AMENDMENT TO TRANSFER AGENCY AND SERVICE AGREEMENT
THIS AMENDMENT to the Transfer Agency and Service Agreement by and between
Global Unity Fund, Inc. (the "Fund") and Prudential Mutual Fund Services LLC
(successor to Prudential Mutual Fund Services, Inc.) ("PMFS") is entered into as
of August 24, 1999.
WHEREAS, the Fund and PMFS have entered into a Transfer Agency and Service
Agreement (the "Agreement") pursuant to which PMFS serves as transfer agent,
dividend disbursing agent and shareholder servicing agent for the Fund; and
WHEREAS, the Fund and PMFS desire to amend the Agreement to confirm the
Fund's agreement to pay transfer agency account fees and expenses for beneficial
owners holding shares through omnibus accounts maintained by The Prudential
Insurance Company of America, its subsidiaries or affiliates.
NOW, THEREFORE, for and in consideration of the continuation of the
Agreement, and other good and valuable consideration, Article 8 of the Agreement
is amended by adding the following Section:
8.04 PMFS may enter into agreements with Prudential or any
subsidiary or affiliate of Prudential whereby PMFS will maintain an
omnibus account and the Fund will reimburse PMFS for amounts paid by
PMFS to Prudential, or such subsidiary or affiliate, in an amount not
in excess of the annual maintenance fee for each active beneficial
shareholder account as if each beneficial shareholder account were
maintained by PMFS on the Fund's records, subject to the fee schedule
attached hereto as Schedule A. Prudential, its subsidiary or
affiliate, as the case may be, shall maintain records relating to each
beneficial shareholder account that underlies the omnibus account
maintained by PMFS.
IN WITNESS WHEREOF, the parties hereto have caused this Amendment to be
executed in their names and on their behalf by and through their duly authorized
officers, as of the day and year first above written.
GLOBAL UTILITY FUND, INC. ATTEST:
By: /s/ Xxxxxx X. Xxxxx By: /s/ Xxxxxx Xxxxxxxx
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Xxxxxx X. Xxxxx Xxxxxx Xxxxxxxx
Vice President
PRUDENTIAL MUTUAL FUND SERVICES LLC
ATTEST:
By: /s/ Xxxxxx X. Xxxxx By: /s/ Xxxxxx Xxxxxxxx
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Xxxxxx X. Xxxxx Xxxxxx Xxxxxxxx
Executive Vice President Vice President and
Assistant Secretary
