HOTCHKIS AND WILEY FUNDS FOURTH AMENDMENT TO THE DISTRIBUTION AGREEMENT
HOTCHKIS
AND WILEY FUNDS
FOURTH
AMENDMENT TO THE
THIS FOURTH AMENDMENT dated as
of the 5th day of
February, 2009, to the Distribution Agreement, dated as of February 18, 2005, as
amended August 15, 2005, February 6, 2006 and January 1, 2008 (the “Agreement”),
is entered into by and among HOTCHKIS AND WILEY FUNDS, a
Delaware statutory trust (the “Trust”), HOTCHKIS AND WILEY CAPITAL
MANAGEMENT, LLC, a Delaware limited liability company (the “Advisor”)
and QUASAR DISTRIBUTORS,
LLC, a Delaware limited liability company (the
“Distributor”).
RECITALS
WHEREAS, the parties have
entered into the Agreement; and
WHEREAS, the parties desire to
amend the Funds of the Agreement; and
WHEREAS, Section 10.B of the
Agreement allows for its amendment by a written instrument executed by the
parties.
NOW, THEREFORE, the parties
agree that Exhibit A of the Agreement is superseded and replaced with Exhibit A
attached hereto.
Except to
the extent amended hereby, the Agreement shall remain in full force and
effect.
IN WITNESS WHEREOF, the parties hereto
have caused this Fourth Amendment to be executed by a duly authorized officer on
one or more counterparts as of the date and year first written
above.
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HOTCHKIS
AND WILEY FUNDS
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QUASAR
DISTRIBUTORS, LLC
|
|
By:
/s/ Xxxx Xxxxx
Xxxxx
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By:
/s/ Xxxxx X.
Xxxxxxxxx
|
|
Printed
Name: Xxxx Xxxxx Xxxxx
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Printed
Name: Xxxxx X. Xxxxxxxxx
|
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Title:
President
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Title:
President
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HOTCHKIS
AND WILEY CAPITAL MANAGEMENT, LLC
By:
/s/ Xxxx Xxxxx
Xxxxx
Printed
Name: Xxxx Xxxxx Xxxxx
Title:
Chief Operating Officer
1
Exhibit
A to the Distribution Agreement – Hotchkis and Wiley Funds
Fund
Names
Separate
Series of Hotchkis and Wiley Funds
|
Name of Series
|
Date Added
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Hotchkis
and Wiley All Cap Value Fund
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04-01-05
|
|
Hotchkis
and Wiley Core Value Fund
|
04-01-05
|
|
Hotchkis
and Wiley Large Cap Value Fund
|
04-01-05
|
|
Hotchkis
and Wiley Mid-Cap Value Fund
|
04-01-05
|
|
Hotchkis
and Wiley Small Cap Value Fund
|
04-01-05
|
|
Hotchkis
and Wiley High Yield Fund
|
on
or after 03-31-2009
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2
