AMENDMENT NO. 27 DATED SEPTEMBER 17, 2015 TO THE PROSHARES TRUST INVESTMENT ADVISORY AGREEMENT DATED DECEMBER 15, 2005, BETWEEN PROSHARES TRUST AND PROSHARE ADVISORS LLC SCHEDULE A TO THE INVESTMENT ADVISORY AGREEMENT BETWEEN PROSHARES TRUST AND...
Exhibit (d)(1)
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AMENDMENT NO. 27 DATED SEPTEMBER 17, 2015 TO THE PROSHARES TRUST
INVESTMENT ADVISORY AGREEMENT DATED DECEMBER 15, 2005, BETWEEN
PROSHARES TRUST AND PROSHARE ADVISORS LLC
SCHEDULE A
TO THE INVESTMENT ADVISORY AGREEMENT
BETWEEN PROSHARES TRUST AND PROSHARE ADVISORS LLC
As of September 17, 2015
Each Portfolio listed below shall pay the Advisor a fee pursuant to the Investment Advisory Agreement at an annualized rate of 0.75% based on its average daily net assets, as follows:1
NAME OF PORTFOLIO |
ProShares Ultra S&P500 |
ProShares Ultra MidCap400 |
ProShares Ultra Dow30 |
ProShares Ultra QQQ |
ProShares Ultra Basic Materials |
ProShares Ultra Consumer Goods |
ProShares Ultra Consumer Services |
ProShares Ultra Financials |
ProShares Ultra Health Care |
ProShares Ultra Industrials |
ProShares Ultra Oil & Gas |
ProShares Ultra Real Estate |
ProShares Ultra Semiconductors |
ProShares Ultra Technology |
ProShares Ultra Telecommunications |
ProShares Ultra Utilities |
ProShares Ultra Russell2000 |
ProShares Ultra SmallCap600 |
ProShares Ultra MSCI Japan |
ProShares Ultra MSCI Emerging Markets |
ProShares Ultra MSCI EAFE |
ProShares Ultra Nasdaq Biotechnology |
ProShares Ultra FTSE China 50 |
ProShares Ultra 7-10 Year Treasury |
ProShares Ultra 20+ Year Treasury |
ProShares Ultra High Yield |
ProShares Ultra Investment Grade Corporate |
ProShares Ultra MSCI Pacific ex-Japan |
ProShares Ultra FTSE Europe |
ProShares Ultra MSCI Brazil Capped |
ProShares Ultra MSCI Mexico Capped IMI |
ProShares Ultra S&P Regional Banking |
ProShares Short S&P500 |
ProShares Short MidCap400 |
1 | All fees are computed daily and paid monthly |
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NAME OF PORTFOLIO |
ProShares Short Dow30 |
ProShares Short QQQ |
ProShares Short Russell2000 |
ProShares Short SmallCap600 |
ProShares Short Basic Materials |
ProShares Short Financials |
ProShares Short Oil & Gas |
ProShares Short Real Estate |
ProShares Short MSCI Emerging Markets |
ProShares Short MSCI EAFE |
ProShares Short 7-10 Year Treasury |
ProShares Short 20+ Year Treasury |
ProShares Short High Yield |
ProShares Short Investment Grade Corporate |
ProShares Short S&P Regional Banking |
ProShares Short FTSE China 50 |
ProShares UltraShort S&P500 |
ProShares UltraShort MidCap400 |
ProShares UltraShort Dow30 |
ProShares UltraShort QQQ |
ProShares UltraShort Russell2000 |
ProShares UltraShort SmallCap600 |
ProShares UltraShort Basic Materials |
ProShares UltraShort Consumer Goods |
ProShares UltraShort Consumer Services |
ProShares UltraShort Financials |
ProShares UltraShort Health Care |
ProShares UltraShort Industrials |
ProShares UltraShort Oil & Gas |
ProShares UltraShort Real Estate |
ProShares UltraShort Semiconductors |
ProShares UltraShort Technology |
ProShares UltraShort Telecommunications |
ProShares UltraShort Utilities |
ProShares UltraShort MSCI Japan |
ProShares UltraShort MSCI Emerging Markets |
ProShares UltraShort MSCI EAFE |
ProShares UltraShort Nasdaq Biotechnology |
ProShares UltraShort FTSE China 50 |
ProShares UltraShort 3-7 Year Treasury |
ProShares UltraShort 7-10 Year Treasury |
ProShares UltraShort 20+ Year Treasury |
ProShares UltraShort TIPS |
ProShares UltraShort MSCI Pacific ex-Japan |
ProShares UltraShort FTSE Europe |
ProShares UltraShort MSCI Brazil Capped |
ProShares UltraShort MSCI Mexico Capped IMI |
ProShares UltraPro S&P500 |
ProShares UltraPro QQQ |
ProShares UltraPro Dow30 |
ProShares UltraPro Russell2000 |
ProShares UltraPro MidCap400 |
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NAME OF PORTFOLIO |
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ProShares UltraPro Financials2 |
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ProShares UltraPro Short S&P500 |
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ProShares UltraPro Short QQQ |
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ProShares UltraPro Short Dow30 |
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ProShares UltraPro Short Russell2000 |
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ProShares UltraPro Short MidCap400 |
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ProShares UltraPro Short 20+ Year Treasury |
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ProShares UltraPro Short Financials3 |
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ProShares Ultra Gold Miners |
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ProShares Short Gold Miners |
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ProShares UltraShort Gold Miners |
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ProShares Ultra Junior Miners |
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ProShares Short Junior Miners |
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ProShares UltraShort Junior Miners |
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ProShares UltraPro Nasdaq Biotechnology |
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ProShares UltraPro Short Nasdaq Biotechnology |
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ProShares Ultra Homebuilders & Supplies |
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ProShares UltraPro Homebuilders & Supplies |
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ProShares UltraShort Homebuilders & Supplies |
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ProShares UltraPro Short Homebuilders & Supplies |
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ProShares Ultra Oil & Gas Exploration & Production |
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ProShares UltraPro Oil & Gas Exploration & Production |
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ProShares UltraShort Oil & Gas Exploration & Production |
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ProShares UltraPro Short Oil & Gas Exploration & Production |
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ProShares UltraPro China A Shares |
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ProShares Ultra China A Shares |
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ProShares Short China A Shares |
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ProShares UltraShort China A Shares |
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ProShares UltraPro Short China A Shares |
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ProShares UltraPro Cybersecurity |
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ProShares Ultra Cybersecurity |
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ProShares Short Cybersecurity |
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ProShares UltraShort Cybersecurity |
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ProShares UltraPro Short Cybersecurity |
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ProShares UltraPro MLP |
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ProShares Ultra MLP |
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ProShares Short MLP |
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ProShares UltraShort MLP |
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ProShares UltraPro Short MLP |
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ProShares UltraPro Pharmaceuticals |
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ProShares Ultra Pharmaceuticals |
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ProShares Short Pharmaceuticals |
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ProShares UltraShort Pharmaceuticals |
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ProShares Large Cap Core Plus |
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ProShares RAFI Long/Short |
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ProShares Hedge Replication ETF |
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ProShares Merger ETF |
2 | On or about November 4, 2015, ProShares UltraPro Financials will be renamed ProShares UltraPro Financial Select Sector. |
3 | On or about November 4, 2015, ProShares UltraPro Short Financials will be renamed ProShares UltraPro Short Financial Select Sector. |
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Each Portfolio listed below shall pay the Advisor a fee pursuant to the Investment Advisory Agreement at an annualized rate based on its average daily net assets, as follows:2
NAME OF PORTFOLIO |
COMPENSATION | |
(at annual rate expressed as a percentage of average daily net assets of each Fund) | ||
ProShares 30 Year TIPS/TSY Spread |
0.55% | |
ProShares German Sovereign/Sub-Sovereign ETF |
0.35% | |
ProShares USD Covered Bond |
0.35% | |
ProShares Global Listed Private Equity ETF |
0.50% | |
ProShares High Yield – Interest Rate Hedged |
0.50% | |
ProShares DJ Brookfield Global Infrastructure ETF |
0.45% | |
ProShares S&P 500 Dividend Aristocrats ETF |
0.35% | |
ProShares Investment Grade – Interest Rate Hedged |
0.30% | |
ProShares Short Term USD Emerging Markets Bond ETF |
0.50% | |
ProShares USD Emerging Markets Bond – Interest Rate Hedged |
0.55% | |
ProShares MSCI Emerging Markets Dividend Growers ETF |
0.60% | |
ProShares MSCI EAFE Dividend Growers ETF |
0.50% | |
ProShares Hedged S&P Europe Dividend Aristocrats ETF |
0.55% | |
ProShares CDS North American HY Credit ETF |
0.65% | |
ProShares CDS Short North American HY Credit ETF |
0.65% | |
ProShares CDS North American IG Credit ETF |
0.65% | |
ProShares CDS Short North American IG Credit ETF |
0.65% | |
ProShares CDS European HY Credit ETF |
0.65% | |
ProShares CDS Short European HY Credit ETF |
0.65% | |
ProShares CDS European IG Credit ETF |
0.65% | |
ProShares CDS Short European IG Credit ETF |
0.65% | |
ProShares Morningstar Alternatives Solution ETF |
0.07% | |
ProShares Xxxxxxx 2000 Dividend Growers ETF |
0.40% | |
ProShares S&P MidCap 400 Dividend Aristocrats ETF |
0.40% | |
ProShares MSCI Europe Dividend Growers ETF |
0.55% |
PROSHARE ADVISORS LLC, a Maryland limited liability company |
a Delaware statutory trust |
By: |
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By: |
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Xxxxxxx X. Xxxxx Chief Executive Officer |
Xxxx X. Xxxxxxx President |
2 | All fees are computed daily and paid monthly |