FIRST AMENDMENT TO THE DISTRIBUTION AGREEMENT
FIRST AMENDMENT TO THE
DISTRIBUTION AGREEMENT
THIS FIRST AMENDMENT effective as of October 23, 2019, to the Distribution Agreement, dated as of January 18, 2010 (the “Agreement”), is entered into by and between TRUST FOR PROFESSIONAL MANAGERS, a Delaware statutory trust (the “Trust”), on behalf of its series listed on Exhibit A hereto, as maybe amended from time to time (each a “Fund” and collectively the “Funds”)and QUASAR DISTRIBUTORS, LLC, a Delaware limited liability company (the “Distributor”), and effective as of the last date on the signature block.
RECITALS
WHEREAS, the parties have entered into the Agreement; and
WHEREAS, the parties desire to amend Exhibit A of the Agreement to add the Xxxxxx Global Quality Growth Fund; and
WHEREAS, Section 11 of the Agreement allows for its amendment by a written instrument executed by the Distributer and the Trust and, if required under Investment Company Act of 1940, as amended, approved by the Board of Trustees of the Trust.
NOW, THEREFORE, the parties agree as follows:
1. | The First paragraph of the Agreement shall be replaced in its entirety with the following paragraph: |
THIS AGREEMENT is made and entered into as of the 18th day of January, 2010, by and between the TRUST FOR PROFESSIONAL MANAGERS, a Delaware statutory trust, (the “Trust”) on behalf of its series listed in Exhibit A hereto, and QUASAR DISTRIBUTORS, LLC, a Delaware limited liability company (the “Distributor”). Xxxxxx Investment Management, Inc., an Oregon corporation and investment advisor to the Trust (the “Advisor”), is a party hereto with respect to Section 5 only.
2. | Exhibit A of the Agreement is hereby superseded and replaced in its entirety with First Exhibit A attached hereto. |
3. | Except to the extent amended hereby, the Agreement shall remain in full force and effect. |
IN WITNESS WHEREOF, the parties hereto have caused this First Amendment to be executed by a duly authorized officer on one or more counterparts as of the date and year first written above.
Signatures on the following page
TRUST FOR PROFESSIONAL MANAGERS QUASAR DISTRIBUTORS, LLC
By:________________________________ By:______________________________
Name:_____________________________ Name: Xxxxxx Xxxxx
Title:______________________________ Title: President
Date: Date:
FIRST AMENDED EXHIBIT A
Fund Names
Name of Series
Xxxxxx Value Fund
Xxxxxx Global Quality Growth Fund
Xxxxxx
