Ninth Amendment to Amended and Restated Master Custodian Agreement
Exhibit g1a
Ninth Amendment to Amended and Restated Master Custodian Agreement
This Ninth Amendment to Amended and Restated Master Custodian Agreement (the “Amendment”) is made and entered into as of October 21, 2013, by and among each registered investment company identified on the signature page hereto (each such registered investment company shall hereinafter be referred to as a “Fund” and collectively the “Funds”), and State Street Bank and Trust Company, a Massachusetts trust company (the “Bank”).
Witnesseth:
Whereas, the Funds and the Bank are parties to that certain Amended and Restated Master Custodian Agreement dated as of January 1, 2011, and amended from time to time (the “Agreement”); and
Whereas; the parties hereto wish to amend Appendix A of the Agreement in order to add MainStay Emerging Markets Opportunities Fund, a new series of MainStay Funds Trust, as a portfolio covered under the Agreement.
Now Therefore, for and in consideration of the mutual promises contained herein and other good and valuable consideration, the receipt and sufficiency of which are hereby acknowledged, the Funds and the Bank hereby agree as follows:
| 1. | Each Fund and the Bank hereby confirms its representations and warranties set forth in Section 19 of the Agreement. |
| 2. | Appendix A to the Agreement shall be replaced in its entirety by the Appendix A dated October 21, 2013 attached hereto. |
| 3. | This Amendment is intended to modify and amend the Agreement and the terms of this Amendment and the Agreement are to be construed to be cumulative and not exclusive of each other. Except as provided herein, the Agreement is hereby ratified and confirmed and remains in full force and effect. |
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In Witness Whereof, the parties have caused this Amendment to be executed by their duly authorized officers to be effective as of the date first above written.
THE MAINSTAY FUNDS
By: /s/ Xxxxxxx X. Xxxxxx
Name: Xxxxxxx X. Xxxxxx
Title: President
MAINSTAY VP FUNDS TRUST
By: /s/ Xxxxxxx X. Xxxxxx
Name: Xxxxxxx X. Xxxxxx
Title: President
MAINSTAY FUNDS TRUST
By: /s/ Xxxxxxx X. Xxxxxx
Name: Xxxxxxx X. Xxxxxx
Title: President
STATE STREET BANK AND TRUST COMPANY
By: /s/ Xxxxxxx X. Xxxxxx
Name: Xxxxxxx X. Xxxxxx
Title: Executive Vice President
MainStay Defined Term Municipal OPPORTUNITIES Fund
By: /s/ Xxxxxxx X. Xxxxxx
Name: Xxxxxxx X. Xxxxxx
Title: President
Appendix A
to the
Amended and Restated Master Custodian Agreement
(as of October 21, 2013)
| Fund | Portfolio |
| The MainStay Funds |
MainStay Common Stock Fund MainStay Convertible Fund MainStay Income Builder Fund MainStay International Equity Fund MainStay Tax Free Bond Fund MainStay Unconstrained Bond Fund |
| MainStay VP Funds Trust |
MainStay VP Balanced Portfolio MainStay VP Cornerstone Growth Portfolio MainStay VP DFA / DuPont Capital Emerging Markets Equity Portfolio MainStay VP Eagle Small Cap Growth Portfolio MainStay VP Floating Rate Portfolio MainStay VP High Yield Corporate Bond Portfolio MainStay VP ICAP Select Equity Portfolio MainStay VP Income Builder Portfolio MainStay VP International
Equity Portfolio MainStay XX Xxxxx Balanced Portfolio MainStay VP MFS Utilities Portfolio MainStay VP PIMCO Real Return Portfolio MainStay VP X. Xxxx Price Equity Income Portfolio MainStay VP U.S. Small Cap Portfolio MainStay XX Xxx Xxx Global Hard Assets Portfolio |
| A-1 |
| MainStay Funds Trust |
MainStay Balanced Fund MainStay California Tax Free Opportunities Fund MainStay Conservative Allocation Fund MainStay Cornerstone Growth Fund MainStay Emerging Markets Opportunities Fund MainStay Epoch Global Choice Fund MainStay Epoch Global Equity Yield Fund MainStay Epoch International Small Cap Fund MainStay Epoch U.S. Equity Fund MainStay Floating Rate Fund MainStay High Yield Municipal Bond Fund MainStay ICAP Equity Fund MainStay ICAP Global Fund MainStay ICAP International Fund MainStay ICAP Select Equity Fund MainStay Indexed Bond Fund MainStay Marketfield Fund MainStay Moderate Allocation Fund MainStay Retirement 2010 Fund MainStay S&P 500 Index Fund MainStay Short Duration High Yield Fund MainStay Short Term Bond Fund MainStay U.S. Equity Opportunities Fund MainStay U.S. Small Cap Fund |
| MainStay DefinedTerm Municipal Opportunities Fund | |
| A-2 |
