TWENTY THIRD AMENDMENT TO SERVICE AGREEMENT
Exhibit 10-s.2
Pursuant to 17 CFR 240.24b-2, confidential portions of this document have been omitted; such
confidential portions have been filed separately with the Securities and Exchange Commission (the
“Commission”) pursuant to a Confidential Treatment Application filed with the Commission. The
redacted portions of this exhibit are marked by a [***].
TWENTY THIRD AMENDMENT TO SERVICE AGREEMENT
This Twenty Third Amendment (this “Amendment”) to the Service Agreement dated as of January 1,
2002, as amended (the “Service Agreement”) is made and entered into this 18th day of December, 2006
(the “Execution Date”) by and between Advanta Bank Corp. (“Customer”) and First Data Resources, LLC
(formerly known as First Data Resources Inc.) (“FDR”). For good and valuable consideration, the
receipt and sufficiency of which is hereby acknowledged, Customer and FDR agree as follows:
1. Except as otherwise specified herein, all terms set forth in this Amendment are effective
as of January 1, 2007.
2. In the event that this Amendment is executed by the parties on or before December 31, 2006,
then FDR agrees to provide Customer with a “Processing Fee Credit” in the amount of [***]. The
Processing Fee Credit will be provided to Customer [***], and [***]. Anything in this Amendment or
the Service Agreement to the contrary notwithstanding, in the event that [***], then [***].
3. Section 2.4 (Programming Services) of the Service Agreement is hereby deleted and replaced
with the following:
“2.4 Programming Services.
(a) In connection with the services provided by FDR pursuant to the terms of this Agreement,
FDR shall perform, at its expense, up to 1,000 hours of computer programming services in each
Processing Year during the Term of this Agreement after Processing Year 5 (as defined in Section
8.1)(the ‘Free Programming’). Unused hours of Free Programming from one Processing Year shall not
be carried forward into any other Processing Year.
(b) In addition to the Free Programming set forth in Section 2.4(a) above, FDR agrees to make
available to Customer an additional programming credit (the ‘Additional Programming Credit’) during
the period commencing on January 1, 2007 and ending on the earlier of (i) December 31, 2011 or (ii)
the termination or expiration of this Agreement (including, without limitation, Customer’s exercise
of its right to terminate this Agreement for convenience pursuant to Section 9.2(d)). The
Additional Programming Credit is defined as a pool of [***],
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available for the period specified in the preceding sentence, that may be applied by Customer
against the fees for any computer programming service hours (including but not limited to computer
programming service hours associated with the ‘PCF Change Report,’ ‘Insurance Screens’ and ‘1099
Flexibility’ projects which are, at the time of the execution of this Amendment, currently being
reviewed by the parties) incurred by Customer during such period which are in excess of the Free
Programming hours set forth in Section 2.4(a) above. Subject to the provisions of this paragraph
(b), the Additional Programming Credit will expire [***]. Upon the conclusion of each applicable
Processing Year, Customer will be eligible to receive a credit to Customer’s invoice (the
‘Processing Fee Credit’) for any unused portion of the [***] Additional Programming Credit
available for such Processing Year at a rate of $125 per unused hour up to a maximum of [***].
(The following examples have been provided for clarification: (A) If in a single applicable
Processing Year, [***]; (B) If in a single applicable Processing Year, [***]; and (C) If in a
single applicable Processing Year, [***].
(c) FDR shall charge, and Customer shall pay, $125 per hour for each hour of computer
programming services provided by FDR at the request of Customer which exceed or are not covered by
either the Free Programming or the Additional Programming Credit.”
4. Article 2 (Services) of the Service Agreement is hereby amended by the addition of a
Section 2.9 to read as follows:
“2.9 System Optimization Project. At any time, but only once, during the period commencing
on January 1, 2007 and ending December 31, 2011, Customer may request that FDR perform a System
Optimization Analysis for Customer. The System Optimization Analysis shall consist of a review of
Customer’s use of the FDR System and the Services under this Agreement with respect to Customer’s
servicing of its Cardholder Account programs, and written recommendations by FDR to Customer, based
upon such analysis, which shall provide suggestions to improve Customer’s efficiency in such
servicing and more effective use of the FDR System and the Services. Customer and FDR shall
mutually agree upon the specific areas of focus to be included in the System Optimization
Analysis.”
Customer and FDR hereby agree that, as of the Execution Date of this Amendment, the System
Optimization Analysis described in this Paragraph 3 of this Amendment is already in progress.
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5. In Paragraph (a) of Section 3.1 (Sole and Exclusive Provider) of the Service Agreement, the
first instance of subparagraph (iii) which is in the first sentence of Paragraph (a) is hereby
amended to read as follows:
“(iii) Customer shall not agree with any third party to have such third party perform or provide,
in North America, any Core Processing Services to Customer, provided, however, that in no event
shall the provisions of this subparagraph (iii) be deemed to prohibit Customer, during the
remaining Term of this Agreement, from negotiating and signing with any third party any agreement
to have such third party perform or provide any services to Customer for any periods following the
expiration or termination by Customer as set forth in Section 9.2, including termination for
convenience by Customer set forth in Section 9.2(d) of this Agreement.”
6. Section 3.4 (Acquisition of Portfolios or Entities Not Serviced by FDR) of the Service
Agreement is hereby deleted in its entirety.
7. In Section 4.2 (Price Increases) of the Service Agreement, Paragraph (a) is hereby deleted
and replaced with the following:
"(a) During each Processing Year after Processing Year 5, FDR may, by notice to Customer,
increase as follows only those Processing Fees set forth in Section IV of Exhibit ‘A’ which are
associated with certain production services (as marked with a ‘P’ in Section IV of Exhibit ‘A’);
provided, however, that FDR shall not be allowed to increase such Processing Fees at any time while
this Agreement is in effect, unless the percentage change in the Consumer Price Index (“CPI”)
during the calculation period described below for any applicable Processing Year is greater than
four percent (4%), in which case FDR may increase the Processing Fees which were in effect for the
immediately preceding Processing Year (the ‘Old Year’) by an amount not to exceed in the aggregate
three quarters (3/4) of the percentage change in the CPI over four percent (4%) during a period
described below, and in no event shall such increase be less than 0% nor more than 6%. For
purposes of this paragraph, the CPI shall be the index compiled by the United States Department of
Labor’s Bureau of Labor Statistics, Consumer Price Index for All Urban Consumers (CPI-U) having a
base of 100 in 1982-84, using that portion of the index which appears under the caption ‘All
Items.’ The CPI percentage shall be communicated to Customer within forty-five (45) days of the
end of each applicable Processing Year. The CPI will be expressed as a percentage determined by
simple average over a twelve (12) month period of the prior year. Any such adjustment to the
Processing Fees will be effective on the first day of each Processing Year.”
8. Section 4.5 (Minimum Fees) of the Service Agreement is hereby deleted and replaced
with the following:
“4.5 Minimum Fees.
(a) In each Processing Year during the Term of this Agreement after Processing Year 5 (as defined
in Section 8.1), Customer will require and shall pay FDR for processing services sufficient
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to generate aggregate Processing Fees at least equal to the greater of (i) 80% of the Processing
Fees paid during the immediately preceding Processing Year and (ii) $7,000,000 (the ‘Minimum
Processing Fees’). FDR shall calculate the total Processing Fees paid by Customer in respect of
services performed during each Processing Year (the ‘Total Annual Processing Fees’) within ninety
(90) days after the end of each Processing Year and will, after ten (10) days written notice to
Customer, draw upon Customer’s account pursuant to Section 4.3 for the amount, if any, by which the
Minimum Processing Fees for the Processing Year exceed the Total Annual Processing Fees for the
Processing Year (such amount a ‘Minimum Fee Shortfall’).
(b) If in any Processing Year during the remaining Term of this Agreement, Customer migrates
substantially all of its [***], then FDR hereby agrees that for both (i) the Processing Year in
which the [***] is effected by Customer (the ‘Migration Year’) and (ii) the Processing Year
immediately following the Migration Year, FDR shall remove from calculation of both the Minimum
Processing Fees due and the Total Annual Processing Fees paid for such Processing Year all of the
fees paid or payable by Customer pursuant to this Agreement for the list of FDR billing elements
set forth below:
Element | |||||
Number | Item Name | ||||
[***] |
[***] |
4
In no event, however, shall the Minimum Processing Fees due FDR by Customer pursuant to this
Section 4.5 be less than $7,000,000 for any Processing Year.”
9. The schedule of Adjusted Gross Processing Fees and corresponding Credit as set forth in
Section 4.7 (Growth Credit) of the Service Agreement is hereby deleted and replaced with the
following:
"Adjusted Gross Processing Fees | Credit | |||
[***]
|
[***] |
In no event, however, shall the total amount of any Growth Credit payable to
Customer by FDR pursuant to this Section 4.7 for any [***] exceed [***].”
10. Article 4 (Payment for Services) of the Service Agreement is hereby amended by the
addition of a Section 4.9 to read as follows:
4.9 New Product Incentive. In each Processing Year, after Processing Year 5, during the
remaining Term of this Agreement, FDR agrees to provide Customer with a usage incentive for each
New Product which Customer commences to use during the Processing Year. Such usage incentive shall
consist of [***]. For the avoidance of doubt, the parties agree that the usage incentive set forth
in this Section 4.9 shall not apply with respect to any Special Fees associated with the
implementation of a New Product (including but not limited to any set-up fees or development
charges associated with the New Product). For purposes of this Section 4.9, a New
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Product shall mean either (a) a product or service which was already included in Exhibit A of this
Agreement on or before the commencement of Processing Year 6, but was not previously used by
Customer, or (b) a product or service which has been added to Exhibit A of this Agreement by
written amendment after the commencement of Processing Year 6.”
11. Sections 8.1 (Term) and 8.2 (Renewal) of the Service Agreement is hereby deleted and
replaced with the following:
“8.1 Term. Except as otherwise provided for in this Article 8, the Term of this Agreement
shall continue in effect for an additional period of five (5) Processing Years (Years 6, 7, 8, 9
and 10), commencing on January 1, 2007 and expiring on December 31, 2011 (hereinafter referred to
as the ‘Renewal Period’). For purposes of this Agreement, a Processing Year means each twelve (12)
month period commencing on the first day of January and ending on the last day of December.
Processing Year 6 of the Term shall commence on January 1, 2007 and continue through December 31,
2007.
“8.2 Extension. Upon the expiration of the Renewal Period, the Term of this Agreement
shall automatically be extended for one (1) period of one (1) Processing Year (the ‘Extension
Period’) unless either party gives the other party written notice at least six (6) months prior to
the termination date of the Renewal Period that the Agreement will not be extended.”
12. Section 9.2 (Termination by Customer) of the Service Agreement is hereby amended by the
addition of a subsection (d) to read as follows:
“(d) For Customer’s convenience upon the conclusion of Processing Year 8 (December 31, 2009),
provided that Customer gives FDR written notice, on or before September 30, 2009, of its intention
to so terminate this Agreement.”
13. The first sentence of Section 9.6 (Deconversion) of the Service Agreement is hereby
deleted and replaced with the following:
“Upon the termination for any reason or the expiration of this Agreement, Customer and FDR
shall mutually, expeditiously and in good faith proceed to agree upon and document a Deconversion
project plan, which the parties contemplate may involve an up to eighteen (18) month time frame for
completion and implementation.”
14. Section 11.2 (Customer’s Representations) of the Service Agreement is hereby amended
by the addition of a paragraph (e) to read as follows:
“(e) Customer represents and warrants that the account records and/or address lists in reliance
upon which FDR will provide mailing services to Customer, together with any other mail matter
provided to FDR, satisfy the requirements established by the United States Postal Service (‘USPS’)
for First-Class Mail presorted and automation rates, including but not limited to the Move Update
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requirements for addresses. In that regard, Customer has provided to FDR an executed copy of
Postal Service Form 6014, Certification of Move Update Compliance, or its current equivalent and
agrees to update it as necessary to maintain its accuracy. If the Customer is not the mail owner,
it is the Customer’s responsibility to obtain Postal Service Form 6014 or equivalent assurances
from the mail owners so that it can provide the required Postal Service Form 6014 or equivalent to
FDR for the mail matter it requests FDR to process. Customer acknowledges that in reliance upon the
forgoing, FDR will certify to the USPS, on behalf of Customer, that Customer’s mail complies with
all applicable USPS standards for receiving discounts and Customer agrees that it will be liable
for any revenue deficiencies assessed with respect to mailings on its behalf. Customer further
agrees that, if at any time during the life of this contract Customer discontinues taking the steps
needed to satisfy the USPS requirements identified above in this paragraph, Customer will notify
FDR in advance in writing. Customer also agrees that, if at any time during the life of this
contract FDR requests Customer to confirm its compliance with USPS requirements, it will do so in
writing within ten (10) days after FDR’s request and, if it does not, FDR in its discretion may
cease processing Customer’s mail as discount mail and Customer is responsible for any increased
costs.”
15 Section 13.2 (b) (Performance Reports) of the Service Agreement is hereby deleted and
replaced with the following:
“13.2 (b) Performance Reports. The Performance Standards set forth in Exhibit “C” are
divided into two Categories. FDR’s performance with respect to the Performance Standards in each
Category during the just concluded calendar month will be managed as follows: i) Category I —
Achievement by FDR of [***] Category I Incentive Level Performance Standards and [***] Category II
Standard Performance Standards constitutes a Successful Month for which Customer will pay FDR a
service level agreement (“SLA”) incentive payment equal to [***]; failure by FDR to achieve [***]
of the Category I Performance Standards constitutes a Failed Month for which FDR will pay Customer
an SLA remedy payment equal to [***]; and ii) Category II — Achievement by FDR of [***] Category
II Incentive Level Performance Standards and [***] Category I Standard Performance Standards
constitutes a Successful Month for which Customer will pay FDR and SLA incentive payment equal to
[***]; failure by FDR to achieve [***] of the Category II Performance Standards constitutes a
Failed Month for which FDR will pay Customer a remedy payment equal to [***]. All SLA incentive
payments payable by Customer and all SLA remedy payments payable by FDR with respect to any month
will be netted. Any resulting net SLA incentive payment will be billed and any resulting net SLA
remedy payment will be credited to Customer on Customer’s next monthly invoice following quarter
end. ”
16. Section 14.10 (Audit) of the Service Agreement is hereby deleted and replaced with the
following:
“14.10 Audit. At least annually during the remaining Term of this Agreement, FDR will
provide
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for a third party to perform an audit of the electronic data processing environment maintained by
FDR to provide the services set forth in this Agreement. Such audit will conform to the Statement
of Auditing Standards No. 70, for Type II reviews (‘SAS-70,’ or any successor substitute statement
adopted by the American Institute of Certified Public Accountants). FDR shall provide Customer
with a copy of the SAS-70 report associated with such audit, as well as any plans for addressing
deficiencies therein, if Customer requests a copy in writing. In addition, Customer, its
authorized agents and/or its federal or state regulatory authorities may audit FDR for compliance
with this Agreement relating to the confidentiality and security of information relating to
Customer’s customers, subject to any reasonable confidentiality requirements of FDR. FDR agrees to
comply with all reasonable requests (including without limitation requests to visit FDR’s
facilities) in connection with any such audit; provided that (a) FDR shall be given at least thirty
(30) days’ prior written notice of such audit, (b) such audit shall be performed during FDR’s
normal business hours, and (c) such audit shall be performed at Customer’s expense.”
17. Article 14 of the Service Agreement is hereby amended by the addition of Sections 14.19
and 14.20 to read as follows:
“14.19 FDR Insurance. FDR currently has and will maintain, at a minimum, the insurance
coverage set forth in Exhibit E to this Agreement. FDR agrees to name Customer as an additional
insured on those policies so indicated in Exhibit E. FDR will provide to Customer, at such times
as Customer may reasonably request, certificates of evidence of insurance setting forth the types
and amounts of insurance which FDR then has in effect.”
“14.20 Regulation AB Compliance. At the request of Customer, FDR shall, and shall
cause any subcontractors providing services hereunder to, use reasonable efforts to cooperate with
Customer in order for Customer to meet its compliance requirements under Regulation AB (17 C.F.R.
Sections 226.1100-1123 as may be amended from time to time relating to Asset Backed Securities) to
the extent that the Services provided pursuant to the this Service Agreement may be covered by such
requirements and are disclosed to FDR by Customer. In no event, however, shall FDR be required to
incur additional costs in connection with this cooperation unless Customer and FDR mutually agree
in advance on a written plan for the reimbursement of such costs by Customer.
18. Exhibit “A”, Section IV (Processing Fee Definitions/Prices) of the Service Agreement
is hereby deleted and replaced with the price schedule set forth in Attachment I hereto, which is
hereby incorporated into this Amendment.
19. Exhibit “A”, Section IX of the Service Agreement is hereby deleted in its entirety.
20. Exhibit “C” (FDR Performance Standards for Customer) of the Service Agreement is hereby
deleted and replaced with a new Exhibit “C” to read as set forth in Attachment II hereto, which is
hereby incorporated into this Amendment.
21. Unless otherwise specified in this Amendment, any capitalized terms used in this
8
Amendment shall have the meanings assigned to them in the Service Agreement.
22. As hereby amended and supplemented, the Service Agreement shall remain in full force and
effect.
IN WITNESS WHEREOF, the parties hereto have executed this Amendment to Service Agreement the
day and year first above written.
FIRST DATA RESOURCES, LLC | ADVANTA BANK CORP. | |||||
By:
|
/s/ Xxxxxx Xxxxxxxxxx |
By: | /s/ Xxxx Xxxxxx |
|||
Title:
|
Senior Vice President |
Title: | Senior Vice President |
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ATTACHMENT I
Price Schedule
Exhibit A, Section IV (Processing Fee Definitions/Prices)
Price Per | ||||||||||||
Elem | Price | Item | ||||||||||
# | [***]1 | Item Name | Item Definition | [***]1 | Description | |||||||
63 | MERCHANT TICKET — TAPE ENTRY
|
Each sale slip, cash advance slip or returned merchandise slip (“Ticket”) from Customer’s Merchant that is transacted by a Cardholder from any Bank Identification Number (BIN), Interbank Card Association (ICA) or other Transaction Card system identification number, and entered via magnetic tape or tape transmission to FDR by Customer or a third party acting on Customer’s behalf. | /item | |||||||||
73 | MERCHANT TICKET — CRT ENTRY
|
Each sale slip, cash advance slip or returned merchandise slip (“Ticket”) from Customer’s Merchant that is transacted by a Cardholder from any Bank Identification Number (BIN), Interbank Card Association (ICA) or other Transaction Card system identification number, and entered remotely from Customer’s terminal(s) by Customer or a third party acting on Customer’s behalf. | /item | |||||||||
84 | MERCHANT TICKET — MANUAL ENTRY
|
Each sale slip, cash advance slip or returned merchandise slip (“Ticket”) from Customer’s Merchant that is transacted by a Cardholder from any Bank Identification Number (BIN), Interbank Card Association (ICA) or other Transaction Card system identification number and entered by FDR on Customer’s behalf. | /item | |||||||||
98 | RETRIEVAL
|
Each manual fulfillment provided by FDR in response to a request for a Merchant Ticket or copy of the same stored at FDR on behalf of Customer. | /retrieval | |||||||||
101 | INCOMING INTERCHANGE TICKET
|
Each Ticket (sales slip, cash advance slip or returned merchandise slip) transacted by Customer’s Cardholders at any Merchant with a BIN, ICA or other Transaction Card system identification number other than the number to which the Cardholder is signed. | /item | |||||||||
125 | PAYMENT — TAPE ENTRY BY CUSTOMER
|
Posting, from a tape medium delivered to FDR by Customer, of a transaction to a Cardholder Account of Customer evidencing the receipt of money from a Cardholder. | /payment | |||||||||
126 | PAYMENT — CRT ENTRY BY CUSTOMER
|
Posting, from a CRT transmission delivered to FDR by Customer, of a transaction to a Cardholder Account of Customer evidencing the receipt of money from a Cardholder. | /payment | |||||||||
130 | ACCD DOWNLOADED ACCOUNT
|
Each selected Cardholder Account of Customer which is transmitted to Customer, or any other third party | /account | |||||||||
1 | The information contained in this column of Attachment 1 — Exhibit A is confidential and has been omitted pursuant to 17 CFR 240-24b-2; such confidential portions have been filed separately with the Commission pursuant to a Confidential Treatment Application filed with the Commission. |
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Price Per | ||||||||||||
Elem | Price | Item | ||||||||||
# | [***]1 | Item Name | Item Definition | [***]1 | Description | |||||||
acting on Customer’s behalf, for collection purposes in connection with Customer’s Automated Customer Calling Device (ACCD) | ||||||||||||
144 | FIRST ACTIVITY NOTICE
|
A brief notification to a Cardholder of Customer prepared by FDR’s computer at the request of Customer based upon Customer’s Product Control File or a CRT entry request made by an employee of Customer which addresses the first use of the new account. | /notice | |||||||||
147 | DELINQUENCY NOTICE
|
A brief notification to a Cardholder of Customer prepared by FDR’s computer at the request of Customer based upon Customer’s Product Control File or a CRT entry request made by an employee of Customer which addresses a delinquency with respect to the account. | /notice | |||||||||
151 | NON-DUAL CARDHOLDER STATEMENT
|
Each periodic summarization of activity (whether printed or otherwise) associated with a Transaction Card issued by Customer. | /statement | |||||||||
155 | DUAL CARDHOLDER STATEMENT
|
A Cardholder Statement which includes information on both MasterCard and VISA account activity. | /statement | |||||||||
202 | BATCH HEADER — MANUAL ENTRY
|
Each summarization of Merchant Tickets deposited by the Merchant, or by Customer, and entered by FDR via hardcopy received from Customer. | /header | |||||||||
207 | BATCH HEADER — CRT ENTRY
|
Each summarization of Merchant Tickets deposited by Customer’s Merchant or by Customer (Batch Header), and entered remotely from Customer’s terminal(s) by Customer or a third party acting on Customer’s behalf. | /header | |||||||||
208 | BATCH HEADER — TAPE ENTRY
|
Each summarization of Merchant Tickets deposited by Customer’s Merchant or by Customer (Batch Header), and transmitted electronically to FDR via magnetic tape or tape transmission from Customer or a third party acting on Customer’s behalf. | /header | |||||||||
209 | MERCHANT ADVICE OF CHARGE (ACH) TAPE
|
Monthly tape indicating Automated Clearing House (ACH) discount amounts with respect to a Merchant of Customer. | /tape | |||||||||
218 | CARDHOLDER ANNUAL CHARGE
|
The fee assessed yearly to a Cardholder in connection with a Cardholder Account of Customer. | /account | |||||||||
227 | ASSISTANCE REQUEST (VOICE)
|
Each miscellaneous customer assistance request from a Merchant that is received by FDR’s voice authorization center. | / Call | |||||||||
228 | ASSISTANCE REQUEST (VOICE)
|
Each miscellaneous customer assistance request from a Cardholder that is received by FDR’s voice authorization center. | / Call | |||||||||
242 | RMS HARDCOPY REPORT
|
This element identifies the charge for each page of First Data Reports Management System (RMS) reports, in excess of the default setting, provided via hard copy. This element includes any preparation required for delivery. | / page | |||||||||
249 | RMS RJE/NDM REPORT
|
Each FDR Reports Management System (RMS) report provided to Customer by FDR in remote job entry (RJE) or network data mover (NDM) format. For purposes of the billing of RMS Reports: (i) if the standard (or default) setting for a particular report is | /page | |||||||||
1 | The information contained in this column of Attachment 1 — Exhibit A is confidential and has been omitted pursuant to 17 CFR 240-24b-2; such confidential portions have been filed separately with the Commission pursuant to a Confidential Treatment Application filed with the Commission. |
11
Price Per | ||||||||||||
Elem | Price | Item | ||||||||||
# | [***]1 | Item Name | Item Definition | [***]1 | Description | |||||||
“0”, then all pages of RMS On-Line View and RMS RJE of such report provided by FDR to Customer shall be billed to Customer at the prices above, or (ii) if the standard (or default) setting for a particular report is a value other than “0”, then each page of the RMS On-Line View of such report provided by FDR to Customer shall be at no charge and each page of RMS RJE of such report shall be billed to Customer at the prices above. | ||||||||||||
259 | MERCHANT ELECTRONIC REPORTING
|
Each Merchant which is set up to receive, via electronic transmission, a file containing daily and weekly Merchant deposit activity confirmations and reports. | /merchant | |||||||||
260 | ETC CONFIRMATION
|
Each daily report prepared by FDR for use by Merchant of Customer to confirm all Ticket transactions received from Customer’s Merchant and processed the previous day via Electronic Ticket Capture (ETC) or tape. Service includes any preparation required for delivery. ETC is FDR’s proprietary product for electronic data capture at the point of sale. | /letter | |||||||||
262 | ETC HEADQUARTERS REPORT
|
Each daily or weekly report sent to a headquarters’ location of a Merchant of Customer’s, which contains ETC or tape transaction information for its individual Merchant location(s). Service includes any preparation required for delivery. | /report | |||||||||
264 | SERVICE PLUS HELP CALL
|
Each instance in which a Merchant of Customer calls the Service Plus Help Center. | /call | |||||||||
265 | SERVICE PLUS HELP CALL
|
Each instance in which a Merchant of Customer calls the Service Plus Help Center. | /call | |||||||||
266 | SERVICE PLUS REGISTERED MERCHANT
|
Each Merchant location of Customer participating in the Service Plus Help Center program. | /merchant location | |||||||||
267 | BEHAVIOR SCORE/ ADAPTIVE CONTROL ACCOUNTS
|
This element identifies the charge for the number of accounts that are assigned a behavior score and/or are processed by the Adaptive Control System (ACS). The Behavior Score is a portfolio management tool that summarizes the level of risk an individual account possesses. The Adaptive Control System is a decision support tool that performs automatic actions for account management in the following areas. Delinquent collections, Overlimit collections, Authorizations, Credit line management, Reissue, Warning bulletin management. | /unit | |||||||||
270 | ETC TICKET
|
Each Electronic Ticket Capture (ETC) sales slip, cash advance slip or returned merchandise slip from a Merchant of Customer that is captured by means of an electronic process and forwarded to FDR for processing and reporting. | /item | |||||||||
280 | ETC BATCH HEADER
|
Each electronic summarization of ETC Ticket transactions deposited by Customer or Customer’s Merchant and delivered to FDR. | /header | |||||||||
281 | ADDRESS
|
Each instance in which the Cardholder records of | /inquiry | |||||||||
1 | The information contained in this column of Attachment 1 — Exhibit A is confidential and has been omitted pursuant to 17 CFR 240-24b-2; such confidential portions have been filed separately with the Commission pursuant to a Confidential Treatment Application filed with the Commission. |
12
Price Per | ||||||||||||
Elem | Price | Item | ||||||||||
# | [***]1 | Item Name | Item Definition | [***]1 | Description | |||||||
VERIFICATION — ISSUING
|
Customer located at FDR are accessed for Address Verification. | |||||||||||
293 | LOST OR STOLEN REPORT — FDR ENTERED
|
Each report of a lost or stolen Transaction Card from the Cardholder of Customer which is processed by FDR’s Fraud Management Voice Operations. Reports entered on-line immediately change the external status and block authorization requests on the Cardholder Account. Service includes lost/stolen reports received via collect call, telegram and telex. | /report | |||||||||
294 | SPECIAL RMS REPORT PREMIUM
|
The additional charge to Customer for each non-standard or unique RMS report provided to Customer at Customer’s request. | /report | |||||||||
343 | REGULATION Z STATEMENT MESSAGE
|
Each line of notification, included on a Cardholder Statement, informing the Cardholder of the renewal of the Cardholder Account and assessment of an annual fee therefore. | /line | |||||||||
506 | CARDHOLDER ACCOUNT ON FILE
|
Each account of a Cardholder of Customer (including but not limited to charged off, authorization only and debit accounts) that remains on Customer’s master file at FDR on the last processing day of the calendar month as defined on the CD-121 Ledger Activity Report or the equivalent report. | /account per month | |||||||||
577 | PLASTICARD CONTACTLESS CHIP PERSONALIZATION
|
The operational expense of personalizing the contactless chip in Radio Frequency plastics. | / Plastic | |||||||||
601 | FIRST CLASS MAIL — CARDHOLDER STATEMENT
|
Each Cardholder Statement which is prepared by FDR for delivery to the United States Postal Service (USPS) for mailing. | /statement | |||||||||
603 | FIRST CLASS MAIL — FIRST ACTIVITY NOTICE
|
Each First Activity Notice which is prepared by FDR for delivery to the USPS for mailing. | /notice | |||||||||
604 | FIRST CLASS MAIL — DELINQUENCY NOTICE
|
Each Delinquency Notice which is prepared by FDR for delivery to the USPS for mailing. | /notice | |||||||||
605 | FIRST CLASS MAIL — ETC CONFIRMATION LETTER
|
Each ETC Confirmation Letter which is prepared by FDR for delivery to the USPS for mailing. | /letter | |||||||||
660 | AUTOMATIC ACTION ENTRY
|
A system generated entry made to a Cardholder Account of Customer which appears on Customer’s collection screens indicating a collection-related activity, including but not limited to external status changes, account re-ages and charge-offs. | /item | |||||||||
700 | CIS INQUIRY
|
Each transaction accessing the Statement, Detail or Memo information in the FDR System regarding a Cardholder Account. | /transaction | |||||||||
760 | CIS STATEMENT
|
Each set of statement information regarding Customer’s Cardholder Accounts that is stored on the FDR system and accessible by Customer via Customer’s CRT terminals. CIS Statement information includes the information set forth on a Cardholder Statement such as, but not limited to, the name, address, account | /statement stored per month | |||||||||
1 | The information contained in this column of Attachment 1 — Exhibit A is confidential and has been omitted pursuant to 17 CFR 240-24b-2; such confidential portions have been filed separately with the Commission pursuant to a Confidential Treatment Application filed with the Commission. |
13
Price Per | ||||||||||||
Elem | Price | Item | ||||||||||
# | [***]1 | Item Name | Item Definition | [***]1 | Description | |||||||
number, statement date, payment date, cycle days, annual percentage rates, and monthly periodic rates. | ||||||||||||
770 | CIS DETAIL
|
Each item of information regarding transactions that have posted or will post to a Cardholder Statement such as charges, payments, credits and authorizations not aged off the Cardholder’s file, Cardholder payment history, and real-time authorizations. | /detail stored per month | |||||||||
780 | CIS MEMO
|
Each summary item, not individually exceeding 65 positions, that is stored with the Customer’s Cardholder Account information and is accessible by Customer via Customer’s CRT terminals. | /memo stored per month | |||||||||
1301 | FUNDS AVAILABILITY
|
Each payment which is processed through the FDR Payment Defender/Available Funds decisioning system allowing Customer to limit the risk on such Account associated with the increased ‘open to buy’ created by a payment. This system places a hold (float) on all or a portion of the payment for a specified number of days, restricting the ‘open to buy’ available to the Cardholder. | / Payment Transaction | |||||||||
1414 | MERCHANT HOT CALL
|
Each Hot Call from a Merchant of Customer in connection with a non-FDR processed financial institution’s Transaction Card for which FDR takes a Hot Call report. | /call | |||||||||
1415 | MERCHANT CODE 10
|
The charge for processing an authorization referral for a non-First Data cardholder generated by merchant using First Data Fraud Management Service this referral is initiated when a merchant is suspicious of the plastic or the presenter. | /call | |||||||||
1570 | MASTERCOM/VISA RFC ACQUIRER EXTERNAL RETRIEVAL
|
Following receipt by FDR of a request on the Mastercom/VISA RFC System for a facsimile of a Ticket previously acquired by Customer and stored away from FDR’s premises, FDR will (a) mail a request to the custodian of the Ticket and (b) utilizing a Mastercom/VISA RFC workstation located at FDR’s premises forward an image of such Ticket to the requesting party. | /retrieval | |||||||||
1571 | MASTERCOM/VISA RFC ACQUIRER INTERNAL RETRIEVAL
|
Following receipt by FDR of a request on the Mastercom/VISA RFC System for a facsimile of a Ticket previously acquired by Customer and stored at FDR, FDR will retrieve the Ticket or a facsimile thereof and forward an image of such Ticket to the requesting party utilizing a Mastercom/VISA RFC workstation located at FDR’s premises. | /retrieval | |||||||||
1572 | MASTERCOM/VISA RFC ISSUER RETRIEVAL
|
FDR will (a) receive, via a Mastercom/VISA RFC workstation located at FDR’s premises, a copy of a Ticket image previously requested from an Acquirer by Customer or a notification from MasterCard/VISA that the Acquirer has failed to return a Ticket image within the time period permitted by MasterCard/VISA rules, (b) mail a copy of the Ticket image or notification to Customer and (c) transmit Customer’s acceptance or rejection of each Ticket to MasterCard/VISA following receipt of Customer’s written instructions on acceptance or rejection of such Ticket. | /retrieval | |||||||||
1 | The information contained in this column of Attachment 1 — Exhibit A is confidential and has been omitted pursuant to 17 CFR 240-24b-2; such confidential portions have been filed separately with the Commission pursuant to a Confidential Treatment Application filed with the Commission. |
14
Price Per | ||||||||||||
Elem | Price | Item | ||||||||||
# | [***]1 | Item Name | Item Definition | [***]1 | Description | |||||||
2408 | ON-LINE CREDIT BUREAU REPORT REQUEST
|
The transmission by Customer of credit application or existing account information via video display terminals at Customer’s location to any of the supported principal credit bureaus with which Customer has established a written relationship that is in effect at all times during the term of this Agreement in order to determine the credit worthiness of an applicant/account. Anything in this Agreement to the contrary notwithstanding, in the event that Customer’s relationship(s) with all of the principal credit bureaus supported pursuant to this Agreement should be terminated at any time during the term of this Agreement, then FDR’s obligation to provide On-Line Credit Bureau Report Requests shall automatically be terminated, without penalty or financial obligation of any type or kind to FDR, on the effective date of the termination of Customer’s relationship(s) with such principal credit bureaus | /request | |||||||||
2411 | PINPOINT INQUIRY
|
Each transaction selection (more than one selection may be made during a call) made by a Cardholder of Customer which accesses the Cardholder’s account records for selected information by the use of a touch-tone telephone. | /inquiry | |||||||||
2413 | CIS DETAIL-PAYMENT HISTORY
|
Each CIS Detail regarding a Cardholder’s payment history. | /detail stored per month | |||||||||
2415 | ENHANCED PINPOINT INQUIRY
|
This element identifies the charge for your cardholders to use custom options for information through a full range of voice response unit (VRU) capabilities. | /unit | |||||||||
2418 | ENHANCED PINPOINT — AUTOFAX
|
This element identifies the charge for each set of statement information for your cardholder accounts that is stored on the First Data System to provide you with access to the information. | /unit | |||||||||
2519 | ATM BALANCE INQUIRY
|
Each inquiry into the account records of a Cardholder of Customer by the Cardholder via an automated teller machine (“ATM”). | /inquiry | |||||||||
2553 | DELINQUENCY STATEMENT
|
An alternative form to the delinquency notice, which form notifies a Cardholder of Customer of a past-due amount. | /statement | |||||||||
2573 | ETC DEPOSIT SUMMARY
|
Each weekly report sent to a Merchant of Customer confirming each deposit made during the week by such Merchant. Service includes any preparation required for delivery. | /summary | |||||||||
2574 | ICS — TRANSMISSION LOAD
|
The transmission to MasterCard and VISA of selected information of each Cardholder of Customer which either: (i) has applied for a MasterCard or VISA Transaction Card; or (ii) has experienced unauthorized usage of its MasterCard or VISA Transaction Card, all in accordance with the operating regulations of MasterCard and VISA. | /account | |||||||||
2575 | ICS — TRANSMISSION LOAD
|
The transmission to MasterCard and VISA of selected information of each Cardholder of Customer which | /account | |||||||||
1 | The information contained in this column of Attachment 1 — Exhibit A is confidential and has been omitted pursuant to 17 CFR 240-24b-2; such confidential portions have been filed separately with the Commission pursuant to a Confidential Treatment Application filed with the Commission. |
15
Price Per | ||||||||||||
Elem | Price | Item | ||||||||||
# | [***]1 | Item Name | Item Definition | [***]1 | Description | |||||||
either: (i) has applied for a MasterCard or VISA Transaction Card; or (ii) has experienced unauthorized usage of its MasterCard or VISA Transaction Card, all in accordance with the operating regulations of MasterCard and VISA. | ||||||||||||
2576 | ICS — TRANSMISSION LOAD
|
The transmission to MasterCard and VISA of selected information of each Cardholder of Customer which either: (i) has applied for a MasterCard or VISA Transaction Card; or (ii) has experienced unauthorized usage of its MasterCard or VISA Transaction Card, all in accordance with the operating regulations of MasterCard and VISA. | /account | |||||||||
2577 | ICS — TRANSMISSION LOAD
|
The transmission to MasterCard and VISA of selected information of each Cardholder of Customer which either: (i) has applied for a MasterCard or VISA Transaction Card; or (ii) has experienced unauthorized usage of its MasterCard or VISA Transaction Card, all in accordance with the operating regulations of MasterCard and VISA. | /account | |||||||||
2578 | ICS — TRANSMISSION LOAD
|
The transmission to MasterCard and VISA of selected information of each Cardholder of Customer which either: (i) has applied for a MasterCard or VISA Transaction Card; or (ii) has experienced unauthorized usage of its MasterCard or VISA Transaction Card, all in accordance with the operating regulations of MasterCard and VISA. | /account | |||||||||
2579 | ICS — TRANSMISSION LOAD
|
The transmission to MasterCard and VISA of selected information of each Cardholder of Customer which either: (i) has applied for a MasterCard or VISA Transaction Card; or (ii) has experienced unauthorized usage of its MasterCard or VISA Transaction Card, all in accordance with the operating regulations of MasterCard and VISA. | /account | |||||||||
2580 | ICS — TRANSMISSION LOAD
|
The transmission to MasterCard and VISA of selected information of each Cardholder of Customer which either: (i) has applied for a MasterCard or VISA Transaction Card; or (ii) has experienced unauthorized usage of its MasterCard or VISA Transaction Card, all in accordance with the operating regulations of MasterCard and VISA. | /account | |||||||||
2581 | ICS — ON-LINE TRANSACTION
|
An inquiry into FDR’s ICS on-line files utilizing FDR’s ICS on-line transactions by an employee of Customer via Customer’s CRT terminals. | /transaction | |||||||||
2608 | XQR COLLECTION TRANSACTION
|
An entry made by an employee of Customer to reassign collection accounts to alternative employees’ work queues. | /transaction | |||||||||
2629 | DES-PIN ACCESS CHARGE
|
This element identifies the charge for start-up of the Data Encryption Standard Personal Identification Number (DES PIN) product. | /unit | |||||||||
2666 | FIRST CLASS MAIL — DELINQUENCY STATEMENT
|
Each Delinquency Statement which is prepared by FDR for delivery to the USPS for mailing. | /statement | |||||||||
1 | The information contained in this column of Attachment 1 — Exhibit A is confidential and has been omitted pursuant to 17 CFR 240-24b-2; such confidential portions have been filed separately with the Commission pursuant to a Confidential Treatment Application filed with the Commission. |
16
Price Per | ||||||||||||||
Elem | Price | Item | ||||||||||||
# | [***]1 | Item Name | Item Definition | [***]1 | Description | |||||||||
2670 | STANDARD DATABASE MANAGEMENT FEE | The monthly charge for the standard DataChoiceSM Services, which consist of giving
Customer access to a system with the ability to create, store, maintain and execute
scheduled and ad hoc queries from numerous available data sources. These data sources
include current and historical master file data and transaction and statement detail.
Access to the system presently is via an internet browser. The basic unit of measure used
in connection with the DataChoiceSM Services is the Database Management Unit, a unit of
measure equivalent to a gigabyte of data. The standard DataChoiceSM Services includes the
following components: |
||||||||||||
(i) updating of Customer selected, subject oriented sections (each, a ‘Section’) of the DataChoiceSM data model; | ||||||||||||||
(ii) access to such Sections of the DataChoiceSM data warehouse model; | ||||||||||||||
(iii) access to standard templates developed for specific analysis results; | ||||||||||||||
(iv) ability to create and process customized reports and analysis; and | ||||||||||||||
(v) ability to create and process customized data file extracts from the DataChoiceSM
warehouse. |
||||||||||||||
The standard fee for this service includes the following limits on update frequency,
number of database ID’s and volume of historical data storage: |
||||||||||||||
(a) update frequency is limited as described in the FDR published default refresh
frequency and historical retention schedule (subject to change at FDR’s sole discretion)
(the ‘Default Values’); |
||||||||||||||
(b) access to the DataChoiceSM is limited to no more than the following numbers of
Customer’s database ID’s (based upon the number of Database Management Units to be
utilized by Customer) per month: |
||||||||||||||
Database Management Units Utilized by Customer For Such Calendar Month |
Number of
Database ID’s Utilized by Customer For Such Calendar Month |
|||||||||||||
[***] | [***] |
|||||||||||||
(c) historical secondary warehouse storage within the | ||||||||||||||
1 | The information contained in this column of Attachment 1 — Exhibit A is confidential and has been omitted pursuant to 17 CFR 240-24b-2; such confidential portions have been filed separately with the Commission pursuant to a Confidential Treatment Application filed with the Commission. |
17
Price Per | ||||||||||||
Elem | Price | Item | ||||||||||
# | [***]1 | Item Name | Item Definition | [***]1 | Description | |||||||
DataChoiceSM is limited to the
Default Values. If such limits are exceeded for any calendar month, then Customer will be assessed additional charges for the applicable items which are in excess of such limits. Volumes: |
Monthly Minimum (2 units) / Database Management Unit per Month |
|||||||||||
[***] | ||||||||||||
2671 | ALTERNATE DATABASE MANAGEMENT FEE
|
The substituted monthly charge for each DataChoiceSM Section which Customer elects to upgrade, with respect to the frequency of data updating, beyond the Default Values for the applicable Section. | / Database Management Unit per month |
|||||||||
2672 | SECONDARY DATABASE MANAGEMENT FEE
|
The monthly charge for each Database Management Unit of data in excess of the published standard Default Value for historical warehouse storage. | / Additional Database Management Unit per month |
|||||||||
2673 | ADDITIONAL DATABASE IDS
|
The monthly charge for each database ID in excess of the limits set forth in the description of the DataChoiceSM — Monthly Standard Database Management Fee (IN-2670). | / Additional Database ID’s per month | |||||||||
2703 | DEMAND ACH CASH ADVANCE
|
This element identifies the charge for using the NM* 759, Demand ACH transaction,
subtransaction 02. NM*759, subtransaction 02 is the ACH transaction that enables you to
post a one-time cash advance directly to your cardholder’s checking or saving account.
Volumes: |
||||||||||
[***] | ||||||||||||
/payment | ||||||||||||
2708 | DEMAND ACH PAYMENT
|
Each initiation of a Demand ACH transaction to post a one-time payment directly from
Cardholder’s checking or saving Account.
Volumes: |
||||||||||
[***] | / Transaction | |||||||||||
2720 | WARNING BULLETIN TRANSACTION — AUTOMATIC ENTRY
|
The system-automated, initial generation of a MasterCard Warning Bulletin, MasterCard Authorization File or VISA Warning Bulletin account entry transaction; the account listing and region(s) shall be as dictated by Customer. | /transaction | |||||||||
1 | The information contained in this column of Attachment 1 — Exhibit A is confidential and has been omitted pursuant to 17 CFR 240-24b-2; such confidential portions have been filed separately with the Commission pursuant to a Confidential Treatment Application filed with the Commission. |
18
Price Per | ||||||||||||
Elem | Price | Item | ||||||||||
# | [***]1 | Item Name | Item Definition | [***]1 | Description | |||||||
2722 | AUTOMATED ACCOUNT TRANSFER — ACCOUNT TRANSFERRED
|
The set-up of each new account for a Cardholder Account of Customer which is reported Lost or Stolen. Account history is moved from one account and rebuilt on a new one. | /account | |||||||||
2723 | AUTOMATED ACCOUNT TRANSFER — PLASTIC REISSUED
|
A transferred Cardholder Account of Customer, which has been evaluated against Customer’s reissue criteria and approved by Customer, is issued a new plastic(s). | /account | |||||||||
2724 | AUTOMATED ACCOUNT TRANSFER — PLASTIC REISSUE
SUSPENDED
|
A transferred Cardholder Account of Customer, which has been evaluated against Customer’s reissue criteria and not approved by Customer, is suspended for review by Customer’s personnel. | /account | |||||||||
2725 | AUTOMATED ACCOUNT TRANSFER — SUSPENDED ACCOUNT
STORAGE
|
The storage of each suspended account of Customer on the FDR system awaiting review and disposition by Customer. | /account | |||||||||
2726 | CLIENT-DEFINED SCREENS — TRANSACTION
|
Each on-line transaction entered by Customer using a CDS Screen. This charge is in addition to any other applicable monetary, non-monetary or on-line transaction charge which may apply with respect to the transaction type. | /transaction | |||||||||
2729 | ON-LINE CREDIT BUREAU REPORT REQUEST
|
The transmission by Customer of credit application or existing account information via video display terminals at Customer’s location to any of the supported principal credit bureaus with which Customer has established a written relationship that is in effect at all times during the term of this Agreement in order to determine the credit worthiness of an applicant/account. Anything in this Agreement to the contrary notwithstanding, in the event that Customer’s relationship(s) with all of the principal credit bureaus supported pursuant to this Agreement should be terminated at any time during the term of this Agreement, then FDR’s obligation to provide On-Line Credit Bureau Report Requests shall automatically be terminated, without penalty or financial obligation of any type or kind to FDR, on the effective date of the termination of Customer’s relationship(s) with such principal credit bureaus. | /request | |||||||||
2737 | CIS DETAIL — REALTIME AUTHORIZATION
|
Each CIS Detail regarding a CDA transactions which allow research on declined authorizations and for determining pay-off balances on a Cardholder Account. | /detail stored per month | |||||||||
2738 | CIMS REGULAR WORKCASES
|
Each Workcase that, for whatever reason, requires review, task completion, and/or follow-up by customer’s personnel in order to resolve a Customer Inquiry. | /workcase | |||||||||
2739 | CIMS LOG ONLY WORKCASES
|
Each Workcase that is entered into CIMS by Customer for internal reporting purposes only; no follow-up is required by Customer’s personnel. | /workcase | |||||||||
2740 | CIMS ACTIONS
|
Each task which is performed in the resolution of a Regular Workcase. | /action |
1 | The information contained in this column of Attachment 1 — Exhibit A is confidential and has been omitted pursuant to 17 CFR 240-24b-2; such confidential portions have been filed separately with the Commission pursuant to a Confidential Treatment Application filed with the Commission. |
19
Price | Price Per Item | |||||||||
Elem # | [***]1 | Item Name | Item Definition | [***]1 | Description | |||||
2742 | CARDHOLDER SELECTED PIN SERVICE DOWNLOADED ACCOUNT |
Customer shall contract with a third party for certain Personal Identification Number (PIN) services in connection with the authorization of a Cardholder Account. FDR shall download certain Cardholder Accounts of Customer onto a tape to be sent to such a third party. | /account downloaded | |||||||
2743 | ON-LINE CHECK RE-ORDER |
Periodic downloading and transmission of Cardholder account data to a third party vendor selected by Customer for the production of check re-orders. | /account | |||||||
2744 | COMMON
AUTHORIZATION
|
The fee associated with the point-of-sale authorization of a transaction to an account of Customer by a third party where notice of such authorization is delivered to FDR via a transmission medium from the third party. | /inquiry | |||||||
2746 | FIRST CLASS MAIL — MERCHANT STATEMENT
|
Each Merchant Statement which is prepared by FDR for delivery to the United States Postal Service (USPS) for mailing. | /statement | |||||||
2754 | SECURITY DETAILS WORKED ONLINE |
Each Cardholder Account of Customer which is statused lost or stolen and which is automatically identified and reported to an online work queue. | /account | |||||||
2755 | FRAUD DETAIL SCREEN TRANSACTION — AFFIDAVIT |
Each transaction entered on-line using FDR’s Fraud Detail Screens in order to generate an affidavit regarding an account. | /transaction | |||||||
2756 | ON-LINE DETAIL STORAGE |
The daily, on-line retention of security detail records (monetary items posting to a Lost or Stolen Account) from the Security Detail Transaction (“SDT”) File. | /item per day | |||||||
2770 | LETTER
|
Each letter prepared by FDR’s computer, in accordance with Customer’s Product Control File settings or CRT entry requests made by employees of Customer. Each such Letter shall have on-line composition and editorial features and options including signatures, logos, multiple type faces and additional page letter generation. Service includes any preparation required for delivery. | /letter | |||||||
2771 | LETTER
|
Each letter prepared by FDR’s computer, in accordance with Customer’s Product Control File settings or CRT entry requests made by employees of Customer. Each such Letter shall have on-line composition and editorial features and options including signatures, logos, multiple type faces and additional page letter generation. Service includes any preparation required for delivery. | /letter | |||||||
2772 | LETTER — DUPLEX
PRINTING
|
Each Letter for which printing is made on the back of the initial page and any additional pages. | /letter | |||||||
2773 | LETTER — ADDITIONAL
PAGE
|
Each printed output on the reverse side of a Letter (duplex printing) or each side of each sheet of 8 1/2” by 11” 24 lb. bond stock accompanying a Letter. | /printed page | |||||||
2774 | LETTER — PRIORITY
MAILING
|
Each Letter, with or without Letter Insert, which is handled separately from Customer’s first class mailings to provide next day delivery of said item. | /letter | |||||||
2776 | EMERGENCY
|
Each monthly Cardholder Account on File which is | /Cardholder | |||||||
1 | The information contained in this column of Attachment 1 — Exhibit A is confidential and has been omitted pursuant to 17 CFR 240-24b-2; such confidential portions have been filed separately with the Commission pursuant to a Confidential Treatment Application filed with the Commission. |
20
Price | Price Per Item | |||||||||
Elem # | [***]1 | Item Name | Item Definition | [***]1 | Description | |||||
SERVICES — FILE PROCESSING
|
entitled to receive Emergency Service. | Account on File per month | ||||||||
2777 | FRAUD DETAIL SCREEN TRANSACTION — ADJUSTMENT |
Each transaction (2 transactions are required in order to generate a single adjustment) entered on-line using FDR’s Fraud Detail Screens in order to generate an adjustment to an account. | /transaction | |||||||
2779 | AUTOMATIC CHARGEBACK
|
Each automatic initiation of a chargeback by the FDR System based upon predefined parameters, including but not limited to transactions involving expired account plastics, accounts listed in the Combined Warning Bulletin, and accounts which exceed presentment parameters. | /chargeback initiated | |||||||
2780 | AUTOMATIC CHARGEBACK
|
Each automatic initiation of a chargeback by the FDR System based upon predefined parameters, including but not limited to transactions involving expired account plastics, accounts listed in the Combined Warning Bulletin, and accounts which exceed presentment parameters. | /chargeback initiated | |||||||
2781 | SCREEN ENTERED RETRIEVALS |
This element identifies the charge for each retrieval request generated for a cardholder account that has a lost or stolen status. | / Retrieval Request | |||||||
2782 | FRAUD DETAIL SCREEN TRANSACTION — CHARGEBACK |
Each transaction entered on-line using FDR’s Fraud Detail Screens in order to generate a Chargeback. | /transaction | |||||||
2784 | SECURITY FRAUD RESEARCH-OPT 2 |
This element identifies the charge for the following fraud research and investigation services. Lost/stolen account research, Identification of fraudulent accounts, Fraud reporting, Affidavits, Retrieval requests, Chargebacks, Investigations, Account maximum monetary recovery of accounts reported fraudulent. You can use this service to help minimize your losses once an account’s status is lost or stolen. | /unit | |||||||
2806 | ADDRESS
VERIFICATION —
ACQUIRING
|
Each electronic request for an Address Verification by a Merchant of Customer. | /inquiry | |||||||
2809 | RMS ON-LINE REPORT
|
Each FDR Reports Management System (RMS) report provided to Customer by FDR in an online view form. For purposes of the billing of RMS Reports: (i) if the standard (or default) setting for a particular report is “0”, then all pages of RMS On-Line View and RMS RJE of such report provided by FDR to Customer shall be billed to Customer at the prices above, or (ii) if the standard (or default) setting for a particular report is a value other than “0”, then each page of the RMS On-Line View of such report provided by FDR to Customer shall be at no charge and each page of RMS RJE of such report shall be billed to Customer at the prices above. | /page | |||||||
2810 | ON-LINE TELEPHONE NUMBER UPDATE |
The automatic update of a telephone number on Customer’s Cardholder masterfile at FDR which is caused by an update of the same telephone number via | /update | |||||||
1 | The information contained in this column of Attachment 1 — Exhibit A is confidential and has been omitted pursuant to 17 CFR 240-24b-2; such confidential portions have been filed separately with the Commission pursuant to a Confidential Treatment Application filed with the Commission. |
21
Price | Price Per Item | |||||||||
Elem # | [***]1 | Item Name | Item Definition | [***]1 | Description | |||||
a “SL” transaction in connection with a Lost/Stolen Report. | ||||||||||
2811 | AUTOMATED ADJUSTMENT/APPROVAL |
Each automatic, on-line completed adjustment or reversal of monetary detail items such as late fees, overlimit fees, item charges, finance charges, charge-off transactions and credit adjustments within Customer Inquiry System. | /adjustment | |||||||
2812 | AIRLINE ITINERARY ON STATEMENT |
Up to four (4) legs of detailed airline itinerary displayed on a Cardholder Statement. | /statement | |||||||
2813 | COMPANY CARD SERVICE MAIL PREPARATION |
The preparation of each set of reports prepared for mailing in the USPS to a company designated by Customer in connection with those services provided by FDR in order to support commercial card accounts of Customer. For purposes of this Agreement, a set of reports shall mean all reports of a single company which are placed in a single envelope for mailing. | /set of reports | |||||||
2814 | CIS TRANSACTION REGISTER |
A reprint of information from a CIS Statement currently stored on-line which reprint is delivered to a Cardholder of Customer at Customer’s request. | /register | |||||||
2816 | ACS NON-MON TRANSACTION CREDIT BUREAU SCORE |
Each Non-monetary 160 Transaction which is posted to a Cardholder Account. This transaction is used to update the Cardholder Account with credit bureau information. | /Non mon transaction posted | |||||||
2820 | CONVENIENCE CHECK
|
Periodic downloading and transmission of Cardholder account data to a third party vendor selected by Customer for the production of convenience checks. | /account | |||||||
2821 | CREDIT BALANCE REFUND CHECK |
Periodic downloading and transmission of Cardholder account data to a third party vendor selected by Customer for the production of credit balance refund checks. | /account | |||||||
2823 | ON-LINE WARNING BULLETIN STORAGE |
The daily, on-line retention of Customer’s Cardholder Accounts contained on the Combined Warning Bulletin File. | /account per day | |||||||
2825 | ACCOUNT RELATIONSHIP STORAGE |
A match of certain values from two separate Cardholder Accounts within Customer’s Transaction Card portfolio, indicating a relationship between the accounts. | /Cardholder Account on File per month | |||||||
2826 | ADAPTIVE CTRL AUTHS
|
This element identifies the charge for using the Adaptive Control System (ACS) authorization decision area. The ACS authorization decision area is priced separately from all other ACS decision areas. The ACS authorization decision area allows you to establish decision criteria for authorization requests resulting in approval, decline, or referral. | /unit | |||||||
0000 | XXX XXXXXX DETAIL STORAGE |
Each Merchant ACH deposit activity record which is stored by FDR for on-line viewing. | /record | |||||||
2835 | RETAIL ON-LINE TRANSACTION |
Each entry of information or inquiry into the computer records of Customer and its Cardholders with promotional purchases on file by an employee of Customer by the use of a terminal located at Customer’s office. | /transaction | |||||||
1 | The information contained in this column of Attachment 1 — Exhibit A is confidential and has been omitted pursuant to 17 CFR 240-24b-2; such confidential portions have been filed separately with the Commission pursuant to a Confidential Treatment Application filed with the Commission. |
22
Price | Price Per Item | |||||||||
Elem # | [***]1 | Item Name | Item Definition | [***]1 | Description | |||||
2836 | TRANSACTION
LEVEL PROCESSING
(TLP) PROMOTIONAL
BALANCE ON FILE
|
Each promotional purchase balance, associated with a Cardholder Account of Customer (several promotional purchase balances may exist at the same time for the same Cardholder Account), which remains on the FDR System on the last processing day of the calendar month, as defined on the CD-121 Ledger Activity Report or the equivalent report (e.g. — the CD-621 Report). | /Account with promotional balance per month | |||||||
2839 | TRANSACTION LEVEL FEE |
Each transaction posted to a Cardholder Account of Customer evidencing a fee assessed to the Cardholder Account, but for which a Transaction Level Processing (TLP) promotional balance (flap) is not created in connection with the fee. | /Transaction | |||||||
2842 | MERCHANT CHARGEBACK SUMMARY SCREEN |
The on-line storage of summaries for pending Incoming Chargebacks posted to Merchant Accounts for access by employees of Customer. | /chargeback stored per month | |||||||
2843 | MERCHANT RETRIEVAL SUMMARY SCREEN |
The on-line storage of summaries for pending Retrieval requests for access by employees of Customer. | /retrieval stored per day | |||||||
2844 | REFERRAL QUEUE
|
Authorization Referrals to which the Merchant failed to respond are recorded in a real-time on-line work queue for review by Customer to initiate the appropriate action. The service is charged on a per account in queue per day basis, but calculated on a monthly basis. | /account | |||||||
2845 | AUTOMATED ICS FRAUD REPORT TRANSACTION |
The automatic reporting of a fraud account to the Issuer’s Clearinghouse Service (ICS) by the FDR System each time a Cardholder Account is set to fraud via an “SL” or “SN” transaction. | /transaction | |||||||
2849 | LETTER — CERTIFIED MAIL HANDLING
|
Each Letter, with or without Letter Insert, which is handled separately from Customer’s first class mailings to provide certified delivery of said item. This does not include postage. | /letter | |||||||
2855 | WARNING BULLETIN RECORD QUEUE |
The queuing of internally or externally statused Cardholder Accounts of Customer for review and possible listing on the MasterCard Warning Bulletin, the MasterCard Authorization File or the VISA Warning Bulletin by Customer’s personnel. The service is charged on a per account in queue per day basis, but calculated on a monthly basis. | /account | |||||||
2860 | LETTER — GROUP
SAMPLES
|
Each individual or set of Letters prepared by FDR’s computer, in accordance with Customer’s Product Control File settings or CRT entry requests made by employees of Customer, which is printed and mailed to Customer in a draft format for Customer’s review and approval. | /item | |||||||
2864 | DEBIT SUMMARY FILE TRANSACTION |
Each Merchant debit transaction received from Customer, or a third party acting on Customer’s behalf, and reported by FDR. | /transaction | |||||||
2868 | CARD ACTIVATION
—ARU CALL-FDR
|
Each initiation of an on-line transaction by the confirmation of Customer requested data captured from Customer’s Cardholder, via an audio response unit (ARU), changing the status of a Cardholder Account | /transaction | |||||||
1 | The information contained in this column of Attachment 1 — Exhibit A is confidential and has been omitted pursuant to 17 CFR 240-24b-2; such confidential portions have been filed separately with the Commission pursuant to a Confidential Treatment Application filed with the Commission. |
23
Price | Price Per Item | |||||||||
Elem # | [***]1 | Item Name | Item Definition | [***]1 | Description | |||||
associated with certain newly issued or reissued plastics (as determined by Customer), from “inactive” (under certain parameters) to “active” for transaction authorization purposes. | ||||||||||
2869 | CARD ACTIVATION —VOICE CALL-FDR |
Each entry of an on-line transaction by FDR, on behalf of Customer, in conjunction with the confirmation of Customer requested data obtained from the Customer’s Cardholder via a voice call, changing the status of a Cardholder Account associated with certain newly issued or reissued plastics (as determined by Customer), from “inactive” (under certain parameters) to “active” for transaction authorization purposes. | /Call Taken | |||||||
2870 | CARD ACTIVATION —CUSTOMER PROCESSED |
Each entry of an on-line transaction by Customer to change the status of a Cardholder Account associated with certain newly issued or reissued plastics (as determined by Customer), from “inactive” (under certain parameters) to “active” for transaction authorization purposes. | /transaction | |||||||
2874 | MERCHANT 12B LETTER
|
A letter sent directly to a Merchant of Customer requesting a Retrieval. | /letter | |||||||
2883 | AUTO PIN CHANGE
|
Each call made by a Cardholder of Customer requesting a change to the Personal Identification Number (PIN) associated with the Cardholder’s Transaction Card by the use of a touch-tone telephone. | /call | |||||||
3025 | MAIL-INSERTING
|
Any advertising or other item of information not contained on a Cardholder Statement, which item is mailed along with the Cardholder Statement; inserts required by state or federal law do not apply. | /insert | |||||||
3314 | COMMERCIAL CREDIT BUREAU REPORTING |
The billing element reflects the companies or their associated account’s credit information that is sent to each Commercial Credit Bureau of the client’s choice which will be billed per Bureau/per record reported. Each record of information regarding a Commercial Card Cardholder Account of Customer (either at the company level or at the account level) which is reported by FDR at Customer’s request to credit bureaus selected by Customer for receipt of such information. | /Account on File / Bureau | |||||||
3343 | FIRST DATA 2WAY-CONNECT STARTUP FEE |
The charge for each First Data Xpedite application (such as, but not limited to the fraud application or the collections application) utilized by Customer. The First Data Xpedite Services — Set-Up Fee includes (I) a kick-off meeting with Customer (including travel and expenses), (ii) product design, (iii) design coding, (iv) end-to-end testing, (v) studio time/recording talent, (vi) administration of solution-password set-up and voice file library creation, (vii) pre-production calls and (viii) overall project management. Such fee does not include (and Customer shall reimburse FDR pursuant to the applicable fees in the Service Agreement) any custom development services required in connection with Customer’s use of the First Data Xpedite Services. | /Application | |||||||
1 | The information contained in this column of Attachment 1 — Exhibit A is confidential and has been omitted pursuant to 17 CFR 240-24b-2; such confidential portions have been filed separately with the Commission pursuant to a Confidential Treatment Application filed with the Commission. |
24
Price | Price Per Item | |||||||||
Elem # | [***]1 | Item Name | Item Definition | [***]1 | Description | |||||
3516 | PREMIER AUTHORIZATION INQUIRY |
Each interactive touch tone authorization inquiry serviced by FDR for Merchants of Customer. Customer shall pay FDR for each instance during which FDR has electronic contact with a Merchant of Customer and receives the Merchant number. In addition, if a Premier authorization inquiry results in a Voice Authorization Inquiry, Merchant request for assistance or a security action, Customer will pay FDR for the Premier authorization and the appropriate voice and/or security action charge as provided in this Agreement. | /inquiry | |||||||
3519 | ADDRESS VERIFICATION — VOICE |
Each voice inquiry request received by FDR from a Merchant requesting a confirmation of the address of a Cardholder. | /request | |||||||
3534 | COMMERCIAL VENDOR LIST |
A list of vendors for which Cardholders utilizing a Customer issued Commercial Card may present the Commercial Card for payment. | /average number of vendors on file per month | |||||||
3701 | 2WAY-CONNECT FRAUD MONTHLY FEE |
This element identifies the monthly
fee for the estimated volume of
cardholder accounts submitted for each
month and/or each day in conjunction with
the Fraud Application. The customer
shall initially select a monthly price
based upon the estimated monthly and
daily Account volume for an application
strategy. Volumes — Monthly Accounts Submitted: Band A — [***] Band B — [***] Band C — [***] Band D — [***] Band E — [***] Band F — [***] Band G * — [***] * For Band levels beyond those described in the tiers above, Customer and FDR shall mutually agree on the Monthly Accounts Submitted and the Monthly Service Fee for any such Band Levels prior to the commencement of services |
/month | |||||||
3702 | 2WAY-CONNECT FRAUD EXCESS ACCT FEE |
This element identifies the fee for
each Account submitted in excess of
either (a) the applicable maximum number
of accounts submitted per month if the
Customer exceeds the maximum number of
accounts submitted per month associated
with the monthly price selected by the
Customer within the Fraud Application or
(b) on any day during the applicable
month, the applicable daily threshold
account submitted volume associated with
the monthly price selected by the
Customer within the Fraud Application. Volumes — Monthly Accounts Submitted: Band A — [***] Band B — [***] Band C — [***] |
/Excess Account Submitted | |||||||
s |
1 | The information contained in this column of Attachment 1 — Exhibit A is confidential and has been omitted pursuant to 17 CFR 240-24b-2; such confidential portions have been filed separately with the Commission pursuant to a Confidential Treatment Application filed with the Commission. |
25
Price | Price Per Item | |||||||||
Elem # | [***]1 | Item Name | Item Definition | [***]1 | Description | |||||
Band D — [***] Band E — [***] Band F — [***] Band G * — [***] * For Band levels beyond those described in the tiers above, Customer and FDR shall mutually agree on the Monthly Accounts Submitted and the Monthly Service Fee for any such Band Levels prior to the commencement of services |
||||||||||
4001 | P | PLASTICARD STANDARD EMBOSSING SERVICES |
Each plastic card for which FDR has mechanically raised personalized characters prepared at the request of Customer based upon Customer’s Product Control File or a CRT entry request made by an employee of Customer, or in response to a receipt of a magnetic tape or transmission from Customer of embossing files in a format defined by FDR. Includes up to three lines of alpha-numeric font and one line of OCR font on a “.030” plastic, the recording and verifying of data on the Transaction Card’s magnetic stripe (high or low coercivity), the tipping of the plastic through the placement of a contrasting color plastic film on the raised embossed characters, the printing of variable card carrier information on a Customer-specified card carrier form and the insertion of a card carrier containing a merged Cardholder plastic into an envelope, and the electronic matching of plastic to the related card carrier. An FDR generic card carrier and envelope are included at no charge, provided, however, that due to increased inventory cost, if Customer uses its own materials, Customer will not be entitled to receive a price discount. FDR will generate embossing information based upon Customer’s Product Control File (or, at Customer’s option, receive embossing information via tape from Customer), use such information to prepare the embossed plastic and mail the embossed plastic on behalf of Customer to its Cardholder at the Cardholder’s then current address. | /plastic embossed | ||||||
4002 | PLASTICARD STANDARD EMBOSSING SERVICES |
Each plastic card for which FDR has mechanically raised personalized characters prepared at the request of Customer based upon Customer’s Product Control File or a CRT entry request made by an employee of Customer, or in response to a receipt of a magnetic tape or transmission from Customer of embossing files in a format defined by FDR. Includes up to three lines of alpha-numeric font and one line of OCR font on a “.030” plastic, the recording and verifying of data on the Transaction Card’s magnetic stripe (high or low coercivity), the tipping of the plastic through the placement of a contrasting color plastic film on the raised embossed characters, the printing of variable card carrier information on a Customer-specified card carrier form and the insertion of a card carrier | /plastic embossed | |||||||
1 | The information contained in this column of Attachment 1 — Exhibit A is confidential and has been omitted pursuant to 17 CFR 240-24b-2; such confidential portions have been filed separately with the Commission pursuant to a Confidential Treatment Application filed with the Commission. |
26
Price | Price Per Item | |||||||||
Elem # | [***]1 | Item Name | Item Definition | [***]1 | Description | |||||
containing a merged Cardholder plastic into an envelope, and the electronic matching of plastic to the related card carrier. An FDR generic card carrier and envelope are included at no charge, provided, however, that due to increased inventory cost, if Customer uses its own materials, Customer will not be entitled to receive a price discount. FDR will generate embossing information based upon Customer’s Product Control File (or, at Customer’s option, receive embossing information via tape from Customer), use such information to prepare the embossed plastic and mail the embossed plastic on behalf of Customer to its Cardholder at the Cardholder’s then current address. | ||||||||||
4008
|
PLASTICARD PIN MAILER PROCESSING | Each plastic card Personal Identification Number (PIN), and associated PIN notice form, related to Customer’s Cardholder. | /mailer | |||||||
4009
|
PLASTICARD POST MAILER PROCESSING | Each plastic card mail verification form (POST Mailer), related to Customer’s Cardholder. | /mailer | |||||||
4011
|
PLASTICARD SPECIAL MAIL PREP | Mail preparation and handling fees associated with non-first class mailings of Customer’s Cardholder and Merchant plastics. | /Carrier | |||||||
4012
|
PLASTICARD PULL (PURGING) | Each removal of a card carrier and/or printed PIN/POST Mailer from the delivery/mail stream prior to delivery to Customer or Customer’s Cardholder. This includes but is not limited to “pull and destroys”, “pull and mail to different address” and “pull and mail overnight” (3 day turnaround). | /carrier | |||||||
4013
|
PLASTICARD PULL (PURGING) | Each removal of a card carrier and/or printed PIN/POST Mailer from the delivery/mail stream prior to delivery to Customer or Customer’s Cardholder. This includes but is not limited to “pull and destroys”, “pull and mail to different address” and “pull and mail overnight” (3 day turnaround). | /carrier | |||||||
4014
|
PLASTICARD INSERTING | The inserting of each accompanying piece of materials into a #10 windowed envelope along with a pre-folded card carrier containing a merged Cardholder plastic. Excludes inserts required by state or Federal law. Customer supplies inserts. | /insert | |||||||
4015
|
PLASTICARD INSERTING | The inserting of each accompanying piece of materials into a #10 windowed envelope along with a pre-folded card carrier containing a merged Cardholder plastic. Excludes inserts required by state or Federal law. Customer supplies inserts. | /insert | |||||||
4016
|
PLASTICARD INSERTING | The inserting of each accompanying piece of materials into a #10 windowed envelope along with a pre-folded card carrier containing a merged Cardholder plastic. Excludes inserts required by state or Federal law. Customer supplies inserts. | /insert | |||||||
4017
|
PLASTICARD INSERTING | The inserting of each accompanying piece of materials into a #10 windowed envelope along with a pre-folded card carrier containing a merged Cardholder plastic. Excludes inserts required by state or Federal law. Customer supplies inserts. | /insert | |||||||
1 | The information contained in this column of Attachment 1 — Exhibit A is confidential and has been omitted pursuant to 17 CFR 240-24b-2; such confidential portions have been filed separately with the Commission pursuant to a Confidential Treatment Application filed with the Commission. |
27
Price | Price Per Item | |||||||||
Elem # | [***]1 | Item Name | Item Definition | [***]1 | Description | |||||
4019 | PLASTICARD SPECIAL
EMBOSSING — NEXT
DAY MAILING
|
Rush servicing of cards from hard copy (fax or mail) reports or requests. Includes manual embossing, carrier printing and hand inserting, and applies to any pieces pulled out of normal process. Cards will be mailed the day following the date the request is received if received by 5:00 p.m. CTZ. | / Card | |||||||
4020 | PLASTICARD EMBOSSING SET-UP |
Each instance in which a change is made to any or all of (i) Customer’s prin level (if prin level billing for set-ups is required), (ii) the plastic stock number, (iii) card carrier, (iv) tipping foil, (v) card activation flag and sticker and/or (vi) ultragraphic color in connection with Customer’s plastic cards. | /change | |||||||
4023 | PLASTICARD MERCHANT PLASTIC |
Each plastic card for which FDR has mechanically raised personalized characters in accordance with Customer’s Product Control File settings and Merchant masterfile. | /plastic | |||||||
4024 | PLASTICARD MERCHANT PLATE |
Each metal plate for which FDR has mechanically raised personalized characters in accordance with Customer’s Product Control File settings and Merchant masterfile. | /plate | |||||||
4025 | PLASTICARD VAULT STORAGE |
The inventory and storage of plastics, procured through a source other than FDR, for a period of six (6) months from receipt of shipment. | /plastic, levied upon receipt of shipment | |||||||
4028 | PLASTICARD SPECIAL
EMBOSSING — SAME
DAY MAILING
|
Rush servicing of cards from hard copy (fax or mail) reports or requests. Includes manual embossing, carrier printing and hand inserting, and applies to any pieces pulled out of normal process. Cards will be mailed the same day as the request is received if received by 10:00 a.m. CTZ. | / Card | |||||||
4029 | PLASTICARD SPECIAL
EMBOSSING — TWO DAY
MAILING
|
Rush servicing of cards from hard copy (fax or mail) reports or requests. Includes manual embossing, carrier printing and hand inserting, and applies to any pieces pulled out of normal process. Cards will be mailed the second day following the date the request is received if received by 5:00 p.m. CTZ. | / Card | |||||||
4053 | PLASTICARD INSERTING
|
The inserting of each accompanying piece of materials into a #10 windowed envelope along with a pre-folded card carrier containing a merged Cardholder plastic. Excludes inserts required by state or Federal law. Customer supplies inserts. | /insert | |||||||
4061 | POST MAILERS — FIRST CLASS |
Each Mail verification form (POST mailer), related to Customer’s Cardholder. Service includes any preperation required for delivery including generic form and the mailing of the Post Mailer via First Class mail. | /unit | |||||||
4062 | PURGE-PIN/POST MAILER |
Each removal of a card carrier and/or printed PIN/POST Mailer from the production process prior to delivery to Customer or Customer’s Cardholder. | /unit | |||||||
4083 | PLASTICARD MAIL INTEGRATION |
The mixture by FDR of a mail item containing an embossed plastic with several other types of mailing | /item | |||||||
1 | The information contained in this column of Attachment 1 — Exhibit A is confidential and has been omitted pursuant to 17 CFR 240-24b-2; such confidential portions have been filed separately with the Commission pursuant to a Confidential Treatment Application filed with the Commission. |
28
Price | Price Per Item | |||||||||
Elem # | [***]1 | Item Name | Item Definition | [***]1 | Description | |||||
items prior to their delivery to the United States Postal Service for mailing. Anything in this Agreement to the contrary notwithstanding, Customer understands and agrees that, with respect to any embossed plastics for which FDR provides PlastiCard Mail Integration Services, the normal turnaround for the mailing of such embossed plastics shall, for purposes of this Agreement, be delayed by one (1) business day. | ||||||||||
4097 | POST MAILERS
|
This element identifies the charge for each post mailer, related to your cardholder that is mailed using a non-indicia method. The mailing method could be, but is not limited to, metered, bulk shipped, or Airborne. | /unit | |||||||
4098 | PIN MAILERS
|
This element identifies the charge for each PIN mailer, related to your cardholder that is mailed using a non-indicia method. The mailing method could be, but is not limited to metered, bulk shipped, or Airborne. | /unit | |||||||
4111 | PLASTICARD AGENT/STRATEGY INSERTING SET-UP |
Each instance in which a change is made to any or all of (i) Customer’s system level (if system level billing for set-ups is required), (ii) Customer’s prin level (if prin level billing for set-ups is required), (iii) the envelope, (iv) inserts, (v) mail integration, (vi) multi/foreign flag and/or (vii) mail code in connection with Customer’s plastic cards. | /change | |||||||
4112 | STRATEGY LEVEL SETUP
|
This element identifies the charge for each instance in which a change is made to any or all of the following.* system-level setups (if system-level billing for setups is required) * principal-level setups (if principal-level billing for setups is required) * envelopes * inserts * mail integration * multis/foreign flags * mail code in connection with your plastics | /change | |||||||
4206 | PLASTICARD ULTRAGRAPHICS — FRONT SIDE |
Each image placed on the front and/or back of a plastic using a thermal image process. | /plastic | |||||||
4218 | PLASTICARD CVV/CVC VERIFICATION GENERATION |
The calculation and encoding and/or indent printing of the VISA Card Verification Value (CVV) or MasterCard Card Validation Code (CVC). | /calculated value | |||||||
4233 | BULK PACKAGING
|
This element identifies the charge for bulk mailing your credit cards to a single address. | /unit | |||||||
4331 | REPORT RETRIEVAL FEE
|
Each page of an IDP report section not available in Customer’s IDP Topic indexes accessed by FDR in the process of pulling report pages requested by Customer. | / Page | |||||||
4334 | REPORT PULL OVER 6 MONTHS |
This element identifies the charge for the first 25 pages of any report First Data pulls for you for report dates beyond the past six months. A report pull indicates that FDR uses the Onlune Reports System, the Online Access and Retrieval Systems (OARS), or the Information Delivery Platform (IDP) to retrieve a copy of the report. An individual report pll request is based on each report, date, and system/principal combination and is billed separately. | /unit | |||||||
4335 | REPORT PULL
|
Each group of up to 25 pages per report beyond the | /unit | |||||||
1 | The information contained in this column of Attachment 1 — Exhibit A is confidential and has been omitted pursuant to 17 CFR 240-24b-2; such confidential portions have been filed separately with the Commission pursuant to a Confidential Treatment Application filed with the Commission. |
29
Price | Price Per Item | |||||||||
Elem # | [***]1 | Item Name | Item Definition | [***]1 | Description | |||||
ADDITIONAL PAGES
|
initial 25 pages, that the Customer requests FDR to pull. A report pull indicates that FDR uses the Onlune Reports System, the Online Access and Retrieval Systems (OARS), or the Information Delivery Platform (IDP) to retrieve a copy of the report. An individual report pll request is based on each report, date, and system/principal combination and is billed separately. | |||||||||
4337 | RESPOOL BILLING
|
Each file requested by Customer to be resent to Customer, either through transmission or physical tape, when research confirms that the file was previously sent and for which generation archival is available. | / Request | |||||||
4339 | WAREHOUSE REWORK HANDLING FEE |
The charge associated with managing of a Customer’s product that was received at FDR’s warehouse that does not meet FDR specifications and needs to be reworked. | /unit | |||||||
4352 | CD-ROM STATEMENT DATA PAGE |
Each data page of statement information on CD-ROM which is provided to Customer or to a party on behalf of Customer. CD-ROM Sevices in the storage, on Compact Disc-Read Only Memory (‘CD-ROM’), of statements and reports for purposes of record retention, accessing and archival purposes. Customer, at its option, may elect to utilize the CD-ROM Services and/or On-Line Report Services for the same items. Notwithstanding anything in this Agreement to the contrary, Customer is responsible for determining the acceptance of the CD-ROM Services under state and Federal regulations, including but not limited to obligations to retain information for a specified period of time, signature verification and the admissibility of documents into evidence. It is Customer’s responsibility to keep records on other media, if such are required under state and Federal regulations because of the limited acceptance or admissibility of the CD-ROM Services of the technology to be used under this Agreement to provide the CD-ROM Services. | /data page | |||||||
4353 | CD-ROM — OTHER
SERVICES
|
Any of the following CD-ROM services: duplicate copies, new form overlays, retro work charges, summary charges, master file charges, programming. CD-ROM Services in the storage, on Compact Disc-Read Only Memory (‘CD-ROM’), of statements and reports for purposes of record retention, accessing and archival purposes. Customer, at its option, may elect to utilize the CD-ROM Services and/or On-Line Report Services for the same items. Notwithstanding anything in this Agreement to the contrary, Customer is responsible for determining the acceptance of the CD-ROM Services under state and Federal regulations, including but not limited to obligations to retain information for a specified period of time, signature verification and the admissibility of documents into evidence. It is Customer’s responsibility to keep records on other media, if such are required under state | / Item | |||||||
1 | The information contained in this column of Attachment 1 — Exhibit A is confidential and has been omitted pursuant to 17 CFR 240-24b-2; such confidential portions have been filed separately with the Commission pursuant to a Confidential Treatment Application filed with the Commission. |
30
Price | Price Per Item | |||||||||
Elem # | [***]1 | Item Name | Item Definition | [***]1 | Description | |||||
and Federal regulations because of the limited acceptance or admissibility of the CD-ROM Services of the technology to be used under this Agreement to provide the CD-ROM Services. | ||||||||||
4354 | CD-ROM REPORT DATA PAGE |
Each data page of report information on CD-ROM which is provided to Customer or to a party on behalf of Customer. CD-ROM Sevices in the storage, on Compact Disc-Read Only Memory (‘CD-ROM’), of statements and reports for purposes of record retention, accessing and archival purposes. Customer, at its option, may elect to utilize the CD-ROM Services and/or On-Line Report Services for the same items. Notwithstanding anything in this Agreement to the contrary, Customer is responsible for determining the acceptance of the CD-ROM Services under state and Federal regulations, including but not limited to obligations to retain information for a specified period of time, signature verification and the admissibility of documents into evidence. It is Customer’s responsibility to keep records on other media, if such are required under state and Federal regulations because of the limited acceptance or admissibility of the CD-ROM Services of the technology to be used under this Agreement to provide the CD-ROM Services. | /data page | |||||||
4356 | PEP CARRIER ARCHIVAL
|
Each PlastiCard Enterprise Presentation (PEP) carriers processed and archived on media by Digital ROM Services. | / Page per month | |||||||
4435 | POSTAL DISCOUNT PROCESSING FEE |
This element identifies the charge for providing U.S Postal Zip-Sort services for your cardholder statements, notices, letters, and other first class mailings. This element does not include plastic counts. | / First Class Mail Piece sent through Zip Sorter | |||||||
4495 | PL — POSTAGE CREDIT
— PROCESSING FEE
|
This element identifies the charge for providing U.S Postal Zip-Sort services for your plastics first class mailings. This element includes plastic counts only. | / First Class Mail Piece sent through Zip Sorter | |||||||
4722 | DQ
ENHANCED DECISIONING |
The number of Accounts processed through the enhanced decisioning capability. Enhanced decisioning provides the Customer the ability to compare decision element IDs, the ability to evaluate against a current date, and the ability to build rules and offer items once and then to have them propagated across decision areas. Enhanced Decisioning also includes the ability to compare drivers. Monthly Volumes: | ||||||||
[***] | / Decisioned Account | |||||||||
5015 | RECURRING RUNS
|
This element identifies the charge for each scheduled daily, weekly, or monthly production of a data set on your behalf that is in addition to the standard data | /run | |||||||
1 | The information contained in this column of Attachment 1 — Exhibit A is confidential and has been omitted pursuant to 17 CFR 240-24b-2; such confidential portions have been filed separately with the Commission pursuant to a Confidential Treatment Application filed with the Commission. |
31
Price | Price Per Item | |||||||||
Elem # | [***]1 | Item Name | Item Definition | [***]1 | Description | |||||
output produced by the First Data System. | ||||||||||
5071 | RMS ON-LINE REPORT — RESTORE |
Each page of an RMS Report for which Customer requires access later than eight (8) days following the date that such report is first made available to Customer. | /page | |||||||
5072 | RMS ON-LINE REPORT — SPLITTING |
Each RMS Report which is split into component parts by FDR at the request of Customer. | /report | |||||||
5073 | ONLINE REPORT —
OVER 50 SIGN-ONS
|
This element identifies the charge for Online Report System sign-ons that exceed the 50 covered in the Online Report System start up fee. | /sign-on | |||||||
5075 | RMS ONLINE REPORT — REPORT PRINTING |
Each page of an RMS Online Report printed at Customer’s location. | /page | |||||||
5082 | INTERFACE SERVICES — RJE/NDM |
Each transmission to, or receipt by, FDR of Customer’s data via a central processing unit to central processing unit transmission using Remote Job Entry or Network Data Mover (RJE or NDM). | /transmission | |||||||
0000 | XXX — AUTH ONLY DCA
|
Each transmission to, or receipt by, FDR of Customer’s data via a central processing unit to central processing unit transmission using Remote Job Entry or Network Data Mover (RJE or NDM). | /transmission | |||||||
5085 | RJE/NDM-AUTH ONLY MERCHANT |
This element identifies the charge for First Data to transmit or receive your data via CPU-to-CPU transmission using Remote Job Entry (RJE) or Network Data Mover (NDM). | / Transmission | |||||||
5086 | RJE-EMBOSSING FILES
|
This element identifies the charge for each transmission of embossing data to you or receipt of embossing data from you by First Data via CPU-to-CPU using remote job entry (RJE). | / Transmission | |||||||
5087 | RJE/NDM-SSNOMO FILES
|
This element identifies the charge for each transmission of SSNOMO data to you or receipt of SSNOMO data from you by First Data via CPU-to-CPU using remote job entry (RJE). | / Transmission | |||||||
5088 | RJE/NDM-TAPTRANS FILES |
Each transmission to, or receipt by, FDR of Customers data via a central processing unit to central processing unit transmission using Remote Job Entry or Network Data Mover (RJE or NDM). | / Transmission | |||||||
5089 | RJE-DEBIT CARD ACH
|
This element identifies the charge for each transmission of debit card automated clearinghouse (ACH) data to you or receipt of debit card ACH data from you by First Data via CPU-to-CPU using remote job entry (RJE). | / Transmission | |||||||
5090 | RJE-AUTH FILES
|
This element identifies the charge for each transmission of authorization file data to you or receipt of authorization file data from you by First Data via CPU-to-CPU using remote job entry (RJE). | / Transmission | |||||||
5091 | RJE-BATCH AUTH
|
This element identifies the charge for each transmission of batch authorization data to you or receipt of batch authorization data from you by First Data via CPU-to-CPU using remote job entry (RJE). | / Transmission | |||||||
5095 | INTERFACE SERVICES
|
Each transmission to, or receipt by, FDR of Customer’s | /transmission | |||||||
1 | The information contained in this column of Attachment 1 — Exhibit A is confidential and has been omitted pursuant to 17 CFR 240-24b-2; such confidential portions have been filed separately with the Commission pursuant to a Confidential Treatment Application filed with the Commission. |
32
Price | Price Per Item | |||||||||
Elem # | [***]1 | Item Name | Item Definition | [***]1 | Description | |||||
— TAPE TO TAPE — MOHAWK |
data via a central processing unit to central processing unit transmission using a tape to tape interface. | |||||||||
5104 | INTERFACE SERVICES —
TAPE TO TAPE — TRACS
|
Each transmission to, or receipt by, FDR of Customer’s data via a central processing unit to central processing unit transmission using a tape to tape interface. | /transmission | |||||||
5110 | MISC-RJE
|
This element identifies the charge for each transmission of miscellaneous data to you or receipt of miscellaneous data from you by First Data via CPU-to-CPU using remote job entry (RJE). | / Transmission | |||||||
5114 | NJE FILES
|
This element identifies the charge for each transmission of network job entry (NJE) files to you or receipt of NJE files from you by First Data via CPU-to-CPU using NJE. | / Transmission | |||||||
5123 | NDM-BATCH AUTH
|
This element identifies the charge for each transmission of batch authorization data to you or receipt of batch authorization data from you by First Data via CPU-to-CPU using network data mover (NDM). | / Transmission | |||||||
5124 | Misc. NDM/Cyberfusion
|
Each transmission or receipt of customer data by FDR via CPU-to-CPU using Network Data Mover (NDM), or the CyberFusion product. | / Transmission | |||||||
5125 | RJE/NDM-CREDIT CARD APPS |
This element identifies the charge for each transmission of credit card application data to you or receipt of credit card application data from you by First Data via CPU-to-CPU using remote job entry (RJE) or network data mover (NDM). | / Transmission | |||||||
5126 | RJE/NDM-COMMON AUTH FILES |
This element identifies the charge for each transmission of common authorization data to you or receipt of common authorization data from you by First Data via CPU-to-CPU using remote job entry (RJE) or network data mover (NDM). | / Transmission | |||||||
5127 | RJE/NDM-AAA FILES
|
Each transmitting or receipt of Customer’s AAA data by FDR via a central processing unit to central processing unit transmission via Remote Job Entry (RJE)/Network Data Mover (NDM). | /Transmission | |||||||
5321 | COMPUTER LETTER
SET-UPS — LOGOS
|
This element identifies the charge for each addition, deletion, or change of a digitized logo on a letter completed by First Data on your behalf. | /half hour | |||||||
5322 | COMPUTER
LETTER SET-UPS — SIGNATURES |
This element identifies the charge for each addition, deletion, or change of a digitized signature on a letter completed by First Data on your behalf. | /half hour | |||||||
5323 | LETTER — INSERT
|
Each inserting of advertising or other item of information not contained on a Letter, including but not limited to generic reply envelopes, into a windowed envelope containing a Letter. | /insert | |||||||
5324 | LETTER — SET-UP,
REVISION OR DELETION
|
Each addition, deletion or change, performed by FDR on behalf of Customer, of a Customer’s Letter format or inputs including but not limited to digitized signatures and logos of Customer. | /half hour | |||||||
5397 | DISKETTES
|
This element identifies the charge for First Data to receive and handle data on diskette, sent by you or a | / Diskette | |||||||
1 | The information contained in this column of Attachment 1 — Exhibit A is confidential and has been omitted pursuant to 17 CFR 240-24b-2; such confidential portions have been filed separately with the Commission pursuant to a Confidential Treatment Application filed with the Commission. |
33
Price | Price Per Item | |||||||||
Elem # | [***]1 | Item Name | Item Definition | [***]1 | Description | |||||
third party acting on your behalf. It also identifies the charge for each time First Data forwards a diskette via mail or courier to you or a third party you designate. | ||||||||||
5399 | TAPE HANDLING-IN
|
This element identifies the charge for each receipt by First Data of data on magnetic tape from you or a third party vendor. | / Tape | |||||||
5400 | TAPE
HANDLING-OUT
|
This element identifies the charge for each time First Data forwards data on magnetic tape via courier or mail to you or a third party vendor you designate. | / Tape | |||||||
5401 | TAPE
HANDLING REQ-OUT |
This element identifies the charge for each time First Data forwards magnetic tape data that is created by First Data outside of production. The magnetic tape data is sent to you, or a third party vendor you designate, via courier or mail. | / Tape | |||||||
5414 | IRS 1099C
|
This element identifies the charge for each Internal Revenue Service (IRS) Form 1099-C prepared by the First Data System. The charge is based on your Report Record File (which addresses cardholder discharge of debt), and is printed and mailed to your cardholders. This service includes creating a tape for your use in reporting cardholder information to the IRS. | /unit | |||||||
5420 | MERCHANT COMPUTER LETTER |
Each Letter to a Merchant of Customer prepared by FDR’s computer at the request of Customer based upon Customer’s Product Control File or CRT entry requests made by employees of Customer. Each such Letter shall have on-line composition and editorial features and the option of multiple page letter generation. This service includes any preparation required for delivery. | /letter | |||||||
5421 | MERCHANT COMPUTER
LETTER — INSERT
|
Each inserting of advertising or other item of information not contained on a Merchant Computer Letter, including but not limited to generic reply envelopes, into a windowed envelope containing a Merchant Computer Letter. | /insert | |||||||
5422 | MERCHANT COMPUTER
LETTER — ADDITIONAL
PAGE
|
Each printed output on the reverse side of a Merchant Computer Letter (duplex printing) or each side of each sheet of 8 1/2” by 11” 24 lb. bond stock accompanying a Merchant Computer Letter. | /page | |||||||
5464 | CIS EXTENDED SERVICE
|
An enhancement to the standard CIS Services which provides access to Customer Inquiry System during hours of the week in which the CIS is not otherwise available for access. | /statement stored | |||||||
5608 | COMMERCIAL SMARTDATA SUPPORT |
FDR shall provide Customer with daily file transmission and/or downloading services in connection with its support of MasterCard’s SmartData product. Such files shall contain transaction information, account balances, non-monetary changes and company specific information, such as reporting levels. The applicable information shall be transmitted to the association or downloaded by Customer for transmission by Customer to the association, as applicable. The service is billed to Customer monthly | / Monthly Fee | |||||||
1 | The information contained in this column of Attachment 1 — Exhibit A is confidential and has been omitted pursuant to 17 CFR 240-24b-2; such confidential portions have been filed separately with the Commission pursuant to a Confidential Treatment Application filed with the Commission. |
34
Price | Price Per Item | |||||||||
Elem # | [***]1 | Item Name | Item Definition | [***]1 | Description | |||||
based upon the applicable number of association products (SmartData and/or VISA’s Infospan product) Customer is then currently utilizing | ||||||||||
5709 | DISPUTE DOCUMENTATION SENDING |
This element identifies the charge for Image Services outsourced to FDR. FDR will electronically route dispute documentation on behalf of issuers and acquirers. FDR will send documentation using the Ease Image System which interfaces with the MasterCom®, VisaNet® Copy Request & Fulfillment Service (VCRFS), and Visa® Resolve systems. Customer is charged for each item that is sent on its behalf. | /Chargeback Record | |||||||
5710 | DISPUTE DOCUMENTATION RECEIVING |
This element identifies the charge for Image Services outsourced to FDR. FDR will electronically route dispute documentation on behalf of issuers and acquirers. FDR will receive documentation using the Ease Image System which interfaces with the MasterCom, VisaNet Copy Request & Fulfillment Service (VCRFS), and Visa Resolve systems. Customer is charged for each page of documentation that is received on its behalf. | /Page | |||||||
5734 | CASE FILINGS
|
This element identifies the charge for each case where FDR is providing MasterCom® arbitration, pre-compliance, and compliance case filing services through the MasterCom image system, or Visa® arbitration and compliance case filing services through Visa Resolve Online. This service includes sending documentation electronically through MasterCom® or Visa® Resolve Online for those issuers and acquirers who wish to file a case with MasterCard or Visa. The service also includes receiving documentation electronically through MasterCom® or Visa® Resolve Online for those issuers and acquirers who have a case being filed against them. During both the sending and receiving process, FDR will provide notification to its clients of case rulings as MasterCard or Visa communicates them to FDR. | /unit | |||||||
5774 | MERCHANT CLIENT WORKSTATION TRANSACTION |
This element identifies the charge for each view and/or update transaction completed by a user into the Merchant Online Systems using the internet. | /unit | |||||||
5777 | MERCHANT LETTER PERFORATIONS |
This element identifies the charge for each merchant letter perforated during processing at your request. | /unit | |||||||
5781 | REAL TIME MERCHANT FRAUD EXCEPTIONS |
Customer may monitor a Merchant’s activity prior to the processing of tickets and suspend batches of tickets from processing and delay or delete the monetary settlement of known fraudulent activity. | /number of daily transactions suspended within the queue | |||||||
5787 | SUMMARY CD-ROM
|
Information collected and placed on a summary CD-ROM. Information collected includes any of the following: Cardholder statements, Enterprise statements, Merchant statements or Report information. | / Summary CD | |||||||
5792 | ENTERPRISE
|
This element identifies the charge for Enterprise | / Page | |||||||
1 | The information contained in this column of Attachment 1 — Exhibit A is confidential and has been omitted pursuant to 17 CFR 240-24b-2; such confidential portions have been filed separately with the Commission pursuant to a Confidential Treatment Application filed with the Commission. |
35
Price | Price Per Item | |||||||||||
Elem # | [***]1 | Item Name | Item Definition | [***]1 | Description | |||||||
STATEMENTS CD-ROM
|
statements processed and placed on CD-ROM for you for archival purposes. | |||||||||||
5794 | STATEMENT PULLS
|
Each statement pulled by Digital-ROM Services with a statement date within the last six months. | / Page Pulled | |||||||||
5795 | STATEMENT PULLS OVER 6 MONTHS |
Each statement pulled by Digital-ROM Services with a statement date over six months old. | / Page Pulled | |||||||||
5797 | EASE IMAGE
|
Each document image which is sent or received by Customer utilizing FDR’s Ease Image system. Ease Image is an internet based dispute documentation routing product which interfaces with the MasterCom, VisaNet Copy Request & Fulfillment Service (VCRFS), Visa Resolve and FDR mainframe systems. The product supports the sending and receiving of dispute related documentation, such as retrieval fulfillments and chargeback, pre-arbitration and pre-compliance documentation. | / Image | |||||||||
5811 | TERMINATED PROGRAM STORAGE |
This element identifies the monthly charge for storing rewards program account records that meet all of the following billing criteria. The program’s TERM PROG RETENT MONTHS parameter is set to a number of months greater than three. The program account record has been terminated for a number of months equal to or greater than this program parameter setting. The program is not part of the account’s current strategy. | /unit | |||||||||
6500 | ANNUAL ACTIVITY SUMMARY |
Each annual summarization of activity associated with a Transaction Card issued by Customer. | /summary | |||||||||
6501 | ANNUAL ACTIVITY SUMMARY DETAIL STORAGE |
Each Cardholder Account for which annual activity summary detail is stored in an electronic format. | /account | |||||||||
6575 | HISTORICAL ADDRESSES ON FILE |
This element identifies the monthly charge for each address record stored in the Address History table on the FDR system. | /unit | |||||||||
6601 | ARU AUTHORIZATION—
LOCAL LINE INQUIRY
|
Each audio response unit (ARU) authorization service provided to a Merchant of Customer by the use of a touch-tone telephone and local line telecommunication services. Customer shall pay FDR for each instance during which FDR has electronic contact with a Merchant of Customer and receives the Merchant number. In addition, if an audio response unit authorization inquiry results in a voice inquiry, Merchant request for assistance or a security action, Customer will pay FDR for the audio response unit authorization and the appropriate voice and/or security action charge as provided in this Agreement. If a Merchant of Customer attempts to use its normal line to obtain an authorization and the Merchant is unable to use such line and uses another line, Customer shall pay FDR at the rate charged for the line used by the Merchant. Local lines for authorization services are available in the cities listed on-line under a TC-400 transaction. | /inquiry | |||||||||
1 | The information contained in this column of Attachment 1 — Exhibit A is confidential and has been omitted pursuant to 17 CFR 240-24b-2; such confidential portions have been filed separately with the Commission pursuant to a Confidential Treatment Application filed with the Commission. |
36
Price | Price Per Item | |||||||||||
Elem # | [***]1 | Item Name | Item Definition | [***]1 | Description | |||||||
6602 | ARU
AUTHORIZATION — INTRASTATE WATS LINE INQUIRY |
Each audio response unit (ARU) authorization service provided to a Merchant of Customer by the use of a touch-tone telephone and intrastate WATS line telecommunication services. Customer shall pay FDR for each instance during which FDR has electronic contact with a Merchant of Customer and receives the Merchant number. In addition, if an audio response unit authorization inquiry results in a voice inquiry, Merchant request for assistance or a security action, Customer will pay FDR for the audio response unit authorization and the appropriate voice and/or security action charge as provided in this Agreement. If a Merchant of Customer attempts to use its normal line to obtain an authorization and the Merchant is unable to use such line and uses another line, Customer shall pay FDR at the rate charged for the line used by the Merchant. | /inquiry | |||||||||
6603 | ARU
AUTHORIZATION — INTERSTATE WATS LINE INQUIRY |
Each audio response unit (ARU) authorization service provided to a Merchant of Customer by the use of a touch-tone telephone and interstate WATS line telecommunication services. Customer shall pay FDR for each instance during which FDR has electronic contact with a Merchant of Customer and receives the Merchant number. In addition, if an audio response unit authorization inquiry results in a voice inquiry, Merchant request for assistance or a security action, Customer will pay FDR for the audio response unit authorization and the appropriate voice and/or security action charge as provided in this Agreement. If a Merchant of Customer attempts to use its normal line to obtain an authorization and the Merchant is unable to use such line and uses another line, Customer shall pay FDR at the rate charged for the line used by the Merchant. | /inquiry | |||||||||
6604 | POS LOCAL LINE AUTHORIZATION INQUIRY |
Each dial-up point-of-sale terminal inquiry serviced by FDR for Merchants of Customer by the use of a dial-up point-of-sale terminal and local line telecommunication services. Customer shall pay FDR for each instance during which FDR had electronic contact with a Merchant of Customer and receives the Merchant number. If a Merchant of Customer attempts to use its normal line to obtain an authorization and the Merchant is unable to use such line and uses another line, Customer shall pay FDR at the rate charged for the line used by the Merchant. Local lines for authorization services are available in the cities listed on-line under a TC-400 transaction. | /inquiry | |||||||||
6605 | POS INTRASTATE AUTHORIZATION INQUIRY |
Each dial-up point-of-sale terminal inquiry serviced by FDR for Merchants of Customer by the use of a dial-up point-of-sale terminal and intrastate WATS line telecommunication services. Customer shall pay FDR for each instance during which FDR had electronic | /inquiry | |||||||||
1 | The information contained in this column of Attachment 1 — Exhibit A is confidential and has been omitted pursuant to 17 CFR 240-24b-2; such confidential portions have been filed separately with the Commission pursuant to a Confidential Treatment Application filed with the Commission. |
37
Price | Price Per Item | |||||||||||
Elem # | [***]1 | Item Name | Item Definition | [***]1 | Description | |||||||
contact with a Merchant of Customer and receives the Merchant number. If a Merchant of Customer attempts to use its normal line to obtain an authorization and the Merchant is unable to use such line and uses another line, Customer shall pay FDR at the rate charged for the line used by the Merchant. | ||||||||||||
6606 | POS INTERSTATE AUTHORIZATION INQUIRY |
Each dial-up point-of-sale terminal inquiry serviced by FDR for Merchants of Customer by the use of a dial-up point-of-sale terminal and interstate WATS line telecommunication services. Customer shall pay FDR for each instance during which FDR had electronic contact with a Merchant of Customer and receives the Merchant number. If a Merchant of Customer attempts to use its normal line to obtain an authorization and the Merchant is unable to use such line and uses another line, Customer shall pay FDR at the rate charged for the line used by the Merchant. | /inquiry | |||||||||
6607 | CPU AUTHORIZATION INQUIRY |
Each authorization inquiry received in FDR protocol via a computer to computer (CPU-to-CPU) interface between FDR’s computer and the computer of Customer or Customer’s Merchant. | /inquiry | |||||||||
6610 | CPU LEASED LINE AUTHORIZATION INQUIRY |
Each computer to computer authorization inquiry received from a Merchant of Customer via a leased line. | /inquiry | |||||||||
6611 | BATCH AUTHORIZATION INQUIRY |
Each inquiry processed for Merchants of Customer and sent to FDR via magnetic tape, tape to tape transmission or remote job entry (RJE) transmission from Customer or Customer’s Merchant. | /inquiry | |||||||||
6612 | CPU AUTHORIZATION INQUIRY WITH PIN VERIFICATION |
Each CPU Authorization Inquiry where the Cardholder’s Personal Identification Number (PIN) is verified during the authorization process. | /inquiry | |||||||||
6615 | CPU REMOTE LOCAL AUTHORIZATION INQUIRY |
Each computer to computer authorization inquiry received from a Merchant of Customer via a CRT. | /inquiry | |||||||||
6621 | VOICE AUTHORIZATION INQUIRY |
Each Merchant authorization request received by FDR through voice inquiries from Merchants of Customer, including collect calls, or via telegrams and telexes from countries outside of the United States. | /inquiry | |||||||||
6622 | INTRA SYSTEM-REG CHD
|
This element identifies the charge for each normal authorization performed when the cardholder and merchant are within the same system. | /Inquiry | |||||||||
6623 | INTRA SYSTEM- PIN/AUTH |
This element identifies the charge for each PIN verification received by a merchant as part of the normal authorization, or as a separate PIN verification request, when the cardholder and merchant are within the same system. | /Inquiry | |||||||||
6625 | INTRA FDR-REG CHD
|
This element identifies the charge for normal, intra-FDR, authorization processing. Intra-FDR processing occurs when the cardholder and merchant are processed by different financial institutions within the First Data System. | /Inquiry | |||||||||
1 | The information contained in this column of Attachment 1 — Exhibit A is confidential and has been omitted pursuant to 17 CFR 240-24b-2; such confidential portions have been filed separately with the Commission pursuant to a Confidential Treatment Application filed with the Commission. |
38
Price | Price Per Item | |||||||||||
Elem # | [***]1 | Item Name | Item Definition | [***]1 | Description | |||||||
6626 | INTRA FDR-PIN/AUTH
|
This element identifies the charge for normal, intra-FDR, personal identification number (PIN) authorization processing. Intra-FDR processing occurs when the cardholder and merchant are processed by different financial institutions within the First Data System. | /Inquiry | |||||||||
6628 | INTERCHANGE-REG CHD
|
This element identifies the charge for processing incoming interchange authorization requests. Incoming interchange processing occurs when First Data processes for the cardholder, but not for the merchant. | /Inquiry | |||||||||
6629 | INTERCHANGE-PIN/AUTH
|
This element identifies the charge for processing normal, incoming interchange personal identification number (PIN) authorization requests. Incoming interchange processing occurs when First Data processes for the cardholder, but not for the merchant. | /Inquiry | |||||||||
6632 | REFERRAL
|
Each referral authorization message handled by FDR on behalf of Customer’s Merchant. | /referral | |||||||||
7003 | HOT CALL — LOST/STOLEN |
Each Hot Call where the Cardholder Account is statused Lost or Stolen. FDR will instruct the Merchant to pick up the card and, at Customer’s option based upon predefined criteria, FDR shall investigate and dispatch the police to the Merchant location. | /call | |||||||||
7004 | HOT CALL — CARD
PICKUP
|
Each Hot Call where the Cardholder Account is statused as credit related. FDR will instruct the Merchant to pick up the card. | /call | |||||||||
7009 | WARNING BULLETIN
TRANSACTION — MANUAL
ENTRY BY FDR
|
Each entry or change made to the MasterCard Warning Bulletin, MasterCard Authorization File or VISA Warning Bulletin by FDR personnel; the account listing and region(s) shall be as dictated by Customer. | /transaction | |||||||||
7010 | STATUS CODE CHANGE — MANUAL ENTRY BY FDR |
A change by FDR personnel to the external status code or credit limit of a Cardholder Account of Customer made upon Customer’s request. | /transaction | |||||||||
7011 | PKI DIGITAL CERTIFICATE |
This is a digital identity that is required to access FDR web based products. | /unit | |||||||||
7013 | HOT CALL — POSITIVE
ID CHECK
|
Each Hot Call where an authorization attempt exceeds Customer’s predetermined parameters. The presenter of Customer’s card is checked for positive ID and the card is checked for counterfeiting. Positive ID checks can be initiated for: (i) excessive activity (number of transactions and/or dollar amount) per account per day, (ii) first use of a new or reissued card exceeding a specified amount, and/or (iii) excessive dollar amount for a single purchase as specified by Customer. | /call | |||||||||
7014 | HOT CALL — EXCESSIVE TRANS |
Each Hot Call where an authorization attempt exceeds Customer’s predetermined parameters. The presenter of Customer’s card is checked for positive ID and the card is checked for counterfeiting. Positive ID checks can be initiated for: (i) excessive activity (number of transactions and/or dollar amount) per account per day, (ii) first use of a new or reissued card exceeding a specified amount, and/or (iii) excessive dollar amount for a single purchase as specified by Customer. | /call | |||||||||
1 | The information contained in this column of Attachment 1 — Exhibit A is confidential and has been omitted pursuant to 17 CFR 240-24b-2; such confidential portions have been filed separately with the Commission pursuant to a Confidential Treatment Application filed with the Commission. |
39
Price | Price Per Item | |||||||||||
Elem # | [***]1 | Item Name | Item Definition | [***]1 | Description | |||||||
7015 | HOT CALL — LOST/STOLEN |
Each Hot Call where the Cardholder Account is statused Lost or Stolen. FDR will instruct the Merchant to pick up the card and, at Customer’s option based upon predefined criteria, FDR shall investigate and dispatch the police to the Merchant location. | /call | |||||||||
7016 | EMERGENCY SERVICE
— TRANSACTION FEE
|
The fee charged for each instance in which a Cardholder of Customer utilizes the Emergency Services offered hereunder. | /transaction | |||||||||
7018 | EMERGENCY SERVICE — ONE-TIME START-UP FEE |
Each Cardholder Account on File which is loaded to the FDR System in connection with the Emergency Service. | /Cardholder Account on File | |||||||||
7020 | CARDHOLDER EXCEPTION RESEARCH |
FDR shall: (i) research Cardholder exception transactions on revoked, closed and charged-off accounts; (ii) initiate chargebacks in accordance with MasterCard and VISA rules and regulations; (iii) handle chargeback representments on reversed chargebacks, when notified by Customer; and (iv) deliver good faith letters to Merchant banks where applicable. | /transaction plus 6% of chargeback funds recovered by FDR | |||||||||
7021 | HOT CALL — CODE 10
|
Each Positive ID Check or other Hot Call in which the use of the Transaction Card is suspected of being fraudulent or counterfeit. | /call | |||||||||
7022 | HOT CALL — POSITIVE
ID CHECK
|
Each Hot Call where an authorization attempt exceeds Customer’s predetermined parameters. The presenter of Customer’s card is checked for positive ID and the card is checked for counterfeiting. Positive ID checks can be initiated for: (i) excessive activity (number of transactions and/or dollar amount) per account per day, (ii) first use of a new or reissued card exceeding a specified amount, and/or (iii) excessive dollar amount for a single purchase as specified by Customer. | /call | |||||||||
7030 | AUTH TRACK ONE NAME EDIT
|
Each attempt to match the name presented on track 1 of the magnetic stripe on authorization requests from a certified merchant (POS entry mode 90) to the Cardholder Account records stored on the FDR System. Volumes: [***] | /Authorization attempt |
|||||||||
7031 | EXCESSIVE TRANSACTION RESEARCH |
Each Cardholder Account of Customer for which FDR personnel, in connection with Excessive Transaction Monitoring, research and verify transactions warranting further review, and if fraud is involved, the account will be statused. | /account | |||||||||
7103 | MERCHANT STATEMENT ONLINE |
This element identifies the charge for each set of merchant statement summary and detail information about your merchant accounts that is stored on the First Data System that you can access using your terminals. | /unit | |||||||||
1 | The information contained in this column of Attachment 1 — Exhibit A is confidential and has been omitted pursuant to 17 CFR 240-24b-2; such confidential portions have been filed separately with the Commission pursuant to a Confidential Treatment Application filed with the Commission. |
40
Price | Price Per Item | |||||||||||
Elem # | [***]1 | Item Name | Item Definition | [***]1 | Description | |||||||
Online merchant statement information includes the information that appears on a merchant statement including, but not limited to, the following items. Account number, Address, Card and miscellaneous fees and discounts, Deposit amounts, Interchange fees, Monetary batches, Name, Statement date. | ||||||||||||
7113 | RAPID SERVICES - REROUTED TO CARDHOLDER |
Each plastic which is able to be resent to the Cardholder at the Cardholder’s new address as a result of the RAPID Services. | / Plastic | |||||||||
7114 | RAPID SERVICES - DESTROYED |
Each plastic which is destroyed as a result of the RAPID Services. | / Plastic | |||||||||
7154 | DECISIONQUEST STATEMENTS |
The number of
Accounts passed
through the
statement
DecisionQuest
decision engine.
This fee includes
the use of the GUI
front-end to build
offer items and the
business rules for
those offer items. Volumes: [***] |
/ Decisioned Account |
|||||||||
7155 | DECISIONQUEST PLASTICS |
The number of
Accounts passed
through the plastic
DecisionQuest
decision engine.
This fee includes
the use of the GUI
front-end to build
offer items and the
business rules for
those offer items. Volumes: [***] |
/ Account Processed |
|||||||||
0000 | XXX XXXXXXXXX PRODUCTION RESULTS |
The number of
mailed statement
records on the
Communication
Results File (CRF.)
The CRF record
displays all items
actually included
in a mailed
statement package. Volumes: [***] |
/ Record |
|||||||||
7164 | CRF STATEMENT DECISIONQUEST DECISIONING |
This item counts the number of qualified statement records that came from the First Data DecisionQuest platform on the CRF. The S0 CRF record displays all items that qualified to be included in a statement package; however, not all items qualified are actually mailed due to weight and white space management. | / account per segment |
|||||||||
0000 | XXX XXXXXXXXXX DMM DECISIONING |
This item counts
the number of
qualified statement
records that came
from the First Data
DMM platform on the
CRF. The S1 CRF
record displays all
items that
qualified to be
included in a
statement package;
however, not all
items qualified are
actually mailed due
to weight and white
space management. Volumes: [***] |
/ Record |
|||||||||
1 | The information contained in this column of Attachment 1 — Exhibit A is confidential and has been omitted pursuant to 17 CFR 240-24b-2; such confidential portions have been filed separately with the Commission pursuant to a Confidential Treatment Application filed with the Commission. |
41
Price | Price Per Item | |||||||||||
Elem # | [***]1 | Item Name | Item Definition | [***]1 | Description | |||||||
7179 | ALA ELEMENTS / FORMULAS |
The client is being
billed for the
addition of a new
element or formula to
ALA product. A
decision element is a
data field on the
master file used to
direct accounts to a
specific process
flow. A decision
formula is a
computation process
in which the sum is
used to direct the
account to a specific
process flow. * New Decision Element * New Formula |
/install /install |
|||||||||
7184 | RECOVERY 1 PROCESSING FEE |
This element
identifies the charge
for monthly fees for
using the Recovery 1
® system, billed by
the number of
accounts on file,
including the
following: Activity
for all the notes,
Financial
transactions posting
to accounts in
Recovery 1, Execution
of Decision Master
saves and Residency
fees for accounts on
file. Volumes: [***] |
/ Recovery One Account |
|||||||||
7186 | BACKERS, MESSAGE PAGE AND LETTERS |
The charge for each overlay created by FDR on Customer’s behalf for use as a backer, message page or letter. This service includes an original proof, two proof revisions and a final proof to be approved by Customer to move information into production. | / Overlay | |||||||||
7187 | CHECKS, COUPONS AND AD MESSAGES
|
This element identifies the charge for creating checks, coupons, and advertising messages used on statements. This service includes the production of proof copies, revisions, and all related activities to move information into production. | /unit | |||||||||
7188 | SCANNING OF LOGOS AND SIGNATURES |
Each logo or signature image scanned and prepared for processing. This includes the creation of an original proof, one proof revision and a final proof for Customer approval. | / Image Scanned | |||||||||
7189 | REVISIONS OF PAGE SEGMENTS OR OVERLAYS |
This element identifies the charge for any revisions made to page segments or overlays beyond the revisions that are included in the package price. Revisions includes backer, message page, letter, check, coupon, ad message and logo, not just page segments or overlays. | /unit | |||||||||
7190 | EP DESIGN
|
This element identifies the charge for digitizing and printing company logos on Enterprise Presentation statements. | /unit | |||||||||
7197 | ENTERPRISE PRESENTATION CH STATEMENT-DUPLEX FIRST PAGE |
Each first physical page of an Enterprise Presentation statement which is printed in duplex mode. Enterprise Presentation Cardholder Statement is each Cardholder Statement produced by FDR on behalf of Customer utilizing the Enterprise Presentation feature. Enterprise Presentation is the system which allows Customer the flexibility to electronically arrange the statement form | / Duplex page | |||||||||
1 | The information contained in this column of Attachment 1 — Exhibit A is confidential and has been omitted pursuant to 17 CFR 240-24b-2; such confidential portions have been filed separately with the Commission pursuant to a Confidential Treatment Application filed with the Commission. |
42
Price | Price Per Item | |||||||||||
Elem # | [***]1 | Item Name | Item Definition | [***]1 | Description | |||||||
(including payment coupon placement), create and place logos and graphics and select from numerous font types and sizes on the Cardholder Statement. Customer understands and agrees that Enterprise Presentation Cardholder Statement data may only be stored for archival use on CD-ROM. | ||||||||||||
7198 | ENTERPRISE PRESENTATION CH STATEMENT-SIMPLEX SUBSEQUENT PAGE |
Each one-side-printed page of a Cardholder statement produced by FDR using the Enterprise Presentation statement service. This charge is in addition to the charge for the first physical page of the statement, if applicable. | / Print Page | |||||||||
7199 | ENTERPRISE PRESENTATION CH STATEMENT-DUPLEX SUBSEQUENT PAGE |
Each physical page after the first physical page of an Enterprise Presentation statement which is printed in duplex mode. | / Print Page | |||||||||
7244 | ODS SELECT TRANSACTIONS |
This element identifies
the charge for Open Data
Streams read-only, view
select transactions.
Fees are calculated on a
per transaction basis. Volumes: [***] |
Transaction |
|||||||||
7248 | CS VRU CALLS
|
This element identifies the charge for inbound telephone calls handled by a voice response unit (VRU). | /unit | |||||||||
7260 | ACCOUNT-LEVEL
PROCESSING (ALP) —
CARDHOLDER PRICING
ACCOUNT ON FILE
|
Each account of a Cardholder of Customer using Account-Level Processing that remains on Customer’s masterfile on the last processing day of the calendar month as defined on the CD-121 Ledger Activity Report or the equivalent report. ALP Services-Cardholder Pricing allows Customer the ability to set, change and monitor pricing parameters (including but not limited to annual percentage rate, penalty fees, minimum payment calculations and annual charges) on a Cardholder Account automatically at the level of the individual Account based upon decision tables built by Customer. | / Account Using Product |
|||||||||
7269 | MC TAPTRANS RPS FORMAT |
Each payment transaction created from the MasterCard Remote Payment and Presentment Service tape and posted to cardholder accounts by First Data. | / Payment Transaction |
|||||||||
7276 | NATIONAL CHANGE OF
ADDRESS (NCOA)
SYSTEM
|
The periodic updating of Customer’s Cardholder Account from the USPS National Change of Address file. The FDR System will, once every six (6) months, electronically update the addresses of all of Customer’s Cardholder Accounts using this information. At Customer’s option, FDR will either (i) provide Customer with reports from which Customer may enter the necessary non-monetary transactions to update | ||||||||||
1 | The information contained in this column of Attachment 1 — Exhibit A is confidential and has been omitted pursuant to 17 CFR 240-24b-2; such confidential portions have been filed separately with the Commission pursuant to a Confidential Treatment Application filed with the Commission. |
43
Price | Price Per Item | |||||||||||
Elem # | [***]1 | Item Name | Item Definition | [***]1 | Description | |||||||
Customer’s Cardholder master files on the FDR System, or (ii) automatically generate and enter the necessary non-monetary transactions to update Customer’s Cardholder master files on the FDR System. Volumes: [***] | / Unit | |||||||||||
7279 | ACCOUNT LEVEL ACTION-ACCOUNTS REVIEWED |
Each Cardholder
Account on File
reviewed in
connection with
Account Level
Action (ALA). ALA
allows Customer the
ability to have a
set of several
non-monetary
transactions
automatically
initiated at the
level of the
individual
Cardholder Account
based upon decision
tables built by
Customer.
Volumes: [***] |
/ Account Reviewed | |||||||||
7281 | ACCOUNT LEVEL ACTION-ACTION SET SELECTED |
Each execution of a
set of non-monetary
transactions
generated for a
Cardholder Account
in connection with
an ALA account
review.
Volumes: [***] |
/ Actions Taken | |||||||||
7295 | 1-59 DAYS DELQ/FDR 30,60 |
This element identifies the charge for each delinquent/overlimit account billing, skiptracing, and related service performed by First Data on your behalf for overlimit accounts, delinquent billing accounts from 1-29 days delinquent, and delinquent billing accounts from 30-59 days delinquent (30 days delinquent/60 days delinquent on the First Data System). | /unit | |||||||||
7320 | DISASTER RCVR SUBSCRIPTION FEE |
This element identifies the initial and monthly subscription fees associated with disaster recovery. | /month | |||||||||
7321 | DISASTER DECLARATION FEE |
This element identifies the initial fee you are charged after a disaster has been declared. | /declaration | |||||||||
7330 | TRANSACTION LEVEL
REWARDS (TLR) ONLY
TRANSACTION
|
Each Cardholder initiated transaction (as indicated on the CD-864 Report or its equivalent), specifically targeted by transaction and Cardholder decision tables, and passed to the FDR rewards system for processing (transactions which have already been posted to a TLP Promotional Balance on File are excluded). Multiple targeted transactions may post to a single Cardholder Account in any one month. | / Transaction | |||||||||
7336 | COMMERCIALVIEW SOFTWARE LICENSES |
One-time fee for each user who is given access to the Infomaker® software. | / User License | |||||||||
7337 | COMMERCIALVIEW ELEMENT STORAGE |
This element identifies the charge for the number of CommercialView ™ accounts stored on the First Data | /unit | |||||||||
1 | The information contained in this column of Attachment 1 — Exhibit A is confidential and has been omitted pursuant to 17 CFR 240-24b-2; such confidential portions have been filed separately with the Commission pursuant to a Confidential Treatment Application filed with the Commission. |
44
Price | Price Per Item | |||||||||||
Elem # | [***]1 | Item Name | Item Definition | [***]1 | Description | |||||||
System. | ||||||||||||
7338 | COMMERCIALVIEW USER IDS
|
This element identifies the charge for the number of CommercialView ™ user IDs stored on the First Data System. This element includes all IDs that have been created, but not deleted, and all IDs that have been deleted but have accessed the CommercialView system. | /unit | |||||||||
7400 | ONLINE REPORT PRINTING |
This element identifies the charge for online report printing. This gives you the ability to transmit FDR ® reports that are available for viewing online from the Information Delivery Platform (IDP) to your printer or file. You will be billed for each report page transmitted to your printer or file. | /unit | |||||||||
7407 | PC REMOTE ACCESS
SERVICE — MINUTES
|
Product by
which Customer may
access the FDR
System via a
personal computer at
Customer’s office in
order to allow
employees of
Customer to perform
certain terminal
functions, including
but not limited to
the accessing of
Cardholder or
Merchant Account
data, the entry of
information
concerning
Customer’s Accounts
and the
uploading/downloading
of data regarding
Customer’s Accounts.
Volumes: [***] |
/Minute per month | |||||||||
7415 | PC REMOTE ACCESS BBS SERVICES |
This element identifies the charge for each upload or download of data using the PC Remote Access product. The upload/download is initiated using a personal computer located at your or your affiliate’s office. | /unit | |||||||||
7416 | PC REMOTE ACCESS — USER ID FEE |
This element identifies the charge to maintain each PC remote access user ID (QID) that First Data assigns for your use. | /User ID | |||||||||
7433 | OARS 30 DAY VIEW
|
Each page of Information Delivery Platform (IDP) reports which is stored by FDR for on-line viewing and printing by Customer’s personnel. FDR shall make reports available for reviewing for the period of from four (4) days following daily cycle completion to either thirty (30), sixty (60), seventy five (75) or ninety (90) days following daily cycle completion, at Customer’s option. Customer, at its option, may elect to utilize either or both of the OARS Services and/or CD-ROM Services for the same IDP reports. | / Page | |||||||||
7434 | OARS 60 DAY VIEW
|
Each page of Information Delivery Platform (IDP) reports which is stored by FDR for on-line viewing and printing by Customer’s personnel. FDR shall make reports available for reviewing for the period of from four (4) days following daily cycle completion to either thirty (30), sixty (60), seventy five (75) or ninety (90) days following daily cycle completion, at Customer’s option. Customer, at its option, may elect to utilize either or both of the OARS Services and/or CD-ROM Services for the same IDP reports. | / Page | |||||||||
7435 | OARS 75 DAY VIEW
|
Each page of Information Delivery Platform (IDP) reports which is stored by FDR for on-line viewing and | / Page | |||||||||
1 | The information contained in this column of Attachment 1 — Exhibit A is confidential and has been omitted pursuant to 17 CFR 240-24b-2; such confidential portions have been filed separately with the Commission pursuant to a Confidential Treatment Application filed with the Commission. |
45
Price | Price Per Item | |||||||||||
Elem # | [***]1 | Item Name | Item Definition | [***]1 | Description | |||||||
printing by Customer’s personnel. FDR shall make reports available for reviewing for the period of from four (4) days following daily cycle completion to either thirty (30), sixty (60), seventy five (75) or ninety (90) days following daily cycle completion, at Customer’s option. Customer, at its option, may elect to utilize either or both of the OARS Services and/or CD-ROM Services for the same IDP reports. | ||||||||||||
7436 | OARS 90 DAY VIEW
|
Each page of Information Delivery Platform (IDP) reports which is stored by FDR for on-line viewing and printing by Customer’s personnel. FDR shall make reports available for reviewing for the period of from four (4) days following daily cycle completion to either thirty (30), sixty (60), seventy five (75) or ninety (90) days following daily cycle completion, at Customer’s option. Customer, at its option, may elect to utilize either or both of the OARS Services and/or CD-ROM Services for the same IDP reports. | / Page | |||||||||
7437 | OARS DEMANDVIEW PAGES-4 DAY VIEW |
Each page of an Information Delivery Platform (IDP) report for which Customer requires on-line view access at a date subsequent to the date on which such IDP report would otherwise normally become unavailable for on-line viewing. Customer shall have the option to have a report restored for either four (4) days or thirty (30) days. The Report Restore feature may not be used for reports which are less than 4 days old, nor more than 180 days old. | / Page | |||||||||
7438 | OARS DEMANDVIEW PAGES-30 DAY VIEW |
Each page of an Information Delivery Platform (IDP) report for which Customer requires on-line view access at a date subsequent to the date on which such IDP report would otherwise normally become unavailable for on-line viewing. Customer shall have the option to have a report restored for either four (4) days or thirty (30) days. The Report Restore feature may not be used for reports which are less than 4 days old, nor more than 180 days old. | / Page | |||||||||
7455 | EVOLVE-CUSTOMER SERVICE-GROSS ACTIVE FEE |
The Customer
Service Application
will consist of a
template of core
customer service
functions typically
handled in an
inbound customer
service call
center, including a
graphical user
interface (GUI),
workflow engine,
rules based
decisioning and an
ad hoc reporting
tool. Use of the
Customer Service
Application will be
billed based upon
the number of
Customer’s gross
Active Accounts on
file for the
applicable month,
subject to
indicated
limitations/exclusions. For purposes of
the Customer
Service
Application, “Gross
Active Accounts on
File” shall mean
those of Customer’s
Cardholder Accounts
which generated,
during the
applicable month,
(I) a Cardholder
statement (whether
printed or
otherwise), (ii) a
Cardholder Monetary
Transaction, or
(iii) an
authorization
inquiry.
Volumes: |
||||||||||
1 | The information contained in this column of Attachment 1 — Exhibit A is confidential and has been omitted pursuant to 17 CFR 240-24b-2; such confidential portions have been filed separately with the Commission pursuant to a Confidential Treatment Application filed with the Commission. |
46
Price | Price Per Item | |||||||||||
Elem # | [***]1 | Item Name | Item Definition | [***]1 | Description | |||||||
[***] | / Gross Active Account on File / Month |
|||||||||||
7475 | PREDICTIVE MODEL — EVENT
MANAGER
|
Each numeric
value which is
created for a
Cardholder Account
of Customer
processed through
the Integrated
Analytic (IAC)
service platform
with respect to any
single Predictive
Model implemented
by FDR on behalf of
Customer.
Volumes: [***] |
/ Score Posted | |||||||||
7494 | REPORT ORGANIZER AND
WRITER (ROW) — IDP
|
The FDR System and
services which
allow Customer the
ability to
customize the
presentation, on
Customer’s screens,
of selected
information from
Customer’s
Information
Delivery Platform
(IDP) reports by
the use of a
graphical user
interface. Entire
reports or selected
fields within
reports may, using
the FDR ROW
Services, be
exported to a
database/analysis
tool that can sort,
graph, manipulate
and/or export data
to spreadsheets or
other documents.
In addition,
repetitive
applications may be
scripted and
automated for
regular use.
Volumes: [***] |
Monthly Minimum / Page |
|||||||||
TBD | EVOLVE CUST SERVICE — EXCESS CONCURRENT USERS
|
For each concurrent User of the Customer Service Application in excess of the allowed number during a calendar month. For purposes of the Customer Services Application, Concurrent Users shall mean the total peak number of users simultaneously signed on to the Customer Service Application at any time during the month. Any excess Concurrent User charge with respect to the Customer Service application will be billed at least one month in arrears. | /Concurrent users in excess of allowed number during month | |||||||||
7498 | EVOLVE COLLECTION—AVG ACCTS
|
The Collections Application consists of a customizable template of core collection service functions typically handled in a credit card collections operation, including, but not limited to (I) a primary composite screen with the ability to designate and systematically | ||||||||||
1 | The information contained in this column of Attachment 1 — Exhibit A is confidential and has been omitted pursuant to 17 CFR 240-24b-2; such confidential portions have been filed separately with the Commission pursuant to a Confidential Treatment Application filed with the Commission. |
47
Price | Price Per Item | |||||||||||
Elem # | [***]1 | Item Name | Item Definition | [***]1 | Description | |||||||
note “template
available” or
“client customized”
actions taken on an
Account, (ii)
secondary display
screens that show
such items as
payment history,
Cardholder history,
calendar and
statement
information, and
(iii) supervisory
functions such as
work/collector
assignments and
collector
productivity. The
Collections
Application also
includes a
graphical user
interface (GUI),
workflow engine,
rules based
decisioning and an
ad hoc reporting
tool. With certain
exceptions, the
Collections
Application
includes “basic
dialer interface”
functionality with
most major dialers.
The Collections
Application is
billed based upon
the Average Number
of Accounts In
Collections
Application during
the applicable
month, subject to
indicated
limitations/exclusions. For purposes of
this service,
“Average Number of
Accounts In
Collections
Application” means
the sum of the
total number of
Cardholder Accounts
resident in the
Evolve System -
Collections
Application for
each business day
of the month
divided by the
number of business
days in such month.
Volumes: [***] |
/ Average number of accounts in Collections Application / Month | |||||||||||
7519 | EVOLVE COLLECTIONS — EXCESS CONCURRENT USERS
|
For each concurrent User of the Collections Application in excess of the allowed number during a calendar month. For purposes of the Collections Application, Concurrent Users shall mean the total peak number of users simultaneously signed on to the Collections Application at any time during the month. Any excess Concurrent User charge with respect to the Collections application will be billed at least one month in arrears. | /Concurrent users in excess of allowed number during month | |||||||||
7520 | COMPUTER LETTER BASE COMPOSITION |
This element identifies the charge for creating letterhead for 81/2x11-inch paper. The letterhead includes graphic components such as logos, text composition, and graphic art. This element includes a maximum of one hour of composition time, two paper proofs, and one negative. | / Unit | |||||||||
7521 | HOURLY COMPOSITION
|
Hourly pre-press charge for FDR to complete Customer requested edits and revisions. | / Hour | |||||||||
7522 | IMAGE COMPOSITION RUSH
|
Each image requested on a priority (rush) basis that does not meet the following standard FDR delivery timeframes: Eight days from the time Image Composition receives the request to completion of the first set of proofs, Three days for changes after the first set of proofs have been created, Three days for creating negatives. Turn around times for laser-printed | / Request | |||||||||
1 | The information contained in this column of Attachment 1 — Exhibit A is confidential and has been omitted pursuant to 17 CFR 240-24b-2; such confidential portions have been filed separately with the Commission pursuant to a Confidential Treatment Application filed with the Commission. |
48
Price | Price Per Item | |||||||||||
Elem # | [***]1 | Item Name | Item Definition | [***]1 | Description | |||||||
products/services from Advanced Function Presentation are as follows. Fifteen days lead time from submission of request form, Three days for revision | ||||||||||||
7622 | CARD ACTIVATION
LABELING — GENERAL
USE
|
Each affixation of a sticker to each embossed plastic identified by Customer. | / Plastic | |||||||||
7623 | CARD ACTIVATION
LABELING —
SELECTIVE USE
|
Each affixation of a sticker to each embossed plastic identified by Customer. | /plastic | |||||||||
7633 | PLASTICARD BULK
PACKAGING — 3 DIGIT
SORT
|
The separation from the production run of accounts from individual systems, principals, agents or grouping of zip codes. Includes sorting to a 3-digit level. | /carrier | |||||||||
7634 | PLASTICARD BULK
PACKAGING — 5 DIGIT
SORT
|
The separation from the production run of accounts from individual systems, principals, agents or grouping of zip codes. Includes sorting to a 5-digit level. | /carrier | |||||||||
7638 | PLASTICARD FREE FORM TEXT |
Each mailer containing up to 25 customized alpha numeric printed characters of free form text. The text will print on a predesigned area of a generic mailer. | /mailer | |||||||||
7639 | PLASTICARD IMAGE SCANNING
|
Each logo or other image stored by FDR as a digitized image on a data base for up to five (5) years. | / Image | |||||||||
7647 | POSTAL DISCOUNT PROCESSING FEE — PLASTICARD
|
Postage pre-sort discount generating services for Customer’s PlastiCard Mailers. | /mailer | |||||||||
7663 | PLASTICARD DES PIN GENERATION
|
Each Data Encryption System (DES) Personal Identification Number (PIN) created by the FDR System in connection with a plastic card produced by FDR on behalf of Customer. | / DES PIN generated |
|||||||||
7667 | PLASTICARD PHOTOCARD PHOTO TRANSFER (2” X 2”)
|
Each plastic for which FDR provides
affixation of a digitized photographic image (2”
x 2”) to a plastic Transaction Card.
Volumes: [***] |
/ Image Transfer |
|||||||||
7668 | PLASTICARD PHOTOCARD PHOTO SCANNING AND DIGITIZATION (2” X 2”)
|
Each image for which FDR (i) scans a
photograph (2” x 2”), (ii) cleans/crops the
photograph and (iii) stores such photograph as a
digitized image on a data base for up to five
(5) years.
Volumes: [***] |
/ Photo Scanned | |||||||||
7669 | PLASTICARD PHOTOCARD PHOTO IMAGE HANDLING AND MERGE (2” X 2”)
|
Each plastic for which FDR provides handling
and merging of images (2” x 2”) with
corresponding data to create an output file.
Volumes: [***] |
/ Image Merged | |||||||||
7670 | MAILER PRODUCTION
|
The edit functions performed on a PIN/Post Mailer | / Mailer | |||||||||
1 | The information contained in this column of Attachment 1 — Exhibit A is confidential and has been omitted pursuant to 17 CFR 240-24b-2; such confidential portions have been filed separately with the Commission pursuant to a Confidential Treatment Application filed with the Commission. |
49
Price | Price Per Item | |||||||||||
Elem # | [***]1 | Item Name | Item Definition | [***]1 | Description | |||||||
EDITS
|
before printing. The service includes Mailer method changes, Mailer address changes, Mailer mail date changes and Mailer deletions. | |||||||||||
7677 | PLASTICARD LASER
PIN/POST MAILER
PROCESSING
|
Each PIN/POST mailer or acknowledgement mailer created by laser printing or other similar technology and which is pressure sealed in connection with a Cardholder of the Customer. | / Mailer | |||||||||
7678 | PLASTICARD SAME DAY EMBOSSINGTM (PSD)
|
Each embossed Cardholder plastic where FDR mails or delivers the plastic to a courier during the same day of Customer’s request via an on-line screen. The service includes standard embossing, carrier printing, inserting and other services required to prepare the plastic for delivery. Requests for PlastiCard Same Day EmbossingTM must be received by 1400 hours Central Time Zone. | / Plastic | |||||||||
7682 | PLASTICARD
ENTERPRISE PRES.
ADD’L PAGE
|
The process of printing personalized information onto one additional document other than the card carrier and matching this document to a corresponding personalized document for insertion into an envelope. | / Add’l Page | |||||||||
7684 | PLASTICARD SAMPLE PLASTICS
|
Each physical plastic card, either blank or embossed with sample information to resemble a real plastic, which is provided to an Issuer. Each such plastic shall be intentionally damaged or voided by FDR to prevent fraudulent use. | /plastic | |||||||||
7689 | PLASTICARD TEMPLATE CREATION
|
Labor required of FDR to create, paint or revise an overlay template used to print onto a page for a card carrier and/or mailer. | / Half hour | |||||||||
7702 | PLASTICARD OBSOLETE PLASTIC FEE
|
Monthly charge for the storage, inventorying and physical management of Customer’s plastics that remain unused after six (6) months from the date of receipt. | / Fee per Plastic per Month |
|||||||||
7703 | PLASTICARD OBSOLETE PAPER FEE
|
Monthly charge for the storage, inventorying and physical management of Customer’s plasticard service related paper materials that remain unused after six (6) months from the date of receipt. | / Per Piece per Month |
|||||||||
7705 | PLASTICARD
ENTERPRISE PRES.
CHECK/COUPON
|
Managing a
plastic-related
document that
contains
feature(s), such as
check information
or check
security/authenticity features, that
require heightened
accountability or
security due to the
nature of the
feature(s).
Volumes: [***] |
/ Number of checks that accompany a plastic | |||||||||
7706 | PLASTICARD OUTPUT PAPER STORAGE FEE
|
The charge for storing, conducting inventory, and physically managing paper materials from an individual shipment that have not been exhausted within six months of the date the shipment was received at FDR. These charges will be assessed each month until the | / Paper Piece | |||||||||
1 | The information contained in this column of Attachment 1 — Exhibit A is confidential and has been omitted pursuant to 17 CFR 240-24b-2; such confidential portions have been filed separately with the Commission pursuant to a Confidential Treatment Application filed with the Commission. |
50
Price | Price Per Item | |||||||||||
Elem # | [***]1 | Item Name | Item Definition | [***]1 | Description | |||||||
inventory for the shipment is consumed, destroyed, or shipped to a destination of the customer’s choice. | ||||||||||||
7740 | PLASTICARD PLASTICS OVERSTOCK FEE
|
Monthly charge for storage, inventorying, and physical management of plastics from an individual shipment that have not been exhausted in a six-month timeframe. Overstock charges will continue each month until the inventory for the shipment is consumed, destroyed, or shipped to a destination you choose. | / Plastic | |||||||||
7741 | PLASTICARD PAPER OVERSTOCK FEE
|
Monthly charge for the storage, inventorying, and physical management of Customer’s plastics from an individual shipment which have not been exhausted within six(6) months from the date of receipt. | / Paper Piece | |||||||||
7742 | OUTPUT PAPER OVERSTOCK FEE
|
The charge for storing, conducting inventory, and physically managing paper materials from an individual shipment that have not been exhausted within six months of the date the shipment was received at FDR. These charges will be assessed each month until the inventory for the shipment is consumed, destroyed, or shipped to a destination you choose. | / Per Piece per Month |
|||||||||
7795 | DIGITAL CARD PRINT IMAGING SERVICES
|
This Element identifies each half hour of labor required of FDR to create, digitize, or revise an image or logo used to print onto a plastic. | / Half Hour | |||||||||
7796 | DIGITAL CARD PRINTING IMAGE APPLICATION
|
This Element identifies the application of each digitally prepared image edge-to-edge on a transaction card. | / Image Application |
|||||||||
7797 | DIGITAL CARD PRINT — CARDHOLDER LEVEL
|
This element identifies the application of each cardholder level digitally prepared image edge-to-edge on a transaction card. | / Unit | |||||||||
7804 | Print and Mail Prep.
11” Duplex — Addl.
Page Cont.
|
This element identifies the charge for each 11” duplex additional page printed and prepared for mailing. The charge is applicable to each page in addition to the first physical page and is incremental to the charge for the Cont. Page 1 Duplex 11” Print. | / Add’l page | |||||||||
7813 | Print 11” Duplex -
Page 1 Cont.
|
This element identifies the charge for each 11” duplex document page 1 printed. The document printing service includes all the processes necessary to laser print a document on a continuous form. | / Page One | |||||||||
7815 | Insert Continuous Form
|
Each insert of advertising or other item of information not contained on a document inserted into an envelope containing a continuous form document. Excluding the first Return Envelope. | / Insert | |||||||||
7841 | MAIL PREP 11” — PAGE
1 CONT
|
This element identifies the charge for each 11” document page 1 prepared for mailing. The mail preparation service includes all the processes necessary to prepare the cont. form document for delivery. | / Page One | |||||||||
7919 | FRAUD MANAGEMENT/FRAUD
DETECTION
(FALCON) SERVICES —
MONTHLY GROSS
|
Each Cardholder Account processed through the Falcon system which Cardholder Account had a balance or any monetary posting for the month billed, as determined by FDR for Customer. | / Gross Active Account |
|||||||||
1 | The information contained in this column of Attachment 1 — Exhibit A is confidential and has been omitted pursuant to 17 CFR 240-24b-2; such confidential portions have been filed separately with the Commission pursuant to a Confidential Treatment Application filed with the Commission. |
51
Price | Price Per | |||||||||||
Elem # | [***]1 | Item Name | Item Definition | [***]1 | Item Description | |||||||
ACTIVE CREDIT CARD ACCOUNT |
||||||||||||
7923 | CARD ACTIVATION— ANI CALL-FDR
|
Each automatic initiation of an on-line transaction in conjunction with an Automatic Number Identification (ANI) process via an audio response unit (ARU), changing the status of a Cardholder Account associated with certain newly issued or reissued plastics (as determined by Customer), from “inactive” (under certain parameters) to “active” for transaction authorization purposes. | / Transaction | |||||||||
7926 | NUMBER OF XXXX RECORDS LOGGED
|
The charge for Footprints, an internal fraud
detection system that allows Customer to monitor
transactions that employees of Customer enter on
Cardholder Accounts. This service enables Customer
to monitor internal customer service
representatives’ (CSRs) work activity. Customer’s
charge is based on the number of transactions
tracked during the month. Volumes: [***] |
/ Transaction | |||||||||
7928 | EMERGENCY CASH/CARD REQUESTED-FDR
|
Each temporary Cardholder Account plastic replacement or emergency cash disbursement authorized on Customer’s behalf by FDR’s Fraud Management Services. | / Request | |||||||||
7934 | RETURN ACCOUNT PROCESSING SERVICE
|
The processing of mailed plastics returned by the United States Postal Service due to undeliverable address. Each such plastic shall be destroyed by FDR and reported to Customer. | / Returned Plastic | |||||||||
7936 | CARD ACTIVATION —
ACCOUNT INFORMATION
UPDATE
|
Each update of Customer’s Cardholder masterfile information in connection with the activation of the Cardholder Account by the Cardholder. | /account | |||||||||
7943 | NRI RETURNED RECORDS IN QUEUE
|
Each record of a Cardholder Account of Customer which is sent to MasterCard and VISA as Not Received as Issued (NRI); such accounts are placed in a queue for review and disposition by Customer. | / Record | |||||||||
7947 | FRAUD RETURN RECORDS IN FAR QUEUE
|
Each record of a fraudulent Cardholder Account of Customer which is rejected and returned by MasterCard; such accounts are placed in the FDR Fraud Account Returns (“FAR”) queue for review and disposition by Customer. | / Record | |||||||||
7970 | RAPID /ATM DESTROY
|
This element identifies the charge for destroying PIN mailers and ATM cards returned by the U.S. Postal Service that are serviced by First Data’s Returned Account Plastics Immediately Delivered (RAPID) department. First Data will destroy plastics and mailers that are returned due to undeliverable addresses. | /unit | |||||||||
7971 | FRAUD PREDICTOR
PLUS — CREDIT
|
Each cardholder account processed through the Fraud Predictor Plus functionality of the FDR Falcon System. | / Gross Active Account |
|||||||||
7980 | FRAUD
|
Any Account routed to the FDR Falcon predictive | / Account | |||||||||
1 | The information contained in this column of Attachment 1 — Exhibit A is confidential and has been omitted pursuant to 17 CFR 240-24b-2; such confidential portions have been filed separately with the Commission pursuant to a Confidential Treatment Application filed with the Commission. |
52
Price | Price Per Item | |||||||||||
Elem # | [***]1 | Item Name | Item Definition | [***]1 | Description | |||||||
MANAGEMENT/ FRAUD
DETECTION (FALCON)
SERVICES — CALL
PROCESSING -
PREDICTIVE DIALER,
DOMESTIC)
|
dialer and called using the predictive dialer which results in any one or more of the following activities in a single 48-hour period: outgoing/incoming Cardholder phone calls with a maximum of 2 attempts within any single 48-hour period, CIS Memos, Letter generation or Account statusing. | worked | ||||||||||
7982 | FRAUD MANAGEMENT/FRAUD
DETECTION
(FALCON) SERVICES —
CALL PROCESSING -
MANUAL REVIEW/
DIALING)
|
Any Cardholder Account routed to the FDR Fraud Detection WorkCenter and called using a manual dialing process that results in any one or more of the following activities in a single 48-hour period: outgoing/incoming Cardholder phone calls with a maximum of 2 attempts within any single 48-hour period, CIS Memos, Letter generation or Account statusing. | / Account reviewed | |||||||||
8106 | SIFT USER FEE
|
This element identifies the monthly fee assessed to Customer for each individual SIFT (Secure Internet File Transmission) user ID provided to Customer by FDR. | / Unit | |||||||||
8303 | DAILY ALA FILE GENERATION |
A file is generated
using the Daily ALA
File Generation
option. Volumes: [***] |
/unit | |||||||||
8304 | WEEKLY ALA FILE GENERATION |
A file is generated
using the Weekly
ALA File Generation
option. Volumes: [***] |
/unit | |||||||||
8305 | MONTHLY ALA FILE GENERATION |
A file is generated
using the Monthly
ALA File Generation
option. Volumes: [***] |
/unit | |||||||||
8310 | STATEMENT-CHECKS AND COUPONS CREATION |
The charge for data processing, decision processing, and processing updates of checks and coupons on statements. Volumes: [***] | / Statement using the product |
|||||||||
8320 | MLP AUDIT STORAGE
|
This element identifies the charge for each Method Level Processing SM (MLP-SM ) audit history record | /audit record in excess of six | |||||||||
1 | The information contained in this column of Attachment 1 — Exhibit A is confidential and has been omitted pursuant to 17 CFR 240-24b-2; such confidential portions have been filed separately with the Commission pursuant to a Confidential Treatment Application filed with the Commission. |
53
Price | Price Per Item | |||||||||||
Elem # | [***]1 | Item Name | Item Definition | [***]1 | Description | |||||||
retained on the System greater than six. | ||||||||||||
8324 | MLP METHOD OVERRIDE
|
Each group of ‘like’ pricing parameters (commonly referred to as a ‘pricing method’) within Customer’s Product Control File (‘PCF’) settings which is placed upon a Cardholder Account of Customer in the MLP subsystem of the FDR System, and which supersedes the overall pricing strategy previously assigned to the Cardholder Account by Customer. | / Method override per account |
|||||||||
8518 | ACS-LETTER TO DATA
|
Each account contained in a Letters-to-Data file, included based on Customer’s Adaptive Control actions. | / Record on the file | |||||||||
8523 | PROFITSIGHT - ACTIVE ACCOUNTS
|
A neutral network based statistical system combined with FDR system technology and complimentary products, e.g., ACS, TLP, ALP designed to predict the future profitability of an existing account by analyzing the past transaction behavior of the cardholder. It consists of a suite of inter-related models that forecasts individual components of cardholder profitability including credit risk, attrition risk and revenue potential. Billing is based on the number of transactions scored, such as auths, payments, payment reversals, new accounts, account transfers, and cycle cuts. | /unit | |||||||||
8556 | PROFITNET BENCHMARKING |
ProfitNet is a joint product
offering by FDR and Argus Information
and Advisory Services Inc. The product
is a Credit Card Payment Study or
(CCPS). CCPS is a study which analyzes credit card profitability by means of a quarterly benchmarking report (“CCPS Report(s)”), with follow-up analysis and recommendations (collectively “CCPS Services”) The CCPS Services include: (A) quarterly benchmarks of customer behavior, risk and profitability; (B) an ongoing panel that gives detailed point-in-time and trended information regarding customer behavior; (C) primary research surveys focused specifically on activation, utilization, and product development opportunities; (D) recommendations tailored to each End Client; and (E) modification and enhancements to such services from time to time. |
/Portfolio per month | |||||||||
9950 | PLASTICARD ULTRAFORMS
|
Each laser printed card carrier or form to which a plastic card is affixed by adhesive and which card carrier or form contains personalized information regarding the Cardholder (including but not limited to name, address, Account number and credit limits) using the FDR Ultraform product. | / Carrier | |||||||||
9951 | PLASTICARD ENT PRES
CARD CARRIER — HALF
XXXX
|
Each simplex or duplex laser printed (or similar technology) card carrier (to which a plastic card is affixed by adhesive) sent by FDR on behalf of Customer to a Cardholder which card carrier contains personalized information created by the use of electronic documents or “templates” regarding the Cardholder (including but not limited to name, address, | / Carrier | |||||||||
1 | The information contained in this column of Attachment 1 — Exhibit A is confidential and has been omitted pursuant to 17 CFR 240-24b-2; such confidential portions have been filed separately with the Commission pursuant to a Confidential Treatment Application filed with the Commission. |
54
Price | Price Per Item | |||||||||
Elem # | [***]1 | Item Name | Item Definition | [***]1 | Description | |||||
account number and credit limits) | ||||||||||
“X” indicates those services in the schedule above which are [****].
“P” indicates those production services in the schedule above for which [***].
"*” indicates those services in the schedule above for which [***].
1 | The information contained in this column of Attachment 1 — Exhibit A is confidential and has been omitted pursuant to 17 CFR 240-24b-2; such confidential portions have been filed separately with the Commission pursuant to a Confidential Treatment Application filed with the Commission. |
55
ATTACHMENT II
EXHIBIT C
EXHIBIT C
FDR Performance Standards for Customer
Category I Performance Standards
Financial | ||||||||||
Measurement | Standard | Incentive | Remedy | Termination | ||||||
1.
|
Cardholder Statements* |
Cardholder Statements will be Accurate** and will be mailed by the end of the second business day following cycle date for 100% of each month’s cardholder statement volume. Hold and Rerun situations primarily caused by Customer will be excluded from this measurement. | [***] | [***] | [***] | |||||
2.
|
Embossing* | Embossed plastics will be Accurate** and will be mailed by the end of the second business day following cycle date for 100% of each month’s embossed plastic orders. Hold and Rerun situations primarily caused by Customer will be excluded from this measurement. This measurement does not include MINT mail time. | [***] | [***] | [***] | |||||
3.
|
Implementations | File, Screen and Report format changes for functionality utilized by Customer or functionality Customer plans to utilize (as indicated on the then current product or project logs) (including standard file layouts) will be communicated in writing to Customer no less than thirty (30) days prior to implementation. | [***] | [***] | [***] | |||||
4.
|
Authorizations | The authorization systems which consists of the acquiring and issuing regions, will be available via primary, backup or tertiary to respond to inquiry 24 hours per day, 7 days per week 99.9% of the total minutes in each month | [***] | [***] | [***] | |||||
56
Financial | ||||||||||
Measurement | Standard | Incentive | Remedy | Termination | ||||||
5.
|
Computer Availability |
The FDR system will be available for Alpha Look-Up, Balance and Status, Chargebacks, CIS, Non-Monetaries, Collections, Falcon Fraud, Memos, Monetaries, On-Line Letters, Security, Settlement, VRU inquiries, ODS and PCF 24 hours a day, 99. 8% of the time each month. | [***] | [***] | [***] | |||||
6.
|
Outgoing Transmissions Collections ACCD (CCOD0025) |
The collection file will be available for transmission by 0630 ETZ each cycle date 100% of the time each month. | [***] | [***] | [***] | |||||
7.
|
Evolve Customer Service On-line Availability |
Evolve Customer Service On-lines will be available 24 hours a day, 99% of the time 24 hours a day. | [***] | [***] | [***] | |||||
8.
|
Evolve Collections On-line Availability |
Evolve Collections On-lines will be available 24 hours a day, 99% of the time 24 hours a day. | [***] | [***] | [***] |
* Any statementing and/or plastic actions (inserts, messages, PCF) received from Customer after
established monthly time frames which result in Holds/Reruns will not be considered FDR failures.
**For the Cardholder Statements and Letters Performance Standards, “Accurate” means that [***] of
the items are correctly processed and mailed with inserts, envelopes and forms. For the Embossing
Performance Standard, “Accurate” means that for [***] of the embossed cards the information from
the cardholder system is correctly embossed on the plastic, the card carrier is printed on the
correct form and includes the correct inserts and envelopes. Performance will be based upon
feedback from Customer and periodic audit and quality checks performed by FDR.
FDR Performance Standards for Advanta Business Cards
Category II Performance Standards
Category II Performance Standards
Financial | ||||||||||
Measurement | Standard | Incentive | Remedy | Termination | ||||||
1.
|
Letters | Computer Letters will be Accurate** and will be mailed by the end of the third business day for 100% of each month’s letter volume. Hold and Rerun situations primarily caused by Customer will be excluded from this measurement. | [***] | [***] | [***] | |||||
2.
|
New Accounts | All new accounts received via file transmission prior to 1800 ETZ on a cycle date will be processed within one cycle date of files receipt provided tape/transmission successfully passes all front-end processing edits. | [***] | [***] | [***] |
57
Financial | ||||||||||
Measurement | Standard | Incentive | Remedy | Termination | ||||||
3.
|
On-Line Reports — Daily | 95% of the daily critical on-line reports will be available for on-line viewing by the target time as noted in the table below. 100% of the daily critical on-line reports will be available for on-line viewing by the target time as noted in the table below. | [***] | [***] | [***] | |||||
*List of Critical On-Line reports attached. | ||||||||||
On-Line Reports — Monthly | 100% of the monthly on-line reports included in the below table will be available for on-line viewing by the end of the fifth Business Day following month end. | [***] | [***] | [***] | ||||||
4.
|
CD-ROM | The monthly reports and statements will be mailed by the fifth business day following calendar month-end 100% of the time each month. | [***] | [***] | [***] | |||||
5.
|
Custom Interfaces | All custom interfaces will be Accurate** and will be available to Advanta 100% of the time as follows: | ||||||||
Cardholder Masterfile (CCHM3011) |
by end of fifth business day following month-end each month | [***] | [***] | [***] | ||||||
MSR (CCHD3066) |
95% by 0800 CTZ each business day excluding FDR holidays | [***] | [***] | [***] | ||||||
PCF File (CCHM3077) |
by end of fifth business day following month-end each month | [***] | [***] | [***] |
58
Financial | ||||||||||
Measurement | Standard | Incentive | Remedy | Termination | ||||||
Company Masterfile |
by end of fifth business day following month-end each month | [***] | [***] | [***] | ||||||
Convenience Checks |
by end of second business day following written request | [***] | [***] | [***] | ||||||
6.
|
Embossing — PSD Requests (A)/Rush Requests (A) | Cardholder orders entered by 2 p.m. CTZ via the PSD transaction, will be mailed the same day entered for 99% of the month’s volume | [***] | [***] | [***] | |||||
Cardholder embossing orders entered electronically will be mailed within one business day following cycle for 99% of each month’s volume and within two business days following cycle for 100% of each month’s volumes. | [***] | [***] | [***] | |||||||
7.
|
Embossing — Reissues (A) | Cardholder reissued account plastics produced as a result of FDR’s monthly reissue programs will be mailed within eight (8) business days after the automatic purge date established by Advanta on the PCF for 100% of cardholder plastics scheduled for reissue each month | [***] | [***] | [***] |
**For the Customer Interfaces Performance Standard, “Accurate” means that the file is [***].
[***] are excluded from this standard.
59
DAILY ON-LINE REPORT LIST*
Report | Report Name | 95% by Target Time | 100% by Target Time | |||
BASEIIB |
Visa Interchange Incoming | 06:00 | 08:00 | |||
BD-021 |
Dept Code Table Change Rpt | 06:00 | 08:00 | |||
CD-007 |
Annual Home Equity Corrections Rpt | Noon | 14:00 | |||
CD-011 |
Non-monetary Entry List | 06:00 | 08:00 | |||
CD-025 |
INET In Control Report | 18:00 | 20:00 | |||
CD-028 |
Tape Transmittal Accepted | 00:00 | 02:00 | |||
CD-029 |
Tape Transmittal Rejected | 00:00 | 02:00 | |||
CD-031 |
Authorization Log | 10:00 | Noon | |||
CD-033 |
INET Misc Transaction Journal | 18:00 | 20:00 | |||
CD-033 |
Direct Settle Report | 18:00 | 20:00 | |||
CD-043 |
Batch Auth requests Not Authorized | 00:00 | 02:00 | |||
CD-051 |
Non-monetary Journal | 10:00 | Noon | |||
CD-052 |
Unposted Non Mon Items | 10:00 | Noon | |||
CD-053 |
Unposted Monetary Items Report | 06:00 | 08:00 | |||
CD-055 |
Auto Unposted Mon Items Report | 06:00 | 08:00 | |||
CD-061 |
New Accounts Journal | 06:00 | 08:00 | |||
CD-063 |
Daily Embossing | 10:00 | Noon | |||
CD-072 |
Report of Adjustments | 06:00 | 08:00 | |||
CD-075 |
Disputed Amounts | 06:00 | 08:00 | |||
CD-083 |
Daily Interchange Log | 06:00 | 08:00 | |||
CD-084 |
Debit Card Transaction Rpt | 00:00 | 02:00 | |||
CD-107 |
Authorization Exception Rpt | 06:00 | 08:00 | |||
CD-108 |
Authorization Exception Rpt | 06:00 | 08:00 | |||
CD-109 |
Authorization Exception Rpt | 06:00 | 08:00 | |||
CD-110 |
Authorization Exception Rpt | 06:00 | 08:00 | |||
CD-111 |
Cardholder Exceptions Rpt -Part1 | 10:00 | Noon | |||
CD-114 |
Cardholder Exceptions Rpt -Part4 | 10:00 | Noon | |||
CD-115 |
Cardholder Exceptions Rpt -Part5 | 10:00 | Noon | |||
CD-120 |
Ledger Activity Report | Noon | 18:00 | |||
CD-121 |
Ledger Activity Report | Noon | 18:00 | |||
CD-124 |
Daily Portfolio Activity Summary | 06:00 | 08:00 | |||
CD-128 |
Daily Portfolio Activity Summary (sys) | 06:00 | 08:00 | |||
CD-132 |
Daily Charge Off Activity | Noon | 14:00 | |||
CD-143 |
Security Detail Update List | 06:00 | 08:00 |
60
Report | Report Name | 95% by Target Time | 100% by Target Time | |||
CD-159 |
Daily Letters Report | 14:00 | 16:00 | |||
CD-179 |
Chargeoff Activity by Reason Code | Noon | 14:00 | |||
CD-190 |
Collector Productivity by Hour | 06:00 | 08:00 | |||
CD-192 |
Daily Productivity Report | 10:00 | Noon | |||
CD-195 |
Collector Accounts by Cycle | 10:00 | Noon | |||
CD-204 |
Collector Report Card | 10:00 | Noon | |||
CD-216 |
Retrieval Request Summary List | 06:00 | 08:00 | |||
CD-244 |
Card Recovery Bulletin Report | 18:00 | 20:00 | |||
CD-260 |
Transaction Journal | 00:00 | 02:00 | |||
CD-261 |
Management Summary | 00:00 | 02:00 | |||
CD-271 |
Credit Limit Change Report | 06:00 | 08:00 | |||
CD-273 |
Special Non-mon Report | 06:00 | 08:00 | |||
CD-363 |
Risk Mgmt Transaction List | 10:00 | Noon | |||
CD-367 |
Daily Letters Report | 14:00 | 16:00 | |||
CD-435 |
Incoming Fee Collection Journal | 18:00 | 20:00 | |||
CD-443 |
ICS Alerts | 18:00 | 20:00 | |||
CD-558 |
PIN Change Requests Accepted | 00:00 | 02:00 | |||
CD-584 |
ICS Bankruptcy Alerts | 18:00 | 20:00 | |||
CD-895 |
Issuer Daily Copy Requests | 18:00 | 20:00 | |||
FD-028 |
Proprietary | 06:00 | 08:00 | |||
MD-027 |
ETC Transaction History Log | 10:00 | Noon | |||
MD-028 |
Daily ETC Deposits | 10:00 | Noon | |||
MD-038 |
ETC Headquarters Report | Noon | 14:00 | |||
MD-050 |
Daily Merchant Exceptions | 10:00 | Noon | |||
MD-070 |
Retained ACH Merchant Deposits | 00:00 | 02:00 | |||
MD-072 |
Dropped ACH Merchant Deposits | 00:00 | 02:00 | |||
SD-018 |
Interchange Fee Recap System | 10:00 | Noon | |||
SD-031 |
Merchant Clearing Adjs | 06:00 | 08:00 | |||
SD-041 |
Settlement Advice Parts 1 & 2 | 10:00 | Noon | |||
SD-060 |
Visa/MasterCard Interchange Report | 06:00 | 08:00 | |||
SD-077 |
ACH Monetary Transaction Journal | 10:00 | Noon | |||
SD-091 |
General Ledger Display | 10:00 | Noon | |||
SD-098 |
Incoming/Outgoing Chargeback Journal | 00:00 | 02:00 | |||
SD-119 |
Daily Chargeback Activity List | 00:00 | 02:00 | |||
SD-890 |
Fee Income Journal | 00:00 | 02:00 |
61
Report | Report Name | 95% by Target Time | 100% by Target Time | |||
SD-891 |
Intra-FDR Fee Expense Journal | 00:00 | 02:00 | |||
SD-902 |
Misc Settlement | 10:00 | Noon | |||
SD-904 |
Misc Settlement — System Order | 10:00 | Noon | |||
SM-470 |
BASE II Access Charges | 00:00 | 02:00 |
MONTHLY REPORT LIST
Monthly On-Line Reports | ||||
Report | Report Name | Performance Standard | ||
CM-051
|
Cardholder Mgmt Report | End of 5th Business Day following month end | ||
CM-060
|
Lost/Stolen/Fraud Account | End of 5th Business Day following month end | ||
CM-201
|
CIMS CSR Resolution Report | End of 5th Business Day following month end | ||
CM-556
|
Monthly Approval/Turndown Stat Report | End of 5th Business Day following month end | ||
SM-570
|
MasterCard MIP Fees | End of 5th Business Day following month end |
62
ATTACHMENT III
FDR Insurance Coverage
Insurance Policies | Coverage | |
Comprehensive General Liability*
|
$1,000,000 per occurrence | |
$2,000,000 aggregate | ||
Excess or Umbrella*
|
$10,000,000 per occurrence | |
Workers’ Compensation
|
Statutory | |
Employers Liability
|
$100,000 per accident | |
$100,000 per employee | ||
$500,000 per policy year | ||
Errors & Omissions or Professional Liability
|
$5,000,000 per occurrence | |
Comprehensive Automobile Liability*
|
$1,000,000 per occurrence | |
Employee Dishonesty
|
$2,000,000 per occurrence |
*Denotes those policies on which FDR agrees to name Customer as an additional insured.
63