AMENDMENT NO. 10 TO THE MUTUAL FUNDS SERVICE AGREEMENT
Exhibit (h)(1)(xii)
AMENDMENT NO. 10
TO THE
MUTUAL FUNDS SERVICE AGREEMENT
AMENDMENT NO. 10 to the Mutual Funds Service Agreement dated as of May 1, 2009, between EQ Advisors Trust, a Delaware statutory trust (“Trust”) and AXA Equitable Life Insurance Company (“AXA Equitable”), a New York stock life insurance company (“AXA Equitable” or “Administrator”) (“Amendment No. 10”).
The Trust and AXA Equitable agree to modify and amend the Mutual Funds Service Agreement, dated as of May 1, 2000, as amended by previous Amendment Nos. 1 through 9 (“Agreement”), as follows:
| 1. | New Portfolios: AXA Equitable and the Trust have determined to add the following new Portfolios on the terms and conditions contained in the Agreement: |
AXA Tactical Manager 500 Portfolio-I
AXA Tactical Manager 500 Portfolio-II
AXA Tactical Manager 500 Portfolio-III
AXA Tactical Manager 2000 Portfolio-I
AXA Tactical Manager 2000 Portfolio-II
AXA Tactical Manager 2000 Portfolio-III
AXA Tactical Manager 400 Portfolio-I
AXA Tactical Manager 400 Portfolio-II
AXA Tactical Manager 400 Portfolio-III
AXA Tactical Manager International Portfolio-I
AXA Tactical Manager International Portfolio-II
AXA Tactical Manager International Portfolio-III
AXA Growth Strategy Portfolio
(each, a “New Portfolio” and collectively, the “New Portfolios”)
| 2. | Name Changes: The following Portfolios’ names shall be changed as follows: |
| Current Name |
New Name | |
| AXA Defensive Strategy Portfolio | AXA Conservative Strategy Portfolio | |
| EQ/AllianceBernstein Common Stock Portfolio | EQ/Common Stock Index Portfolio | |
| EQ/AllianceBernstein Intermediate Government Securities Portfolio | EQ/Intermediate Government Bond Index Portfolio | |
| EQ/AllianceBernstein Large Cap Growth Portfolio | EQ/Large Cap Growth Index Portfolio | |
| EQ/AllianceBernstein Quality Bond Portfolio | EQ/Quality Bond PLUS Portfolio | |
| EQ/AllianceBernstein Value Portfolio | EQ/Large Cap Value PLUS Portfolio | |
| EQ/Evergreen International Bond Portfolio | EQ/Global Bond PLUS Portfolio | |
| EQ/FI Mid Cap Portfolio | EQ/Mid Cap Index Portfolio | |
| EQ/Franklin Income Portfolio | EQ/AXA Franklin Income Core Portfolio | |
| EQ/Franklin Small Cap Value Portfolio | EQ/AXA Franklin Small Cap Value Core Portfolio | |
| EQ/Franklin Xxxxxxxxx Founding Strategy Portfolio | EQ/AXA Franklin Xxxxxxxxx Founding Strategy Core Portfolio |
| Current Name |
New Name | |
| EQ/JPMorgan Core Bond Portfolio |
EQ/Core Bond Index Portfolio | |
| EQ/Xxxx Xxxxx Value Equity Portfolio |
EQ/Large Cap Value Index Portfolio | |
| EQ/Xxxxxxx Focus Portfolio |
EQ/Focus PLUS Portfolio | |
| EQ/Mutual Shares Portfolio |
EQ/AXA Mutual Shares Core Portfolio | |
| EQ/PIMCO Real Return Portfolio |
EQ/PIMCO Ultra Short Bond Portfolio | |
| EQ/Xxxxxxxxx Growth Portfolio |
EQ/AXA Xxxxxxxxx Growth Core Portfolio | |
| EQ/Xxx Xxxxxx Emerging Markets Equity Portfolio |
EQ/Global Multi-Sector Equity Portfolio |
| 3. | Schedule A. Schedule A to the Agreement, which sets forth the compensation to be paid by the Trust to AXA Equitable for services rendered pursuant to the Agreement, is hereby replaced in its entirety by Schedule A attached hereto. |
Except as modified and amended hereby, the Agreement is hereby ratified and confirmed in full force and effect in accordance with its terms.
IN WITNESS WHEREOF, the parties have executed and delivered this Amendment No. 10 as of the date first above set forth.
| EQ ADVISORS TRUST | AXA EQUITABLE LIFE INSURANCE COMPANY | |||||||
| By: | /s/ Xxxxx Xxxxx |
By: | /s/ Xxxxxx X. Xxxxx | |||||
| Xxxxx Xxxxx | Xxxxxx X. Xxxxx | |||||||
| Chief Financial Officer and Treasurer | Senior Vice President | |||||||
SCHEDULE A
AMENDMENT NO. 10
MUTUAL FUNDS SERVICE AGREEMENT
Fees and Expenses
Trust Administration, Accounting and Compliance Fees
| All Portfolios (except as noted below) | 0.12% of the first $3 billion; 0.11% of the next $3 billion; 0.105% of the next $4 billion; 0.10% of the next $20 billion; and 0.0975% thereafter, (based on average daily net assets) plus $30,000 per portfolio. | |
| All Asset Allocation Portfolio | 0.15% of the average daily net assets plus $35,000. | |
| EQ/AXA Franklin Xxxxxxxxx Founding Strategy Core Portfolio EQ/AXA Franklin Income Core Portfolio EQ/AXA Mutual Shares Core Portfolio EQ/AXA Xxxxxxxxx Growth Core Portfolio EQ/AXA Franklin Small Cap Value Core Portfolio EQ/Global Multi-Sector Equity Portfolio |
0.15% of each Portfolio’s average daily net assets plus $35,000. | |
| EQ/International Core PLUS Portfolio EQ/Mid Cap Value PLUS Portfolio EQ/Large Cap Core PLUS Portfolio EQ/Large Cap Growth PLUS Portfolio EQ/Quality Bond PLUS Portfolio EQ/Large Cap Value PLUS Portfolio EQ/Focus PLUS Portfolio EQ/Global Bond PLUS Portfolio (collectively, the “PLUS Portfolios”) |
0.15% of each PLUS Portfolio’s average daily net assets, plus $35,000 for each PLUS Portfolio and $35,000 for each allocated portion of a PLUS Portfolio. | |
| Crossings Conservative Allocation Portfolio Crossings Conservative-Plus Allocation Portfolio Crossings Moderate Allocation Portfolio Crossings Moderate-Plus Allocation Portfolio Crossings Aggressive Allocation Portfolio (collectively, the “Crossings Portfolios”) |
0.15% of each Crossings Portfolio’s average daily net assets plus $35,000. | |
| AXA Balanced Strategy Portfolio AXA Growth Strategy Portfolio AXA Conservative Growth Strategy Portfolio AXA Conservative Strategy Portfolio AXA Moderate Growth Strategy Portfolio (collectively, the “AXA Strategic Allocation Portfolios”) |
0.15% of each AXA Strategic Allocation Portfolio’s average daily net assets plus $35,000. | |
| AXA Tactical Manager 500 Portfolio-I AXA Tactical Manager 500 Portfolio-II AXA Tactical Manager 500 Portfolio-III AXA Tactical Manager 2000 Portfolio-I AXA Tactical Manager 2000 Portfolio-II AXA Tactical Manager 2000 Portfolio-III AXA Tactical Manager 400 Portfolio-I AXA Tactical Manager 400 Portfolio-II AXA Tactical Manager 400 Portfolio-III AXA Tactical Manager International Portfolio-I AXA Tactical Manager International Portfolio-II AXA Tactical Manager International Portfolio-III (collectively, the “Tactical Manager Portfolios”) |
0.15% of the average daily net assets of each Tactical Manager Portfolio’s average daily net assets plus $35,000 per Portfolio, plus $35,000 for each allocated portion of the Portfolio. | |
