EXHIBIT 24(b)(9)(a)
AMENDMENT NO. 12
TO
THE TRANSFER AND DIVIDEND DISBURSING AGENT AGREEMENT
BETWEEN
THE AAL MUTUAL FUNDS
AND
FIRSTAR TRUST COMPANY
Effective December 29, 1997, the Transfer and Dividend Disbursing Agent
Agreement ("Agreement"), dated June 15, 1987, between The AAL Mutual Funds and
Firstar Trust Company (f/k/a First Wisconsin Trust Company) is amended as
follows:
1. Schedule A (Mutual Fund Shareholder Service Fee Schedule) to the Agreement,
effective as of December 29, 1997, is amended to add The AAL Balanced Fund.
An amended Schedule A, effective as of December 29, 1997, is attached hereto.
All other provisions of this Agreement, as amended, shall be in full force and
effect.
IN WITNESS WHEREOF, the parties have caused this Amendment No. 12 to be signed
by their duly authorized officers.
ATTEST: FIRSTAR TRUST COMPANY
By ___________________________ By _______________________________
Xxxxxx X. Same, Secretary
ATTEST: THE AAL MUTAL FUNDS
By ___________________________ By _______________________________
Xxxxxx X. Same, Secretary Xxxxxx X. Xxxxxxxx, President
SCHEDULE A
TO
THE AAL MUTUAL FUNDS TRANSFER AND DIVIDEND DISUBURSING AGENT
AGREEMENT BETWEEN THE AAL MUTUAL FUNDS AND
FIRSTAR TRUST COMPANY
MUTUAL FUND SHAREHOLDER SERVICES
Fee Schedule Effective December 29, 1997
I. Annual Maintenance Fees
A. The AAL Capital Growth, Bond, Municipal Bond, Mid Cap Stock (f/k/a The
AAL Smaller Company Stock Fund); Equity Income (f/k/a The AAL
Utilities Fund); International; Small Cap Stock, High Yield Bond and
Balanced (added December 29, 1997) Funds.
$13.00 per account, first 50,000 open accounts; $12.75 per account, next 100,000
open accounts; $12.50 per account, balance of open accounts; and $6.00 per
closed account
B. The AAL Target Funds
$6.00 per open/closed account
C. The AAL Money Market Fund
$15.00 per open account
$6.00 per closed account
II. Money Market Fund Drafts
$1.50 each
III. ACH (Automatic Clearing House)
$125.00 per cycle
$0.50 account set-up/charge
$0.35 per item (EFT to account)
$3.25 per correction/reversal/return
IV. XXX/403(b) Maintenance
$12.50 per XXX or 403(b) account
$25.00 cap for multiple XXX or 403(b) accounts with same social security number
(Firstar will charge $12.50 per XXX or 403(b) account, with a $25.00 cap for
multiple XXX or 403(b) accounts with the same social security number.
V. XXX/403(b) Miscellaneous
Systematic Withdrawals - no charge; Direct Stock Rollovers - no charge;
Transfers Out - no charge; Total Liquidations - no charge; Partial Liquidations
no charge; and Transfers In - no charge
VI. Other
Outgoing Wires $10.00 per wire
Stop Payment/Return Item Fee $20.00
All fees not paid by shareholders are billed monthly.
Out-of- pocket expenses are billed monthly
