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Exhibit 23(e)(1)
AMENDMENT TO
UNDERWRITING AGREEMENT
This Amendment dated as of May 21, 2001, is entered into by
METROPOLITAN WEST FUNDS (the "Fund") and PFPC DISTRIBUTORS, INC. ("PFPC").
WHEREAS, the Fund and PFPC entered into an Underwriting Agreement dated
as of November 13, 2000 (as amended and supplemented, the "Agreement");
WHEREAS, the Fund and PFPC wish to amend certain terms of the
Agreement;
NOW, THEREFORE, the parties hereto, intending to be legally bound
hereby, hereby agree as follows:
I. The Agreement is hereby amended by inserting
at the end thereof a new Section 15 which shall read in its entirety as follows:
"15. Confidentiality
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Notwithstanding any provision herein to the contrary, each
party hereto agrees that any Nonpublic Personal Information,
as defined under Section 248.3(t) of Regulation S-P
("Regulation S-P"), promulgated under the Xxxxx-Xxxxx-Xxxxxx
Act (the "Act"), disclosed by a party hereunder is for the
specific purpose of permitting the other party to perform the
services set forth in this Agreement. Each party agrees that,
with respect to such information, it will comply with
Regulation S-P and the Act and that it will not disclose any
Nonpublic Personal Information received in connection with
this Agreement to any other party, except to the extent as
necessary to carry out the services set forth in this
Agreement or as otherwise permitted by Regulation S-P or the
Act."
II. Except to the extent amended hereby, the Agreement shall remain unchanged
and in full force and effect and is hereby ratified and confirmed in all
respects as amended hereby.
IN WITNESS WHEREOF, the undersigned have executed this Amendment as of the date
and year first written above.
METROPOLITAN WEST FUNDS PFPC DISTRIBUTORS, INC.
By: __________________________ By: __________________________