EXHIBIT h(1)(h)
AMENDMENT NO. 6 TO
AMENDED AND RESTATED
TRANSFER AGENCY AND SERVICE AGREEMENT
This Amendment, dated ______________, 2002, is made to the Amended and Restated
Transfer Agency and Service Agreement originally dated December 29, 1997, as
amended (the "Agreement") between AIM Investment Securities Funds (the "Fund")
and A I M Fund Services, Inc. ("AFS") pursuant to Article 11 of the Agreement.
1. Paragraph 1 of the Fee Schedule is hereby deleted in its entirety
and replaced with the following:
"1. For performance by the Transfer Agent pursuant to this
Agreement, the Fund agrees on behalf of each of the Portfolios to pay
the Transfer Agent an annualized fee for shareholder accounts that are
open during any monthly period as set forth below, and an annualized
fee of $.70 per shareholder account that is closed during any monthly
period. Both fees shall be billed by the Transfer Agent monthly in
arrears on a prorated basis of 1/12 of the annualized fee for all such
accounts.
Per Account Fee
Fund Type Annualized
--------- ---------------
Class A, A3, B, C and R
Non-Daily Accrual Fund $15.20
Class A, A3, B, C and R
Monthly Dividend and
Daily Accrual Funds $16.20"
2. Paragraphs 6, 7 and 8 of the Fee Schedule are hereby deleted in
their entirety and replaced with the following:
"6. The fees and credits described in Paragraphs 1 through 4
above shall first be allocated to the Institutional Class, if any, of
such Portfolio based upon the number of shareholder accounts holding
shares of such Class relative to the total number of shareholder
accounts holding all Classes of shares in the Portfolio. The
Portfolio's remaining fiscal year-to-date fees and credits described in
Paragraphs 1 through 4 above for shareholder accounts holding Class A,
A3, B, C and/or R Class shares of each Portfolio shall be allocated
among such Classes on the basis of fiscal year-to-date average net
assets. Notwithstanding the foregoing, the XXX Annual Maintenance Fee
shall be paid by investor per taxpayer I.D. number.
7. Fees payable by the Transfer Agent for Ancillary Services
provided to the Institutional Class, if any, of each Portfolio pursuant
to Section 2.04 of the Agreement shall be allocated to such
Institutional Class. The Portfolio's fiscal year-to-date fees payable
by the Transfer Agent for Ancillary Services provided to the Class A,
A3, B, C and/or R Class shares of each
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Portfolio pursuant to Section 2.04 of the Agreement shall be allocated
among such Classes of each Portfolio based upon fiscal year-to-date
average net assets of each such Class.
8. Out-of-pocket expenses incurred by the Transfer Agent in
acting as transfer agent for the AIM Funds Accounts shall first be
allocated among such funds and portfolios based upon the number of
shareholder accounts maintained by the Transfer Agent for such funds
and portfolios. Such out-of-pocket expenses that have been allocated to
a Portfolio shall be further allocated to the Institutional Class, if
any, of such Portfolio based upon the number of shareholder accounts
holding shares of such Class relative to the total number of
shareholder accounts holding all Classes of shares in the Portfolio.
The remaining amount of the Portfolio's fiscal year-to-date
out-of-pocket expenses shall be further allocated among the Class A,
A3, B, C and R Class shares of each Portfolio based upon fiscal
year-to-date average net assets of each such Class."
3. Except as modified by this Amendment, the Agreement is hereby
ratified and remains in full force and effect.
IN WITNESS WHEREOF, the parties hereto have entered into this Amendment as of
the date first above written.
AIM INVESTMENT SECURITIES FUNDS
By:
---------------------------------
President
ATTEST:
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Assistant Secretary
A I M FUND SERVICES, INC.
By:
---------------------------------
President
ATTEST:
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Assistant Secretary
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