Exhibit (h)(iv)
AMENDMENT
To Transfer Agency and Service Agreement
Between
Xxxxxxxxx Global Funds
And
State Street Bank and Trust Company
This Amendment is made as of this 18th day of March 2003 between Xxxxxxxxx
Global Funds and State Street Bank and Trust Company. In accordance with Section
3.1 (Fee Schedule) and 15.1 (Amendment) of the Transfer Agency and Service
Agreement between Xxxxxxxxx Global Funds (the "Fund") and State Street Bank and
Trust Company (the "Transfer Agent") dated September 1, 2001 (the "Agreement")
the parties desire to amend the Agreement as set forth herein.
NOW THEREFORE, the parties agree as follows:
1. Schedule A. The Schedule A attached to the Agreement is replaced and
superseded with the Schedule A attached hereto and dated March 18, 2003.
2. Schedule 3.1 (Fees). The Schedule 3.1 attached to the Agreement and dated
September 1, 2001 through August 31, 2004 is replaced and superseded with the
Schedule 3.1 attached hereto and effective January 1, 203 through December 31,
2006.
3. All defined terms and definitions in the Agreement shall be the same in this
amendment dated as of March 18, 2003 (the "2003 Amendment") except as
specifically revised by this 2003 Amendment; and
4. Except as specifically set forth in this 2003 Amendment, all other terms and
conditions of the Agreement shall remain in full force and effect.
IN WITNESS WHEREOF, the parties hereto have caused this Amendment to be executed
in their names and on their behalf by and through their duly authorized
officers, as of the day and year first above written.
XXXXXXXXX GLOBAL FUNDS STATE STREET BANK AND TRUST COMPANY
By: /s/ Xxxxx X. Xxxx By: /s/ Xxxxxx X. Xxxxxx
Name: Xxxxx X. Xxxx Xxxxxx X. Xxxxxx
Title: Vice President Executive Vice President
SCHEDULE 3.1
FEES
Effective January 1, 2003 Through December 31, 2006
Annual Account Service Fees*: Fees are billable on a monthly basis at the rate
of 1/12 of the annual fee. A charge is made for an account in the month that an
account opens or closes. Account service fees are the higher of: open account
charges plus closed account charges or the complex minimum. ALL FEES SUBJECT TO
AN ANNUAL COMPLEX MINIMUM OF $400,000.
Open Account Fee $ 15.00
Closed Account Fee $ 2.00
Base Fee 1-15 CUSIPS Included in Complex Fee
Each Additional CUSIP** over 15 $15,000.00/Cusip**
*The Annual Account Service Fees shall be subject to a 5% increase each
September 1st.
**Each Fund/Class is considered a separate CUSIP
..
Activity Based Fees
-------------------
New Account Set-up $ 4.00/each
NSCC New Account Set-up $ 1.50/each
Manual Transactions $ 2.00/each
Telephone Calls $ 2.50/minute
Correspondence $ 5.00/each
ACH $ .50
XXX Custodial Fees
------------------
Annual Maintenance $ 13.00/Account
Other Fees
----------
Annual Anti-Money Laundering Support Fee* $ .15/Non-networked account
Out-of-Pocket Expenses
----------------------
Billed as incurred Out-of-Pocket expenses include but are not limited to:
confirmation statements, investor statements, postage, forms, audio response,
banking, telephone, records retention, customized programming/enhancements,
federal wire, transcripts, microfilm, microfiche, and expenses incurred at the
specific direction of the Fund.
XXXXXXXXX GLOBAL FUNDS STATE STREET BANK AND TRUST COMPANY
By: /s/ Xxxxx X. Xxxx By: /s/ Xxxxxx X. Xxxxxx
Name: Xxxxx X. Xxxx Xxxxxx X. Xxxxxx
Title: Vice President Executive Vice President
SCHEDULE A
Xxxxxxxxx International Opportunities Fund
Xxxxxxxxx European Focus Fund
Xxxxxxxxx Global Technology Fund
XXXXXXXXX GLOBAL FUNDS STATE STREET BANK AND TRUST COMPANY
By: /s/ Xxxxx X. Xxxx By: /s/ Xxxxxx X. Xxxxxx
Name: Xxxxx X. Xxxx Xxxxxx X. Xxxxxx
Title: Vice President Executive Vice President