FOURTH AMENDMENT TO THE SECURITIES LENDING AUTHORIZATION AGREEMENT BETWEEN THE GLENMEDE FUND, INC., ON BEHALF OF ITS SERIES AS LISTED ON SCHEDULE B, AND STATE STREET BANK AND TRUST COMPANY
Exhibit (h)(21)
FOURTH AMENDMENT
TO THE SECURITIES LENDING AUTHORIZATION AGREEMENT BETWEEN THE GLENMEDE FUND, INC., ON BEHALF OF ITS SERIES AS LISTED ON SCHEDULE B,
AND
STATE STREET BANK AND TRUST COMPANY
This Fourth Amendment (this “Amendment”) dated September 28, 2012 is between THE GLENMEDE FUND, INC., a registered management investment company organized and existing under the laws of Maryland (the “Company”), on behalf of its series listed on Schedule B, severally and not jointly (the Company acting on behalf of each such series, a “Fund’ and collectively, the “Funds”), and STATE STREET BANK AND TRUST COMPANY (“State Street”), acting either directly or through its subsidiaries or affiliates.
Reference is made to a Securities Lending Authorization Agreement dated September 1, 2007, between the Company on behalf of the Funds (hereinafter defined) and State Street, as amended by a First Amendment dated as of October 15, 2009, a Second Amendment dated as of June 30, 2010, and a Third Amendment dated as of December 30, 2010, as in effect on the date hereof prior to giving effect to this Amendment (the “Agreement”).
The Agreement shall be deemed for all purposes to constitute a separate and discrete agreement between State Street and each of the series of shares of the Company as listed on Schedule B to the Agreement as it may be amended by the parties, and no series of shares of the Company shall be responsible or liable for any of the obligations of any other series of the Company under the Agreement or otherwise, notwithstanding anything to the contrary contained in the Agreement.
WHEREAS, the Funds and State Street desire to amend the Agreement as set forth below.
NOW THEREFORE, for value received, and for other good and valuable consideration, the receipt and sufficiency of which are hereby acknowledged, the parties mutually agree to amend the Agreement in the following respect:
1. Definitions. All terms used herein and not otherwise defined shall have the meanings set forth in the Agreement.
2. Amendments.
(i) Schedule B to the Agreement is hereby deleted in its entirety and replaced by the revised Schedule B attached to this Amendment.
(ii) Schedule D to the Agreement is hereby deleted in its entirety and replaced by the revised Schedule D attached to this Amendment.
3. Miscellaneous. Except to the extent specifically amended by this Amendment, the provisions of the Agreement shall remain unmodified and in full force and effect. This Amendment shall be construed in accordance with the laws of the Commonwealth of Massachusetts.
4. Effective Date. This Second Amendment is effective as of the date first written above.
IN WITNESS WHEREOF, the parties hereto execute the above Amendment by affixing their signatures below.
| THE GLENMEDE FUND, INC., on behalf of its respective series as listed on Schedule B, severally and not jointly | STATE STREET BANK AND TRUST COMPANY | |||||||||||
| By: |
/s/Xxxx Xxx X. Xxxxx |
By: |
/s/Xxxx Xxxxxxxx |
|||||||||
Schedule B
This Schedule is attached to and made part of the Securities Lending Authorization Agreement dated the 1st day of September, 2007 between THE GLENMEDE FUND, INC., ON BEHALF OF ITS RESPECTIVE SERIES AS LISTED ON SCHEDULE B, severally and not jointly (the “Funds”) and STATE STREET BANK AND TRUST COMPANY (“State Street”), as amended.
| Fund Name |
Taxpayer Identification Number |
Tax Year-End | ||||
| Long/Short Portfolio |
00-0000000 | 10/31 | ||||
| Core Fixed Income Portfolio |
00-0000000 | 10/31 | ||||
| Government Cash Portfolio |
00-0000000 | 10/31 | ||||
| International Portfolio |
00-0000000 | 10/31 | ||||
| Large Cap 100 Portfolio |
00-0000000 | 10/31 | ||||
| Large Cap Growth |
00-0000000 | 10/31 | ||||
| Large Cap Value Portfolio |
00-0000000 | 10/31 | ||||
| Philadelphia International Fund |
00-0000000 | 10/31 | ||||
| Small Cap Equity Portfolio |
00-0000000 | 10/31 | ||||
| Strategic Equity Portfolio |
00-0000000 | 10/31 | ||||
| Tax-Exempt Cash Portfolio |
00-0000000 | 10/31 | ||||
| Total Market Portfolio |
00-0000000 | 10/31 | ||||
| U.S. Emerging Growth Portfolio |
00-0000000 | 10/31 | ||||
| Secured Options Portfolio |
00-0000000 | 10/31 | ||||
| Philadelphia International Emerging Markets Fund |
00-0000000 | 10/31 | ||||
| Philadelphia International Small Cap Fund |
00-0000000 | 10/31 | ||||
| International Secured Options Portfolio |
00-0000000 | 10/31 | ||||
Schedule D
This Schedule is attached to and made part of the Securities Lending Authorization Agreement dated the 1st day of September, 2007 between THE GLENMEDE FUND, INC., ON BEHALF OF ITS RESPECTIVE SERIES AS LISTED ON SCHEDULE B, severally and not jointly (the “Funds”) and STATE STREET BANK AND TRUST COMPANY (“State Street”), as amended.
SCHEDULE OF APPROVED BORROWERS
US Borrowers
Banc of America Securities LLC
Barclays Capital Inc.
Credit Suisse Securities (USA) LLC
Deutsche Bank Securities Inc.
Xxxxxxx Xxxxx & Co.
Xxxxxxx Lynch, Pierce, Xxxxxx & Xxxxx, Inc.
State Street Bank and Trust Company and any branch or affiliate thereof
UBS Securities LLC
Xxxxx Fargo Securities, LLC
UK Borrower
X.X. Xxxxxx Securities Limited
