AMENDMENT TO THE ADVISORS SERIES TRUST FUND ACCOUNTING SERVICING AGREEMENT
AMENDMENT TO THE
THIS AMENDMENT dated as of the 3rd day of December, 2015, to the Fund Accounting Servicing Agreement, dated as of June 8, 2006, as amended (the “Agreement”), is entered into by and between Advisors Series Trust, a Delaware statutory trust (the “Trust”) on behalf of its separate series listed on Amended Exhibit CC attached hereto (as amended from time to time), and U.S. Bancorp Fund Services, LLC, a Wisconsin limited liability company (“USBFS”).
RECITALS
WHEREAS, the parties have entered into a Fund Accounting Servicing Agreement; and
WHEREAS, the parties desire to amend the listed series of the Trust to add the Xxxxxx Alpha Opportunity Fund; and
WHEREAS, Section 15 of the Agreement allows for its amendment by a written instrument executed by both parties.
NOW, THEREFORE, the parties agree as follows:
Amended Exhibit CC is hereby superseded and replaced with Amended Exhibit CC attached hereto.
Except to the extent amended hereby, the Agreement shall remain in full force and effect.
IN WITNESS WHEREOF, the parties hereto have caused this Amendment to be executed by a duly authorized officer on one or more counterparts as of the date and year first written above.
| ADVISORS SERIES TRUST | U.S. BANCORP FUND SERVICES, LLC |
| By: /s/ Xxxxxxx X. Xxxx | By: /s/ Xxxxxxx X. XxXxx |
| Printed Name: Xxxxxxx X. Xxxx | Printed Name: Xxxxxxx X. XxXxx |
| Title: President | Title: Executive Vice President |
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Xxxxxx
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Amended Exhibit CC to the Advisors Series Trust Fund Accounting Servicing Agreement
Separate Series of Xxxxxx Investments, LLC
Name of Series Date Added
Xxxxxx Fund
Xxxxxx Balanced Opportunity Fund
Xxxxxx Global Opportunity Fund
Xxxxxx Alpha Opportunity Fund On or after December 3, 2015
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Multiple Series Trust
FUND ACCOUNTING, FUND ADMINISTRATION & PORTFOLIO COMPLIANCE, AND CHIEF COMPLIANCE OFFICER (CCO) SERVICES FEE SCHEDULE at October, 2014
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Annual Fee Based Upon Average Net Assets Per Fund*
10 basis points on the first $[ ]
8 basis points on the next $[ ]
5 basis points on the balance
Minimum annual fee: $[ ] per fund for the first 4 years; $[ ] per fund thereafter
§ Additional fee of $[ ] for each additional class
§ Additional fee of $[ ] per manager/sub-advisor per fund
Services Included in Annual Fee Per Fund
§ Daily Performance Reporting
§ Advisor Information Source Web Portal
§ USBFS Legal Administration (e.g., registration statement update)
CCO Annual Fees (Per Advisor Relationship/Fund)*
§ $[ ]/fund (subject to change based on Board review and approval)
§ $[ ] / sub-advisor per fund
Out-Of-Pocket Expenses
Including but not limited to pricing services, corporate action services, fair value pricing services, factor services, customized reporting, third-party data provider costs (including GICS, MSCI, etc), postage, stationery, programming, special reports, proxies, insurance, XXXXX/XBRL filing, retention of records, federal and state regulatory filing fees, expenses from Board of directors meetings, third party auditing and legal expenses, wash sales reporting (GainsKeeper), tax e-filing, conversion expenses (if necessary), and CCO team travel related costs to perform due diligence reviews at advisor or sub-advisor facilities.
Additional Services
Available but not included above are the following services – Daily compliance testing (Xxxxxxx River), Section 15(c) reporting, equity attribution, electronic Board book portal (BookMark), and additional services mutually agreed upon.
*Subject to annual CPI increase, Milwaukee MSA.
Fees are billed monthly.
Advisor’s Signature not required at December 3, 2015 as the fund accounting fees are not changing.
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Xxxxxx
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Amended Exhibit CC (continued) to the Advisors Series Trust Fund Accounting Servicing Agreement
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FUND ACCOUNTING SERVICES
SUPPLEMENTAL SERVICES
FEE SCHEDULE at December, 2011
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Pricing Services*
§ $[ ] - Domestic Equities, Options, ADRs
§ $[ ] - Domestic Corporate/Convertible/Gov’t/Agency Bonds, Foreign Equities, Futures, Forwards, Currency Rates
§ $[ ] - CMOs, Municipal Bonds, Money Market Instruments, Foreign Corporate/Convertible/Gov’t/Agency Bonds, Asset Backed Securities, Mortgage Backed Securities
§ $[ ] - Bank Loans
§ $[ ] - Credit Default Swaps
§ $[ ] - Swaptions, Index Swaps
§ $[ ] - Interest Rate Swaps, Foreign Currency Swaps, Total Return Swaps, Total Return Bullet Swaps
Corporate Action & Manual Pricing Services
§ $[ ] / Foreign Equity Security per Month for Corporate Action Service
§ $[ ] / Domestic Equity Security per Month for Corporate Action Service
§ $[ ] / Month Manual Security Pricing (>10/day)
Fair Value Services (Interactive Data)*
§ $[ ] on the First 100 Securities
§ $[ ] on the Balance of Securities
* Per security per fund per pricing day.
NOTE: Prices above are based on using IDC as the primary pricing service and are subject to change. Use of alternative and/or additional sources may result in additional fees.
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Xxxxxx
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