Amendment to Investment Sub-Advisory Agreement Between Curian Capital, LLC; UBS Global Asset Management (Americas) Inc.; and Curian Variable Series Trust
Amendment to Investment Sub-Advisory Agreement
Between Curian Capital, LLC; UBS Global Asset Management (Americas) Inc.;
This Amendment is made by and between Curian Capital, LLC, a Michigan limited liability company and registered investment adviser (“Adviser”), UBS Global Asset Management (Americas) Inc., a Delaware corporation and registered investment adviser (“Sub-Adviser”) and Curian Variable Series Trust, a Massachusetts business trust (“Trust”).
Whereas, the Adviser, the Sub-Adviser and the Trust entered into an Investment Sub-Advisory Agreement dated as of April 29, 2013 (“Agreement”), whereby the Adviser appointed the Sub-Adviser to provide certain sub-investment advisory services to a certain investment portfolio of the Trust (the “Fund”); and
Whereas, the parties have agreed to amend Schedule A and Schedule B of the Agreement to amend the Fund’s name (“Fund Name Change”) as follows:
Fund Name Change (effective September 16, 2013)
Curian/UBS Global Long Short Income Opportunities Fund to
Curian/UBS Global Long Short Fixed Income Opportunities Fund
Now Therefore, the parties hereby agree to amend the Agreement as follows:
1. Schedule A to the Agreement is hereby deleted and replaced in its entirety with Schedule A dated September 16, 2013, attached hereto.
2. Schedule B to the Agreement is hereby deleted and replaced in its entirety with Schedule B dated September 16, 2013, attached hereto.
3. This Amendment may be executed in two or more counterparts, which together shall constitute one document.
In Witness Whereof, the Adviser, the Sub-Adviser, and the Trust have caused this Amendment to be executed as of September 13, 2013, effective as of September 16, 2013.
|
Curian Capital, LLC
|
UBS Global Asset Management (Americas) Inc. | ||||||
| By: | /s/ Xxxxxxx X. Xxxx | By: | /s/ Xxxx X. Xxxxxx | /s/ Xxxxx Xxxxx | |||
| Name: | Xxxxxxx X. Xxxx | Name | Xxxx X. Xxxxxx | Xxxxx Xxxxx | |||
| Title: | President and Chief Executive Officer | Title: | Secretary | Assistant Secretary | |||
| /s/ Xxxxxx X. Xxxxx | |||
| Name: | Xxxxxx X. Xxxxx | ||
| Title: | Assistant Secretary | ||
Schedule A
Dated September 16, 2013
(Funds)
| Curian/UBS Global Long Short Fixed Income Opportunities Fund |
A-1
Schedule B
Dated September 16, 2013
(Compensation)
|
Curian/UBS Global Long Short Fixed Income Opportunities Fund
|
|
|
Average Daily Net Assets
|
Annual Rate
|
|
$0 to $100 Million
|
0.350%
|
|
Over $100 Million to $200 Million
|
0.325%
|
|
Over $200 Million to $300 Million
|
0.275%
|
|
Over $300 Million
|
0.250%
|
B-1
