1
Exhibit (g)(4)
BROWN BROTHERS XXXXXXXX & CO. - GLOBAL CUSTODY NETWORK
PILGRIM MUTUAL FUNDS
APPENDIX A
COUNTRY SUBCUSTODIAN DEPOSITORIES
------- ------------ ------------
ARGENTINA BANKBOSTON NA, BUENOS AIRES CVSA
The First National Bank of Boston Agreement 1/5/88 CRYL
Omnibus Amendment 2/22/94
Amendment 7/29/96
AUSTRALIA NATIONAL AUSTRALIA BANK LTD. (NAB) Austraclear
National Australia Bank Agt. 5/1/85 CHESS
Agreement Amendment 2/13/92 RBA
Omnibus Amendment 11/22/93
AUSTRIA BANK AUSTRIA AG OeKB
Creditanstalt Bankverein Agreement 12/18/89
Omnibus Amendment 1/17/94
BAHRAIN HSBC BANK MIDDLE EAST, BAHRAIN FOR HONGKONG & SHANGHAI None
BANKING CORP. LTD. (HSBC)
Hongkong & Shanghai Banking Corp. Agt. 4/19/91
Omnibus Supplement 12/29/93
Schedule 5/14/96
BBME Supplement 5/14/96
Side Letter Agreement dated 7/28/97
BANGLADESH STANDARD CHARTERED BANK (SCB), DHAKA None
Standard Chartered Bank Agreement 2/18/92
Omnibus Amendment 6/13/94
Appendix 4/8/96
BELGIUM BANK BRUSSELS XXXXXXX (BBL) CIK
Banque Bruxelles Xxxxxxx Agt. 11/15/90 NBB
Omnibus Amendment 3/1/94
BERMUDA BANK OF N.T. XXXXXXXXXXX & SON LTD None
The Bank of N.T. Xxxxxxxxxxx & Son Ltd. Agreement 5/27/97
BOLIVIA CITIBANK NA, LA PAZ None
Citibank, N.A., New York Agt. 7/16/81
New York Agreement Amendment 8/31/90
New York Agreement Amendment 7/26/96
Citibank N.A. Appointment Letter 4/13/98
***Requires additional documentation prior to investment.***
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COUNTRY SUBCUSTODIAN DEPOSITORIES
------- ------------ ------------
BOTSWANA STANBIC BANK BOTSWANA LTD FOR STANDARD BANK OF SOUTH AFRICA None
(SBSA)
Standard Bank of South Africa Agreement 3/11/94
Subsidiary Amendment 9/29/97
BRAZIL BANKBOSTON NA, SAO PAULO CLC
The First National Bank of Boston Agreement 1/5/88 CBLC
Omnibus Amendment 2/22/94
Amendment 7/29/96
BULGARIA ING BANK NV, SOFIA BNB
ING Bank N.V. Agreement 9/15/97 CDAD
CANADA ROYAL BANK OF CANADA (RBC) Bank of Canada
The Royal Bank of Canada Agreement 2/23/96 CDS
CHILE CITIBANK NA, SANTIAGO DCV
Citibank, N.A., New York Agt. 7/16/81
New York Agreement Amendment 8/31/90
New York Agreement Amendment 7/26/96
CHINA STANDARD CHARTERED BANK (SCB), SHANGHAI SSCCRC
Standard Chartered Bank Agreement 2/18/92
Omnibus Amendment 6/13/94
Appendix 4/8/96
CHINA STANDARD CHARTERED BANK (SCB), SHENZHEN SSCC
Standard Chartered Bank Agreement 2/18/92
Omnibus Amendment 6/13/94
Appendix 4/8/96
COLOMBIA CITITRUST COLOMBIA SA, SOCIEDAD FIDUCIARIA FOR CITIBANK NA DCV
Citibank, N.A., New York Agt. 7/16/81 DECEVAL
New York Agreement Amendment 8/31/90
New York Agreement Amendment 7/26/96
Citibank, N.A./Cititrust Colombia Agreement 12/2/91
Citibank, N.A. Subsidiary Amendment 10/19/95
COSTA RICA BANCO BCT SA CEVAL
Master Subcustodian Agreement 8/10/98
***Requires additional documentation prior to investment.***
Page 2 of 10
3
COUNTRY SUBCUSTODIAN DEPOSITORIES
------- ------------ ------------
CROATIA BANK AUSTRIA CREDITANSTALT CROATIA DD FOR BANK AUSTRIA AG SDA
Creditanstalt Bankverein Agreement 12/18/89 CNB
Omnibus Amendment 1/17/94 Ministry of Finance
Creditanstalt AG / Bank Austria Creditanstalt Croatia d.d. Agt. 9/1/98
CYPRUS THE CYPRUS POPULAR BANK LTD. (aka Laiki Bank) None
Cyprus Popular Bank Ltd. Agt. 2/18/98
***Requires additional documentation prior to investment.***
CZECH REPUBLIC CITIBANK AS FOR CITIBANK NA CNB-TKD System
Citibank, N.A., New York Agt. 7/16/81 SCP
New York Agreement Amendment 8/31/90
New York Agreement Amendment 7/26/96
Citibank NA / Citibank AS Agreement 6/24/96
DENMARK DANSKE BANK VP
Den Danske Bank Agreement 1/1/89
Omnibus Amendment 12/1/93
ECUADOR CITIBANK NA, QUITO DECEVALE
Citibank, N.A., New York Agt. 7/16/81
New York Agreement Amendment 8/31/90
New York Agreement Amendment 7/26/96
Citibank, Quito Side Letter 7/3/95
EGYPT CITIBANK NA, CAIRO MCSD
Citibank, N.A., New York Agt. 7/16/81
New York Agreement Amendment 8/31/90
New York Agreement Amendment 7/26/96
ESTONIA HANSAPANK, TALLINN FOR XXXXXX BANK ECDSL
Xxxxxx Bank Agreement 12/1/97
***Requires additional documentation prior to investment.***
FINLAND XXXXXX BANK PLC FCSD
Union Bank of Finland Agreement 2/27/89
Omnibus Amendment 4/6/94
FRANCE CREDIT AGRICOLE INDOSUEZ (CAI) BdF
Banque Indosuez Agreement 7/19/90 SICOVAM
Omnibus Amendment 3/10/94
Page 3 of 10
4
COUNTRY SUBCUSTODIAN DEPOSITORIES
------- ------------ ------------
GERMANY DRESDNER BANK AG CBF
Dresdner Bank Agreement 10/6/95
GHANA BARCLAYS BANK OF GHANA LTD. None
Master Subcustodian Agreement Pending
GHANA MERCHANT BANK (GHANA) LIMITED FOR STANDARD BANK OF SOUTH None
AFRICA (SBSA)
Standard Bank of South Africa Agreement 3/11/94
***Requires additional documentation prior to investment.***
GREECE CITIBANK NA, ATHENS CSD
Citibank, N.A., New York Agt. 7/16/81 BoG
New York Agreement Amendment 8/31/90
New York Agreement Amendment 7/26/96
HONG KONG STANDARD CHARTERED BANK (SCB), HONG KONG CMU
Standard Chartered Bank Agreement 2/18/92 HKSCC
Omnibus Amendment 6/13/94
Appendix 4/8/96
HUNGARY CITIBANK BUDAPEST RT. FOR CITIBANK NA KELER Ltd
Citibank, N.A., New York Agt. 7/16/81
New York Agreement Amendment 8/31/90
New York Agreement Amendment 7/26/96
Citibank, N.A. Subsidiary Amendment 10/19/95
Citibank, N.A. / Citibank Budapest Agreement 6/23/92
Citibank, N.A. / Citibank Budapest Amendment 9/29/92
INDIA DEUTSCHE BANK AG, MUMBAI NSDL
Deutsche Bank Agreement 8/21/96 CDSL
Deutsche Bank Agreement 2/19/96
INDONESIA CITIBANK NA, JAKARTA PT KSEI
Citibank, N.A., New York Agt. 7/16/81
New York Agreement Amendment 8/31/90
New York Agreement Amendment 7/26/96
IRELAND ALLIED IRISH BANKS PLC (AIB) CREST
Allied Irish Banks Agreement 1/10/89 CBISSO
Omnibus Amendment 4/8/94
Page 4 of 10
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COUNTRY SUBCUSTODIAN DEPOSITORIES
------- ------------ ------------
ISRAEL BANK HAPOALIM BM TASECH
Bank Hapoalim Agreement 8/27/92
ITALY BANCA COMMERCIALE ITALIANA (BCI) BOI
Banca Commerciale Italiana Agreement 5/8/89 Monte Titoli S.P.A.
Agreement Amendment 10/8/93
Omnibus Amendment 12/14/93
IVORY COAST SOCIETE GENERALE DE BANQUES EN COTE D'IVOIRE FOR SOCIETE DCBR
GENERALE
Societe Generale Agreement 10/6/98
JAPAN SUMITOMO BANK, LTD. BoJ
Sumitomo Bank Limited Agreement 3/16/98 JASDEC
JORDAN HSBC BANK MIDDLE EAST, JORDAN FOR HONGKONG & SHANGHAI None
BANKING CORP. (HSBC)
Hongkong & Shanghai Banking Corp. Agt. 4/19/91
Omnibus Supplement 12/29/93
Schedule 5/14/96
BBME Supplement 5/14/96
Side letter Agreement dated 7/28/97
KENYA STANBIC BANK KENYA LIMITED FOR STANDARD BANK OF SOUTH AFRICA None
(SBSA)
Standard Bank of South Africa Agreement 3/11/94
Subsidiary Amendment 9/29/97
KOREA CITIBANK NA, SEOUL KSD
Citibank, N.A., New York Agt. 7/16/81
New York Agreement Amendment 8/31/90
New York Agreement Amendment 7/26/96
Citibank, Seoul Agreement Supplement 10/28/94
LATVIA HANSABANK, RIGA FOR XXXXXX BANK Bank of Latvia
Xxxxxx Bank Agreement 12/1/97 LCD
LATVIA XXXXXX BANK PLC, RIGA Bank of Latvia
Union Bank of Finland Agreement 2/27/89 LCD
Omnibus Amendment 4/6/94
Side Letter Agreement pending
Page 5 of 10
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COUNTRY SUBCUSTODIAN DEPOSITORIES
------- ------------ ------------
LEBANON HSBC BANK MIDDLE EAST, LEBANON FOR HONGKONG & SHANGHAI Midclear
BANKING CORP. (HSBC)
Hongkong & Shanghai Banking Corp. Agt. 4/19/91
Omnibus Supplement 12/29/93
Schedule 5/14/96
BBME Supplement 5/14/96
Side letter Agreement dated 7/28/97
LITHUANIA VILNIAUS BANKAS, VILNIUS FOR XXXXXX BANK CSDL
Xxxxxx Bank Agreement 12/1/97
***Requires additional documentation prior to investment.***
LUXEMBOURG KREDIETBANK LUXEMBOURG (KBL) CBL
Kredietbank Luxembourg Agt. 4/7/98
MALAYSIA HSBC BANK MALAYSIA BERHAD (HBMB) FOR HONGKONG SHANGHAI BNM
BANKING CORP. (HSBC) MCD
Hongkong & Shanghai Banking Corp. Agt. 4/19/91
Omnibus Supplement 12/29/93
Schedule 5/14/96
Malaysia Subsidiary Supplement 5/23/94
Side letter Agreement dated 7/28/97
MAURITIUS HONGKONG & SHANGHAI BANKING CORP. LTD. (HSBC), PORT LOUIS CDS
Hongkong & Shanghai Banking Corp. Agt. 4/19/91
Omnibus Supplement 12/29/93
Schedule 5/14/96
MEXICO BANCO SANTANDER MEXICANO SA (BSM) FOR BANCO DE SANTANDER Banxico
Banco de Santander Agreement 12/14/88 Indeval
Subsidiary Amendment 10/18/96
MOROCCO CITIBANK MAGHREB, CASABLANCA FOR CITIBANK NA MCLR
Citibank, N.A., New York Agt. 7/16/81
New York Agreement Amendment 8/31/90
New York Agreement Amendment 7/26/96
Side Letter Agreement pending
NAMIBIA STANDARD BANK NAMIBIA FOR STANDARD BANK OF SOUTH AFRICA None
(SBSA)
Standard Bank of South Africa Agreement 3/11/94
Subsidiary Amendment 10/3/96
NETHERLANDS FORTIS BANK NECIGEF
MeesPierson NV Agreement 6/4/99
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COUNTRY SUBCUSTODIAN DEPOSITORIES
------- ------------ ------------
NEW ZEALAND NATIONAL AUSTRALIA BANK LTD. (NAB), AUCKLAND NZCSD
National Australia Bank Agt. 5/1/85
Agreement Amendment 2/13/92
Omnibus Amendment 11/22/93
New Zealand Addendum 3/7/89
NIGERIA STANBIC MERCHANT BANK NIGERIA LIMITED FOR STANDARD BANK OF CSCS Ltd.
SOUTH AFRICA (SBSA)
Standard Bank of South Africa Agreement 3/11/94
Subsidiary Amendment 10/3/96
NORWAY DEN NORSKE BANK VPS
Den norske Bank Agreement 11/16/94
OMAN HSBC BANK MIDDLE EAST, OMAN FOR HONGKONG & SHANGHAI BANKING MDSRC
CORP. LTD. (HSBC)
Hongkong & Shanghai Banking Corp. Agt. 4/19/91
Omnibus Supplement 12/29/93
Schedule 5/14/96
BBME Supplement 5/14/96
Side letter Agreement dated 7/28/97
PAKISTAN STANDARD CHARTERED BANK (SCB), KARACHI CDC
Standard Chartered Bank Agreement 2/18/92
Omnibus Amendment 6/13/94
Appendix 4/8/96
PANAMA BANKBOSTON NA, PANAMA CITY LatinClear
The First National Bank of Boston Agreement 1/5/88
Omnibus Amendment 2/22/94
Amendment 7/29/96
Panama Amendment 10/17/96
***Requires additional documentation prior to investment.***
PERU CITIBANK NA, LIMA CAVALI
Citibank, N.A., New York Agt. 7/16/81
New York Agreement Amendment 8/31/90
New York Agreement Amendment 7/26/96
PHILIPPINES CITIBANK NA, MANILA PCD
Citibank, N.A., New York Agt. 7/16/81 XXXX
New York Agreement Amendment 8/31/90
New York Agreement Amendment 7/26/96
POLAND CITIBANK (POLAND) SA FOR CITIBANK NA CRBS
Citibank, N.A., New York Agt. 7/16/81 NDS
New York Agreement Amendment 8/31/90
New York Agreement Amendment 7/26/96
Citibank Subsidiary Amendment 10/30/95
Citibank, N.A. / Citibank Poland S.A. Agt. 11/6/92
Page 7 of 10
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COUNTRY SUBCUSTODIAN DEPOSITORIES
------- ------------ ------------
PORTUGAL BANCO COMERCIAL PORTUGUES SA (BCP) CVM
Banco Comercial Portugues 5/18/98
ROMANIA ING BANK NV, BUCHAREST BSE
ING Bank N.V. Agreement 9/29/97 NBR
SNCDD
RUSSIA CREDIT SUISSE FIRST BOSTON AO (CSFB AO) FOR CREDIT SUISSE, VTB
ZURICH
Credit Suisse, Zurich Agreement 4/30/96
***Requires signed Amendment to the Custodian
Agreement prior to investment.***
RUSSIA CITIBANK T/O FOR CITIBANK NA VTB
Citibank, N.A., New York Agt. 7/16/81 NDC
New York Agreement Amendment 8/31/90
New York Agreement Amendment 7/26/96
Citibank, N.A. Subsidiary Amendment 10/19/95
Citibank N.A. / Citibank T/O Agt. 6/16/97
Side Letter Agt. 8/18/97
***Requires signed Amendment to the Custodian Agreement
prior to investment.***
SINGAPORE STANDARD CHARTERED BANK (SCB), SINGAPORE CDP
Standard Chartered Bank Agreement 2/18/92
Omnibus Amendment 6/13/94
Appendix 4/8/96
SLOVAKIA ING BANK NV, BRATISLAVA NBS
ING Bank N.V. Agreement 9/1/98 SCP
SLOVENIA BANK AUSTRIA CREDITANSTALT DD LJUBLJANA KDD
Creditanstalt Bankverein Agreement
12/18/89
Omnibus Amendment 1/17/94
Master Subcustodian Agreement 4/17/98
Amendment dated 4/17/98
Amendment dated 10/14/98
SOUTH AFRICA STANDARD BANK OF SOUTH AFRICA (SBSA) CDL
Standard Bank of South Africa Agreement 3/11/94 STRATE
SPAIN BANCO SANTANDER CENTRAL HISPANO SA (BSCH) Banco de Espana
Banco de Santander Agreement 12/14/88 SCL
Page 8 of 10
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COUNTRY SUBCUSTODIAN DEPOSITORIES
------- ------------ ------------
SRI LANKA HONGKONG & SHANGHAI BANKING CORP. LTD. (HSBC), COLOMBO CDS
Hongkong & Shanghai Banking Corp. Agt. 4/19/91
Omnibus Supplement 12/29/93
Schedule 5/14/96
SWAZILAND STANDARD BANK SWAZILAND LTD FOR STANDARD BANK OF SOUTH None
AFRICA (SBSA)
Standard Bank of South Africa Agreement 3/11/94
Subsidiary Amendment 9/29/97
SWEDEN SKANDINAVISKA ENSKILDA BANKEN (SEB) VPC
Skandinaviska Enskilden Banken Agreement 2/20/89
Omnibus Amendment 12/3/93
SWITZERLAND UBS AG SIS
Union Bank of Switzerland Agreement 12/20/88
Omnibus Amendment 11/29/94
TAIWAN CHASE MANHATTAN BANK, TAIPEI TSCD
Chase Manhattan Bank Agreement 8/2/96
THAILAND HONGKONG & SHANGHAI BANKING CORP. LTD. (HSBC), BANGKOK TSDC
Hongkong & Shanghai Banking Corp. Agt. 4/19/91
Omnibus Supplement 12/29/93
Schedule 5/14/96
TRANSNATIONAL BROWN BROTHERS XXXXXXXX & CO. (BBH&CO.) CBL
Euroclear
TURKEY CITIBANK NA, ISTANBUL CBT
Citibank, N.A., New York Agt. 7/16/81 Takasbank
New York Agreement Amendment 8/31/90
New York Agreement Amendment 7/26/96
UKRAINE ING BANK UKRAINE MFS
ING Bank Agreement 8/21/98 NBU
Page 9 of 10
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COUNTRY SUBCUSTODIAN DEPOSITORIES
------- ------------ ------------
UNITED KINGDOM HSBC BANK PLC CMO
Midland Bank Agreement 8/8/90 CREST
Omnibus Amendment 12-15-93
URUGUAY BANKBOSTON NA, MONTEVIDEO None
The First National Bank of Boston Agreement 1/5/88
Omnibus Amendment 2/22/94
Amendment 7/29/96
VENEZUELA CITIBANK NA, CARACAS CVV
Citibank, N.A., New York Agt. 7/16/81
New York Agreement Amendment 8/31/90
New York Agreement Amendment 7/26/96
ZAMBIA STANBIC BANK ZAMBIA LTD FOR STANDARD BANK OF SOUTH AFRICA BoZ
(SBSA) CSD
Standard Bank of South Africa Agreement 3/11/94
Subsidiary Amendment 10/3/96
ZIMBABWE STANBIC BANK ZIMBABWE LTD FOR STANDARD BANK OF SOUTH AFRICA None
(SBSA)
Standard Bank of South Africa Agreement 3/11/94
Subsidiary Amendment 10/3/96
NOTES:
1.) THE DEPOSITORIES IN PANAMA AND VENEZUELA ARE PRESENTLY ELECTIVE. IT IS NOT
THE CURRENT INTENTION OF BROWN BROTHERS XXXXXXXX & CO. TO USE SUCH
DEPOSITORIES UNLESS THEIR USE BECOMES COMPULSORY. EUROCLEAR IS COMPULSORY
FOR FIXED INCOME OBLIGATIONS AND ELECTIVE FOR EQUITIES. CURRENTLY, BROWN
BROTHERS XXXXXXXX & CO. USES EUROCLEAR FOR SETTLEMENT OF EQUITIES WHERE WE
ARE INSTRUCTED TO DO SO. WE DO NOT USE EUROCLEAR FOR THE ONGOING
SAFEKEEPING OF EQUITIES.
2.) IF YOU ARE AUTHORIZING INVESTMENT IN COSTA RICA, CYPRUS, ESTONIA, GHANA,
LITHUANIA, OR NIGERIA, THESE ARRANGEMENTS ARE THE SUBJECT OF ADDITIONAL
INFORMATION IN SCHEDULE A TO THE FCM REPORT.
3.) THIS APPENDIX REFLECTS CHANGES TO THE LISTED MARKETS, SUBCUSTODIANS AND/OR
CENTRAL DEPOSITORIES WHICH HAVE BEEN REPORTED WITHIN THE FCM REPORT(S)
THROUGH THE DATE REFERENCED IN THE LOWER LEFT HAND CORNER OF THIS APPENDIX.
I HEREBY CERTIFY THAT THE BOARD OR ITS DELEGATE HAS APPROVED THE COUNTRIES AND
CENTRAL DEPOSITORIES LISTED ON THIS APPENDIX
--------------------------------------------
SIGNATURE
NAME:
TITLE:
DATE:
Page 10 of 10
