AFFILIATED SHARES/ TRADE PRINCIPAL EXECUTING PURCHASE PAR UNDERWRITING FUND NAME SECURITY DESCRIPTION DATE UNDERWRITER BROKER PRICE AMOUNT CONCESSION -------------------------- ------------------------------------ -------- ----------- ---------------...
AFFILIATED SHARES/
TRADE PRINCIPAL EXECUTING PURCHASE PAR UNDERWRITING
FUND NAME SECURITY DESCRIPTION DATE UNDERWRITER BROKER PRICE AMOUNT CONCESSION
-------------------------- ------------------------------------ -------- ----------- --------------- -------- ---------- -----------
Mid Cap Growth Fund FleetCor Technolgies Inc (FLT) 12/14/10 Xxxxx Fargo XX Xxxxxx $23.000 1,748,115 6.25%
