AMENDMENT TO PARTICIPATION AGREEMENT
Between
XXXXXXXXX INVESTMENT MANAGEMENT, INC.
XXXXXXXXX SECURITIES CORP
And
HARTFORD LIFE INSURANCE COMPANY
HARTFORD SECURITIES DISTRIBUTION COMPANY, INC.
THIS AMENDMENT is made and entered into as of the 6th day of Sept, 2006 between
Hartford Life Insurance Company ("Hartford"), Hartford Securities Distribution
Company, Inc., Xxxxxxxxx Investment Management, Inc., ("Advisor"), and Xxxxxxxxx
Securities Corp. a Delaware corporation ("Distributor").
WHEREAS, the parties desire to amend the Agreement to allow for the addition of
a certain Fund or Funds,
NOW, THEREFORE, the parties agree as follows:
1. Schedules A and B shall be replaced by the attached Schedules A and B.
2. This Amendment may be executed in counterparts, each of which shall be an
original and both of which shall constitute one instrument.
IN WITNESS HEREOF, the parties hereto have executed and delivered this Amendment
effective as of the date first written above.
HARTFORD LIFE INSURANCE XXXXXXXXX INVESTMENT
COMPANY MANAGEMENT, INC.
By: /s/ Xxxxx Xxxxx By: /s/ [ILLEGIBLE] A Xxxxxxx
-------------------------- --------------------------
Name: Xxxxx Xxxxx Name: [ILLEGIBLE] A Xxxxxxx
-------------------------- --------------------------
Title: AVP Title: MD
-------------------------- --------------------------
Date: 8/2/06 Date: 9/6/06
-------------------------- --------------------------
HARTFORD SECURITIES
DISTRIBUTION COMPANY, INC. XXXXXXXXX SECURITIES CORP.
By: /s/ Xxxxx Xxxxx By: /s/ Xxxxx Xxxxxxxx
-------------------------- --------------------------
Name: Xxxxx Xxxxx Name: Xxxxx Xxxxxxxx
-------------------------- --------------------------
Title: S.V.P. Title: AVP
-------------------------- --------------------------
Date: Date: 8/5/06
-------------------------- --------------------------
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SCHEDULE A
SEPARATE ACCOUNTS
Each Separate Account established by resolution of the Board
of Directors of the Company under the insurance laws of the
State of Connecticut to set aside and invest assets
attributable to the Contracts. Currently, those Separate
Accounts are as follows:
401 MARKET
----------
K, K1, K2, K3, K4
TK, TK1, TK2, TK3, TK4
VK, VK1, VK2, VK3, VK4
UK, XX0, XX0, XX0, XX0, 401
403 AND 457 MARKETS
-------------------
DCI, DCII, DCIII, DCIV, DCV, DCVI, 457, 403, UFC,
Separate Account Two, Separate Account Eleven
PORTFOLIOS
Value Fund R1 TVRFX
International Value R1 TGVRX
Core Growth R1 THCRX
Investment Income Bldr R1 TIBRX
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SCHEDULE B
In consideration of the services provided by the Company, XXXXXXXXX INVESTMENT
MANAGEMENT or XXXXXXXXX SECURITIES CORP. (as applicable) agrees to pay the
Company an amount equal to the following basis points per annum on the average
aggregate amount invested by the Company's Separate Account(s) in each Portfolio
under the Fund Participation Agreement, such amounts to be paid within 30 days
of the end of each calendar quarter.
SERVICE
PORTFOLIO FEES 12b-1 FEES
--------------------------------------------------------------------------------
Xxxxxxxxx Value Rl 0.25% 0.50%
Xxxxxxxxx International Value Rl 0.25% 0.50%
Xxxxxxxxx Core Growth R1 0.25% 0.50%
Xxxxxxxxx Investment Income Builder R1 0.25% 0.50%
Notwithstanding the above, payment of 12b-1 fees is subject to the continued
existence of the 12b-1 Plan. The Company acknowledges that the 12b-1 Plan: (a)
will only renew each year so long as such renewal is approved by a vote of the
governing board of each Fund (including a majority of the "non-interested" board
members (as defined in the 0000 Xxx) who have no direct or indirect financial
interest in the operation of the 12b-l Plan or this Agreement ("Independent
Board Members"), (b) may be terminated at any time, without the payment of any
penalty, by vote of a majority of the Independent Board Members, (c) may be
terminated by vote of a majority of the outstanding voting securities (as
defined in the 0000 Xxx) of the Fund on not more than 60 days' written notice,
and (d) will automatically terminate upon its assignment (as defined under the
1940 Act).
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