FIRST AMENDMENT TO EXPENSE LIMITATION AGREEMENT Virtus Investment Trust One Financial Plaza Hartford, CT 06103
Exhibit 99.(h)(5)(a)
FIRST AMENDMENT TO EXPENSE
LIMITATION AGREEMENT
Xxx Xxxxxxxxx Xxxxx
Xxxxxxxx, XX 00000
This Amendment effective as of the 28th day of October 2021, amends that certain Expense Limitation Agreement (the “Agreement”), dated as of February 1, 2021, by and between Virtus Investment Advisers, Inc. (“Virtus”) and Virtus Investment Trust (the “Trust”), as follows:
1. The revised expense limitation for Class R6 shares of Virtus NFJ Large-Cap Value Fund is hereby set forth on Schedule A to the Agreement. Schedule A is hereby deleted and Scheduled A attached hereto is substituted in its place to reflect such revisions and to otherwise update the schedule.
2. Except as expressly amended hereby, all provisions of the Agreement shall remain in full force and effect and are unchanged in all other respects. All initial capitalized terms used but not defined herein shall have the meanings ascribed thereto in the Agreement, as amended.
3. This Agreement may be executed in any number of counterparts (including counterparts executed and/or delivered electronically) with the same effect as if all signing parties had originally signed the same document, and all counterparts shall be construed together and shall constitute the same instrument. For all purposes, electronic signatures and signatures delivered and exchanged electronically shall be binding and effective to the same extent as original signatures.
[signature page follows]
IN WITNESS WHEREOF, the Trust and Virtus have each caused this Schedule A to the Expense Limitation Agreement to be signed on its behalf by its duly authorized representative, effective on the 28th day of October, 2021.
| VIRTUS INVESTMENT TRUST | |
| By: /s/ W. Xxxxxxx Xxxxxxx | |
| Name: W. Xxxxxxx Xxxxxxx | |
| Title: Executive Vice | |
| President, Chief Financial | |
| Officer & Treasurer |
| VIRTUS INVESTMENTS ADVISERS, INC. | |
| By: /s/ Xxxxxxx X. Xxxxx | |
| Name: Xxxxxxx X. Xxxxx | |
| Title: Executive Vice President |
SCHEDULE A
(updated as of October 28, 2021)
Covered Funds
|
Fund Name |
Net Annual Fund |
Expense | ||
| Virtus NFJ Dividend Value Fund |
Class A: 1.05% Class C: 1.80% Institutional Class: 0.70% Class P: 0.80% Class R6: 0.65% Administrative Class: 0.95%
|
February 1, 2023 | ||
| Virtus AllianzGI Emerging Markets Opportunities Fund |
Class A: 1.29% Class C: 2.04% Institutional Class: 0.94% Class P: 1.04% Class R6: 0.89%
|
February 1, 2023 | ||
| Virtus AllianzGI Focused Growth Fund |
Class A: 1.00% Class C: 1.77% Institutional Class: 0.67% Class P: 0.77% Class R6: 0.62% Administrative Class: 0.92%
|
February 1, 2023 | ||
| Virtus AllianzGI Global Small-Cap Fund |
Class A: 1.63% Class C: 2.38% Institutional Class: 1.28% Class P: 1.38% Class R6: 1.23%
|
February 1, 2023 | ||
| Virtus AllianzGI Health Sciences Fund |
Class A: 1.47% Class C: 2.22% Institutional Class: 1.12% Class P: 1.22% Class R6: 1.07%
|
February 1, 2023 | ||
| Virtus AllianzGI Income & Growth |
Class A: 1.28% Class C: 2.03%
|
February 1, 2023 |
| Fund |
Institutional Class: 0.93% Class P: 1.03% Class R6: 0.88%
|
|||
| Virtus NFJ International Value Fund |
Class A: 1.30% Class C: 2.05% Institutional Class: 0.95% Class P: 1.05% Class R6: 0.90% Administrative Class: 1.20%
|
February 1, 2023 | ||
| Virtus NFJ Large-Cap Value Fund |
Class A: 1.12% Class C: 1.87% Institutional Class: 0.77% Class P: 0.87% Class R6: 0.65% Administrative Class: 1.02%
|
February 1, 2023 | ||
| Virtus AllianzGI Mid- Cap Growth Fund |
Class A: 1.14% Class C: 1.89% Institutional Class: 0.79% Class P: 0.89% Class R6: 0.74% Administrative Class: 1.04%
|
February 1, 2023 | ||
| Virtus NFJ Mid-Cap Value Fund |
Class A: 1.00% Class C: 1.75% Institutional Class: 0.65% Class P: 0.75% Class R6: 0.60% Administrative Class: 0.90%
|
February 1, 2023 | ||
| Virtus AllianzGI Small-Cap Fund |
Class A: 1.17% Class C: 1.92% Institutional Class: 0.82% Class P: 0.92% Class R6: 0.77%
|
February 1, 2023 | ||
| Virtus NFJ Small-Cap Value Fund |
Class A: 1.17% Class C: 1.92%
|
February 1, 2023 |
|
Institutional Class: 0.82% Class P: 0.92% Class R6: 0.77% Administrative Class: 1.07%
|
||||
| Virtus AllianzGI Technology Fund | Class A: 1.57% Class C: 2.32% Institutional Class: 1.22% Class P: 1.32% Class R6: 1.17% Administrative Class: 1.47% |
February 1, 2023 |
