29/2003

Chart Division

Assignee

Name

Status

Country Name

Title

Serial #

Filed Date

Patent #

Issue Date

Distribution and Storage

Minnesota

Valley

Engineering,

Inc.

ISSUED

UNITED

STATES

LNG DELIVERY SYSTEM

08/089,844

07/12/1993

5,373,702

12/20/1994

Distribution and Storage

Chart Inc.

ISSUED

UNITED

STATES

VACUUM-JACKETED BAYONET PIPE SPOOL AND PIPE SPOOL SYSTEM FOR CRYOGENIC FLUID

09/701,141

11/22/2000

6,533,334

03/18/2003

Distribution and Storage

MVE, Inc.

ISSUED

CANADA

CRYOGENIC FLUID PUMP AND TANK APPARATUS AND METHOD

2,159,633

03/29/1994

2,159,633

10/08/1999

Distribution and Storage

MVE, Inc.

ISSUED

MEXICO

CRYOGNIC FLUID PUMP SYSTEM AND METHOD OF PUMPING

CRYOGENIC FLUID

9402340

03/30/1994

190427

11/25/1998

Distribution and Storage

MVE, Inc.

ISSUED

UNITED

STATES

CRYOGENIC FLUID PUMP SYSTEM AND METHOD OF PUMPING

CRYOGENIC FLUID

08/039,908

03/30/1993

5,411,374

05/02/1995

Distribution and Storage

MVE, Inc.

ISSUED

UNITED

STATES

CRYOGENIC FLUID PUMP SYSTEM AND METHOD OF PUMPING

CRYOGENIC FLUID

08/294,084

08/22/1994

5,477,690

12/26/1995

NOTE: MVE, INC. OR MINNESOTA VALLEY ENGINEERING, INC. N/K/A CHART INC.

Chart Division

Assignee

Name

Status

Country Name

Title

Serial #

Filed Date

Patent #

Issue Date

Distribution and Storage

MVE, Inc.

ISSUED

UNITED

STATES

CRYOGENIC FLUID PUMP SYSTEM AND METHOD OF PUMPING

CRYOGENIC FLUID

08/450,085

05/25/1995

5,551,488

09/03/1996

Distribution and Storage

Chart Inc.

ISSUED

UNITED

STATES

CRYOGENIC FLUID PUMP SYSTEM AND METHOD OF PUMPING

CRYOGENIC FLUID

08/646,882

05/08/1996

5,787,940

08/04/1998

Distribution and Storage

MVE, Inc.

ISSUED

UNITED

STATES

HIGH PRESSURE CRYOGENIC FLUID DELIVERY SYSTEM

08/953,963

10/20/1997

5,924,291

07/20/1999

Distribution and Storage

Minnesota

Valley

Engineering,

Inc.

ISSUED

UNITED

STATES

STORAGE SYSTEM FOR CRYOGENIC FLUIDS

08/127,330

09/27/1993

5,421,161

06/06/1995

Distribution and Storage

Minnesota

Valley

Engineering,

Inc.

ISSUED

UNITED

STATES

LNG DELIVERY SYSTEM

08/200,167

02/23/1994

5,421,162

06/06/1995

Distribution and Storage

Minnesota

Valley

Engineering,

Inc.

ISSUED

MEXICO

NO LOSS FUELING SYSTEM FOR NATURAL GAS POWERED VEHICLES

94-1965

03/17/1994

184,948

06/10/1997

Distribution and Storage

Minnesota

Valley

Engineering,

Inc.

ISSUED

UNITED

STATES

NO LOSS FUELING SYSTEM FOR NATURAL GAS POWERED VEHICLES

08/036,176

03/23/1993

5,421,160

06/06/1995

NOTE: MVE, INC. OR MINNESOTA VALLEY ENGINEERING, INC. N/K/A CHART INC.

Chart Division

Assignee

Name

Status

Country Name

Title

Serial #

Filed Date

Patent #

Issue Date

Distribution and Storage

Minnesota

Valley

Engineering,

Inc.

ISSUED

UNITED

STATES

NO LOSS FUELING SYSTEM FOR NATURAL GAS POWERED VEHICLES

08/189,205

01/31/1994

5,537,824

07/23/1996

Distribution and Storage

MVE, Inc.

ISSUED

UNITED

STATES

TRANSFER SYSTEM FOR CRYOGENIC LIQUIDS

08/906,512

08/05/1997

6,044,647

04/04/2000

Distribution and Storage

Chart Inc.

ISSUED

UNITED

STATES

DIFFERENTIAL PRESSURE GAUGE FOR CRYOGENIC FLUIDS

09/628,621

07/31/2000

6,542,848

04/01/2003

Distribution and Storage

Chart

Industries

Inc.

ISSUED

UNITED

STATES

DIFFERENTIAL PRESSURE GAUGE FOR CRYOGENIC FLUIDS

09/923,636

08/07/2001

6,782,339

08/24/2004

Distribution and Storage

Chart

Industries

Inc.

ISSUED

UNITED

STATES

DIFFERENTIAL PRESSURE GAUGE FOR CRYOGENIC FLUIDS

10/879,773

06/29/2004

6,944,570

09/13/2005

Distribution and Storage

Minnesota

Valley

Engineering,

Inc.

ISSUED

JAPAN

CRYOGENIC LIQUID STORAGE TANK

210051/94

09/02/1994

3513225

01/16/2004

Distribution and Storage

Minnesota

Valley

Engineering,

Inc.

ISSUED

MEXICO

CRYOGENIC LIQUID STORAGE TANK

PA/a/1994/006755

09/02/1994

199730

11/24/2000

Distribution and Storage

Chart Inc.

ISSUED

UNITED

STATES

CRYOGENIC LIQUID STORAGE TANK

08/117,302

09/03/1993

5,404,918

04/11/1995

NOTE: MVE, INC. OR MINNESOTA VALLEY ENGINEERING, INC. N/K/A CHART INC.

Chart Division

Assignee

Name

Status

Country Name

Title

Serial #

Filed Date

Patent #

Issue Date

Distribution and Storage

Chart Inc.

ISSUED

CANADA

CRYOGENIC FLUID SYSTEM AND METHOD OF PUMPING

CRYOGENIC FLUID

2,224,749

12/12/1997

2,224,749

02/12/2002

Distribution and Storage

Chart Inc.

ISSUED

UNITED

STATES

SWIVEL BAYONET JOINT FOR CRYOGENIC FLUIDS

09/284,142

04/07/1999

6,134,893

10/24/2000

Distribution and Storage

MVE, Inc.

ISSUED

BELGIUM

VACUUM INSULATED PIPE

99971075.9

10/27/1999

1125078

05/10/2006

Distribution and Storage

MVE, Inc.

ISSUED

GERMANY

VACUUM INSULATED PIPE

99971075.9

10/27/1999

69931274.4

05/10/2006

Distribution and Storage

MVE, Inc.

ISSUED

SPAIN

VACUUM INSULATED PIPE

99971075.9

10/27/1999

1125078

05/10/2006

Distribution and Storage

MVE, Inc.

ISSUED

FRANCE

VACUUM INSULATED PIPE

99971075.9

10/27/1999

1125078

05/10/2006

Distribution and Storage

MVE, Inc.

ISSUED

UNITED

KINGDOM

VACUUM INSULATED PIPE

99971075.9

10/27/1999

1125078

05/10/2006

Distribution and Storage

MVE, Inc.

ISSUED

ITALY

VACUUM INSULATED PIPE

99971075.9

10/27/1999

1125078

05/10/2006

Distribution and Storage

MVE, Inc.

ISSUED

NETHERLANDS

VACUUM INSULATED PIPE

99971075.9

10/27/1999

1125078

05/10/2006

Distribution and Storage

MVE, Inc.

ISSUED

UNITED

STATES

VACUUM INSULATED PIPE

09/181,297

10/28/1998

6,216,745

04/17/2001

Distribution and Storage

MVE, Inc.

ISSUED

UNITED

STATES

VACUUM INSULATED PIPE

09/366,915

08/04/1999

6,257,282

07/10/2001

NOTE: MVE, INC. N/K/A CHART INC.

Chart Division

Assignee

Name

Status

Country
Name

Title

Serial #

Filed Date

Patent #

Issue Date

Distribution and Storage

Chart Inc.

ISSUED

CANADA

NATURAL GAS FUEL STORAGE AND SUPPLY SYSTEM FOR VEHICLES

2,431,327

06/04/2003

2,431,327

01/13/2009

Distribution and Storage

Chart Inc.

ISSUED

UNITED

STATES

NATURAL GAS FUEL STORAGE AND SUPPLY SYSTEM FOR VEHICLES

10/162,125

06/04/2002

6,698,211

03/02/2004

Distribution and Storage

Chart Inc.

ISSUED

UNITED

STATES

SELF GENERATING LIFT CRYOGENIC PUMP FOR MOBILE LNG FUEL SUPPLY SYSTEM

09/994,206

11/26/2001

6,663,350

12/16/2003

Distribution and Storage

Chart Inc.

ISSUED

UNITED

STATES

CONTROLLED LEAK CRYOGENIC BAYONET PIPE SPOOL AND SYSTEM

10/041,199

01/08/2002

6,695,358

02/24/2004

Distribution and Storage

Chart Inc.

ISSUED

UNITED

STATES

LIQUID CYLINDER MANIFOLD SYSTEM

09/839,580

04/20/2001

6,615,861

09/09/2003

Distribution and Storage

MVE, Inc.

ISSUED

GERMANY

CRYOGENIC LIQUID STORAGE TANK

19949336.7-23

11/15/1999

19949336.7

07/19/2007

Distribution and Storage

MVE, Inc.

ISSUED

UNITED

KINGDOM

CRYOGENIC LIQUID STORAGE TANK WITH INTEGRAL ULLAGE TANK

9924221.6

10/14/1999

2342647

05/08/2002

Distribution and Storage

Chart Inc.

ISSUED

UNITED

STATES

CRYOGENIC LIQUID STORAGE TANK WITH INTEGRAL ULLAGE TANK

09/173,589

10/15/1998

6,128,908

10/10/2000

NOTE: MVE, INC. N/K/A CHART INC.

Chart Division

Assignee

Name

Status

Country Name

Title

Serial #

Filed Date

Patent #

Issue Date

Distribution and Storage

Chart Inc.

ISSUED

AUSTRALIA

INTERLOCK FOR CRYOGENIC LIQUID OFF-LOADING SYSTEMS

15519/02

02/08/2002

782906

12/22/2005

Distribution and Storage

Chart Inc.

PENDING

BRAZIL

INTERLOCK FOR CRYOGENIC LIQUID OFF-LOADING SYSTEMS

PI0201273-1

02/08/2002

Distribution and Storage

Chart Inc.

ISSUED

UNITED

STATES

INTERLOCK FOR CRYOGENIC LIQUID OFF-LOADING SYSTEMS

10/072,624

02/07/2002

6,622,758

09/23/2003

Distribution and Storage

Chart Inc.

ISSUED

UNITED

STATES

SUPPLEMENTAL WATER HEATER TANK AND SYSTEM

10/449,979

05/30/2003

6,938,581

09/06/2005

Distribution and Storage

MVE, Inc.

ISSUED

UNITED

STATES

PRESSURE BUILDING DEVICE FOR A CRYOGENIC TANK

08/984,743

12/04/1997

5,937,655

08/17/1999

Distribution and Storage

MVE, Inc.

ISSUED

UNITED

STATES

MOBILE DELIVERY AND STORAGE SYSTEM FOR CRYOGENIC FLUIDS

08/982,166

12/01/1997

5,954,101

09/21/1999

Distribution and Storage

Minnesota

Valley

Engineering,

Inc.

ISSUED

MEXICO

NO LOSS FUELING STATION FOR LIQUID NATURAL GAS VEHICLES

930873

02/18/1993

182471

08/23/1996

Distribution and Storage

Chart Inc.

ISSUED

UNITED

STATES

SUPPORT SYSTEM FOR CRYOGENIC VESSELS

07/974,950

11/12/1992

5,651,473

07/29/1997

NOTE: MVE, INC. OR MINNESOTA VALLEY ENGINEERING, INC. N/K/A CHART INC.

Chart Division

Assignee

Name

Status

Country Name

Title

Serial #

Filed Date

Patent #

Issue Date

Distribution and Storage

Minnesota

Valley

Engineering,

Inc.

ISSUED

UNITED

STATES

CRYOGENIC XXXXX LEVEL SENSOR AND FLUSHING SYSTEM

07/914,962

07/14/1992

5,275,007

01/04/1994

Distribution and Storage

Minnesota

Valley

Engineering,

Inc.

ISSUED

MEXICO

VEHICLE MOUNTED LNG DELIVERY SYSTEM

930874

02/18/1993

181366

04/11/1996

Distribution and Storage

MVE, Inc.

ISSUED

UNITED

STATES

METERING APPARATUS FOR CRYOGENIC LIQUIDS

08/606,640

02/26/1996

5,616,838

04/01/1997

Distribution and Storage

MVE, Inc.

ISSUED

UNITED

STATES

SELF-CONTAINED LIQUID NATURAL GAS FILLING STATION

08/624,268

03/29/1996

5,682,750

11/04/1997

Distribution and Storage

Minnesota

Valley

Engineering,

Inc.

ISSUED

UNITED

STATES

HIHG TEMPERATURE RESISTANT THERMAL INSULATION FOR CRYOGENIC TANKS

08/238,238

05/04/1994

5,542,255

08/06/1996

Distribution and Storage

Chart Inc.

ISSUED

UNITED

STATES

CONTAINMENT MODULE FOR TRANSPORTABLE LIQUID NATURAL GAS DISPENSING STATION

10/133,990

04/26/2002

6,640,554

11/04/2003

NOTE: MINNESOTA VALLEY ENGINEERING, INC. OR MVE, INC. N/K/A CHART INC.

Chart Division

Assignee

Name

Status

Country Name

Title

Serial #

Filed Date

Patent #

Issue Date

Distribution and Storage

Chart Inc.

ISSUED

UNITED

STATES

LIQUIFIED GAS STORAGE TANK OVERFILL PROTECTION SYSTEM AND METHOD

08/335,115

11/07/1994

5,518,140

05/21/1996

Distribution and Storage

CHART INC.

PENDING

EUROPEAN

PATENT

CONVENT

BULK LIQUID COOLING AND PRESSURIZED DISPENSING SYSTEM AND METHOD

11250739.7

08/24/2011

Distribution and Storage

CHART INC.

PENDING

UNITED

STATES

BULK LIQUID COOLING AND PRESSURIZED DISPENSING SYSTEM AND METHOD

13/216,666

08/24/2011

Distribution and Storage

CHART INC.

PENDING

UNITED

STATES

ULLAGE TANK

61/566,415

12/02/2011

Energy and Chemicals

Chart Inc.

PENDING

ARGENTINA

INTEGRATED PRE-COOLED SINGLE MIXED

REFRIGERANT

2011 01 00880

03/17/2011

Energy and Chemicals

Chart Inc.

PUBLISHED

TAIWAN

INTEGRATED PRE-COOLED SINGLE MIXED

REFRIGERANT

100108179

03/10/2011

Energy and Chemicals

Chart Inc.

PUBLISHED

WIPO

INTEGRATED PRE-COOLED SINGLE MIXED

REFRIGERANT

PCT/US11/27162

03/04/2011

Chart Division

Assignee

Name

Status

Country Name

Title

Serial #

Filed Date

Patent #

Issue Date

Energy and Chemicals

Chart Heat Exchangers Limited Partnership

ISSUED

UNITED

STATES

HEAT EXCHANGER

10/129,764

05/08/2002

7,258,844

08/21/2007

Energy and Chemicals

Chart

Industries,

Inc.

ISSUED

UNITED

STATES

CRYOGENIC SEAL FOR VACUUM-INSULATED PIPE EXPANSION BELLOWS

11/185,096

07/20/2005

7,399,002

07/15/2008

Energy and Chemicals

Chart Inc.

ISSUED

UNITED

STATES

FLUID PIPING SYSTEMS AND PIPE SPOOLS SUITABLE

FOR SUB SEA USE

10/817,710

04/02/2004

7,137,651

11/21/2006

Energy and Chemicals

Chart

Industries,

Inc.

ISSUED

MALAYSIA

CRYOGENIC AND MEMBRANE SYNTHESIS GAS PRODUCTION

P19902627

06/25/1999

MY-118168-A

09/30/2004

Energy and Chemicals

Chart Inc.

ISSUED

UNITED

STATES

CRYOGENIC AND MEMBRANE SYNTHESIS GAS PRODUCTION

09/463,535

01/25/2000

6,289,693

09/18/2001

Energy and Chemicals

Chart

Industries,

Inc.

ISSUED

CANADA

SYSTEM AND PROCESS FOR THE RECOVERY OF PROPYLENE AND ETHYLENE FROM REFINERY OFF GASES

2,353,397

11/19/1999

2,353,397

05/17/2005

NOTE: CHART ENERGY & CHEMICALS, INC. IS THE SUCCESSOR TO CHART HEAT EXCHANGERS LIMITED PARTNERSHIP

Chart Division

Assignee

Name

Status

Country Name

Title

Serial #

Filed Date

Patent #

Issue Date

Energy and Chemicals

Chart Inc.

ISSUED

UNITED

STATES

SYSTEM AND PROCESS FOR THE RECOVERY OF PROPYLENE AND ETHYLENE FROM REFINERY OFFGASES

09/463,466

01/20/2000

6,308,532

10/30/2001

Energy and Chemicals

Chart Inc.

ISSUED

MEXICO

SINGLE COLUMN DISTILLATIVE SEPARATION EMPLOYING BOTTOM ADDITIVES

9403585

05/13/1994

188142

03/04/1998

Energy and Chemicals

Chart Inc.

ISSUED

UNITED

STATES

SINGLE COLUMN DISTILLATIVE SEPARATION EMPLOYING BOTTOM ADDITIVES

08/062,959

05/14/1993

5,345,772

09/13/1994

Energy and Chemicals

Chart Inc.

ISSUED

UNITED

STATES

CRYOGENIC SEPARATION PROCESS FOR THE RECOVERY OF COMPONENTS FROM THE PRODUCTS OF A DEHYDROGENATION REACTOR

09/446,863

12/23/1999

6,333,445

12/25/2001

Energy and Chemicals

Chart Inc.

ISSUED

UNITED

STATES

DEPHLEGMATOR PROCESS WITH LIQUID ADDITIVE

09/579,953

05/26/2000

6,336,344

01/08/2002

Chart Division

Assignee

Name

Status

Country Name

Title

Serial #

Filed Date

Patent #

Issue Date

Energy and Chemicals

Chart Heat Exchangers Limited Partnership

ISSUED

UNITED

STATES

HEAT EXCHANGER AND/OR FLUID MIXING MEANS

09/445,150

12/03/1999

6,510,894

01/28/2003

Energy and Chemicals

Chart Heat Exchangers Limited Partnership

ISSUED

UNITED

STATES

HEAT EXCHANGER AND/OR FLUID MIXING MEANS

10/309,210

12/04/2002

6,736,201

05/18/2004

Energy and Chemicals

Chart Inc.

ISSUED

UNITED

STATES

SEPARATING NITROGEN FROM

METHANE IN TEH PRODUCTION OF LNG

10/367,148

02/14/2003

6,758,060

07/06/2004

Energy and Chemicals

Chart Heat Exchangers Limited Partnership

ISSUED

UNITED

STATES

HEAT EXCHANGER

09/719,416

12/12/2000

6,968,892

11/29/2005

Energy and Chemicals

Chart Inc.

PUBLISHED

UNITED

STATES

INTEGRATED PRE-COOLED SINGLE MIXED

REFRIGERANT

12/726,142

03/17/2010

Energy and Chemicals

Chart Heat Exchangers Limited Partnership

ISSUED

UNITED

STATES

HEAT EXCHANGER

09/937,666

09/26/2001

6,695,044

02/24/2004

Energy and Chemicals

Chart

Industries,

Inc.

ISSUED

UNITED

STATES

HEAT EXCHANGER

10/764,737

01/24/2004

7,111,672

09/26/2006

NOTE: CHART ENERGY & CHEMICALS, INC. IS THE SUCCESSOR TO CHART HEAT EXCHANGERS LIMITED PARTNERSHIP

Client Ref.

K&S Ref.

Owner

Country

Case

Type

Title

Status

Appln. No.

File Date

Patent No.

Issue Date

Action Due

Due Date

P0293CRY-01 US

17459.105002

CAIRE Inc.

United States of America

ORD

High Efficiency Liquid Oxygen System

Granted

09/696170

26-Oct-00

6742517

01-Jun-04

Tax 11.5

01-Dec-15

P0293CRY-02 US

17459.105003

CAIRE Inc.

United States of America

CON

High Efficiency Liquid Oxygen System

Granted

10/658793

10-Sep-03

7490605

17-Feb-09

Tax 3.5

17-Aug-12

P0294CRY US

17459.105004

CAIRE Inc.

United States of America

ORD

Portable Liquid Oxygen Unit with Multiple Operational Orientations

Granted

09/696208

26-Oct-00

6575159

10-Jun-03

Tax 11.5

10-Dec-14

P0294CRY-02

17459.105005

CAIRE Inc.

United States of America

DIV

Portable Liquid Oxygen Unit with Multiple Operational Orientations

Granted

10/358150

05-Feb-03

6843247

18-Jan-05

Tax 7.5

18-Jul-12

P0294CRY-03

17459.105006

CAIRE Inc.

United States of America

DIV

Portable Liquid Oxygen Unit With Multiple Operational Orientations

Granted

11/008134

10-Dec-04

7296569

20-Nov-07

Tax 7.5

20-May-15

P0295CRY-01

17459.105007

CAIRE Inc.

United States of America

ORD

Manifold for use in a Portable Liquid Oxygen Unit

Granted

09/696219

26-Oct-00

6393846

28-May-02

Tax 11.5

28-Nov-13

P0296CRY US

17459.105008

CAIRE Inc.

United States of America

DES

Portable Gas Dispenser

Granted

29/113053

29-Oct-99

D437056

30-Jan-01

n/a

P0412CRY US

17459.105009

CAIRE Inc.

United States of America

DES

Portable Liquid Oxygen Container

Granted

29/180266

22-Apr-03

D510437

04-Oct-05

n/a

H-PB-00001-01 US

17459.105012

CAIRE Inc.

United States of America

CON

Fluid Container Apparatus Having Support Elements for Supporting Apparatus Components

Granted

11/671822

06-Feb-07

7552746

30-Jun-09

Tax 3.5

30-Dec-12

P0294CRY-04

17459.105014

CAIRE Inc.

United States of America

CON

Portable Liquid Oxygen Unit with Multiple Operational Orientations

Granted

11/942378

19-Nov-07

7766009

03-Aug-10

Tax 3.5

03-Feb-14

P0085CON

17459.105015

CAIRE Inc.

United States of America

ORD

Scroll Compressor Having Idler Cranks And Strengthing And Heat Dissipating Ribs

Granted

08/223039

05-Apr-94

5466134

14-Nov-95

n/a

P0085CON 01

17459.105016

CAIRE Inc.

United States of America

CIP

Scroll Compressor Scroll Compressor Having A Tip Seal

Granted

08/557407

13-Nov-95

5632612

27-May-97

n/a

P0128CON

17459.105017

CAIRE Inc.

United States of America

ORD

Apparatus And Method For Controlling Output Of An Oxygen Concentrator

Granted

08/698062

15-Aug-96

5746806

05-May-98

n/a

P0085CON 02

17459.105018

CAIRE Inc.

United States of America

CIP

Scroll Compressor Having A Tip Seals And Idler Crank Assemblies

Granted

08/720549

30-Sep-96

5759020

02-Jun-98

n/a

P0314CRY US

17459.105020

CAIRE Inc.

United States of America

ORD

Oxygen-Delivery System With Portable Oxygen Meter

Granted

09/435174

05-Nov-99

6394088

28-May-02

Tax 11.5

28-Nov-13

Client Ref.

K&S Ref.

Owner

Country

Case

Type

Title

Status

Appln. No.

File Date

Patent No.

Issue Date

Action Due

Due Date

P0317CRY

17459.105025

CAIRE Inc.

United States

of America

ORD

Wheeled Personal Transport Device Incorporating Gas Storage Vessel Comprising A Polymeric Container System for Pressurized Fluids

Granted

09/702867

01-Nov-00

6412801

02-Jul-02

Tax 11.5

02-Jan-14

P0297CRY

17459.105034

CAIRE Inc.

United States

of America

DES

A Combined Storage And Delivery Container System For A Breathable Gas

Granted

29/113054

29-Oct-99

D436401

16-Jan-01

n/a

P0369LXM

17459.105035

CAIRE Inc.

United States

of America

CON

Pneumatic Demand Oxygen Valve

Granted

08/013226

01-Feb-93

5360000

00-Xxx-00

x/x

X0000XXX

17459.105036

CAIRE Inc.

United States

of America

ORD

Shock And Vibration Absorbing Mounts

Granted

08/151738

15-Nov-93

5386962

00-Xxx-00

x/x

X-XX-00000

17459.105037

CAIRE Inc.

United States

of America

PCT

System And Methods For Generating Liquid Oxygen For Portable Use

Pending

13/120444

23-Mar-11

H-PB-00024

17459.105038

CAIRE Inc.

United States

of America

PCT

Systems And Methods For Conserving Oxygen In A Breathing Assistance Device

Published

13/120461

23-Mar-11

Client Ref.

K&S Ref.

Owner

Country

Case

Type

Title

Status

Appln. No.

File Date

Patent No.

Issue Date

Action Due

Due Date

H-PB-00011 JP

17461.105059

CAIRE Inc.

Japan

PCT

System And Methods For

Generating Liquid Oxygen For

Portable Use

Pending

2011529058

28-Aug-09

Request Exam Due (FINAL)

28-Aug-16

H-PB-00011 EP

17461.105060

CAIRE Inc.

European

Patent

Convention

PCT

System And Methods For

Generating Liquid Oxygen For

Portable Use

Published

09792024.3

28-Aug-09

Annuity Fee Due

28-Aug-12

H-PB-00011 CA

17461.105061

CAIRE inc.

Canada

PCT

System And Methods For

Generating Liquid Oxygen For

Portable Use

Pending

2741753

28-Aug-09

Annuity Fee Due

28-Aug-12

Trademarks

Please see attached Trademarks Schedule.

Trademark

Client-Matter/Subcase
Country Name

Application
Number/Date

Publication

Number/Date

Registration

Number/Date

Status

Next Renewal

CAIRE

246251-010003/0074

85/313705

Published

Xxxx.Xxx.: IL

Case Type: ORD

United States of America

05-May-2011

10-Apr-2012

Class(es):

10 Int.

Attorney(s):

MIF RBJ EWL BJP

Client:

Chart Inc.

Client Ref:

Agent Name:

Agent Ref:

Owner:

Chart Inc.

Legacy Log:

Goods:

Class: 10 Int.

Medical respiratory equipment, namely, liquid oxygen stationary and portable reservoirs and stationary and portable oxygen concentrators.

CAIRE

246251-020003/0006

74/416223

1893782

Registered

Xxxx.Xxx.: IL

Case Type: ORD

United States of America

23-Jul-1993

08-Feb-1994

09-May-1995

09-May-2015

Class(es):

42 Int.

Attorney(s):

MIF RBJ NAC BJP

Client:

Chart Inc.

Client Ref:

Agent Name:

Agent Ref:

Owner:

CAIRE INC.

Legacy Log:

69047

Product Name:

Biomedical Division

Goods:

Class: 42 Int. Wholesale and distributorship services in the field of respiratory care products

Trademark

Client-Matter/Subcase
Country Name

Application
Number/Date

Publication

Number/Date

Registration

Number/Date

Status

Next Renewal

CAIRE AND DESIGN

246251-020003/0002

2008-90004

5245438

Registered

Xxxx.Xxx.: IL

Case Type: ORD

Japan

06-Nov-2008

03-Jul-2009

03-Jul-2019

Class(es):

35 Int.

Attorney(s):

MIF NAC BJP

Client:

Chart Inc.

Client Ref:

Agent Name:

Seiwa Patent & Law

Agent Ref:

FT-22205

Owner:

CAIRE INC.

Legacy Log:

Product Name:

Biomedical Division

Goods:

Class: 35 Int.

Wholesale and distributorship services in the field of respiratory care products, and other medical machines and apparatus.

CAIRE AND DESIGN

246251-020003/0005

74/424927

1893785

Registered

Xxxx.Xxx.: IL

Case Type: ORD

United States of America

16-Aug-1993

07-Jun-1994

09-May-1995

09-May-2015

Class(es):

42 Int.

Attorney(s):

MIF RBJ NAC BJP

Client:

Chart Inc.

Client Ref:

Agent Name:

Agent Ref:

Owner:

CAIRE INC.

Legacy Log:

69046

Product Name:

Biomedical Division

Goods:

Class: 42 Int.

Wholesale and distributorship services in the field o respiratory care products

Trademark

Client-Matter/Subcase
Country Name

Application
Number/Date

Publication

Number/Date

Registration

Number/Date

Status

Next Renewal

CAIRE and Wavy Line Design

246251-010003/0075

85/313715

Published

Xxxx.Xxx.: IL

Case Type: ORD

United States of America

05-May-2011

10-Apr-2012

Class(es):

10 Int.

Attorney(s):

MIF RBI EWL BJP

Client:

Chart Inc.

Client Ref:

Agent Name:

Agent Ref:

Owner:

Chart Inc.

Legacy Log:

Goods:

Class: 10 Int.

Medical respiratory equipment, namely, liquid oxygen stationary and portable reservoirs and stationary and portable oxygen concentrators.

CARBO-MATIC

246251-030003/0003

606097

TMA372940

Registered

Xxxx.Xxx.: IL

Case Type: ORD

Canada

02-May-1988

07-Sep-1990

07-Sep-2020

Class(es):

Attorney(s):

MIF RBJ NAC BJP

Client:

Chart Inc.

Client Ref:

Agent Name:

Xxxxxx & Xxxxxx LLP

Agent Ref:

34796-000015

Owner:

Chart Inc.

Legacy Log:

27899

Product Name:

Distribution and Storage Division

Goods:

Carbon dioxide delivery system namely, cryogenic liquid tanks, dewars, heat exchangers, vacuum jacket piping, valving and controls. Carbon dioxide delivery systems for use in the restaurant industry, comprised of metal tanks, hoses and connectors.

Trademark

Client-Matter/Subcase
Country Name

Application
Number/Date

Publication

Number/Date

Registration

Number/Date

Status

Next Renewal

XXXXX-XXXXX

246251-030003/0034

76/027853

2444433

Registered

Xxxx.Xxx.: IL

Case Type: ORD

United States of America

17-Apr-2000

17-Apr-2001

17-Apr-2021

Class(es):

06 Int.

Attorney(s):

MIF RBJ NAC BJP

Client:

Chart Inc.

Client Ref:

Agent Name:

Agent Ref:

Owner:

Chart Inc.

Legacy Log:

69114

Product Name:

Distribution and Storage Division

Goods:

Class: 06 Int.

Metal tanks, metal hoses, metal pipe connectors for use in transporting and storing carbon dioxide

CARE-EASE

246251-010003/0014

73/652308

1477536

Registered

Xxxx.Xxx.: IL

Case Type: ORD

United States of America

30-Mar-1987

01-Dec-1987

23-Feb-1988

23-Feb-2018

Class(es):

10 Int.

Attorney(s):

MIF RBJ NAC BJP

Client:

Chart Inc.

Client Ref:

Agent Name:

Agent Ref:

Owner:

CAIRE INC.

Legacy Log:

27892

Product Name:

Energy and Chemicals Division

Goods:

Class: 10 Int.

Portable oxygen tanks for medical use in the home environment.

Trademark

Client-Matter/Subcase
Country Name

Application
Number/Date

Publication

Number/Date

Registration

Number/Date

Status

Next Renewal

CHART and Design

246251-030003/0002

3064172

Registered

Xxxx.Xxx.: IL

Case Type: ORD

China (People’s Republic)

09-Jan-2002

28-Oct-2002

28-Mar-2003

27-Mar-2013

Class(es):

06 Int.

Attorney(s):

MIF RBJ NAC BJP

Client.

Chart Inc.

Client Ref:

Agent Name:

CCPIT Patent and Trademark Law Office

Agent Ref:

TIC012933-059

Owner:

CHART INDUSTRIES, INC.

Legacy Log:

Product Name:

Corporate

Goods:

Class: 06 Int.

Metal tubing; vacuum insulated pipe; metal pipe fittings; metal fluid storage tanks, namely tanks for storage of carbon dioxide for beverage or water treatment systems, tanks for sotrage of oxygen for medical purposes, tanks for compressed gas storage for refrigeration systems, tanks for bulk storage of gasses and liquefied gasses; tanks for transport of liquids or gasses; cylinders for storage of compressed gasses or liquids.

CHART and Design

246251-030003/0002

129860

1187/37

Registered

Xxxx.Xxx.: IL

Case Type: ORD

Saudi Arabia

30-Apr-2008

11-Sep-2009

28-Aug-2010

30-Dec-2017

Class(es):

06 Int.

Attorney(s):

MIF RBJ BJP

Client:

Chart Inc.

Client Ref:

Agent Name:

Abu-Ghazaleh Intellectual Property (Saudi Arabia)

Agent Ref:

4120935878

Owner:

Chart Inc.

Legacy Log:

Product Name:

Distribution and Storage Division

Goods:

Class : 06 Int.

Metal tubing: metal vacuum insulated pipe fittings; metal fluid storage tanks, namely tanks for storage of carbon dioxide for beverage or water treatment systems, tanks for storage of oxygen for medical purposes, tanks for compressed gas storage for refrigeration for transport of liquids or gasses; metal cylinders for storage of compressed gasses and liquids

Trademark

Client-Matter/Subcase
Country Name

Application
Number/Date

Publication

Number/Date

Registration

Number/Date

Status

Next Renewal

CHART and Design

246251-030003/0003

129861

1187/38

Registered

Xxxx.Xxx.: IL

Case Type: ORD

Saudi Arabia

30-Apr-2008

11-Sep-2009

28-Aug-2010

30-Dec-2017

Class(es):

11 Int.

Attorney(s):

MIF RBJ BJP

Client:

Chart Inc.

Client Ref:

Agent Name:

Abu-Ghazaleh Intellectual Property (Saudi Arabia)

Agent Ref:

4-120935878

Owner:

Chart Inc.

Legacy Log:

Product Name

Distribution and Storage Division

Goods:

Class: 11 Int.

Freezers, namely for cryogenic storage; heat exchangers; refrigerated shipping containers; cryogenic refrigerators; separators for the cleaning and purification of gasses, namely hydrocarbons and natural gas

CHART and Design

246251-030003/0004

111427

146833

Registered

Xxxx.Xxx.: IL

Case Type: ORD

United Arab Emirates

24-Apr-2008

24-May-2011

24-Apr-2018

Class(es):

Attorney(s):

MIF RBJ BJP

Client:

Chart Inc.

Client Ref:

Agent Name:

Abu-Ghazaleh Intellectual Property (UAE)

Agent Ref:

Owner:

Chart Inc.

Legacy Log:

Product Name:

Distribution and Storage Division

Goods:

Class: 11 Int.

Trademark

Client-Matter/Subcase
Country Name

Application
Number/Date

Publication

Number/Date

Registration

Number/Date

Status

Next Renewal

CHART and Design

246251-030003/0005

111426

146832

Registered

Xxxx.Xxx.: IL

Case Type: ORD

United Arab Emirates

24-Apr-2008

24-May-2011

24-Apr-2018

Class(es):

06 Int.

Attorney(s):

MIF RBJ BJP

Client:

Chart Inc.

Client Ref:

Agent Name:

Abu-Ghazaleh Intellectual Property (UAE)

AgentRef:

Owner:

Chart Inc.

Legacy Log:

Product Name:

Distribution and Storage Division

Goods:

Class: 06 Int.

Metal tubing; metal vacuum insulated pipe fittings; metal fluid storage tanks, namely tanks for storage of carbon dioxide for beverage or water treatment systems, tanks for storage of oxygen for medical purposes, tanks for compressed gas storage for refrigeration for transport of liquids or gasses; metal cylinders for storage of compressed gasses and liquids

Trademark

Client-Matter/Subcase
Country Name

Application
Number/Date

Publication

Number/Date

Registration

Number/Date

Status

Next Renewal

CHART and Design

246251-030003/0065

76/255023

2840759

Registered

Xxxx.Xxx.: IL

Case Type: ORD

United States of America

10-May-2001

16-Jul-2002

11-May-2004

11-May-2014

Class(es):

06 Int., 07 Int., 11 Int., 37 Int.

Attorney(s):

MIF RBJ NAC BJP

Client:

Chart Inc.

Client Ref:

Agent Name:

Agent Ref:

Owner:

Chart Inc.

Legacy Log:

Product Name:

Distribution and Storage Division

Goods:

Class: 06 Int.

Class: 07 Int.

Cryogenic pumps; clothes washing machines, namely dry cleaners utilizing liquid carbon dioxide (First Use/In Commerce - 1/2002)

Class: 11 Int.

Freezers, namely for cryogenic storage; heat exchangers; refrigerated shipping containers; cryogenic refrigerators; plumbing fittings, namely valves; separators for the cleaning and purification of gasses, namely hydrocarbons and natural gas (First Use - 3/1998 / In Commerce - 8/2000)

Class: 37 Int.

Rehabilitation and repair of cryogenic systems; environmental services, namely, disposal of cooking oil (First Use/ln Commerce - 1/2000)

Trademark

Client-Matter/Subcase
Country Name

Application
Number/Date

Publication

Number/Date

Registration

Number/Date

Status

Next Renewal

CORE-IN-KETTLE

246251-010003/0073

74/007507

1644761

Registered

Xxxx.Xxx.: IL

Case Type: ORD

United States of America

04-Dec-1989

05-Jun-1990

14-May-1991

14-May-2021

Class(es):

11 Int.

Attorney(s):

MIF RBJ NAC BJP

Client:

Chart Inc.

Client Ref:

Agent Name:

Agent Ref:

Owner:

Chart Energy & Chemicals, Inc.

Legacy Log:

Product Name:

Energy and Chemicals Division

Goods:

Class: 11 Int.

Heat exchangers

CVI

246251-030030/0006

391115

TMA221005

Registered

Xxxx.Xxx.: IL

Case Type: ORD

Canada

30-Oct-1975

03-Jun-1977

03-Jun-2022

Class(es):

Attorney(s):

MIF RBJ NAC BJP

Client:

Chart Inc.

Client Ref:

Agent Name:

XXXXX & AYLEN

Agent Ref:

Owner:

Chart Inc.

Legacy Log:

78726

Product Name:

Distribution and Storage Division

Goods:

Cryogenic valves, connectors and vacuum seal-off valves; cryogenic piping; cryogenic subcooler; cryogenic filters, gas purifiers, gas tanks, gas luquiefiers, heat exchangers and liquid level controllers; activated carbon adsorbent having coal, coconut shell, petroleum and wood bases; activated carbon adsorbents impregnated with any of potassium iodide, elemntal iodine, triethylenediamine, lead or other metals; silver zeolite adsorbent; aluminum and oxides thereof, impregnated with silver and other metal cations, as adsorbents; all for gas filtering and gas purifiying; air conditioning, heating, ventilating and cooling systems, including gas - gas, gas-liquid and liquid-liquid heat exchangers and pressure vessels and parts thereof for all equipment.

CVI

246251-030003/0004

06-105681

09-014546

3344530

Registered

Xxxx.Xxx.: IL

Case Type: ORD

Japan

20-Oct-1994

20-Feb-1997

05-Sep-1997

05-Sep-2017

Class(es):

07 Int.

Attorney(s):

MIF RBJ NAC BJP

Client:

Chart inc.

Client Ref:

Agent Name:

KURACHI INTERNATIONA PATENT OFFICE

Agent Ref:

ms-043158

Owner:

Chart Inc.

Legacy Log:

Product Name:

Distribution and Storage Division

Goods:

Class: 07 Int.

Cyro pumps, cryogenic pumps and parts and accessories therefor; other vacuum pumps, chemical machinery and implements

Trademark

Client-Matter/Subcase
Country Name

Application
Number/Date

Publication

Number/Date

Registration

Number/Date

Status

Next Renewal

CVI

246251-030003/0055

73/404579

1361420

Registered

Xxxx.Xxx.: IL

Case Type: ORD

United States of America

02-Dec-1982

12-Feb-1985

24-Sep-1985

24-Sep-2015

Class(es):

07 Int., 11 Int.

Attorney(s):

MIF RBJ NAC BJP

Client:

Chart Inc.

Client Ref :

Agent Name:

Agent Ref:

Owner:

CHART INDUSTRIES, INC.

Legacy Log:

78816

Product Name:

Distribution and Storage Division

Goods:

Class: 07 Int.

Cryogenic pumping stations comprising pumps and controls therefore sold as a unit and cryogenic pumps

Class: 11

Int.Cryogenic processing equipment; namely, refrigeration units, compressors, heat exchangers, expanders, cryopanels, pipes, filtering units and vaporizing units, air handling equipment for use in nuclear power plants; namely, air filtering units, containment coolers; and air conditioning units.

CVI and Design

246251-030003/0042

74/040554

1680064

Registered

Xxxx.Xxx.: IL

Case Type: ORD

United States of America

21-Mar-1990

24-Mar-1992

24-Mar-2012

Class(es):

06 Int., 07 Int., 11 Int.

Attorney(s):

MIF RBJ NAC BJP

Client:

Chart Inc.

Client Reft

Agent Name:

Agent Ref:

Owner:

Chart Inc.

Legacy Log:

78688

Product Name:

Distribution and Storage Division

Goods:

Class: 06 Int.

Metal cryogenic gas tanks; cryogenic metal pipes; manual metal cryogenic valves; and parts for all of the foregoing

Class: 07 Int.

Cryogenic processing machines; cryogenic pumps and valves as parts of machines; and parts for all of the foregoing

Class: 11 Int.

Cryogenic refrigerators; cryogenic gas liquefying units; cryogenic gas purifying units; cryogenic heat exchangers; and parts for all of the foregoing.

Trademark

Client-Matter/Subcase
Country Name

Application
Number/Date

Publication

Number/Date

Registration

Number/Date

Status

Next Renewal

CYL-TEL

246251-030003/0031

75/586081

2414529

Registered

Xxxx.Xxx.: IL

Case Type: ORD

United States of America

10-Nov-1998

19-Dec-2000

19-Dec-2020

Class(es):

09 Int.

Attorney(s):

MIF RBJ NAC BJP

Client:

Chart Inc.

Client Ref:

Agent Name:

Agent Ref:

Owner:

Chart Inc.

Legacy Log:

45477

Product Name:

Distribution and Storage Division

Goods:

Class: 09 Int.

Electrical apparatus for remote monitoring of liquid tanks, namely, liquid level gauges, remote transmitter computer interface cards and related software.

DURA-CYL

246251-030003/0009

73/371708

1253596

Registered

Xxxx.Xxx.: IL

Case Type: ORD

United States of America

25-Jun-l982

11 -Oct-1983

11-Oct-2013

Class(es):

06 Int.

Attorney(s):

MIF RBJ NAC BJP

Client:

Chart Inc.

Client Ref:

Agent Name:

Agent Ref:

Owner:

Chart Inc.

Legacy Log:

27592

Product Name:

Distribution and Storage Division

Goods:

Class: 06 Int

Insulated containers made of metal for cryogenic liquids.

FINTEC

246251-010003/0003

77/107574

3446038

Registered

Xxxx.Xxx.: IL

Case Type: ORD

United States of America

14-Feb-2007

14-Aug-2007

10-Jun-2008

10-Jun-2018

Class(es):

11 Int.

Attorney(s):

MIF RBJ NAC BJP

Client:

Chart Inc.

Client Ref:

Agent Name:

Agent Ref:

Owner:

CHART INDUSTRIES, INC.

Legacy Log:

Product Name:

Energy and Chemicals Division

Goods:

Class: 11 Int.

heat exchangers and heat exchange reactors

Trademark

Client-Matter/Subcase
Country Name

Application
Number/Date

Publication

Number/Date

Registration

Number/Date

Status

Next Renewal

INNOVATION. EXPERIENCE. PERFORMANCE.

246251-030003/0066

78/457461

3080706

Registered

Xxxx.Xxx.: IL

Case type: ORD

United States of America

27-Jul-2004

28-Jun-2005

11-Apr-2006

11-Apr-2016

Class(es):

06 Int.

Attorney (s):

MIF RBJ NAC BJP

Client:

Chart Inc.

Client Ref:

Agent Name:

Agent Ref:

Owner:

Chart Inc.

Legacy Log:

Product Name:

Corporate

Goods:

Class: 06 Int.

Metal tubing; metal vacuum insulated pipe fittings; metal fluid storage tanks, namely, tanks for storage of carbon dioxide for beverage or water treatment systems, tanks for storage of oxygen for medical purposes, tanks for compressed gas storage for refrigeration for transport of liquids or gases; metal cylinders for storage of compressed gases and liquids.

IPSMR

246251-010003/0012

77/832303

4063857

Registered

Xxxx.Xxx.: IL

Case Type: ORD

United States of America

22-Sep-2009

22-Jun-2010

29-Nov-2011

29-Nov-2021

Class(es):

11 Int.

Attorney(s):

MIF RBJ NAC BJP

Client:

Chart Inc.

Client Ref:

Agent Name:

Agent Ref:

Owner:

Chart Inc.

Legacy Log:

Product Name:

Energy and Chemicals Division

Goods:

Class : 11 Int.

Apparatus and equipment for natural gas liquefaction, namely, heat exchangers, separators for the cleaning, purification, refrigeration and liquefaction of gases and liquids

LIBERATOR

246251-020003/0002

1036221

TMA566429

Registered

Xxxx.Xxx.: IL

Case Type: ORD

Canada

16-Nov-l999

27-Aug-2002

27-Aug-2017

Class(es):

Attorney(s):

MIF RBJ NAC BJP

Client:

Chart Inc.

Client Ref:

Agent Name:

Ridoul & Xxxxxx LLP

Agent Ref:

Owner:

CAIRE INC.

Legacy Log:

69048

Product Name:

Biomedical Division

Goods:

Respiratory apparatus attachable to a patient; portable oxygen tanks

Trademark

Client-Matter/Subcase
Country Name

Application
Number/Date

Publication

Number/Date

Registration

Number/Date

Status

Next Renewal

LIBERATOR

246251-020003/0005

2008-95281

5421026

Registered

Xxxx.Xxx.: IL

Case Type: ORD

Japan

26-Nov-2008

24-Jun-2011

24-Jun-2021

Class(es):

10 Int.

Attorney(s):

MIF NAC BJP

Client:

Chart Inc.

Client Ref:

Agent Name:

Seiwa Patent & Law

Agent Ref:

FT-22217

Owner:

CAIRE INC.

Legacy Log:

Product Name:

Biomedical Division

Goods:

Class: 10 Int.

Oxygen inhaler and other respiratory apparatus and all other medical instruments, ice pillows, triangular bandages, catguts for surgery, feeding cups, plungers, nipples, dental floss, ice-bags, ice-bag suspenders, nursing equipment, thermos feeding bottles, swabs, fingerstalls

LIBERATOR

246251-020003/0001

73/797471

1571735

Registered

Xxxx.Xxx.: IL

Case Type: ORD

United States of America

03-May-1989

19-Dec-1989

19-Dec-2019

Class(es):

10 Int.

Attorney(s):

MIF RBJ NAC BJP

Client:

Chart Inc.

Client Ref:

Agent Name:

Agent Ref:

Owner:

CAIRE INC.

Legacy Log:

27576

Product Name:

Biomedical Division

Goods:

Class: 10 Int.

Respiratory apparatus attachable to a patient.

MARBOND

246251-030003/0074

2131853

Registered

Xxxx.Xxx.: IL

Case Type: ORD

United Kingdom

06-May-1997

06-Aug-1997

21-Nov-1997

06-May-2017

Class(es):

11 Int.

Attorney(s):

MIF RBJ NAC BJP

Client:

Chart Inc.

Client Ref:

Agent Name:

HLBBshaw Ltd

Agent Ref:

*Owner:

Chart Heat Exchangers Limited Partnership

Legacy Log:

Product Name:

Distribution and Storage Division

Goods:

Class: 11 Int.

Heat exchangers and parts and fittings therefor.

*	NOTE: CHART ENERGY AND CHEMICALS, INC IS THE SUCCESSOR COMPANY TO CHART HEAT EXCHANGERS LIMITED PARTNERSHIP

Trademark

Client-Matter/Subcase
Country Name

Application
Number/Date

Publication

Number/Date

Registration

Number/Date

Status

Next Renewal

MICROBULK SOLUTIONS AND DESIGN

246251-030003/0038

76/315540

2665934

Registered

Xxxx.Xxx.: IL

Case Type: ORD

United States of America

21-Sep-2001

24-Dec-2002

24-Dec-2012

Class(es):

06 Int.

Attorney(s):

MIF RBJ NAC BJP

Client:

Chart Inc.

Client Ref:

Agent Name:

Agent Ref:

Owner:

Chart Inc.

Legacy Log:

75241

Product Name:

Distribution and Storage Division

Goods:

Class: 06 Int.

Vehicle mounted and stationary metal containers for the storage and transportation of liquids and gases (First Use In Commerce Date: 4/2001)

MVE AND DESIGN

246251-030003/0001

960101606

1137677

Registered

Xxxx.Xxx.: IL

Case Type: ORD

China (People’s Republic)

06-Sep-1996

21-Dec-1997

20-Dec-2017

Class(es):

06 Int.

Attorney(s):

MIF RBJ NAC BJP

Client:

Chart Inc.

Client Ref:

Agent Name:

CCPIT Patent and Trademark Law Office

Agent Ref:

Owner:

Chart Inc.

Legacy Log:

29948

Product Name:

Distribution and Storage Division

Goods:

Class: 06 Int.

Tanks of metal (for storage and transportation use), tanks for holding and storing liquids and gases, pipes and tubes of metal

Trademark

Client-Matter/Subcase
Country Name

Application
Number/Date

Publication

Number/Date

Registration

Number/Date

Status

Next Renewal

MVE AND DESIGN

246251-030003/0001

547141

Registered

Xxxx.Xxx.: IL

Case Type: ORD

European Community

29-May-1997

31-Jan-2000

29-May-2017

Class(es):

06 Int., 12 Int.

Attorney(s):

MIF RBJ NAC BJP

Client:

Chart Inc.

Client Ref:

Agent Name:

VEREENIDGE

Agent Ref:

Owner:

Chart Inc.

Legacy Log:

39654

Product Name:

Distribution and Storage Division

Goods:

Class: 06 Int.

Tanks; pressure vessels; storage, transportation and dispensing apparatus; all for liquids, liquified gases, syrups and oils; insulated panels and pipes; all of metal; intermodal containers having integral tanks or pressure vessels

Class: 12 Int.

Railway wagons; vehicle trailers

MVE VARIO

246251-020003/0007

85/150595

4061348

Registered

Xxxx.Xxx.: IL

Case Type: ORD

United States of America

12-Oct-2010

01-Feb-201l

22-Nov-2011

22-Nov-2021

Class(es):

11 Int.

Attorney(s):

MIF NAC BJP

Client:

Chart Inc.

Client Ref:

Agent Name:

Agent Ref:

Owner:

CAIRE INC.

Legacy Log:

Product Name:

Biomedical Division

Goods:

Class: 11 Int.

Freezers

Trademark

Client-Matter/Subcase
Country Name

Application
Number/Date

Publication

Number/Date

Registration

Number/Date

Status

Next Renewal

NEXGEN FUELING

246251-030003/0070

76/186464

2737770

Registered

Xxxx.Xxx.: IL

Case Type: ORD

United States of America

27-Dec-2000

25-Jun-2002

15-Jul-2003

15-Jul-2013

Class(es):

06 Int., 12 Int., 37 Int., 42 Int.

Attorney(s):

MIF RBJ NAC BJP

Client:

Chart Inc.

Client Ref:

Agent Name:

Agent Ref:

Owner:

Chart Inc.

Legacy Log:

Product Name:

Distribution and Storage Division

Goods:

Class: 06 Int.

Metal tubing; metal pipe featuring vacuum insulation; metal pipe fittings; metal fluid storage tanks, namely tanks for bulk storage of gases and liquefied gasses.

Class: 12 Int.

Trailers, namely tankers for the transport of liquefied gasses.

Class: 37 Int.

Installation of gas or liquefied gas distribution systems including installation of metal tubing, vacuum insulated pipe, metal pipe fittings, cryogenic pumps, and electrical controllers, and metal fluid storage tanks, namely tanks for bulk storage of gasses and liquefied gasses.

Class: 42 Int.

Design for others in the field of gas or liquefied gas systems.

ORCA AND DESIGN

246251-030003/0028

75/313658

2187547

Registered

Xxxx.Xxx.: IL

Case Type: ORD

United States of America

23-Jun-1997

16-Jun-1998

08-Sep-1998

08-Sep-2018

Class(es):

06 Int.

Attorney(s):

MIF RBJ NAC BJP

Client:

Chart Inc.

Client Ref:

Agent Name:

Agent Ref:

Owner:

Chart Inc.

Legacy Log:

31107

Product Name:

Distribution and Storage Division

Goods:

Class: 06 Int.

Vehicle mounted and stationary metal containers for the storage and transportation of liquids and gases.

Trademark

Client-Matter/Subcase
Country Name

Application
Number/Date

Publication

Number/Date

Registration

Number/Date

Status

Next Renewal

PERMA-CYL

246251-030003/0029

75/308745

2180403

Registered

Xxxx.Xxx.: IL

Case Type: ORD

United States of America

13-Jun-1997

19-May-1998

11-Aug-1998

11-Aug-2018

Class(es):

06 Int.

Attorney(s):

MIF RBJ NAC BJP

Client:

Chart Inc.

Client Ref:

Agent Name:

Agent Ref;

Owner:

Chart Inc.

Legacy Log:

31108

Product Name:

Distribution and Storage Division

Goods:

Class: 06 Int.

Vehicle mounted and stationery metal containers for the storage and transportation of liquids and gases.

PORTA VAC

246251-030003/0051

75/257463

2265383

Registered

Xxxx.Xxx.: IL

CaseType: ORD

United States of America

14-Mar-1997

27-Jan-1998

27-Jul-1999

27-Jul-2019

Class(es):

06 Int.

Attorney(s):

MIF RBJ NAC BJP

Client:

Chart Inc.

Client Ref:

Agent Name:

Agent Ref:

Owner:

Chart Inc.

Legacy Log:

78788

Product Name:

Distribution and Storage Division

Goods:

Class: 06 Int.

Metal Containers for transporting liquified gases

PYTHON

246251-030003/0032

75/607942

2423924

Registered

Xxxx.Xxx.: IL

Case Type: ORD

United States of America

18-Dec-1998

21-Dec-1999

23-Jan-2001

23-Jan-2021

Class(es):

06 Int.

Attorney(s):

MIF RBJ NAC BJP

Client:

Chart Inc.

Client Ref:

Agent Name:

Agent Ref:

Owner:

Chart Inc.

Legacy Log:

45520

Product Name:

Distribution and Storage Division

Goods:

Class: 06 Int.

Vacuum insulated metal pipe for conducting cryogenic liquids and gases (First Use In Commerce Date: 2/1999)

Trademark

Client-Matter/Subcase
Country Name

Application
Number/Date

Publication

Number/Date

Registration

Number/Date

Status

Next Renewal

SHIMTEC

246251-030003/0068

78/181795

3022860

Registered

Xxxx.Xxx.: IL

Case Type: ORD

United States of America

05-Nov-2002

15-Feb-2005

06-Dec-2005

06-Dec-2015

Class(es):

09 Int., 11 Int., 42 Int.

Attorney(s):

MIF RBJ NAC BJP

Client:

Chart Inc.

Client Ref:

Agent Name:

Agent Ref:

Owner:

Chart Energy & Chemicals, Inc.

Legacy Log:

Product Name:

Energy and Chemicals Division

Goods:

Class: 09 Int.

Laboratory apparatus and instruments, namely chemical and catalytic reactors for use in exothermic and endothermic reactions and parts and fittings therefor

Class: 11 Int.

Chemical and catalytic reactors for use in industrial applications, chemical processes, and aerospace applications, and parts and fittings therefore; heating and/or cooling apparatus and installations, namely heat exchanges, for use in industrial applications, chemical processes, and aerospace applications, and parts and fittings therefore; heat exchangers for use in industrial applications, chemical processes, and aerospace applications, and parts and fitting therefor.

Class: 42 Int.

Mechanical engineering services; chemical engineering services; design for others of heat exchangers, chemical reactors, and catalytic reactors; new product development services, namely design and testing services, relating to heat exchangers, chemical reactors, and catalytic reactors; product testing services relating to heat exchangers, chemical reactors, and catalytic reactors; technical consultation and research relating to heat exchangers and reactors technology.

SPIRIT

246251-020003/0004

1417705

TMA767534

Registered

Resp-Off.: IL

Case Type: ORD

Canada

10-Nov-2008

23-Dec-2009

20-May-2010

20-May-2025

Class(es):

10 Int.

Attorney(s):

MIF RBJ NAC BJP

Client:

Chart Inc.

Client Ref:

Agent Name:

Xxxxxx Xxxx OR LLP

Agent Ref:

15261600

Owner:

CAIRE INC.

Legacy Log:

Product Name:

Biomedical Division

Goods:

Class: 10 Int.

Respiratory apparatus attachable to a patient, namely, portable oxygen tanks.

Trademark

Client-Matter/Subcase
Country Name

Application
Number/Date

Publication

Number/Date

Registration

Number/Date

Status

Next Renewal

SPIRIT

246251-020003/0073

77/629314

3647129

Registered

Xxxx.Xxx.: IL

Case Type: ORD

United States of America

09-Dec-2008

14-Apr-2009

30-Jun-2009

30-Jun-2019

Class(es):

10 Int.

Attorney(s):

MIF NAC BJP

Client:

Chart Inc.

Client Ref:

Agent Name:

Agent Ref:

Owner:

CAIRE INC.

Legacy Log:

Product Name:

Biomedical Division

Goods:

Class: 10 Int.

Respiratory apparatus attachable to a patient

STROLLER

246251-020003/0003

1036220

TMA549556

Registered

Xxxx.Xxx.: IL

Case Type: ORD

Canada

16-Nov-1999

08-Aug-2001

08-Aug-2016

Class(es):

Attorney(s):

MIF RBJ NAC BJP

Client:

Chart Inc.

Client Ref:

Agent Name:

Xxxxxx & Xxxxxx LLP

Agent Ref:

Owner:

CAIRE INC.

Legacy Log:

69049

Product Name:

Biomedical Division

Goods:

Respiratory apparatus attachable to a patient; portable oxygen tanks

STROLLER

246251-020003/0001

24865/0000

0000000

Registered

Xxxx.Xxx.: IL

Case Type: ORD

Japan

12-Mar-1993

29-Mar-1996

29-Mar-2016

Class(es):

10 Int.

Attorney(s):

MIF RBJ NAC BJP

Client:

Chart Inc.

Client Ref:

Agent Name:

Asamura Patent Office

Agent Ref:

Owner:

CAIRE INC.

Legacy Log:

27580

Product Name:

Biomedical Division

Goods:

Class: 10 Int.

Oxygen inhaler and other respiratory apparatus and all other medical instrument, other medical instrument, ice pillows, triangular bandages, supportive bandages, catguts for surgery, feeding cups, plungers, nipples, dental floss, ice-bags, ice-bag suspenders, nursing equipment, thermos feeding bottles, swabs, fingerstalls.

Trademark

Client-Matter/Subcase
Country Name

Application
Number/Date

Publication

Number/Date

Registration

Number/Date

Status

Next Renewal

STROLLER

246251-020003/0002

73/797472

1573158

Registered

Xxxx.Xxx.: IL

Case Type: ORD

United States of America

03-May-1989

26-Dec-l 989

26-Dec-2019

Class(es):

10 Int.

Attorney(s):

MIF RBJ NAC BJP

Client:

Chart Inc.

Client Ref:

Agent Name:

Agent Ref:

Owner:

CAIRE INC.

Legacy Log:

27579

Product Name:

Biomedical Division

Goods:

Class: 10 Int.

Respiratory apparatus attachable to a patient.

TANK-TEL

246251-030003/0043

76/519863

2871126

Registered

Xxxx.Xxx.: IL

Case Type: ORD

United States of America

03-Jun-2003

18-May-2004

10-Aug-2004

10-Aug-2014

Class(es):

09 Int

Attorney(s):

MIF RBJ NAC BJP

Client:

Chart Inc.

Client Ref:

Agent Name:

Agent Ref:

Owner:

Chart Inc.

Legacy Log:

78690

Product Name:

Distribution and Storage Division

Goods:

Class: 09 Int.

Electrical apparatus for remote monitoring of liquid tanks, namely, liquid level gauges, remove transmitters, computer interface cards and related software for communicating with and collecting and analyzing data from gauges.

TRIFECTA

246251-030003/0030

75/305037

2362618

Registered

Xxxx.Xxx.: IL

Case Type: ORD

United States of America

06-Jun-1997

27-Jun-2000

27-Jun-2020

Class(es):

06 Int.

Attorney(s):

MIF RBJ NAC BJP

Client:

Chart Inc.

Client Ref:

Agent Name:

Agent Ref:

Owner:

Chart Inc.

Legacy Log:

31109

Product Name:

Distribution and Storage Division

Goods:

Class: 06 Int.

Storage and delivery systems for cryogenic liquids and gasses, namely, metal tanks, pumps, vaporizer coils and related parts therefor.

Trademark

Client-Matter/Subcase
Country Name

Application
Number/Date

Publication

Number/Date

Registration

Number/Date

Status

Next Renewal

TVAC

246251-030003/0050

74/341979

1857160

Registered

Xxxx.Xxx.: IL

Case Type: ORD

United States of America

21-Dec-1992

01-Jun-1993

04-Oct-1994

04-Oct-2014

Class(es):

06 Int.

Attorney(s):

MIF RBJ NAC BJP

Client:

Chart Inc.

Client Ref:

Agent Name:

Agent Ref:

Owner:

Chart Inc.

Legacy Log:

78787

Product Name:

Distribution and Storage Division

Goods:

Class: 06 Int.

Vacuum insulated metal tanks container for transportation of liquids by rail, truck or ship (First Use In Commerce Date: 2/1993)

Up/Down Arrow logo

246251-030003/0001

129470

4296

Published

Xxxx.Xxx.: IL

Case Type: ORD

Saudi Arabia

21-Apr-2008

12-Mar-2010

Class(es):

11 Int.

Attorney(s):

MIF RBJ BJP

Client:

Chart Inc.

Client Ref:

Agent Name:

Abu-Ghazaleh Intellectual Property (Saudi Arabia)

Agent Ref:

Owner:

Chart Cooler Service Company, Inc.

Legacy Log:

Product Name:

Distribution and Storage Division

Goods:

Class: 11 Int.

air-cooled heat exchangers


Trademark	Status Case Number / Sub Case	Serial Number Reg Number	Filing Date Reg Date	Next Action(s)	Due Date(s)
ATF	Registered	144683	01-Apr-1996
*Country:* European Community	40543-402/116	144,683	05-Jan-1999	Next Renewal	01-Apr-2016
*Classes:* 7, 10
*Owner:* Chart SeQual Technologies Inc.

ATF	Registered	74/351703	25-Jan-1993
*Country:* United States of America	40543-402/059	1,896,893	30-May-1995	Next Renewal	30-May-2015
*Classes:* 10
*Owner:* Chart SeQual Technologies Inc.

AUTOSAT	Registered	7072325	17-Jul-2008
*Country:* European Community	40543-414/116	7,072,325	06-Apr-2009	Next Renewal	17-Jul-2018
*Classes:* 10
*Owner:* Chart SeQual Technologies Inc.

AUTOSAT	Registered	77/349652	11-Dec-2007
*Country:* United States of America	40543-414/059	3,655,453	14-Jul-2009	Aff of Use - 6 Year	14-Jul-2015
*Classes:* 10
*Owner:* Chart SeQual Technologies Inc.

ECLIPSE	Registered	78/618365	27-Apr-2005	First Renewal	26-Dec-2016
*Country:* United States of America	40543-406/059	3,190,106	26-Dec-2006	Aff of Use - Recurring	26-Dec-2016
*Classes:* 10
*Owner:* Chart SeQual Technologies Inc.

ECLIPSE 2	Registered	77/547672	14-Aug-2008
*Country:* United States of America	40543-417/059	3,670,706	18-Aug-2009	Aff of Use - 6 Year	18-Aug-2015
*Classes:* 10
*Owner:* Chart SeQual Technologies Inc.


Trademark	Status Case Number / Sub Case	Serial Number Reg Number	Filing Date Reg Date	Client Ref Number Next Action(s)	Due Date(s)
ECLIPSE 3	Registered	77/788054	23-Jul-2009
*Country:* United States of America	40543-411/059	3,804,693	15-Jun-2010	Aff of Use-6 Year	15-Jun-2016
*Classes:* 10
*Owner:* Chart SeQual Technologies Inc.

INTEGRA	Registered	75/705252	07-Jun-1999
*Country:* United States of America	40543-409/059	2,494,816	02-Oct-2001	Next Renewal	02-Oct 2021
*Classes:* 10
*Owner:* Chart SeQual Technologies Inc.

OPTIMIZER	Pending	85/515651	13-Jan-2012
*Country:* United States of America	40543-412A/			Foreign 3M Letter	13-Apr-2012
*Classes:* 10
*Owner:* Chart SeQual Technologies Inc.

PERSONAL AMBULATORY OXYGEN SYSTEM (PAOS)	Registered	7073059	17-Jul-2008
*Country:* European Community	40543-404/116	7,073,059	16-Mar-2009	First Renewal	17-Jul-2018
*Classes:* 10
*Owner:* Chart SeQual Technologies Inc.

PERSONAL AMBULATORY OXYGEN SYSTEM (PAOS)	Registered	77/387083	00-Xxx-0000
*Xxxxxxx:* Xxxxxx Xxxxxx xx Xxxxxxx	40543-404/059	3,723,023	08-Dec-2009	Aff of Use - 6 Year	08-Dec-2015
*Classes:* 10
*Owner:* Chart SeQual Technologies Inc.

REGALIA	Registered	78/786851	06-Jan-2006
*Country:* United States of America	40543-408/059	3,295,418	18-Sep-2007	Aff of Use - 6 Year	18-Sep-2013
*Classes:* 7
*Owner:* Chart SeQual Technologies Inc.


Trademark	Status Case Number / Sub Case	Serial Number Reg Number	Filing Date Reg Date	Client Ref Number Next Action(s)	Due Date(s)
SAROS	Registered	77/942614	23-Feb-2010
*Country:* United States of America	40543-418/059	3,918,068	08-Feb-2011	Aff of Use - 6 Year	08-Feb-2017
*Classes:* 10
*Owner:* Chart SeQual Technologies Inc.

SEQUAL	Registered	144709	01-Apr-1996
*Country:* European Community	40543-401/116	144,709	05-Jan-1999	Next Renewal	01-Apr-2016
*Classes:* 7, 10
*Owner:* Chart SeQual Technologies Inc.

SEQUAL	Registered	74/667356	28-Apr-1995
*Country:* United States of America	40543-401/059	2,036,142	04-Feb-1997	Next Renewal	04-Feb-2017
*Classes:* 7
*Owner:* Chart SeQual Technologies Inc.

CAIRE	Published	85/313705	05-May-2011	Status Check	01-Jun-2012
*Country:* United States of America	42733-411/
*Classes:* 10
*Owner Name:* Chart Inc.

CAIRE	Registered	74/416223	23-Jul-1993
*Country:* United States of America	42733-412/	1,893,782	09-May-1995	Aff of Use - Recurring	09-May-2015
*Classes:* 42				Next Renewal	09-May-2015
*Owner Name:* CAIRE Inc.

CAIRE (& DESIGN)	Registered	2008-90004	06-Nov-2008
*Country:* Japan	42733-413/032	5,245,438	03-Jul-2009	Renewal Due 6M	03-Jan-2019
*Classes:* 35				First Renewal	03-Jul-2019
*Owner Name:* CAIRE Inc.


Trademark	Status Case Number / Sub Case	Serial Number Reg Number	Filing Date Reg Date	Client Ref Number Next Action(s)	Due Date(s)

CAIRE (& DESIGN)	Registered	74/424927	16-Aug-1993
*Country:* United States of America	42733-413/	1,893,785	09-May-1995	Aff of Use - Recurring	09-May-2015
*Classes:* 42				Next Renewal	09-May-2015
*Owner Name:* CAIRE Inc.

CAIRE (& DESIGN)	Published	85/313715	05-May-2011	Status Check	01-Jun-2012
*Country:* United States of America	42733-413A/
*Classes:* 10
*Owner Name:* Chart Inc.

CARE-EASE	Registered	73/652308	30-Mar-1987
*Country:* United States of America	42733-414/	1,477,536	23-Feb-1988	Aff of Use - Recurring	23-Feb-2018
*Classes:* 10				Next Renewal	23-Feb-2018
*Owner Name:* CAIRE Inc.

CHILLZILLA	Published	85/433724	28-Sep-2011	Status Check	01-Jun-2012
*Country:* United States of America	42733-404/059
*Classes:* 6
*Owner Name:* Chart Inc.


Trademark	Status Case Number / Sub Case	Serial Number Reg Number	Filing Date Reg Date	Client Ref Number Next Action(s)	Due Date(s)

COMPANION	Registered	73/481155	21-May-1984
*Country:* United States of America	42733-406/	1,337,633	28-May-1985	Aff of Use - Recurring	28-May-2015
*Classes:* 9				Next Renewal	28-May-2015
*Owner Name:* CAIRE Inc.

COMPANION	Registered	73/648038	06-Mar-1987
*Country:* United States of America	42733-406A/	1,481,447	22-Mar-1988	Next Renewal	22-Mar-2018
*Classes:* 9				Aff of Use - Recurring	22-Mar-2018
*Owner Name:* CAIRE Inc.

CRYENCO	Allowed	85/098282	02-Aug-2010
*Country:* United States of America	42733-407/			Third EXT due in 1M	15-Ang-2012
*Classes:* 37				Statement of Use 3rd EXT	15-Sep-2012
*Owner Name:* Chart Inc.


Trademark	Status Case Number / Sub Case	Serial Number Reg Number	Filing Date Reg Date	Client Ref Number Next Action(s)	Due Date(s)

GTLS: GAS TO LIQUID SYSTEMS	Pending	1,458,979	11-Nov-2011
*Country:* Australia	42733-403/004			AU Response Due	08-Jun-2013
*Classes:* 37
*Owner Name:* Chart Industries, Inc.

GTLS: GAS TO LIQUID SYSTEMS	Pending		17-Nov-2011
*Country:* Canada	42733-403/008			Send Cert Copy of Issd Registr	17-Feb-2013
*Classes:*				Declaration of Use (ITU)	17-Nov-2014
*Owner Name:* Chart Industries, Inc.

GTLS: GAS TO LIQUID SYSTEMS	Pending	010403772	09-Nov-2011	Status Check	01- Jun-2012
*Country:* European Community	42733-403/116
*Classes:* 35, 37, 39, 40, 42
*Owner Name:* Chart Industries, Inc.


Trademark	Status Case Number / Sub Case	Serial Number Reg Number	Filing Date Reg Date	Client Ref Number Next Action(s)	Due Date(s)

GTLS: GAS TO LIQUID SYSTEMS	Published	85/402094	19-Aug-2011	Status Check	01-Jun-2012
*Country:* United States of America	42733-403/059
*Classes:* 35, 37, 40, 42
*Owner Name:* Chart Industries, Inc.

HELIOS	Registered	75/711240	20-May-1999
*Country:* United States of America	42733-410/	2,625,520	24-Sep-2002	Aff of Use - Recurring	24-Sep-2012
*Classes:* 10				First Renewal	24-Sep-2012
*Owner Name:* CAIRE Inc.

LIBERATOR	Registered	1036221	16-Nov-1999
*Country:* Canada	42733-415/008	TMA566,429	27-Aug-2002	First Renewal	27-Aug-2017
*Owner Name:* CAIRE Inc.


Trademark	Status Case Number / Sub Case	Serial Number Reg Number	Filing Date Reg Date	Client Ref Number Next Action(s)	Due Date(s)

LIBERATOR	Registered	2008-95281	26-Nov-2008
*Country:* Japan	42733-415/032	5,421,026	24-Jun-2011	Renewal Due 6M	24-Dec-2020
*Classes:* 10				First Renewal	24-Jun-2021
*Owner Name:* CAIRE Inc.

LIBERATOR		Registered 03-May-1989			73/797471
*Country:* United States of America	42733-415/	1,571,735	19-Dec-1989	Aff of Use - Recurring	19-Dec-2019
*Classes:* 11				Next Renewal	19-Dec-2019
*Owner Name:* CAIRE Inc.

LIQUID TUBE TRAILER	Pending	85/433736	28-Sep-2011	Status Check	01-Jun-2012
*Country:* United States of America	42733-405/059
*Classes:* 12
*Owner Name:* Chart Inc.

MARATHON	Registered	78/470143	19-Aug-2004
*Country:* United States of America	42733-408/	3,127,803	08-Aug-2006	Aff of Use - 6 Year	08-Aug-2012
*Classes:* 10				Aff of Use - Recurring	08-Aug-2016
*Owner Name:* CAIRE Inc.				First Renewal	08-Aug-2016

MVE VARIO	Registered	85/150595	12-Oct-2010
*Country:* United States of America	42733-416/	4,061,348	22-Nov-2011	Aff of Use - 6 Year	22-Nov-2017
*Classes:* 11				Aff of Use - Recurring	22-Nov-2021
*Owner Name:* CAIRE Inc.				First Renewal	22-Nov-2021


Trademark	Status Case Number / Sub Case	Serial Number Reg Number	Filing Date Reg Date	Client Ref Number Next Action(s)	Due Date(s)

OXICLIP	Registered	75/573324	19-Oct-1998
*Country:* United States of America	42733-409/	2,407,000	21-Nov-2000	Aff of Use - Recurring	21-Nov-2020
*Classes:* 10				Next Renewal	21-Nov-2020
*Owner Name:* CAIRE Inc.

SPIRIT		Registered 10-Nov-2008			1417705
*Country:* Canada	42733-417/008	TMA767,534	20-May-2010	First Renewal	20-May-2025
*Classes:* Waxes:
*Owner Name:* CAIRE Inc.

SPIRIT	Registered	77/629314	09-Dec-2008
*Country:* United States of America	42733-417/	3,647,129	30-Jun-2009	Aff of Use - 6 Year	30-Jun-2015
*Classes:* 10				Aff of Use - Recurring	30-Jun-2019
*Owner Name:* CAIRE Inc.				First Renewal	30-Jun-2019

STROLLER	Registered	1036220	16-Nov-1999
*Country:* Canada	42733-418/008	TMA549556	08-Aug-2001	First Renewal	08-Aug-2016
*Classes:* Wares:
*Owner Name:* CAIRE Inc.

STROLLER	Registered	24865-1993	12-Mar-1993
*Country:* Japan	42733-418/032	3,133,400	29-Mar-1996	Next Renewal	29-Mar-2016
*Classes:* 10
*Owner Name:* CAIRE Inc.

STROLLER	Registered	73/797472	03-May-1989
*Country:* United States of America	42733-418/	1,573,158	26-Dec-1989	Next Renewal	26-Dec-2019
*Classes:* 10				Aff of Use - Recurring	26-Dec-2019
*Owner Name:* CAIRE Inc.

Title

Case Sub Case

Country Name

Owner

Status

App Number

Filing Date

Pub Date

Reg Number

Reg Date

QDRIVE

CFIC-0011

United States

of America

Chart Inc.

Registered

76/260127

5/21/2001

7/2/2002

2,624,186

9/24/2002

QDRIVE

CFIC-0011

Canada

Chart Inc.

Registered

1,122,258

11/15/2001

7/9/2003

TMA603,766

0/0/0000

XXXXXX

XXXX-0000

Xxxxxx

Chart Inc.

Registered

2467926

11/19/2001

6/30/2003

2467926

0/00/0000

XXXXXX

XXXX-0000

Xxxxx

Chart Inc.

Registered

2001-103635

11/19/2001

4662380

4/11/2003

QDRIVE

XXXX-0000

Xxxxxx Xxxxxx

xx Xxxxxxx

Chart Inc.

Registered

77/586126

10/6/2008

3,704,414

11/3/2009

Our File Ref

Country

Applicant

Client

Title / Xxxx

Class(es)

Application

Date

Patent / Reg

Registration

Date

Xxxxxx

Xxxxxxx

X00000XX

Xxxxxx Xxxxxx of America

Chart Heat Exchangers Limited

PARTNERSHIP

Chart Heat Exchangers LP

CHART-FLO Figurative

LOGO

09 11

76/211,977

02/16/01

2,718,511

05/27/03

Granted

05/27/13

T03475US

United States of America

Chart Heat Exchangers Limited

PARTNERSHIP

Chart Heat Exchangers LP

CHART-KOTE Figurative

LOGO

09 11

76/211,976

02/16/01

2,701,787

04/01/03

Granted

04/01/13

T03476US

United States of America

Chart Heat Exchangers Limited

PARTNERSHIP

Chart Heat Exchangers LP

CHART-PAK Figurative

LOGO

09 11

76/211,978

02/16/01

2,718,512

05/27/03

Granted

05/27/13

T03477US

United States of America

Chart Heat Exchangers Limited

PARTNERSHIP

Chart Heat Exchangers LP

MARBOND

09 11

76/212,066

02/16/01

2,751,773

08/19/03

Granted

08/19/13

T04122CTM

European Union

Chart Heat Exchangers LP

SHIMTEC

09 11 42

2860104

09/25/02

2860104

12/17/03

Granted

09/30/12

*	NOTE: CHART ENERGY & CHEMICALS, INC. IS THE SUCCESSOR COMPANY TO CHART HEAT EXCHANGERS LIMITED PARTNERSHIP

CHG

Matter

Trademark

Country

Most
Current
Owner

Status

App.
No.

Filing
Date

Pub.
Date

Reg.
No.

Reg.
Date

Last
Rnwl

Next
Rnwl

Class

Goods

Notes

Due
Date

2245905042

COMPANION

United States of

America

CAIRE Inc.

Registered

73/481,155

21-May-1984

19-Mar-1985

1,337,633

28-May-1985

28-May-2005

28-May-2015

Oxygen supply systems, namely, a stationary oxygen supply unit and a portable oxygen supply unit

As of 2/11/10, Client inclined to abandon at next renewal; will revisit in 2014.

2245905043

COMPANION

United States of America

CAIRE Inc.

Registered

73/648,038

06-Mar-1987

29-Dec-1987

1,481,447

22-Mar-1988

22-Mar-2008

22-Mar-2018

Liquid oxygen systems comprising portable oxygen unit and parts therefor, oxygen concentrators, portable oxygen cylinders and remote alarms

As of 2/11/10, Client inclined to maintain at next renewal; will revisit in 2017.

2245905085

CRYENCO

United States of America

Chart Inc.

Pending

85/098,282

02-Aug-2010

18-Jan-2011

Repair and maintenance of cryogenic storage tanks.

2nd extension of time to file Statement of Use taken. Statement of Use due 9/15/12.

**Need client’s

SOU

instructions

2245905065

MARATHON

United States of America

CAIRE Inc.

Registered

78/470,143

19-Aug-2004

23-Aug-2005

3,127,803

08-Aug-2006

08-Aug-2016

Portable oxygen supply unit for medical use

Section 8&15 Affidavit of Use. As of 2/11/10, client inclined to maintain at next maintenance deadline; will revisit in 2012.

*Affidavit of Use due 8/8/2012. Need client’s maintenance instructions.

2245905066

OXICLIP

United States of America

CAIRE Inc.

Registered

75/573,324

19-Oct-1998

14-Sep-1999

2,407,000

21-Nov-2000

20-Oct-2010

21-Nov-2020

Medical instruments; namely, personal oxygen conserver which clips to patient’s belt, pocket, or clothing

Renewed 10/20/2010.

2245905068

HELIOS

United States of America

CAIRE Inc.

Registered

75/711,240

20-May-1999

28-Dec-1999

2,625,520

24-Sep-2002

24-Sep-2012

Oxygen supply systems for medical use, namely, stationary oxygen supply units and portable oxygen supply units

As of 2/11/10, Client Inclined to maintain at next renewal; will revisit in 2012.

*Need client’s

renewal

instructions

2245905086

VBS & DESIGN

United States of America

Chart Inc.

Abandoned

76/484,601

17-Jan-2003

2,894,338

19-Oct-2004

16-Mar-2004

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Cryogenic transfer systems for medical use comprised of adapters, oxygen monitors, valves, regulators, separators, pressure gauges, coupling devices, safety relief valves, solenoid valves, vacuum pumps, check valves, ball valves, vaporizers for keeping medical analytical tools cool and for freezing medical biological samples

Registration abandoned per client’s 4/8/11 instructions

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Schedule IV

Limited Liability Company Interests

GTC of Clarksville, LLC

Schedule V

Commercial Tort Claims

None.

Schedule VI

Partnership Interests

None.

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Table of Contents

AMENDED AND RESTATED GUARANTEE AND COLLATERAL AGREEMENT dated and effective as of April 25, 2012 among CHART INDUSTRIES, INC., as Company, Guarantor and Pledgor, each Subsidiary Loan Party identified herein, and JPMORGAN CHASE BANK, N.A. as...

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