FIRST AMENDMENT TO NOTE PURCHASE AGREEMENT
Execution Version
Exhibit 10.4
FIRST AMENDMENT TO NOTE PURCHASE AGREEMENT
This First Amendment to Note Purchase Agreement (this “Amendment”), dated as of April 16, 2024, is among Allurion Technologies, Inc., a Delaware corporation (formerly known as Allurion Technologies Holdings, Inc.) (together with its successors and permitted assigns, the “Company”), the purchasers party to the Existing Note Purchase Agreement (as defined below) (each, a “Purchaser” and, collectively, the “Purchasers”), RTW Investments, LP, as agent for the Purchasers (in such capacity, together with its successors and permitted assigns, the “Principal Purchaser”), and Acquiom Agency Services LLC, as collateral agent for the Purchasers and the Principal Purchaser (in such capacity, together with its successors and permitted assigns, the “Collateral Agent”). Each of the Company, the Purchasers, the Principal Purchaser and the Collateral Agent is referred to in this Amendment as a “Party” and collectively as the “Parties”. Capitalized terms used herein and not otherwise defined shall have the respective meanings given to such terms in the Existing Note Purchase Agreement (as defined below).
WHEREAS, the Company, the Purchasers, the Principal Purchaser and the Collateral Agent entered into a Note Purchase Agreement dated as of April 14, 2024 (the “Existing Note Purchase Agreement”, the Existing Note Purchase Agreement as amended hereby, the “Note Purchase Agreement”), pursuant to which the Purchasers agreed to purchase the Notes from the Company, upon and subject to the terms and conditions set forth in the Existing Note Purchase Agreement (including the satisfaction of the closing conditions set forth in Section 9 of the Existing Note Purchase Agreement); and
WHEREAS, the Parties desire to amend the Existing Note Purchase Agreement in accordance with the terms set forth in this Amendment.
NOW, THEREFORE, in consideration of the foregoing and of the mutual covenants and agreements contained herein, the Parties hereby agree to be legally bound as follows:
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IN WITNESS WHEREOF, the parties hereto have executed this Amendment as of the day and year first written above.
ALLURION TECHNOLOGIES, INC., as the Company
By: /s/ Xxxxxxxx Xxxx
Name: Xxxxxxxx Xxxx
Title: Chief Executive Officer
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[Signature Page to First Amendment to Note Purchase Agreement]
IN WITNESS WHEREOF, the parties hereto have executed this Amendment as of the day and year first written above.
ACQUIOM AGENCY SERVICES LLC, as the Collateral Agent
By: _/s/ Xxxx XxXxxx-Davis___________
Name: Xxxx XxXxxx-Xxxxx
Title: Director
[Signature Page to First Amendment to Note Purchase Agreement]
IN WITNESS WHEREOF, the parties hereto have executed this Amendment as of the day and year first written above.
RTW INVESTMENTS, LP, as the Principal Purchaser
By: __/s/ Xxxxxxxx Xxxx________________
Name: Xxxxxxxx Xxxx, X.X.
Title: Managing Partner
[Signature Page to First Amendment to Note Purchase Agreement]
RTW MASTER FUND, LTD., as a Purchaser
By: ___/s/ Xxxxxxx Xxxxx_________________
Name: Xxxxxxx Xxxxx
Title: Director
[Signature Page to First Amendment to Note Purchase Agreement]
RTW INNOVATION MASTER FUND, LTD., as a Purchaser
By: _/s/ Xxxxxxx Xxxxx_________________
Name: Xxxxxxx Xxxxx
Title: Director
[Signature Page to First Amendment to Note Purchase Agreement]
RTW BIOTECH OPPORTUNITIES OPERATING LTD., as a Purchaser
By: RTW Investments, LP, its Investment Manager
By: ___/s/ Xxxxxxxx Xxxx________________
Name: Xxxxxxxx Xxxx, M.D.
Title: Managing Partner
[Signature Page to First Amendment to Note Purchase Agreement]