INVESTMENT ADVISORY AGREEMENT
XXXXXX XXXXXX AND XXXXXX LLC
AMENDMENT NO. 6 TO
AMENDMENT NO. 6 effective September 25, 2020 (the “Amendment”) to the Investment Advisory Agreement made as of May 1, 2018 between XXXXXX XXXXXX & XXXXXX TRUST (f/k/a WESTCORE TRUST), a Massachusetts business trust (the “Trust”), and XXXXXX XXXXXX AND XXXXXX LLC, a Delaware limited liability company (the “Investment Adviser”), as amended (the “Agreement”).
WHEREAS, the Trust is registered as an open-end, management investment company under the Investment Company Act of 1940, as amended;
WHEREAS, the Trust has retained the Investment Adviser to furnish investment advisory and other services to the Trust for the series listed in Exhibit A and for other series of the Trust as agreed to by the parties from time to time (each, a “Fund” and collectively, the “Funds”);
WHEREAS, the parties seek to amend the Agreement to reflect a revised Exhibit A to reflect the revised name of the Xxxxxx Xxxxxx & Xxxxxx Global Large Cap Fund to the Xxxxxx Xxxxxx & Xxxxxx Global All Cap Fund which was effective September 22, 2020; and
WHEREAS, the parties seek to amend the Agreement to reflect a revised Exhibit A to remove the Xxxxxx Xxxxxx & Xxxxxx Mid Cap Value Dividend Fund that was liquidated effective September 17, 2020 and to remove the Xxxxxx Xxxxxx & Xxxxxx Small Cap Value Dividend Fund that was merged into the Xxxxxx Xxxxxx & Xxxxxx Small Cap Value Fund effective September 25, 2020;
NOW THEREFORE, in consideration of the promises and mutual covenants herein contained, it is agreed between the parties hereto as follows:
| 1. | Amendment. |
Exhibit A to the Agreement is deleted in its entirety and replaced by Exhibit A attached hereto.
| 2. | No Other Changes. |
Except as amended by this Amendment, the Agreement remains in full force and
effect.
4509560.1
| 3. | Miscellaneous. |
The captions in this Amendment are included for convenience of reference only and in no way define or delimit any of the provisions hereof or otherwise affect their construction or effect. If any provision of this Amendment shall be held or made invalid by a court decision, statute, rule or otherwise, the remainder of this Amendment shall not be affected thereby. This Amendment shall be binding and shall inure to the benefit of the parties hereto and their respective successors and shall be governed by Colorado law.
(signature page follows)
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IN WITNESS WHEREOF, the parties hereto have caused this Amendment to be executed by their officers designated below as of the day and year first above written.
XXXXXX XXXXXX & XXXXXX TRUST
BY: _____________________________
TITLE: ___________________________
XXXXXX XXXXXX AND XXXXXX LLC
BY: _____________________________
TITLE: ___________________________
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Exhibit A
| Name of Fund | Initial Termination Date | Fee Calculation |
| Xxxxxx Xxxxxx & Xxxxxx (“SBH”) All Cap Fund | November 15, 2020 | Annual rate of 0.65% of the average daily net assets of the fund |
| SBH Colorado Tax Free Fund | April 30, 2020 | Annual rate of 0.35% of the average daily net assets of the fund |
| SBH Emerging Markets Fund | November 15, 2020 |
Annual rate of 0.90% of the average daily net assets of the fund |
| SBH Fundamental International Small Cap Fund | April 30, 2020 | Annual rate of 1.00% of the average daily net assets of the fund |
| SBH Global All Cap Fund | April 30, 2020 | Annual rate of 0.65% of the average daily net assets of the fund |
| SBH International Small Cap Fund | November 15, 2020 | Annual rate of 0.90% of the average daily net assets of the fund |
| SBH Municipal Opportunities Fund | April 30, 2020 | Annual rate of 0.35% of the average daily net assets of the fund |
| SBH Plus Bond Fund | April 30, 2020 | Annual rate of 0.35% of the average daily net assets of the fund |
| SBH Quality High Yield Fund | April 30, 2020 | Annual rate of 0.45% of the average daily net assets of the fund |
| SBH Short Term Plus Fund | November 15, 2020 | Annual rate of 0.25% of the average daily net assets of the fund |
| SBH Small Cap Growth Fund | April 30, 2020 | Annual rate of 0.65% of the average daily net assets of the fund |
| SBH Small Cap Value Fund | November 15, 2020 | Annual rate of 0.80% of the average daily net assets of the fund |
| SBH Small Cap Core Fund | November 15, 2020 | Annual rate of 0.80% of the average daily net assets of the fund |
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| SBH Workplace Equality Fund | April 30, 2020 | Annual rate of 0.65% of the average daily net assets of the fund |
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