1
EXHIBIT 4.13
----------------------------------------------------------------
RALPHS GROCERY COMPANY
and certain Guarantors
TO
UNITED STATES TRUST COMPANY OF NEW YORK
Trustee
----------
THIRD SUPPLEMENTAL INDENTURE
Dated as of July 30, 1999
TO
INDENTURE
Dated as of June 1, 1995
----------
$524,055,000 11% Senior Subordinated Notes due 2005
----------------------------------------------------------------
2
TABLE OF CONTENTS
-----------------
ARTICLE ONE
-----------
DEFINITIONS
Section 101. Definitions......................................................2
-----------
ARTICLE TWO
-----------
GUARANTEE
Section 201. Additional Guarantee.............................................3
--------------------
Section 202. Waiver of Demand.................................................4
----------------
Section 203. Additional Guarantee of Payment..................................4
-------------------------------
Section 204. No Discharge or Diminishment of Additional Guarantee.............4
----------------------------------------------------
Section 205. Defenses of Company Waived.......................................5
--------------------------
Section 206. Continued Effectiveness..........................................5
-----------------------
Section 207. Subrogation......................................................5
-----------
Section 208. Information......................................................6
-----------
Section 209. Subordination....................................................6
-------------
Section 210. Termination......................................................6
-----------
Section 211. Additional Guarantees of Other Indebtedness......................7
-------------------------------------------
Section 212. Additional Guarantors............................................7
---------------------
Section 213. Limitation of Additional Guarantor's Liability...................7
----------------------------------------------
Section 214. Contribution from Other Guarantors...............................8
----------------------------------
Section 215. No Obligation to Take Action Against the Company.................8
------------------------------------------------
Section 216. Dealing with the Company and Others..............................8
-----------------------------------
Section 217. Subordination of Guarantee.......................................9
--------------------------
-i-
3
Page
----
ARTICLE THREE
-------------
SUBORDINATION OF ADDITIONAL GUARANTEE OBLIGATIONS
Section 301. Additional Guarantee Obligations Subordinated to Senior
-------------------------------------------------------
Indebtedness of Additional Guarantors.............................9
-------------------------------------
ARTICLE FOUR
------------
MISCELLANEOUS
Section 401. Miscellaneous.....................................................9
-ii-
4
THIRD SUPPLEMENTAL INDENTURE, dated as of July 30, 1999 (this
"Third Supplemental Indenture"), among Ralphs Grocery Company, a Delaware
corporation having its principal office at 0000 Xxxx Xxxxxxx Xxxxxxxxx, Xxxxxxx,
Xxxxxxxxxx 00000 (herein called the "Company"), each of the subsidiary
guarantors signatory hereto as set forth on Schedule I (collectively, the
"Subsidiary Guarantors"), each of the additional guarantors signatory hereto as
set forth on the signature pages and Schedule II (collectively, the "Additional
Guarantors" and collectively with the Subsidiary Guarantors, the "Guarantors"),
and United States Trust Company of New York, a New York corporation, as Trustee
(herein called the "Trustee").
RECITALS OF THE COMPANY
The Company has heretofore executed and delivered to the
Trustee an Indenture dated as of June 1, 1995 (as amended and supplemented, the
"Indenture") providing for the issuance of the $524,055,000 11% Senior
Subordinated Notes Due 2005 (the "Securities").
The Indenture has been supplemented by the First Supplemental
Indenture, dated as of June 14, 1995 (the "First Supplemental Indenture") and
the Second Supplemental Indenture dated as of February 26, 1998 (the "Second
Supplemental Indenture").
Each of the Additional Guarantors has duly authorized the
issuance of a guarantee of the Securities, as set forth herein, and to provide
therefor, each of the Additional Guarantors has duly authorized the execution
and delivery of this Third Supplemental Indenture.
Section 10.01(4) of the Indenture provides that, without the
notice to and consent of any Holders, the Company and the Subsidiary Guarantors,
when authorized by a Board Resolution, and the Trustee together, may amend or
supplement the Indenture to make any other change that does not adversely affect
the rights of any Securityholder in any material respect.
The Company and the Guarantors, pursuant to the foregoing
authority, propose in and by this Third Supplemental Indenture to amend and
supplement the Indenture in certain respects with respect to the Securities.
All things necessary to make this Third Supplemental Indenture
a valid agreement of the Company, each of the Subsidiary Guarantors and each of
the Additional Guarantors, and a valid amendment of, and supplement to the
Indenture, have been done.
-1-
5
NOW, THEREFORE, THIS THIRD SUPPLEMENTAL INDENTURE WITNESSETH:
For and in consideration of the premises, the Company and each
of the Guarantors hereby covenants and agrees with the Trustee and its successor
or successors in said trust under the Indenture, as follows:
ARTICLE ONE
-----------
DEFINITIONS
Section 101. Definitions.
------------ ------------
For all purposes of this Third Supplemental Indenture:
(1) Capitalized terms used herein without definition shall have the
meanings specified in the Indenture;
(2) All references herein to Articles and Sections, unless otherwise
specified, refer to the corresponding Articles and Sections of this Third
Supplemental Indenture and, where so specified, to the Articles and Sections of
the Indenture as supplemented by this Third Supplemental Indenture; and
(3) The terms "hereof", "herein", "hereby", "hereto", "hereunder" and
"herewith" refer to this Third Supplemental Indenture.
(4) "Additional Guarantee" has the meaning specified in Section 201.
(5) "Additional Guaranteed Obligations" has the meaning specified in
Section 201.
(6) "Credit Facility" means any credit agreement, loan agreement, or
credit facility, whether syndicated or not, involving the extension of credit by
banks or other credit institutions, entered into by The Kroger Co. or Xxxx
Xxxxx, Inc. and outstanding on the date of this Third Supplemental Indenture,
and any refinancing or other restructuring of any such agreement or facility.
(7) "Holder" means any Holder of any Security pursuant to, and in
accordance with the terms of, the Indenture.
(8) "Senior Indebtedness" means, with respect to any Additional
Guarantor, the principal of (and premium if any) and interest on, and all other
amounts payable in respect of, (a) any all Indebtedness of such Additional
Guarantor, whether outstanding on the date of the Indenture or thereafter
Incurred, (b) any obligations of such Additional Guarantor under interest rate
swaps, caps. collars and similar arrangements,
-2-
6
(c) obligations of such Additional Guarantor under foreign currency xxxxxx
entered into in respect of any such Indebtedness or obligation and (d) any
amendments, renewals, extensions, modifications, and refundings of any such
Indebtedness or obligation, except (i) any Indebtedness or obligation owed to a
Subsidiary, (ii) any Indebtedness or obligation which by the terms of the
instrument creating or evidencing the same is not superior in right of payment
to such Additional Guarantor's Additional Guarantee, (iii) any Indebtedness or
obligation which is subordinated or junior in any respect to any other
Indebtedness or obligation of such Additional Guarantor, and (iv) any
indebtedness or obligation constituting a trade account payable of such
Additional Guarantor. Any obligation under any Senior Indebtedness shall
continue to constitute Senior Indebtedness despite a determination that the
Incurrence of such obligation by an Additional Guarantor was a preference under
Section 547(b) of Title 11 of the United States Code (or any successor thereto)
or was a fraudulent conveyance or transfer under Federal or State Law.
ARTICLE TWO
-----------
GUARANTEE
Section 201. Additional Guarantee.
--------------------
Each Additional Guarantor hereby jointly and severally fully
and unconditionally guarantees (each an "Additional Guarantee") to each Holder
of a Security authenticated and delivered by the Trustee and to the Trustee and
its successors and assigns, irrespective of the validity and enforceability of
the Indenture or the Securities or the obligations of the Company or any other
Additional Guarantor to the Holders or the Trustee hereunder or thereunder, that
(a) the principal of, premium, if any, and interest on the Securities will be
duly and punctually paid in full when due, whether at maturity, upon redemption,
by acceleration or otherwise, and interest on the overdue principal and (to the
extent permitted by law) interest, if any, on the Securities and all other
obligations of the Company or the Additional Guarantor to the Holders of or the
Trustee under the Indenture or the Securities hereunder (including fees,
expenses or others) (collectively, the "Guaranteed Obligations") will be
promptly paid in full or performed, all in accordance with the terms of the
Indenture and the Securities; and (b) in case of any extension of time of
payment or renewal of any Guaranteed Obligations, the same will be promptly paid
in full when due or performed in accordance with the terms of the extension or
renewal, whether at Stated Maturity, by acceleration or otherwise. If the
Company shall fail to pay when due, or to perform, any Guaranteed Obligations,
for whatever reason, each Additional Guarantor shall be obligated to pay, or to
perform or cause the performance of, the same immediately. An Event of Default
under the Indenture or the Securities shall constitute an event of default under
this Additional Guarantee, and shall entitle the Holders of Securities to
accelerate the Guaranteed Obligations of the Additional Guarantor hereunder in
the same manner and to the same extent as the Guaranteed Obligations of the
Company.
-3-
7
Each Additional Guarantor hereby agrees that its obligations
hereunder shall be unconditional, irrespective of the validity, regularity or
enforceability of the Securities or the Indenture, the absence of any action to
enforce the same, any waiver or consent by any Holder of the Securities with
respect to any provisions of the Indenture or the Securities, any release of any
other Guarantor, the recovery of any judgment against the Company, any action to
enforce the same, whether or not an Additional Guarantee is affixed to any
particular Security, or any other circumstance which might otherwise constitute
a legal or equitable discharge or defense of Guarantor.
Each Additional Guarantor further agrees that, as between it,
on the one hand, and the Holders of Securities and the Trustee, on the other
hand, (a) the maturity of the Guaranteed Obligations may be accelerated as
provided in Article Seven of the Indenture for the purposes of its Additional
Guarantee, notwithstanding any stay, injunction or other prohibition preventing
such acceleration in respect of the Guaranteed Obligations, and (b) in the event
of any acceleration of such Guaranteed Obligations as provided in Article Seven
of the Indenture, such Guaranteed Obligations (whether or not due and payable)
shall forthwith become due and payable by such Additional Guarantor for the
purposes of its Additional Guarantee.
Section 202. Waiver of Demand.
----------------
To the fullest extent permitted by applicable law, each of the
Additional Guarantors waives presentment to, demand of payment from and protest
of any of the Guaranteed Obligations, and also waives notice of acceptance of
its Additional Guarantee and notice of protest for nonpayment.
Section 203. Additional Guarantee of Payment.
-------------------------------
Each of the Additional Guarantors further agrees that its
Additional Guarantee constitutes an Additional Guarantee of payment when due and
not of collection, and waives any right to require that any resort be had by the
Trustee or any Holder of the Securities to the security, if any, held for
payment of the Guaranteed Obligations.
Section 204. No Discharge or Diminishment of Additional Guarantee.
----------------------------------------------------
Subject to Section 210 of this Third Supplemental Indenture,
the obligations of each of the Additional Guarantors hereunder shall not be
subject to any reduction, limitation, impairment or termination for any reason
(other than the indefeasible payment in full in cash of the Guaranteed
Obligations), including any claim of waiver, release, surrender, alteration or
compromise of any of the Guaranteed Obligations, and shall not be subject to any
defense or setoff, counterclaim, recoupment or termination whatsoever by reason
of the invalidity, illegality or unenforceability of the Guaranteed Obligations
or otherwise. Without limiting the generality of the foregoing, the obligations
of each of the
-4-
8
Additional Guarantors hereunder shall not be discharged or impaired or otherwise
affected by the failure of the Trustee or any Holder of the Securities to assert
any claim or demand or to enforce any remedy under the Indenture or the
Securities, any other Additional Guarantee or any other agreement, by any waiver
or modification of any provision of any thereof, by any default, failure or
delay, willful or otherwise, in the performance of the Guaranteed Obligations,
or by any other act or omission that may or might in any manner or to any extent
vary the risk of any Additional Guarantor or that would otherwise operate as a
discharge of any Additional Guarantor as a matter of law or equity (other than
the indefeasible payment in full in cash of all the Guaranteed Obligations).
Section 205. Defenses of Company Waived.
--------------------------
To the extent permitted by applicable law, each of the
Additional Guarantors waives any defense based on or arising out of any defense
of the Company or any other Guarantor or the unenforceability of the Guaranteed
Obligations or any part thereof from any cause, or the cessation from any cause
of the liability of the Company, other than final and indefeasible payment in
full in cash of the Guaranteed Obligations. Each of the Additional Guarantors
waives any defense arising out of any such election even though such election
operates to impair or to extinguish any right of reimbursement or subrogation or
other right or remedy of each of the Additional Guarantors against the Company
or any security.
Section 206. Continued Effectiveness.
-----------------------
Subject to Section 210 of this Third Supplemental Indenture,
each of the Additional Guarantors further agrees that its Additional Guarantee
hereunder shall continue to be effective or be reinstated, as the case may be,
if at any time payment, or any part thereof, of principal of or interest on any
Guaranteed Obligation is rescinded or must otherwise be restored by the Trustee
or any Holder of the Securities upon the bankruptcy or reorganization of the
Company.
Section 207. Subrogation.
-----------
In furtherance of the foregoing and not in limitation of any
other right of each of the Additional Guarantors by virtue hereof, upon the
failure of the Company to pay any Guaranteed Obligation when and as the same
shall become due, whether at maturity, by acceleration, after notice of
prepayment or otherwise, each of the Additional Guarantors hereby promises to
and will, upon receipt of written demand by the Trustee or any Holder of the
Securities, forthwith pay, or cause to be paid, to the Holders in cash the
amount of such unpaid Guaranteed Obligations, and thereupon the Holders shall,
assign (except to the extent that such assignment would render an Additional
Guarantor a "creditor" of the Company within the meaning of Section 547 of Title
11 of the United States Code as now in effect or hereafter amended or any
comparable provision of any
-5-
9
successor statute) the amount of the Guaranteed Obligations owed to it and paid
by such Additional Guarantor pursuant to this Additional Guarantee to such
Additional Guarantor, such assignment to be PRO RATA to the extent the
Guaranteed Obligations in question were discharged by such Additional Guarantor,
or make such other disposition thereof as such Additional Guarantor shall direct
(all without recourse to the Holders, and without any representation or warranty
by the Holders). If (a) an Additional Guarantor shall make payment to the
Holders of all or any part of the Guaranteed Obligations and (b) all the
Guaranteed Obligations and all other amounts payable under this Third
Supplemental Indenture shall be indefeasibly paid in full, the Trustee will, at
such Guarantor's request, execute and deliver to such Additional Guarantor
appropriate documents, without recourse and without representation or warranty,
necessary to evidence the transfer by subrogation to such Additional Guarantor
of an interest in the Guaranteed Obligations resulting from such payment by such
Additional Guarantor.
Section 208. Information.
-----------
Each of the Additional Guarantors assumes all responsibility
for being and keeping itself informed of the Company's financial condition and
assets, and of all other circumstances bearing upon the risk of nonpayment of
the Guaranteed Obligations and the nature, scope and extent of the risks that
each of the Additional Guarantors assumes and incurs hereunder, and agrees that
the Trustee and the Holders of the Securities will have no duty to advise the
Additional Guarantors of information known to it or any of them regarding such
circumstances or risks.
Section 209. Subordination.
-------------
Upon payment by any Additional Guarantor of any sums to the
Holders, as provided above, all rights of such Additional Guarantor against the
Company, arising as a result thereof by way of right of subrogation or
otherwise, shall in all respects be subordinated and junior in right of payment
to the prior indefeasible payment in full in cash of all the Guaranteed
Obligations to the Trustee; PROVIDED, HOWEVER, that any right of subrogation
that such Additional Guarantor may have pursuant to this Third Supplemental
Indenture is subject to Section 207 hereof.
Section 210. Termination.
-----------
An Additional Guarantor shall, upon the occurrence of either
of the following events, be automatically and unconditionally released and
discharged from all obligations under this Third Supplemental Indenture and its
Additional Guarantee without any action required on the part of the Trustee or
any Holder if such release and discharge will not result in any downgrade in the
rating given to the Securities by Xxxxx'x Investors Services and Standard &
Poor's Rating Services:
-6-
10
(a) upon any sale, exchange, transfer or other disposition (by
merger or otherwise) of all of the Capital Stock of an Additional Guarantor or
all, or substantially all, of the assets of such Additional Guarantor, which
sale or other disposition is otherwise in compliance with the terms of the
Indenture; provided, however, that such Additional Guarantor shall not be
released and discharged from its obligations under this Third Supplemental
Indenture and its Additional Guarantee if, upon consummation of such sale,
exchange, transfer or other disposition (by merger or otherwise), such
Additional Guarantor remains or becomes a guarantor under any Credit Facility;
or
(b) at the request of the Company, at any time that
none of the Credit Facilities are guaranteed by any Subsidiary of the
Company,
The Trustee shall deliver an appropriate instrument evidencing such release upon
receipt of a request of the Company accompanied by an Officers' Certificate
certifying as to the compliance with this Section. Any Additional Guarantor not
so released will remain liable for the full amount of the principal of, premium,
if any, and interest on the Securities provided in this Third Supplemental
Indenture and its Guarantee.
Section 211. Additional Guarantees of Other Indebtedness.
-------------------------------------------
As long as the Securities are guaranteed by the Additional
Guarantors, the Company will cause each of its Subsidiaries that becomes a
guarantor in respect of (i) any Indebtedness of the Company which is outstanding
on the date hereof and (ii) any Indebtedness incurred by the Company after the
date hereof (other than in respect of asset-backed securities), to include in
any guarantee given by any such guarantor provisions similar to those set forth
in Section 210 hereof.
Section 212. Additional Guarantors.
---------------------
The Company will cause each of its Subsidiaries that becomes a
guarantor in respect of any Indebtedness of the Company following the date
hereof to execute and deliver a supplemental indenture pursuant to which it will
become an Additional Guarantor under this Third Supplemental Indenture, if it
has not already done so or unless the Guarantor is prohibited from doing so by
applicable law or a provision of a contract to which it is a party or by which
it is bound.
Section 213. Limitation of Additional Guarantor's Liability.
----------------------------------------------
Each Additional Guarantor, other than The Kroger Co., and by
its acceptance hereof each Holder, hereby confirms that it is the intention of
all such parties that the Additional Guarantee by such Additional Guarantor not
constitute a fraudulent transfer or conveyance for purposes of Title 11 of the
United States Code, the Uniform Fraudulent Conveyance Act, the Uniform
Fraudulent Transfer Act or any similar Federal
-7-
11
of state law. To effectuate the foregoing intention, the Holders and such
Additional Guarantor hereby irrevocably agree that the obligations of such
Additional Guarantor under this Third Supplemental Indenture and its Additional
Guarantee shall be limited to the maximum amount which, after giving effect to
all other contingent and fixed liabilities of such Additional Guarantor, and
after giving effect to any collections from or payments made by or on behalf of,
any other Additional Guarantor in respect of the obligations of such Additional
Guarantor under its Additional Guarantee or pursuant to its contribution
obligations under this Third Supplemental Indenture, will result in the
obligations of such Additional Guarantor under its Additional Guarantee not
constituting such fraudulent transfer or conveyance.
Section 214. Contribution from Other Additional Guarantors.
---------------------------------------------
Each Additional Guarantor that makes a payment or distribution
under its Additional Guarantee shall be entitled to a contribution from each
other Additional Guarantor in a pro rata amount based on the net assets of each
Additional Guarantor, determined in accordance with generally accepted
accounting principles in effect in the United States of America as of the date
hereof.
Section 215. No Obligation to Take Action Against the Company.
------------------------------------------------
Neither the Trustee, any Holder nor any other Person shall
have any obligation to enforce or exhaust any rights or remedies or take any
other steps under any security for the Guaranteed Obligations or against the
Company or any other Person or any property of the Company or any other Person
before the Trustee, such Holder or such other Person is entitled to demand
payment and performance by any or all Guarantors of their liabilities and
obligations under their Additional Guarantee.
Section 216. Dealing with the Company and Others.
-----------------------------------
The Holders, without releasing, discharging, limiting or
otherwise affecting in whole or in part the obligations and liabilities of any
Additional Guarantor hereunder and without the consent of or notice to any
Additional Guarantor, may:
(a) grant time, renewals, extensions, compromises,
concessions, waivers, releases, discharges and other indulgences to the Company
or any other Person;
(b) take or abstain from taking security or collateral from
the Company or from perfecting security or collateral from the Company;
(c) release, discharge, compromise, realize, enforce or
otherwise deal with or do any act or thing in respect of (with or without
consideration) any and all collateral,
-8-
12
mortgages or other security given by the Company or any third party with respect
to the Guaranteed Obligations;
(d) accept compromises or arrangements from the Company;
(e) apply all monies at any time received from the Company or
from any security to such part of the Guaranteed Obligations as the Holders may
see fit or change any such application in whole or in part from time to time as
the Holders may see fit; and
(f) otherwise deal with, or waive or modify their right to
deal with, the Company and all other Persons and any security as the Holders or
the Trustee may see fit.
Section 217. Subordination of Guarantee.
--------------------------
The obligations of each Guarantor to the Holders of the
Securities and to the Trustee pursuant to the Guarantee and this Indenture are
expressly subordinate and subject in right of payment to the prior payment in
full in cash of all Senior Indebtedness of such Guarantor, to the extent and in
the manner provided in Article Three.
ARTICLE THREE
-------------
SUBORDINATION OF ADDITIONAL GUARANTEE OBLIGATIONS
Section 301. Additional Guarantee Obligations Subordinated to Senior
-------------------------------------------------------
Indebtedness of Additional Guarantors.
-------------------------------------
Article Twelve of the Indenture is hereby incorporated by
reference herein in its entirety herein, except that each reference to
"Subsidiary Guarantor" shall become a reference to "Additional Guarantor," each
reference to "Guarantee Obligations" shall become a reference to "Additional
Guarantee Obligations" and each reference to "Guarantor Senior Indebtedness"
shall become a reference to "Additional Guarantor Senior Indebtedness."
ARTICLE FOUR
------------
MISCELLANEOUS
Section 401. Miscellaneous.
-------------
(a) The Trustee accepts the trusts created by the Indenture,
as supplemented by this Third Supplemental Indenture, and agrees to perform the
same upon the terms and conditions of the Indenture, as supplemented by this
Third Supplemental Indenture.
-9-
13
(b) The recitals contained herein shall be taken as statements
of the Company, and the Trustee assumes no responsibility for their correctness.
The Trustee makes no representations as to the validity or sufficiency of this
Third Supplemental Indenture.
(c) Each of the Company, the Subsidiary Guarantors and the
Trustee makes and reaffirms as of the date of execution of this Third
Supplemental Indenture all of its respective representations, covenants and
agreements set forth in the Indenture.
(d) All covenants and agreements in this Third Supplemental
Indenture by the Company, the Guarantors and the Trustee shall bind its
respective successors and assigns, whether so expressed or not.
(e) In case any provisions in this Third Supplemental
Indenture shall be invalid, illegal or unenforceable, the validity, legality and
enforceability of the remaining provisions shall not in any way be affected or
impaired thereby.
(f) Nothing in this Third Supplemental Indenture, express or
implied, shall give to any Person, other than the parties hereto and their
successors under the Indenture and the Holders of the series of Securities
created hereby, any benefit or any legal or equitable right, remedy or claim
under the Indenture.
(g) If any provision hereof limits, qualifies or conflicts
with a provision of the Trust Indenture Act of 1939, as may be amended from time
to time, that is required under such Act to be a part of and govern this Third
Supplemental Indenture, the latter provision shall control. If any provision
hereof modifies or excludes any provision of such Act that may be so modified or
excluded, the latter provision shall be deemed to apply to this Third
Supplemental Indenture as so modified or excluded, as the case may be.
(h) This Third Supplemental Indenture shall be governed by and
construed in accordance with the laws of the State of New York.
(i) All amendments to the Indenture made hereby shall affect
any and all series of Securities created under the Indenture.
(j) All provisions of this Third Supplemental Indenture shall
be deemed to be incorporated in, and made a part of, the Indenture; and the
Indenture, as supplemented by this Third Supplemental Indenture, shall be read,
taken and construed as one and the same instrument.
This instrument may be executed in any number of counterparts,
each of which so executed shall be deemed to be an original, but all such
counterparts shall together constitute but one and the same instrument.
-10-
14
IN WITNESS WHEREOF, the parties hereto have caused this
Indenture to be duly executed, and their respective corporate seals to be
hereunto affixed and attested, all as of the day and year first above written.
Attest: RALPHS GROCERY COMPANY
(Xxxxx X. Xxxx) By: (Xxxx X. Xxxxxxx)
-------------------------------- -------------------------------
Xxxxx X. Xxxx, Assistant Secretary Name: Xxxx X. Xxxxxxx
Title: Vice President
Attest: Each of the Subsidiary Guarantors Listed on
Schedule I hereto, as Subsidiary Guarantor of
the Securities
(Xxxxx X. Xxxx) By*: (Xxxx X. Xxxxxxx)
-------------------------------- -------------------------------
Xxxxx X. Xxxx, Assistant Secretary Name: Xxxx X. Xxxxxxx
Title: Vice President
* Signing as duly authorized officer for each such Subsidiary Guarantor.
Attest: THE KROGER CO., as Additional Guarantor
of the Securities
(Xxxxx X. Xxxx) By: (Xxxx X. Xxxxxxx)
-------------------------------- -------------------------------
Xxxxx X. Xxxx, Assistant Secretary Name: Xxxx X. Xxxxxxx
Title: Vice President
Attest**: Each of the Additional Guarantors Listed on
Schedule II hereto, as Additional Guarantor of
the Securities
(Xxxxx X. Xxxx) By:** (Xxxx X. Xxxxxxx)
-------------------------------- -------------------------------
Xxxxx X. Xxxx, Assistant Secretary Name: Xxxx X. Xxxxxxx
Title: Vice President
_____________________
** Signing as duly authorized officer for each such Additional Guarantor.
-11-
15
Attest: HENPIL, INC., as Additional Guarantor of the
Securities
WYDIV, INC., as Additional Guarantor of the
Securities
By: (Xxxxxx XxXxxxxx)
----------------------------------- -------------------------------
Name: Xxxxxx XxXxxxxx
Title: Vice President
Attest: RICHIE'S, INC., as Additional Guarantor of
the Securities
By: (Xxxxx X. Xxxxxx)
----------------------------------- -------------------------------
Name: Xxxxx X. Xxxxxx
Title: Vice President
Attest: VINE COURT ASSURANCE
INCORPORATED, as Additional Guarantor of
the Securities
(Xxxx Xxx Xxxxx) By: (Xxxxx X. Xxxx)
----------------------------------- -------------------------------
Xxxx Xxx Xxxxx, Assistant Treasurer Name: Xxxxx X. Xxxx
Title: Vice President
Attest: KROGER DEDICATED LOGISTICS CO., as
Guarantor of the Securities
(Xxxxx X. Xxxx) By: (Xxxx X. Xxxxxxx)
--------------------------------- -------------------------------
Xxxxx X. Xxxx, Secretary Name: Xxxx X. Xxxxxxx
Title: Vice President
-12-
16
Attest: UNITED STATES TRUST COMPANY OF
NEW YORK, as Trustee
_____________________________
By: _______________________
Name:
Title:
-13-
17
STATE OF OHIO )
) SS:
COUNTY OF XXXXXXXX )
On the 30th day of July, 1999, before me personally
came Xxxx X. Xxxxxxx, to me known, who, being by me duly sworn, did depose and
say that he is Vice President of Ralphs Grocery Company and Vice President of
each of the Guarantors Listed on Schedule I hereto, and Vice President of
each of the Additional Guarantors listed on Schedule II hereto, and Senior Vice
President of The Kroger Co., and President of Kroger Dedicated Logistics Co.,
corporations described in and which executed the foregoing instrument; that he
knows the seals of said corporations; that the seals affixed to said instrument
are such corporate seals; that they were so affixed by authority of the Boards
of Directors of said corporations, and that he signed his name thereto by like
authority.
(Xxxxxx X. Xxxxx)
--------------------------------------
Notary Public
Xxxxxx X. Xxxxx [Notarial Seal]
Notary Public, State of Ohio
My Commission Expires June 20, 0000
XXXXX XX XXXXX )
) SS:
COUNTY OF XXXXXX )
On the 5th day of August, 1999, before me personally came
Xxxxxx XxXxxxxx, to me known, who, being by me duly sworn, did depose and say
that he is Vice President of Henpil, Inc. and Wydiv, Inc., corporations
described in and which executed the foregoing instrument; that he knows the
seals of said corporations; that the seals affixed to said instrument are such
corporate seals; that they were so affixed by authority of the Boards of
Directors of said corporations, and that he signed his name thereto by like
authority.
(Xxxxxxx Xxxxxxx)
--------------------------------------
Notary Public
Xxxxxxx Xxxxxxx [Notarial Seal]
Notary Public, State of Texas
My Commission Expires October 19, 0000
00
XXXXX XX XXXXX )
) SS:
COUNTY OF EL PASO )
On the 30th day of July, 1999, before me personally came
Xxxxx X. Xxxxxx, to me known, who, being by me duly sworn, did depose and say
that he is Vice President of Richie's, Inc., one of the corporations described
in and which executed the foregoing instrument; that he knows the seal of said
corporation; that the seal affixed to said instrument is such corporate seal;
that it was so affixed by authority of the Board of Directors of said
corporation, and that he signed his name thereto by like authority.
(Xxxxxxxx Xxxxxx)
------------------------------
Notary Public
Xxxxxxxx Xxxxxx [Notarial Seal]
Notary Public, State of Texas
My Commission Expires 10/23/99
STATE OF OHIO )
) SS:
COUNTY OF XXXXXXXX )
On the 30th day of July, 1999, before me personally came
Xxxxx X. Xxxx, to me known, who, being by me duly sworn, did depose and say
that he is Vice President of Vine Court Assurance Incorporated, one of the
corporations described in and which executed the foregoing instrument; that he
knows the seal of said corporation; that the seal affixed to said instrument is
such corporate seal; that it was so affixed by authority of the Board of
Directors of said corporation, and that he signed his name thereto by like
authority.
(Xxxxxx X. Xxxxx)
------------------------------
Notary Public
Xxxxxx X. Xxxxx [Notarial Seal]
Notary Public, State of Ohio
My Commission Expires June 20, 2003
19
SCHEDULE I
Subsidiary Guarantors
---------------------
Name of Subsidiary Guarantor State of Organization
---------------------------- ---------------------
Alpha Beta Company California
Bay Area Warehouse Stores, Inc. California
Xxxx Markets, Inc. California
Cala Co. Delaware
Cala Foods, Inc. California
Xxxxxxxx Stores, Inc. California
Food 4 Less GM, Inc. California
Food 4 Less Merchandising, Inc. California
Food 4 Less of California, Inc. California
Food 4 Less of Southern California, Inc. Delaware
20
SCHEDULE II
Additional Guarantors
---------------------
Name of Additional Guarantor State of
---------------------------- --------
Organization
------------
Xxxxxx Companies, Inc. Kansas
Drug Distributors, Inc. Indiana
Inter-American Foods, Inc. Ohio
J.V. Distributing, Inc. Michigan
KRGP Inc. Ohio
KRLP Inc. Ohio
The Kroger Co. of Michigan Michigan
Kroger Limited Partnership I Ohio (limited
By: KRGP Inc., the General Partner partnership)
Kroger Limited Partnership II Ohio (limited
By: KRGP Inc., the General Partner partnership)
Peyton's-Southeastern, Inc. Tennessee
Rocket Newco, Inc. Texas
Topvalco, Inc. Ohio
City Market, Inc. Colorado
Xxxxxx Real Estate Co., Inc. Kansas
Fry's Leasing Company, Inc. Arizona
Xxxxxxx Ice Cream Co., Inc. Kansas
Junior Food Stores of West Florida, Inc. Florida
Kwik Shop, Inc. Kansas
Mini Mart, Inc. Wyoming
Quik Stop Markets, Inc. California
THGP Co., Inc. Pennsylvania
THLP Co., Inc. Pennsylvania
Turkey Hill, L.P. Pennsylvania
(limited partnership)
Xxxxx Aircraft, Inc. Kansas
Xxxx Xxxxx, Inc. Delaware
Xxxx Xxxxx Stores, Inc. Delaware
CB&S Advertising Agency, Inc. Oregon
Distribution Trucking Company Oregon
FM, Inc. Utah
21
Name of Additional Guarantor State of
---------------------------- --------
Organization
------------
FM Holding Corporation Delaware
Grand Central, Inc. Utah
FM Retail Services, Inc. Xxxxxxxxxx
Xxxx Xxxxx of Alaska, Inc. Alaska
Xxxx Xxxxx of California, Inc. California
Xxxx Xxxxx Jewelers, Inc. Delaware
Merksamer Jewelers, Inc. California
Roundup Co. Xxxxxxxxxx
XX Properties, Inc. Washington
Xxxxx'x Food & Drug Centers, Inc. Delaware
Compare, Inc. Delaware
Saint Xxxxxxxx Holding Company Delaware
Xxxxx'x Beverage of Wyoming, Inc. Wyoming
Smitty's Supermarkets, Inc. Delaware
Smitty's Equipment Leasing, Inc. Delaware
Smitty's Super Valu, Inc. Delaware
Treasure Valley Land Company, L.C. Idaho
Western Property Investment Group, Inc. California
Quality Food Centers, Inc. Washington
Xxxxxx Markets, Inc. California
Xxxxxx Realty, Inc. California
KU Acquisition Corporation Washington
Second Story, Inc. Washington
Quality Food, Inc. Delaware
Quality Food Holdings, Inc. Delaware
QFC Sub, Inc. Washington
Food 4 Less Holdings, Inc. Delaware
