FIRST AMENDMENT TO THE SHAREHOLDER SERVICES AGREEMENT BY AND BETWEEN ING INSTITUTIONAL PLAN SERVICES, LLC AND GMO SERIES TRUST
Exhibit (m)(13)(i)
FIRST AMENDMENT TO THE SHAREHOLDER SERVICES AGREEMENT BY
AND BETWEEN
ING INSTITUTIONAL PLAN SERVICES, LLC
AND
THIS AMENDMENT, dated as of the 14th day of March 2014, by and among GMO Series Trust (the “Company”) and ING Institutional Plan Services, LLC (“ING”).
WITNESSETH
WHEREAS, the Company and ING entered into a Shareholder Services Agreement dated December 13, 2013 (the “Agreement”);
WHEREAS, the Company and ING desire to amend the Agreement in accordance with the terms thereof.
NOW THEREFORE, in consideration of the above premises, the Company and ING hereby amend the Agreement as follows:
The existing Attachment A, Available Funds and Applicable Fee, shall be deleted in its entirety and replaced with the attached Amended and Restated Attachment A.
IN WITNESS WHEREOF, ING and the Company have caused this Amendment to be executed by their duly authorized officers effective as of the day and year first above written.
GMO SERIES TRUST, ON BEHALF OF EACH FUND ON ATTACHMENT A, SEVERALLY AND NOT JOINTLY*
| By: | /s/ Xxxxx Xxxxxxx | |
| Name: | Xxxxx Xxxxxxx | |
| Title: | Vice President and Asst. Clerk | |
| Date: | 3/14/2014 | |
| ING INSTITUTIONAL PLAN SERVICES, LLC | ||
| By: | /s/ Xxxxxxxx Xxxxxxxxx | |
| Name: | Xxxxxxxx Xxxxxxxxx | |
| Title: | Vice President | |
| * | GMO Series Trust is a Massachusetts business trust and a copy of the Agreement and Declaration of Trust is on file with the Secretary of State of the Commonwealth of Massachusetts. Notice is hereby given that this Agreement is executed on behalf of the Trustees of GMO Series Trust as Trustees and not individually, and that the obligations of or arising out of this Agreement with respect to each series of GMO Series Trust are not binding upon any of the Trustees or shareholders individually, but are binding upon the assets and property of that series. |
AMENDED AND RESTATED ATTACHMENT A
AVAILABLE FUNDS AND APPLICABLE FEE
Except as otherwise specified below, this Agreement applies to all Funds and shares of Funds that are offered by the Company or any of the Company’s affiliates.
For services rendered by ING under this Agreement, ING shall receive the following fees:
| FUND |
Share Class |
CUSIP# | 12b-1 Fee |
|||||||||
| GMO Benchmark Free Allocation Series Fund R4 |
R4 | 380131417 | 25 | |||||||||
| GMO Benchmark Free Allocation Series Fund R5 |
R5 | 380131391 | 10 | |||||||||
| GMO Benchmark Free Allocation Series Fund R6 |
R6 | 380131383 | 0 | |||||||||
| GMO Core Plus Bond Series Fund R4 |
R4 | 380131649 | 25 | |||||||||
| GMO Core Plus Bond Series Fund R5 |
R5 | 380131631 | 10 | |||||||||
| GMO Core Plus Bond Series Fund R6 |
R6 | 380131623 | 0 | |||||||||
| GMO Emerging Countries Series Fund R4 |
R4 | 380131672 | 25 | |||||||||
| GMO Emerging Countries Series Fund R5 |
R5 | 380131664 | 10 | |||||||||
| GMO Emerging Countries Series Fund R6 |
R6 | 380131656 | 0 | |||||||||
| GMO Foreign Fund Series Fund R4 |
R4 | 380131714 | 25 | |||||||||
| GMO Foreign Fund Series Fund R5 |
R5 | 380131698 | 10 | |||||||||
| GMO Foreign Fund Series Fund R6 |
R6 | 380131680 | 0 | |||||||||
| GMO Global Asset Allocation Series Fund R4 |
R4 | 380131441 | 25 | |||||||||
| GMO Global Asset Allocation Series Fund R5 |
R5 | 380131433 | 10 | |||||||||
| GMO Global Asset Allocation Series Fund R6 |
R6 | 380131425 | 0 | |||||||||
| GMO Global Equity Allocation Series Fund R4 |
R4 | 380131474 | 25 | |||||||||
| GMO Global Equity Allocation Series Fund R5 |
R5 | 380131466 | 10 | |||||||||
| GMO Global Equity Allocation Series Fund R6 |
R6 | 380131458 | 0 | |||||||||
| GMO International Bond Series Fund R4 |
R4 | 380131615 | 25 | |||||||||
| GMO International Bond Series Fund R5 |
R5 | 380131599 | 10 | |||||||||
| GMO International Bond Series Fund R6 |
R6 | 380131581 | 0 | |||||||||
| GMO International Developed Equity Allocation Series Fund R4 |
R4 | 380131375 | 25 | |||||||||
| GMO International Developed Equity Allocation Series Fund R5 |
R5 | 380131367 | 10 | |||||||||
| GMO International Developed Equity Allocation Series Fund R6 |
R6 | 380131359 | 0 | |||||||||
| GMO International Equity Allocation Series Fund R4 |
R4 | 380131516 | 25 | |||||||||
| GMO International Equity Allocation Series Fund R5 |
R5 | 380131490 | 10 | |||||||||
| GMO International Equity Allocation Series Fund R6 |
R6 | 380131482 | 0 | |||||||||
| GMO Quality Series Fund R4 |
R4 | 380131409 | 25 | |||||||||
| GMO Quality Series Fund R5 |
R5 | 380131508 | 10 | |||||||||
| GMO Quality Series Fund R6 |
R6 | 380131607 | 0 | |||||||||
| GMO U.S. Core Equity Series Fund R4 |
R4 | 380131102 | 25 | |||||||||
| GMO U.S. Core Equity Series Fund R5 |
R5 | 380131201 | 10 | |||||||||
| GMO U.S. Core Equity Series Fund R6 |
R6 | 380131300 | 0 | |||||||||
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