October 12,2015 WisdomTree Asset Management, Inc. Attention: Jonathan Steinberg
October 12,2015
WisdomTree Asset Management, Inc.
Attention: Xxxxxxxx Xxxxxxxxx
000 Xxxx Xxxxxx, 00xx Floor
New York, NY 10167
With a copy to:
WisdomTree Asset Management, Inc.
Attention: Legal Department
000 Xxxx Xxxxxx, 00xx Floor
New York, NY 10167
Dear Xx. Xxxxxxxxx,
Pursuant to that certain Sub-Advisory Agreement between WisdomTree Asset Management, Inc. (the “Investment Adviser”) and Mellon Capital Management Corporation (the “Sub-Adviser”) dated as of January 1, 2013, as amended (the “Agreement”), the Sub-Adviser hereby provides the Investment Adviser with (i) an amended and restated Appendix A to the Agreement in the form attached hereto, (ii) an amended and restated Appendix B-1 and Appendix B-2 to the Agreement in the form attached hereto, and (iii) for completeness existing, Appendix B-3, Appendix B-4, Appendix B-5, Appendix B-6, Appendix B-7 as attached hereto.
In particular, this Amendment adds five (5) funds to Appendixes A, and B-2, specifically the WisdomTree Strong Dollar Emerging Markets Equity Fund, WisdomTree Global Hedged SmallCap Dividend Fund, WisdomTree Global SmallCap Dividend Fund, WisdomTree Europe Local Recovery Fund, and WisdomTree Global ex-U.S. Hedged Real Estate Fund. This Amendment also changes the name of thirteen (13) funds in Appendix A, B-1, and B-2, specified in the chart below.
| Current Fund Name |
New Fund Name | |
| WisdomTree Emerging Markets Equity Income Fund |
WisdomTree Emerging Markets High Dividend Fund | |
| WisdomTree Emerging Markets Dividend Growth Fund |
WisdomTree Emerging Markets Quality Dividend Growth Fund | |
| WisdomTree DEFA Equity Income Fund |
WisdomTree International High Dividend Fund | |
| WisdomTree DEFA Fund |
WisdomTree International Equity Fund | |
| WisdomTree Global Equity Income Fund |
WisdomTree Global High Dividend Fund | |
| WisdomTree Global ex-U.S. Dividend Growth Fund |
WisdomTree Global ex-U.S. Quality Dividend Growth Fund | |
| WisdomTree Europe Dividend Growth Fund |
WisdomTree Europe Quality Dividend Growth Fund | |
| WisdomTree International Hedged Dividend Growth Fund |
WisdomTree International Hedged Quality Dividend Growth Fund | |
| WisdomTree Equity Income Fund |
WisdomTree High Dividend Fund | |
| WisdomTree U.S. Dividend Growth Fund |
WisdomTree U.S. Quality Dividend Growth Fund | |
| WisdomTree U.S. SmallCap Dividend Growth Fund |
WisdomTree U.S. SmallCap Quality Dividend Growth Fund | |
| WisdomTree Japan Hedged Dividend Growth Fund |
WisdomTree Japan Hedged Quality Dividend Growth Fund | |
| WisdomTree Japan Dividend Growth Fund |
WisdomTree Japan Quality Dividend Growth Fund |
Sincerely,
| /s/ Xxxxx Xxxxx |
| Name: Xxxxx Xxxxx Title: Managing Director |
1
PURSUANT TO AN EXEMPTION FROM THE COMMODITY FUTURES TRADING COMMISSION IN CONNECTION WITH ACCOUNTS OF QUALIFIED ELIGIBLE PERSONS, THIS BROCHURE OR ACCOUNT DOCUMENT IS NOT REQUIRED TO BE, AND HAS NOT BEEN, FILED WITH THE COMMISSION. THE COMMODITY FUTURES TRADING COMMISSION DOES NOT PASS UPON THE MERITS OF PARTICIPATING IN A TRADING PROGRAM OR UPON THE ADEQUACY OR ACCURACY OF COMMODITY TRADING ADVISOR DISCLOSURE. CONSEQUENTLY, THE COMMODITY FUTURES TRADING COMMISSION HAS NOT REVIEWED OR APPROVED THIS TRADING PROGRAM OR THIS BROCHURE OR ACCOUNT DOCUMENT.
Acknowledged and agreed:
| WisdomTree Asset Management, Inc. | ||
| By: | /s/ Xxxxxxxx Xxxxxxxxx | |
| Name: Title: |
Xxxxxxxx Xxxxxxxxx Chief Executive Officer and President | |
| Mellon Capital Management Corporation | ||
| By: | /s/ Xxxxx Xxxxx | |
| Name: Title: |
Xxxxx Xxxxx Managing Director | |
2
APPENDIX A
TO
Effective as of October 12,2015
FUNDS FOR WHICH MELLON CAPITAL MANAGEMENT CORPORATION ACTS AS SUB-ADVISER
ALTERNATIVE FUNDS
WisdomTree Managed Futures Strategy Fund
WisdomTree CBOE S&P 500 PutWrite Strategy Fund
CURRENCY AND INTERNATIONAL FIXED INCOME FUNDS
WisdomTree Chinese Yuan Strategy Fund
WisdomTree Indian Rupee Strategy Fund
WisdomTree Emerging Currency Strategy Fund
WisdomTree Commodity Currency Strategy Fund
WisdomTree Australia & New Zealand Debt Fund
WisdomTree Asia Local Debt Fund
WisdomTree Emerging Markets Local Debt Fund
WisdomTree Bloomberg U.S. Dollar Bullish Fund
DOMESTIC EQUITY FUNDS
WisdomTree Total Dividend Fund
WisdomTree Dividend ex-Financials Fund
WisdomTree High Dividend Fund
WisdomTree LargeCap Dividend Fund
WisdomTree MidCap Dividend Fund
WisdomTree SmallCap Dividend Fund
WisdomTree Total Earnings Fund
WisdomTree Earnings 500 Fund
WisdomTree LargeCap Value Fund
WisdomTree MidCap Earnings Fund
WisdomTree SmallCap Earnings Fund
WisdomTree U.S. Quality Dividend Growth Fund
WisdomTree U.S. SmallCap Quality Dividend Growth Fund
WisdomTree Strong Dollar U.S. Equity Fund
WisdomTree Weak Dollar U.S. Equity Fund
INTERNATIONAL EQUITY FUNDS
WisdomTree International Equity Fund
WisdomTree International High Dividend Fund
WisdomTree Europe Hedged Equity Fund
WisdomTree Global High Dividend Fund
WisdomTree Europe SmallCap Dividend Fund
WisdomTree India Earnings Fund
A-1
WisdomTree Japan Hedged Equity Fund
WisdomTree Global ex-U.S. Quality Dividend Growth Fund
WisdomTree Japan SmallCap Dividend Fund
WisdomTree Asia Pacific ex-Japan Fund
WisdomTree Australia Dividend Fund
WisdomTree International Dividend ex-Financials Fund
WisdomTree International LargeCap Dividend Fund
WisdomTree International MidCap Dividend Fund
WisdomTree International SmallCap Dividend Fund
WisdomTree Emerging Markets High Dividend Fund
WisdomTree Emerging Markets SmallCap Dividend Fund
WisdomTree Middle East Dividend Fund
WisdomTree Commodity Country Equity Fund
WisdomTree Global Natural Resources Fund
WisdomTree Global ex-US Utility Fund
WisdomTree Global ex-US Real Estate Fund
WisdomTree Emerging Markets Quality Dividend Growth Fund
WisdomTree Emerging Markets Consumer Growth Fund
WisdomTree Korea Hedged Equity Fund
WisdomTree United Kingdom Hedged Equity Fund
WisdomTree Japan Hedged SmallCap Equity Fund
WisdomTree Germany Hedged Equity Fund
WisdomTree International Hedged Dividend Growth Fund
WisdomTree China ex-State-Owned Enterprises Fund
WisdomTree Japan Hedged Real Estate Fund
WisdomTree Japan Hedged Financials Fund
WisdomTree Japan Hedged Tech, Media and Telecom Fund
WisdomTree Japan Hedged Capital Goods Fund
WisdomTree Japan Hedged Health Care Fund
WisdomTree Europe Quality Dividend Growth Fund
WisdomTree Emerging Markets ex-State-Owned-Enterprises Fund
WisdomTree Europe Hedged SmallCap Equity Fund
WisdomTree Japan Hedged Quality Dividend Growth Fund
WisdomTree International Hedged Equity Fund
WisdomTree International Hedged SmallCap Dividend Fund
WisdomTree Japan Quality Dividend Growth Fund
WisdomTree Global ex-US Hedged Dividend Fund
WisdomTree Global Hedged SmallCap Dividend Fund
WisdomTree Global SmallCap Dividend Fund
WisdomTree Strong Dollar Emerging Markets Equity Fund
WisdomTree Europe Local Recovery Fund
WisdomTree Global ex-U.S. Hedged Real Estate Fund
FIXED INCOME INFLATION HEDGED FUNDS
WisdomTree Barclays U.S. Aggregate Bond Zero Duration Fund
WisdomTree Barclays U.S. Aggregate Bond Negative Duration Fund
WisdomTree BofA Xxxxxxx Xxxxx High Yield Bond Zero Duration Fund
WisdomTree BofA Xxxxxxx Xxxxx High Yield Bond Negative Duration Fund
U.S. FIXED INCOME FUNDS
WisdomTree Bloomberg Floating Rate Treasury Fund
A-2
WisdomTree Barclays U.S. Aggregate Bond Enhanced Yield Fund
The Investment Adviser hereby appoints Mellon Capital Management Corporation, and Mellon Capital Management Corporation hereby accepts appointment, as the Sub-Adviser for the Fund(s) set forth above.
PURSUANT TO AN EXEMPTION FROM THE COMMODITY FUTURES TRADING COMMISSION IN CONNECTION WITH ACCOUNTS OF QUALIFIED ELIGIBLE PERSONS, THIS BROCHURE OR ACCOUNT DOCUMENT IS NOT REQUIRED TO BE, AND HAS NOT BEEN, FILED WITH THE
COMMISSION. THE COMMODITY FUTURES TRADING COMMISSION DOES NOT PASS UPON THE MERITS OF PARTICIPATING IN A TRADING PROGRAM OR UPON THE ADEQUACY OR ACCURACY OF COMMODITY TRADING ADVISOR DISCLOSURE. CONSEQUENTLY, THE COMMODITY FUTURES TRADING COMMISSION HAS NOT REVIEWED OR APPROVED THIS TRADING PROGRAM OR THIS BROCHURE OR ACCOUNT DOCUMENT.
| WISDOMTREE ASSET MANAGEMENT, INC. | MELLON CAPITAL MANAGEMENT CORPORATION | |||||||
| By: | /s/ Xxxxxxxx Xxxxxxxxx | By: | /s/ Xxxxx Xxxxx | |||||
| Name: Xxxxxxxx Xxxxxxxxx Title: CEO and President |
Name: Xxxxx Xxxxx Title: Managing Director | |||||||
A-3
