SCHEDULE A As of January 1, 2016
Schedules A and B – Management Agreement – CFST I
SCHEDULE A
As of January 1, 2016
| Series |
Effective Date | |
| Active Portfolios Multi-Manager Alternative Strategies Fund |
January 1, 2016 | |
| Active Portfolios Multi-Manager Core Plus Bond Fund |
January 1, 2016 | |
| Active Portfolios Multi-Manager Growth Fund |
August 1, 2015 | |
| Active Portfolios Small Cap Equity Fund |
January 1, 2016 | |
| CMG Ultra Short Term Bond Fund |
December 1, 2015 | |
| Columbia Adaptive Alternatives Fund |
October 1, 2015 | |
| Columbia Adaptive Risk Allocation Fund |
October 1, 2015 | |
| Columbia AMT-Free Oregon Intermediate Muni Bond Fund |
December 1, 2015 | |
| Columbia Balanced Fund |
January 1, 2016 | |
| Columbia Bond Fund |
September 1, 2015 | |
| Columbia Contrarian Core Fund |
January 1, 2016 | |
| Columbia Corporate Income Fund |
September 1, 2015 | |
| Columbia Diversified Absolute Return Fund |
October 1, 2015 | |
| Columbia Dividend Income Fund |
October 1, 2015 | |
| Columbia Emerging Markets Fund |
January 1, 2016 | |
| Columbia Global Dividend Opportunity Fund |
January 1, 2016 | |
| Columbia Global Energy and Natural Resources Fund |
January 1, 2016 | |
| Columbia Global Inflation-Linked Bond Plus Fund |
December 1, 2015 | |
| Columbia Global Technology Growth Fund |
January 1, 2016 | |
| Columbia Greater China Fund |
January 1, 2016 | |
| Columbia High Yield Municipal Fund |
October 1, 2015 | |
| Columbia Intermediate Bond Fund |
September 1, 2015 | |
| Columbia Large Cap Growth Fund |
December 1, 2015 | |
| Columbia Mid Cap Growth Fund |
January 1, 2016 | |
| Columbia Multi-Asset Income Fund |
September 1, 2015 | |
| Columbia Pacific/Asia Fund |
August 1, 2015 | |
| Columbia Select Large Cap Growth Fund |
August 1, 2015 | |
| Columbia Small Cap Core Fund |
January 1, 2016 | |
| Columbia Small Cap Growth Fund I |
January 1, 2016 | |
| Columbia Small Cap Value Fund I |
September 1, 2015 | |
| Columbia Tax-Exempt Fund |
December 1, 2015 | |
| Columbia U.S. Social Bond Fund |
December 1, 2015 | |
| Columbia U.S. Treasury Index Fund |
September 1, 2015 | |
| Columbia Value and Restructuring Fund |
July 1, 2015 |
Schedules A and B – Management Agreement – CFST I
SCHEDULE B
Fee Schedule
As of January 1, 2016
For the following funds, the asset charge for each calendar day of each year shall be equal to the total of 1/365th (1/366th in each leap year) of the amount computed in accordance with the fee schedule in the table below:
| Fund |
Schedule B Effective |
Net Assets (millions) |
Annual rate at each asset level “Asset Charge” |
|||||
| Active Portfolios Multi-Manager Alternative Strategies Fund* |
January 1, 2016 | $0 - $500 >$500 - $1,000 >$1,000 - $3,000 >$3,000 - $6,000 >$6,000 - $12,000 >$12,000 |
|
1.100% 1.050% 1.020% 0.990% 0.960% 0.950% |
| |||
| Active Portfolios Multi-Manager Core Plus Bond Fund |
January 1, 2016 | $0 - $500 >$500 - $1,000 >$1,000 - $2,000 >$2,000 - $3,000 >$3,000 - $6,000 >$6,000 - $7,500 >$7,500 - $9,000 >$9,000 - $12,000 >$12,000 - $20,000 >$20,000 - $24,000 >$24,000 - $50,000 >$50,000 |
|
0.500% 0.495% 0.480% 0.460% 0.450% 0.430% 0.415% 0.410% 0.390% 0.380% 0.360% 0.340% |
| |||
| Active Portfolios Multi-Manager Growth Fund |
August 1, 2015 | $0 - $500 >$500 - $1,000 >$1,000 - $1,500 >$1,500 - $3,000 >$3,000 - $6,000 >$6,000 - $12,000 >$12,000 |
|
0.770% 0.720% 0.670% 0.620% 0.600% 0.580% 0.570% |
| |||
| Active Portfolios Small Cap Equity Fund |
January 1, 2016 | $0 - $250 >$250 - $500 >$500 - $1,000 >$1,000 - $3,000 >$3,000 - $12,000 >$12,000 |
|
0.980% 0.930% 0.875% 0.870% 0.860% 0.850% |
| |||
| CMG Ultra Short Term Bond Fund |
December 1, 2015 | All | 0.250% | (1) | ||||
| Columbia Adaptive Alternatives Fund* |
October 1, 2015 | $0 - $500 >$500 - $1,000 >$1,000 - $3,000 >$3,000 - $12,000 >$12,000 |
|
1.330% 1.325% 1.320% 1.310% 1.300% |
| |||
B-1
Schedules A and B – Management Agreement – CFST I
| Fund |
Schedule B Effective |
Net Assets (millions) |
Annual rate at each asset level “Asset Charge” | |||
| Columbia Adaptive Risk Allocation Fund | October 1, 2015 | Category 1 Assets invested in affiliated mutual funds, exchange-traded funds and closed-end funds that pay an investment management services fee to the Investment Manager. $0 - $500 >$500 - $1,000 >$1,000 - $3,000 >$3,000 - $12,000 >$12,000 |
0.060% 0.055% 0.050% 0.040% 0.030% | |||
| Category 2 Assets invested in exchange-traded funds and mutual funds that are not managed by the Investment Manager or its affiliates. $0 - $500 >$500 - $1,000 >$1,000 - $3,000 >$3,000 - $12,000 >$12,000 |
0.160% 0.155% 0.150% 0.140% 0.130% | |||||
| Category 3 Securities, instruments and other assets not described above, including without limitation affiliated mutual funds, exchange-traded funds and closed-end funds that do not pay an investment management services fee to the Investment Manager, third party closed-end funds, derivatives and individual securities. $0 - $500 >$500 - $1,000 >$1,000 - $1,500 >$1,500 - $3,000 >$3,000 - $6,000 >$6,000 - $12,000 >$12,000 |
0.760% 0.745% 0.730% 0.720% 0.690% 0.665% 0.630% |
B-2
Schedules A and B – Management Agreement – CFST I
| Fund |
Schedule B Effective |
Net Assets (millions) |
Annual rate at each asset level “Asset Charge” | |||
| Columbia AMT-Free Oregon Intermediate Muni Bond Fund | December 1, 2015 | $0 - $250 >$250 - $500 >$500 - $1,000 >$1,000 - $3,000 >$3,000 - $6,000 >$6,000 - $7,500 >$7,500 - $12,000 >$12,000 |
0.470% 0.465% 0.415% 0.380% 0.340% 0.330% 0.320% 0.310% | |||
| Columbia Balanced Fund | January 1, 2016 | $0 - $500 >$500 - $1,000 >$1,000 - $1,500 >$1,500 - $3,000 >$3,000 - $6,000 >$6,000 - $12,000 >$12,000 |
0.720% 0.670% 0.620% 0.570% 0.550% 0.530% 0.520% | |||
| Columbia Bond Fund | September 1, 2015 | $0 - $500 >$500 - $1,000 >$1,000 - $2,000 >$2,000 - $3,000 >$3,000 - $6,000 >$6,000 - $7,500 >$7,500 - $9,000 >$9,000 - $12,000 >$12,000 - $20,000 >$20,000 - $24,000 >$24,000 - $50,000 >$50,000 |
0.500% 0.495% 0.480% 0.460% 0.450% 0.430% 0.415% 0.410% 0.390% 0.380% 0.360% 0.340% | |||
| Columbia Contrarian Core Fund | January 1, 2016 | $0 - $500 >$500 - $1,000 >$1,000 - $1,500 >$1,500 - $3,000 >$3,000 - $6,000 >$6,000 - $12,000 >$12,000 |
0.770% 0.720% 0.670% 0.620% 0.600% 0.580% 0.570% | |||
| Columbia Corporate Income Fund | September 1, 2015 | $0 - $500 >$500 - $1,000 >$1,000 - $2,000 >$2,000 - $3,000 >$3,000 - $6,000 >$6,000 - $7,500 >$7,500 - $9,000 >$9,000 - $12,000 >$12,000 - $20,000 >$20,000 - $24,000 >$24,000 - $50,000 >$50,000 |
0.500% 0.495% 0.480% 0.460% 0.450% 0.430% 0.415% 0.410% 0.390% 0.380% 0.360% 0.340% | |||
| Columbia Diversified Absolute Return Fund* | October 1, 2015 | $0 - $500 >$500 - $1,000 >$1,000 - $3,000 >$3,000 - $6,000 >$6,000 - $12,000 >$12,000 |
1.180% 1.130% 1.100% 1.070% 1.040% 1.030% | |||
| Columbia Dividend Income Fund Octobe | October 1, 2015 | $0 - $500 >$500 - $1,000 >$1,000 - $1,500 >$1,500 - $3,000 >$3,000 - $6,000 >$6,000 - $12,000 >$12,000 |
0.720% 0.670% 0.620% 0.570% 0.550% 0.530% 0.520% | |||
B-3
Schedules A and B – Management Agreement – CFST I
| Fund |
Schedule B Effective |
Net Assets (millions) |
Annual rate at each asset level “Asset Charge” |
|||||
| Columbia Emerging Markets Fund |
January 1, 2016 | $0 - $250 >$250 - $500 >$500 - $750 >$750 - $1,000 >$1,000 - $1,500 >$1,500 - $3,000 >$3,000 - $6,000 >$6,000 |
|
1.180% 1.160% 1.140% 1.115% 0.870% 0.820% 0.770% 0.720% |
| |||
| Columbia Global Dividend Opportunity Fund |
January 1, 2016 | $0 - $500 >$500 - $1,000 >$1,000 - $1,500 >$1,500 - $3,000 >$3,000 - $6,000 >$6,000 - $12,000 >$12,000 |
|
0.770% 0.720% 0.670% 0.620% 0.600% 0.580% 0.570% |
| |||
| Columbia Global Energy and Natural Resources Fund |
January 1, 2016 | $0 - $1,000 >$1,000 - $1,500 >$1,500 - $3,000 >$3,000 - $6,000 >$6,000 |
|
0.750% 0.670% 0.620% 0.600% 0.580% |
| |||
| Columbia Global Inflation-Linked Bond Plus Fund |
December 1, 2015 | All | 0.700% | |||||
| Columbia Global Technology Growth Fund |
January 1, 2016 | $0 - $500 $500 - $1,000 >$1,000 |
|
0.870% 0.820% 0.770% |
| |||
| Columbia Greater China Fund |
January 1, 2016 | $0 - $1,000 >$1,000 - $1,500 >$1,500 - $3,000 >$3,000 - $6,000 >$6,000 |
|
0.950% 0.870% 0.820% 0.770% 0.720% |
| |||
| Columbia High Yield Municipal Fund |
October 1, 2015 | $0 - $500 >$500 - $1,000 >$1,000 - $2,000 >$2,000 - $3,000 >$3,000 - $6,000 >$6,000 - $7,500 >$7,500 - $10,000 >$10,000 - $12,000 >$12,000 - $15,000 >$15,000 - $24,000 >$24,000 - $50,000 >$50,000 |
|
0.540% 0.535% 0.505% 0.480% 0.445% 0.420% 0.410% 0.400% 0.390% 0.380% 0.360% 0.340% |
| |||
| Columbia Intermediate Bond Fund |
September 1, 2015 | $0 - $500 >$500 - $1,000 >$1,000 - $2,000 >$2,000 - $3,000 >$3,000 - $6,000 >$6,000 - $7,500 >$7,500 - $9,000 >$9,000 - $12,000 >$12,000 - $20,000 >$20,000 - $24,000 >$24,000 - $50,000 >$50,000 |
|
0.500% 0.495% 0.480% 0.460% 0.450% 0.430% 0.415% 0.410% 0.390% 0.380% 0.360% 0.340% |
| |||
B-4
Schedules A and B – Management Agreement – CFST I
| Fund |
Schedule B Effective |
Net Assets (millions) |
Annual rate at each asset level “Asset Charge” |
|||||
| Columbia Large Cap Growth Fund |
December 1, 2015 | $0 - $500 >$500 - $1,000 >$1,000 - $1,500 >$1,500 - $3,000 >$3,000 - $6,000 >$6,000 - $12,000 >$12,000 |
|
0.770% 0.720% 0.670% 0.620% 0.600% 0.580% 0.570% |
| |||
| Columbia Mid Cap Growth Fund |
January 1, 2016 | $0 - $500 >$500 - $1,000 >$1,000 - $1,500 >$1,500 - $3,000 >$3,000 - $12,000 >$12,000 |
|
0.820% 0.770% 0.720% 0.670% 0.660% 0.650% |
| |||
| Columbia Multi-Asset Income Fund |
September 1, 2015 | $0 - $500 >$500 - $1,000 >$1,000 - $1,500 >$1,500 - $3,000 >$3,000 - $6,000 >$6,000 - $12,000 >$12,000 |
|
0.660% 0.625% 0.610% 0.600% 0.570% 0.545% 0.510% |
| |||
| Columbia Pacific/Asia Fund |
August 1, 2015 | $0 - $1,000 >$1,000 - $1,500 >$1,500 - $3,000 >$3,000 - $6,000 >$6,000 |
|
0.950% 0.870% 0.820% 0.770% 0.720% |
| |||
| Columbia Select Large Cap Growth Fund |
August 1, 2015 | $0 - $500 >$500 - $1,000 >$1,000 - $1,500 >$1,500 - $3,000 >$3,000 - $6,000 >$6,000 - $12,000 >$12,000 |
|
0.770% 0.720% 0.670% 0.620% 0.600% 0.580% 0.570% |
| |||
| Columbia Small Cap Core Fund |
January 1, 2016 | $0 - $500 >$500 - $1,000 >$1,000 - $3,000 >$3,000 - $12,000 >$12,000 |
|
0.870% 0.820% 0.770% 0.760% 0.750% |
| |||
| Columbia Small Cap Growth Fund I |
January 1, 2016 | $0 - $500 >$500 - $1,000 >$1,000 - $3,000 >$3,000 - $12,000 >$12,000 |
|
0.870% 0.820% 0.770% 0.760% 0.750% |
| |||
| Columbia Small Cap Value Fund I |
September 1, 2015 | $0 - $500 >$500 - $1,000 >$1,000 - $3,000 >$3,000 - $12,000 >$12,000 |
|
0.870% 0.820% 0.770% 0.760% 0.750% |
| |||
B-5
Schedules A and B – Management Agreement – CFST I
| Fund |
Schedule B Effective |
Net Assets (millions) |
Annual rate at each asset level “Asset Charge” |
|||||
| Columbia Tax-Exempt Fund |
December 1, 2015 | $0 - $500 >$500 - $1,000 >$1,000 - $2,000 >$2,000 - $3,000 >$3,000 - $6,000 >$6,000 - $9,000 >$9,000 - $10,000 >$10,000 - $12,000 >$12,000 - $15,000 >$15,000 - $24,000 >$24,000 - $50,000 >$50,000 |
|
0.480% 0.475% 0.445% 0.420% 0.385% 0.360% 0.350% 0.340% 0.330% 0.320% 0.300% 0.290% |
| |||
| Columbia U.S. Social Bond Fund |
December 1, 2015 | $0 - $500 >$500 - $1,000 >$1,000 - $3,000 >$3,000 - $12,000 >$12,000 |
|
0.570% 0.565% 0.560% 0.550% 0.540% |
| |||
| Columbia U.S. Treasury Index Fund(2) |
September 1, 2015 | All | 0.400% | |||||
| Columbia Value and Restructuring Fund |
July 1, 2015 | $0 - $500 >$500 - $1,000 >$1,000 - $1,500 >$1,500 - $3,000 >$3,000 - $6,000 >$6,000 - $12,000 >$12,000 |
|
0.750% 0.740% 0.670% 0.620% 0.600% 0.580% 0.570% |
| |||
| * | When calculating asset levels for purposes of determining fee breakpoints, asset levels are based on net assets of the Fund, including assets invested in any wholly-owned subsidiary advised by the Investment Manager (“Subsidiaries”). Fees payable by the Fund under this agreement shall be reduced by any management fees paid to the Investment Manager by any Subsidiaries under separate management agreements with the Subsidiaries. |
| (1) | Fee is a “unitary fee,” as contemplated by Section 3(b) of this Agreement, pursuant to which the Investment Manager pays all operating costs and expenses of CMG Ultra Short Term Bond Fund (other than independent trustees’ fees and expenses, including their legal counsel, auditing expenses, interest incurred on borrowing by the Fund, if any, portfolio transaction expenses, taxes and extraordinary expenses), including accounting expenses (other than audit fees), legal fees for the Fund, transfer agent fees, custodian fees, governmental fees, cost of stock certificates and any other expenses (including clerical expenses) of issue, sale, repurchase, or redemption of shares, expenses of registering or qualifying shares for sale, transfer taxes, and all expenses of preparing the Fund’s registration statement and prospectus, and the cost of printing and delivering to shareholders prospectuses and reports, all executive salaries and executive expenses, office rent of the Fund, ordinary office expenses (other than the expense of clerical services relating to the administration of the Fund) and for any other expenses that, if otherwise borne by the Fund, would cause the Fund to “be deemed to be acting as a distributor of securities of which it is the issuer, other than through an underwriter” pursuant to Rule 12b-1 under the Act. |
| (2) | The Investment Manager has agreed to pay all operating expenses of the Fund with the exception of brokerage fees and commissions, taxes, interest, fees and expenses of Trustees who are not officers, directors or employees of the Investment Manager or its affiliates, distribution (12b-1) and/or shareholder servicing fees, and any extraordinary non-recurring expenses that may arise, including but not limited to, litigation expenses. |
The computation shall be made for each calendar day on the basis of net assets as of the close of the preceding day. In the case of the suspension of the computation of net asset value, the fee for each calendar day during such suspension shall be computed as of the close of business on the last full day on which the net assets were computed. Net assets as of the close of a full day shall include all transactions in shares of the Fund recorded on the books of the Fund for that day.
B-6
Schedules A and B – Management Agreement – CFST I
IN WITNESS THEREOF, the parties hereto have executed the foregoing Schedule A and Schedule B as of December 18, 2015.
| COLUMBIA FUNDS SERIES TRUST I | ||
| By: | /s/ Xxxxxxxxxxx X. Xxxxxxxx | |
| Name: Xxxxxxxxxxx X. Xxxxxxxx | ||
| Title: President | ||
| COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC | ||
| By: | /s/ Xxx X. Xxxxxxx | |
| Name: Xxx X. Xxxxxxx | ||
| Title: Managing Director and Chief Operating Officer | ||
B-7
