EXHIBIT 4.2
FIRST AMENDMENT
FIRST AMENDMENT (this "Amendment"), dated as of September 1, 1998,
among MTL INC., a Florida corporation (the "U.S. Borrower"), LEVY TRANSPORT
LTD./LEVY TRANSPORT LTEE, a Quebec company and a Wholly-Owned Subsidiary of the
U.S. Borrower (the "Canadian Borrower"), the Banks party to the Credit Agreement
referred to below on the date hereof and immediately before giving effect to
this Amendment (the "Existing Banks"), ABN AMRO BANK, THE BANK OF NOVA SCOTIA,
BHF-BANK AKTIENGESELLSCHAFT, CREDITANSTALT CORPORATE FINANCE, INC. and ROYAL
BANK OF CANADA, as Co-Agents (in such capacity, each a "Co-Agent" and,
collectively, the "Co-Agents"), SALOMON BROTHERS HOLDING COMPANY, INC., as
Documentation Agent (in such capacity, the "Documentation Agent"), BANKERS TRUST
COMPANY, as Syndication Agent (in such capacity, the "Syndication Agent"), and
CREDIT SUISSE FIRST BOSTON, as Administrative Agent (in such capacity, the
"Administrative Agent"), and each of the banks listed on Schedule A hereto
(each, a "New Bank" and, collectively, the "New Banks"). All capitalized terms
used herein and not otherwise defined herein shall have the respective meanings
provided such terms in the Credit Agreement referred to below.
W I T N E S S E T H :
WHEREAS, the U.S. Borrower, the Canadian Borrower, the Existing
Banks, the Co-Agents, the Documentation Agent, the Syndication Agent and the
Administrative Agent are parties to a Credit Agreement, dated as of June 9, 1998
and amended and restated as of August 28, 1998 (the "Credit Agreement"); and
WHEREAS, the parties hereto wish to amend the Credit Agreement as
herein provided;
NOW, THEREFORE, it is agreed:
1. Each Existing Bank hereby sells and assigns to each New Bank
without recourse and without representation or warranty (other than as expressly
provided herein), and each New Bank hereby purchases and assumes from each
Existing Bank, that interest in and to each Existing Bank's rights and
obligations in respect of those Tranches set forth on Schedule B hereto under
the Credit Agreement as of the date hereof which in the aggregate for each such
New Bank represents such New Bank's pro rata share (for each such New Bank, its
"Pro Rata Share") in such Tranches as set forth on such Schedule B (calculated
after giving effect to this Amendment), and such Pro Rata Share represents all
of the outstanding rights and obligations under the Credit Agreement in respect
of the Tranches that are being sold and assigned to each such New Bank pursuant
to this Amendment, including, without limitation, (i) in the case of any
assignment of the outstanding Tranche A Term Loans, all rights and obligations
with respect to such New Bank's Pro Rata Share of such outstanding Tranche A
Term Loans, (ii) in the case of
any assignment of the outstanding Tranche B Term Loans, all rights and
obligations with respect to such New Bank's Pro Rata Share of such outstanding
Tranche B Term Loans, (iii) in the case of any assignment of the outstanding
Tranche C Term Loans, all rights and obligations with respect to such New Bank's
Pro Rata Share of such outstanding Tranche C Term Loans and (iv) in the case of
any assignment of any portion of the Total Revolving Loan Commitments, all
rights and obligations with respect to such New Bank's Pro Rata Share of the
Total Revolving Loan Commitments and of any outstanding Revolving Loans and
Letters of Credit. After giving effect to this Amendment, each Bank's
outstanding Tranche A Term Loans, Tranche B Term Loans, Tranche C Term Loans and
Revolving Loan Commitment will be as set forth on Schedule C hereto.
2. In accordance with the requirements of Section 13.04(b) of the
Credit Agreement, on the First Amendment Effective Date (as defined below), (i)
the Credit Agreement shall be amended by deleting Schedule I thereto in its
entirety and by inserting in lieu thereof a new Schedule I in the form of
Schedule C hereto and (ii) the U.S. Borrower and/or the Canadian Borrower agrees
that it will issue an appropriate Tranche A Term Note, Tranche B Term Note,
Tranche C Term Note and/or Revolving Note to each Bank in conformity with the
requirements of Sections 1.01 of the Credit Agreement.
3. On and after the First Amendment Effective Date, Annex II to the
Credit Agreement shall be amended by deleting such Annex in its entirety and
inserting in lieu thereof a new Annex II in the form of Schedule D hereto.
4. Each Existing Bank (i) represents and warrants that it is the
legal and beneficial owner of the interest being assigned by it hereunder and
that such interest is free and clear of any adverse claim; (ii) makes no
representation or warranty and assumes no responsibility with respect to any
statements, warranties or representations made in or in connection with the
Credit Agreement or the other Credit Documents or the execution, legality,
validity, enforceability, genuineness, sufficiency or value of the Credit
Agreement or the other Credit Documents or any other instrument or document
furnished pursuant thereto; and (iii) makes no representation or warranty and
assumes no responsibility with respect to the financial condition of the U.S.
Borrower or the Canadian Borrower or any of their Subsidiaries or the
performance or observance by the U.S. Borrower or the Canadian Borrower or any
of their Subsidiaries of any of their respective obligations under the Credit
Agreement or the other Credit Documents to which they are a party or any other
instrument or document furnished pursuant thereto.
5. Each New Bank (i) confirms that it has received a copy of the
Credit Agreement and the other Credit Documents, together with copies of the
financial statements referred to therein and such other documents and
information as it has deemed appropriate to make its own credit analysis and
decision to enter into this Amendment; (ii) agrees that it will, independently
and without reliance upon the Co-Agents, the Documentation Agent, the
Syndication Agent, the Administrative Agent or any other Bank and based on such
documents and information as it shall deem appropriate at the time, continue to
make its own credit decisions in taking or not taking action under the Credit
Agreement; (iii) confirms that it is a parent company or an affiliate of an
Existing Bank which is at least 50% owned by such Existing Bank or its parent
company or an Eligible Transferee under Section 13.04(b) of the Credit
Agreement; (iv)
2
appoints and authorizes the Administrative Agent, the Syndication Agent and the
Collateral Agent to take such action as agent on its behalf and to exercise such
powers under the Credit Agreement and the other Credit Documents as are
delegated to the Administrative Agent, the Syndication Agent and the Collateral
Agent by the terms thereof, together with such powers as are reasonably
incidental thereto; (v) agrees that it will perform in accordance with their
terms all of the obligations which by the terms of the Credit Agreement are
required to be performed by it as a Bank; and (vi) to the extent legally
entitled to do so, agrees to promptly submit to the U.S. Borrower and the
Administrative Agent the appropriate Internal Revenue Service Forms described in
Section 13.04(b) of the Credit Agreement.
6. Each of the Existing Banks, the New Banks and the Administrative
Agent hereby agree that (x) all interest on any New Bank's Pro Rata Share of the
Loans, all Commitment Fees (if any) on such New Bank's Pro Rata Share of the
Total Revolving Loan Commitments, and all Letter of Credit Fees (if applicable)
on such New Bank's participation in all Letters of Credit, in each case accrued
prior to the delivery by such New Bank of the amount referred to in clause (ii)
of Section 11 of this Amendment, shall be for the account of the respective
Existing Banks and (y) all such interest, Commitment Fees and Letter of Credit
Fees accrued on and after the delivery of the amount referred to in clause (ii)
of such Section 11 shall be for the account of such New Bank.
7. In accordance with Section 13.04(b) of the Credit Agreement, on
and as of the date upon which each New Bank delivers the amount referred to in
clause (ii) of Section 11 of this Amendment, such New Bank shall become a "Bank"
under, and for all purposes of, the Credit Agreement and the other Credit
Documents and, notwithstanding anything to the contrary in Section 13.17 of the
Credit Agreement, the Administrative Agent shall record the transfers
contemplated hereby in the Register. The Administrative Agent hereby waives the
assignment fee referred to in Section 13.04(b) of the Credit Agreement in
connection with the assignments effected hereby.
8. This Amendment is limited as specified and shall not constitute a
modification, acceptance or waiver of any other provision of the Credit
Agreement or any other Credit Document.
9. This Amendment may be executed in any number of counterparts and
by the different parties hereto on separate counterparts, each of which
counterparts when executed and delivered shall be an original, but all of which
shall together constitute one and the same instrument. A complete set of
counterparts shall be lodged with the Borrower and the Administrative Agent.
10. THIS AMENDMENT AND THE RIGHTS AND OBLIGATIONS OF THE PARTIES
HEREUNDER SHALL BE CONSTRUED IN ACCORDANCE WITH AND GOVERNED BY THE LAW OF THE
STATE OF NEW YORK.
11. Subject to Section 12 of this Amendment, this Amendment shall
become effective on the date (the "First Amendment Effective Date") when (i) the
U.S. Borrower, the Canadian Borrower, the Co-Agents, the Administrative Agent,
the Documentation Agent, the Syndication Agent, each Existing Bank and each New
Bank shall have signed a counterpart hereof
3
(whether the same or different counterparts) and shall have delivered (including
by way of facsimile transmission) the same to the Administrative Agent at its
Notice Office and (ii) each New Bank shall have delivered to the Administrative
Agent for the account of the relevant Existing Bank, an amount equal to such New
Bank's relevant Pro Rata Share of the principal amount of the outstanding Loans
being assigned to such New Bank.
12. Notwithstanding Section 11 of this Amendment, if for any reason
any New Bank shall not have (i) signed a counterpart hereof and delivered the
same to the Administrative Agent at its Notice Office and (ii) delivered to the
Administrative Agent an amount equal to such New Bank's relevant Pro Rata Share
of the principal amount of the outstanding Loans being assigned to such New
Bank, in each case on or prior to September 1, 1998, then, if the respective
Existing Bank agrees, this Amendment shall become effective notwithstanding such
failure, provided that (x) Schedule C shall be modified to delete any such New
Bank and such New Bank's relevant Pro Rata Share shall be reallocated to the
respective Existing Banks on a pro rata basis and (y) the signature pages of
this Amendment shall be deemed revised to delete such New Bank's name therefrom.
13. From and after the First Amendment Effective Date, all
references in the Credit Agreement and each of the Credit Documents to the
Credit Agreement shall be deemed to be references to the Credit Agreement as
amended hereby.
* * *
4
IN WITNESS WHEREOF, each of the parties hereto has caused a
counterpart of this Amendment to be duly executed and delivered as of the date
first above written.
MTL INC.
By: ____________________________________
Name:
Title:
LEVY TRANSPORT LTD./LEVY
TRANSPORT LTEE
By: ____________________________________
Name:
Title:
CREDIT SUISSE FIRST BOSTON,
Individually and as Administrative
Agent
By: ____________________________________
Name:
Title:
By: ____________________________________
Name:
Title:
BANKERS TRUST COMPANY,
Individually and as Syndication Agent
By: ____________________________________
Name:
Title:
SALOMON BROTHERS HOLDING
COMPANY INC., Individually and as
Documentation Agent
By: ____________________________________
Name:
Title:
ABN AMRO BANK N.V. , as Co-Agent
By: ____________________________________
Name:
Title:
By: ____________________________________
Name:
Title:
THE BANK OF NOVA SCOTIA,
as Co-Agent
By: ____________________________________
Name:
Title:
BHF-BANK AKTIENGESELLSCHAFT
By: ____________________________________
Name:
Title:
BALANCED HIGH YIELD FUND II LTD.
By: BHF-Bank Aktiengesellschaft
acting through its New York Branch as
attorney in fact
By: ____________________________________
Name:
Title:
CREDITANSTALT CORPORATE FINANCE,
INC., as Co-Agent
By: ____________________________________
Name:
Title:
By: ____________________________________
Name:
Title:
ROYAL BANK OF CANADA, as Co-Agent
By: ____________________________________
Name:
Title:
COMERICA BANK, N.A.
By: ____________________________________
Name:
Title:
THE MITSUBISHI TRUST AND BANKING
CORPORATION
By: ____________________________________
Name:
Title:
BANK OF TOKYO-MITSUBISHI TRUST COMPANY
By: ____________________________________
Name:
Title:
SOCIETE GENERALE
By: ____________________________________
Name:
Title:
BANK POLSKA KASA OPIEKI S.A. -
PEKAO
By: ____________________________________
Name:
Title:
METROPOLITAN LIFE INSURANCE
COMPANY
By: ____________________________________
Name:
Title:
PRUDENTIAL INSURANCE COMPANY OF
AMERICA
By: ____________________________________
Name:
Title:
NATIONAL WESTMINSTER BANK PLC
By: NatWest Capital Markets Limited,
its Agent
By: Greenwich Capital Markets, Inc.,
its Agent
By: ____________________________________
Name:
Title:
BANKBOSTON, N.A.
By: ____________________________________
Name:
Title:
XXXXXX XXXXXXX XXXX XXXXXX
PRIME INCOME TRUST
By: ____________________________________
Name:
Title:
KZH SOLEIL LLC
By: ____________________________________
Name:
Title:
CANADIAN IMPERIAL BANK OF
COMMERCE
By: ____________________________________
Name:
Title:
OXFORD STRATEGIC INCOME FUND
By: Xxxxx Xxxxx Management,
as Investment Advisor
By: ____________________________________
Name:
Title:
SENIOR DEBT PORTFOLIO
By: Boston Management and Research,
as Investment Advisor
By: ____________________________________
Name:
Title:
SANKATY HIGH YIELD ASSET
PARTNERS, L.P.
By: ____________________________________
Name:
Title:
XXXXXXX XXXXX, XXXXXX XXXXXX &
XXXXX INCORPORATED
By: ____________________________________
Name:
Title:
SCHEDULE A
NEW BANKS
Oxford Strategic Income Fund
Senior Debt Portfolio
Sankaty High Yield Asset Partners, X.X.
Xxxxxxx Xxxxx, Xxxxxx Xxxxxx & Xxxxx Incorporated
SCHEDULE B
RELEVANT PERCENTAGES
TRANCHE A TRANCHE B TRANCHE C REVOLVING REVOLVING REVOLVING
TERM LOAN TERM LOAN TERM LOAN LOAN LOAN LOAN
BANK COMMITMENT COMMITMENT COMMITMENT COMMITMENT SUB-COMMITMENT SUB-COMMITMENT
---- ---------- ---------- ---------- ---------- -------------- --------------
Credit Suisse First 11.14% 9.96% 12.45% 0%
Boston
Bankers Trust Company 11.14% 9.96% 12.45% 0%
Salomon Brothers Holding 6.37% 5.69% 7.12% 0%
Company, Inc.
ABN AMRO Bank N.V. 9.56% 8.54% 10.67% 0%
The Bank of Nova Scotia 2.78% 0% 50.00%
BHF-Bank 9.56% 10.67% 0%
Aktiengesellschaft.
Creditanstalt Corporate 7.13% 7.64% 0%
Finance, Inc.
Comerica Bank, N.A. 5.30% 5.37% 0%
The Mitsubishi Trust and 8.34% 9.16% 0%
Banking Corporation
Bank of Tokyo-Mitsubishi 9.56% 10.67% 0%
Trust Company
Royal Bank of Canada 6.11% 0% 50.00%
Societe Generale 9.56% 10.67% 0%
Schedule B
Page 2
Bank Polska Kasa Opieki 3.49% 3.10% 0%
S.A. - Pekao
Balanced High Yield Fund 0% 0% 0%
II, Ltd.
Metropolitan Life 0% 0% 0%
Insurance Company
Prudential Insurance 0% 0% 0%
Company of America
National Westminster 0% 0% 0%
Bank Plc
BankBoston, N.A. 0% 0% 0%
Xxxxxx Xxxxxxx Xxxx 0% 0% 0%
Xxxxxx Prime Income Trust
KZH Soleil 0% 0% 0%
Canadian Imperial Bank 0% 0% 0%
of Commerce
Oxford Strategic Income 0% 0% 0%
Fund
Senior Debt Portfolio 0% 0% 0%
Sankaty High Yield Asset 0% 0% 0%
Partners, X.X.
Xxxxxxx Xxxxx, Xxxxxx 0% 0% 0%
Xxxxxx & Xxxxx
Incorporated
SCHEDULE C
COMMITMENTS
NON-
CANADIAN CANADIAN
TRANCHE A TRANCHE B TRANCHE C REVOLVING REVOLVING REVOLVING
TERM LOAN TERM LOAN TERM LOAN LOAN LOAN LOAN
BANK COMMITMENT COMMITMENT COMMITMENT COMMITMENT SUB-COMMITMENT SUB-COMMITMENT
---- ---------- ---------- ---------- ---------- -------------- --------------
Credit Suisse First 10,027,548.21 10,769,230.78 9,230,769.20 7,472,451.79 7,472,451.79 0
Boston
Bankers Trust Company 10,027,548.21 10,769,230.77 9,230,769.23 7,472,451.79 7,472,451.79 0
Salomon Brothers Holding 5,730,027.55 0 0 4,269,972.45 4,269,972.45 0
Company Inc.
ABN AMRO Bank N.V. 8,595,041.32 0 0 6,404,958.68 6,404,958.68 0
Xxx Xxxx xx Xxxx Xxxxxx 2,500,000 0 0 7,500,000 0 7,500,000
BHF-Bank 8,595,041.32 0 0 6,404,958.68 6,404,958.68 0
Aktiengesellschaft
Creditanstalt Corporate 6,413,223.14 1,615,384.62 1,384,615.38 4,586,776.86 4,586,776.86 0
Finance, Inc.
Comerica Bank, N.A. 4,776,859.50 2,692,307.69 2,307,692.31 3,223,140.50 3,223,140.50 0
The Mitsubishi Trust and 7,504,132.23 0 0 5,495,867.77 5,495,867.77 0
Banking Corporation
Bank of Tokyo-Mitsubishi 8,595,041.32 0 0 6,404,958.68 6,404,958.68 0
Trust Company
Royal Bank of Canada 5,500,000 3,230,769.23 2,769,230.77 7,500,000 0 7,500,000
Schedule C
Page 2
Societe Generale 8,595,041.32 2,692,307.69 2,307,692.31 6,404,958.68 6,404,958.68 0
Bank Polska Kasa Opieki 3,140,495.87 0 0 1,859,504.13 1,859,504.13 0
S.A. - Pekao
Balanced High Yield Fund 0 2,692,307.69 2,307,692.31 0 0 0
II, Ltd.
Metropolitan Life 0 8,076,923.08 6,923,076.92 0 0 0
Insurance Company
Prudential Insurance 0 3,769,230.77 3,230,769.23 0 0 0
Company of America
National Westminster 0 4,307,692.31 3,692,307.69 0 0 0
Bank Plc
BankBoston, N.A. 0 5,384,615.38 4,615,384.62 0 0 0
Xxxxxx Xxxxxxx Xxxx 0 5,384,615.38 4,615,384.62 0 0 0
Xxxxxx Prime Income
Trust
KZH Soleil LLC 0 3,769,230.77 3,230,769.23 0 0 0
Canadian Imperial Bank 0 9,692,307.69 8,307,692.31 0 0 0
of Commerce
Oxford Strategic Income 0 1,076,923.08 923,076.92 0 0 0
Fund
Senior Debt Portfolio 0 7,000,000 6,000,000 0 0 0
Sankaty High Yield Asset 0 6,461,538.46 5,538,461.54 0 0 0
Partners, X.X.
Xxxxxxx Xxxxx, Xxxxxx 0 2,692,307.69 2,307,692.31 0 0 0
Xxxxxx & Xxxxx
Incorporated
Total $90,000,000 $105,000,000 $90,000,000 $75,000,000 $60,000,000 $15,000,000
SCHEDULE D
BANK ADDRESSES
Bank Address
---- -------
Bankers Trust Company Xxx Xxxxxxx Xxxxx Xxxxx
Xxx Xxxx, Xxx Xxxx 00000
Attention: Xxxxxxx XxXxxxxx
Telephone No.: (000) 000-0000
Facsimile No.: (000) 000-0000
Credit Suisse First Boston 00 Xxxxxxx Xxxxxx
Xxx Xxxx, Xxx Xxxx 00000
Attention: Xxxxxx Xxxx
Telephone No.: (000) 000-0000
Facsimile No.: (000) 000-0000
Salomon Brothers Holding Company Inc. 0 Xxxxx Xxxxx Xxxxxx
Xxx Xxxx, XX 00000
Attention: Xxxxxx Xxxxxxxxxxx
Telephone No.: (000) 000-0000
Facsimile No.: (000) 000-0000
ABN AMRO Bank N.V. 000 Xxxxx XxXxxxx Xxxxxx, Xxxxx 000
Xxxxxxx, XX 00000
Attention: Xxxx Xxxxxx
Telephone No.: (000) 000-0000
Facsimile No.: (000) 000-0000
The Bank of Nova Scotia 000 Xxxxxxxxx Xxxxxx XX, Xxxxx 0000
Xxxxxxx, XX 00000
Attention: Xxxxx Xxxxxxx
Telephone No.: (000) 000-0000
Facsimile No.: (000) 000-0000
Comerica Bank, N.A. 000 Xxxxxxxx Xxxxxx
Xxxxxxx, XX 00000-0000
Attention: Xxxxxx Xxxxx
Telephone No.: (000) 000-0000
Facsimile No.: (000) 000-0000
Creditanstalt Corporate Finance, Inc. 0 Xxxxxxx Xxxxx, Xxxxx 0000
Xxxxxxx, XX 00000
Attention: Xxxx Xxxxx
Telephone No.: (000) 000-0000
Facsimile No.: (000) 000-0000
Schedule D
Page 2
The Mitsubishi Trust and Banking Corporation 000 Xxxxxxx Xxxxxx
Xxx Xxxx, XX 00000
Attention: Xxxx Xxxxxxxx
Telephone No.: (000) 000-0000
Facsimile No.: (000) 000-0000
Societe Generale 000 Xxxxxxxxx Xxxxxx XX, Xxxxx 0000
Xxxxxxx, XX 00000
Attention: Xxxxx Xxxxx
Telephone No.: (000) 000-0000
Facsimile No.: (000) 000-0000
Bank of Tokyo-Mitsubishi Trust Company 0000 Xxxxxx xx xxx Xxxxxxxx
Xxx Xxxx, XX 00000
Attention: Xxxxxxxx Xxxxxxxx
Telephone No.: (000) 000-0000
Facsimile No.: (000) 000-0000
Bank Polska Kasa Opieki S.A.- Pekao S.A. Group 000 Xxxx Xxxxxx Xxxxx
Xxx Xxxx, XX 00000
Attention: Xxxxxx Xxxxxx
Telephone No.: (000) 000-0000
Facsimile No.: (000) 000-0000
BHF-Bank Aktiengesellschaft 000 Xxxxxxx Xxxxxx
Xxx Xxxx, XX 00000
Attention: Xxxx Xxxxxx
Telephone No.: (000) 000-0000
Facsimile No.: (000) 000-0000
Royal Bank of Canada Grand Cayman (North America No. 1) Branch
c/o New York Branch
Xxx Xxxxxxx Xxxxx, 0xx Xxxxx
Xxx Xxxx, XX 00000-0000
Attention: Loans Administration
Telephone No.: (000) 000-0000
Facsimile No.: (000) 000-0000
with a copy to:
Xxx Xxxxxxx Xxxxx, 0xx Xxxxx
Xxx Xxxx, XX 00000-0000
Attention: Xxxxxxx X. Xxxxxxx
Telephone No.: (000) 000-0000
Facsimile No.: (000) 000-0000
Metropolitan Life Insurance Company 000 Xxxxxxx Xxxxxx
Xxxxxxx Xxxxxxx, XX 00000
Attention: Xxxxx Xxxxxxxxxx
Telephone No.: (000) 000-0000
Facsimile No.: (000) 000-0000
Schedule D
Page 3
Prudential Insurance Company of America Prudential Capital Group - GC4 7th Floor
000 Xxxxxxxx Xxxxxx
Xxxxxx, XX 00000
Attention: X. Xxxx Xxxxx
Xxxxx X. Xxxxx
Telephone No.: (000) 000-0000
Facsimile No.: (000) 000-0000
National Westminster Bank Plc Xxx Xxxx Xxxxxx Xxxxxx, 0xx Xxxxx
Xxxxxxxxxx, XX 00000
Attention: Xxxxx Xxxxxx
Telephone No.: (000) 000-0000
Facsimile No.: (000) 000-0000
BankBoston, N.A. BankBoston, N.A.
000 Xxxxxxx Xxxxxx (Mailcode: 01-23-01)
Xxxxxx, XX 00000
Attention: Xxxx Xxxxxxxx-Xxxxxxxxx
Telephone No.: (000) 000-0000
Facsimile No.: (000) 000-0000
Xxxxxx Xxxxxxx Xxxx Xxxxxx Prime Income Trust Xxxxxx Xxxxxxx Xxxx Xxxxxx Advisors
0 Xxxxx Xxxxx Xxxxxx, 00xx Xxxxx
Xxx Xxxx, XX 00000
Attention: Xxxxxx Xxxxxxxx
Telephone No.: (000) 000-0000
Facsimile No.: (000) 000-0000
KZH-Soleil LLC SunAmerica Investments, Inc.
Xxx XxxXxxxxxx Xxxxxx, 00xx Xxxxx
Xxx Xxxxxxx, XX 00000-0000
Attention: Xxxxx Xxxxxx
Telephone No.: (000) 000-0000
Facsimile No.: (000) 000-0000
CIBC, Inc. 0000 Xxxxxx xx xxx Xxxxxxxx
Xxx Xxxx, XX 00000
Attention: Xxxxx Xxxxxx
Telephone No.: (000) 000-0000
Facsimile No.: (000) 000-0000
Oxford Strategic Income Fund Xxxxx Xxxxx Management
Attn: Prime Rate Reserves
00 Xxxxxxx Xx., 0xx Xxxxx
Attention: Xxxxxxx X. Xxxxx
Xxxxxx Xxxxx
Telephone No.: (000) 000-0000
Facsimile No.: (000) 000-0000
Schedule D
Page 4
Senior Debt Portfolio Senior Debt Portfolio
c/o Boston Management and Research
00 Xxxxxxx Xxxxxx, 0xx Xxxxx
Xxxxxx, XX 00000
Attention: Xxxxxxx X. Xxxxx
Xxxxxx Xxxxx
Telephone No.: (000) 000-0000
Facsimile No.: (000) 000-0000
Xxxxxxx Xxxxx, Xxxxxx Xxxxxx & World Financial Center -7th Floor
Xxxxx Incorporated 000 Xxxxx Xxxxxx
Xxx Xxxx, XX 00000-0000
Attention: Xxxxx Mix
Telephone No.: (000) 000-0000
Facsimile No.: (000) 000-0000
Sankaty High Yield Asset Partners, L.P. Two Xxxxxx Xxxxx
Xxxxxx, XX 00000
Attention: Xxxxx X. Xxxxx
Telephone No.: (000) 000-0000
Facsimile No.: (000) 000-0000
