AMENDMENT NO. 16
TO
THE TRANSFER AND DIVIDEND DISBURSING AGREEMENT
BETWEEN
THE AAL MUTUAL FUNDS
AND FIRSTAR TRUST COMPANY
Effective July 1, 2000, the Transfer and Dividend Disbursing Agent Agreement
("Agreement") dated June 15, 1987, between The AAL Mutual Funds and Firstar
Trust Company (f/k/a First Wisconsin Trust Company) is amended as follows:
1. Schedule A (Mutual Fund Shareholder Service Fee Schedule) to the
Agreement, effective as of January 1, 2000, is amended to add five new
funds.
An amended Schedule A, effective July 1, 2000 is attached hereto. All other
provisions of this Agreement, as amended, shall be in full force and effect.
IN WITNESS WHEREOF, the parties have caused this Amendment No. 16 to be signed
by their duly authorized officers.
ATTEST FIRSTAR TRUST COMPANY
By: /s/Xxxxxxx XxXxx By: /s/Xxx X. Xxxxxxx
-------------------------------- -------------------------------
Xxxxxxx XxXxx Xxx X. Xxxxxxx
ATTEST: THE AAL MUTUAL FUNDS
By: /s/Xxxxxxxxx X. Xxxxxxx By: /s/Xxxxxx X. Same
-------------------------------- -------------------------------
Xxxxxxxxx X. Xxxxxxx Xxxxxx X. Same
SCHEDULE A
TO
THE AAL MUTUAL FUNDS TRANSFER AND DIVIDEND DISBURSING AGENT
AGREEMENT BETWEEN THE AAL MUTUAL FUNDS AND
FIRSTAR TRUST COMPANY
MUTUAL FUND SHAREHOLDER SERVICES
TRANSFER AGENCY FEE SCHEDULE EFFECTIVE June 30, 2000
1. Annual Maintenance Fees
A. The AAL Capital Growth, Bond, Municipal Bond, Mid Cap (f/k/a The AAL
Smaller Company) Stock Fund, Equity Income (f/ka The AAL Utilities
Fund), International, Small Cap Stock, High Yield Bond, Balanced,
Large Company Index, Mid Cap Index, Bond Index, Large Company Index
II, Mid Cap Index II, Small Cap Index II, Aggressive Growth and
Technology Stock Funds.
Fees Effective from July 1, 2000, until December 31, 2000
$12.25 per account, first 50,000 open accounts;
$11.75 per account, next 100,000 open accounts;
$11.50 per account, next 350,000 open accounts;
$11.25 per account, balance of open accounts; and
$6.00 per closed account
B. The AAL Target Funds
$6.00 per open/closed account
C. The AAL Money Market Fund
Fees Effective from July 1, 2000, until December 31, 2000
$14.25 per open account
$6.00 per closed account
2. Money Market Fund Drafts
$1.50 each
3. ACH (Automatic Clearing House)
$125.00 per cycle
$0.50 account set-up/charge
$0.10 per item (EFT to account)
$3.25 per correction/reversal/return
4. XXX/403(b) Maintenance
$12.50 per XXX or 403(b) account
$25.00 cap for multiple XXX or 403(b) accounts with same social security
number (Firstar will charge $12.50 per XXX or 403(b) account, with a $25.00
cap for multiple XXX or 403(b) accounts with the same social security
number.
5. XXX/403(b) Miscellaneous
Systematic Withdrawals - No Charge
Direct Stock Rollovers - No Charge
Transfers Out - No Charge
Total Liquidations - No Charge
Partial Liquidations - No Charge
Transfers In - No Charge
6. Other
A. Outgoing Wires
$12.00 per wire
B. Stop Payment/Return Item Fee
$20.00
C. All fees not paid by shareholders are billed monthly.
D. Out-of-pocket expenses are billed monthly.
