AMENDMENT NO. 3 TO RESTATED MANAGEMENT AGREEMENT
AMENDMENT NO. 3 TO RESTATED MANAGEMENT AGREEMENT
THIS AMENDMENT NO. 3 TO RESTATED MANAGEMENT AGREEMENT (“Amendment”) is effective as of the 10th day of April, 2017, by and between AMERICAN CENTURY QUANTITATIVE EQUITY FUNDS, INC., a Maryland corporation (hereinafter called the “Corporation”), and AMERICAN CENTURY INVESTMENT MANAGEMENT, INC., a Delaware corporation (hereinafter called the “Investment Manager”).
WHEREAS, the Corporation and the Investment Manager are parties to a certain Restated Management Agreement effective as of August 1, 2011, and amended October 31, 2011 and March 19, 2015 (“Agreement”);
WHEREAS, the parties hereto desire to enter into this Amendment to reflect the name change of the Equity Market Neutral Fund to AC Alternatives Equity Market Neutral Fund effective, June 30, 2015; the name change of the Strategic Inflation Opportunities Fund to Multi-Asset Real Return Fund, effective May 2, 2016; and the name change of the Disciplined Growth Plus Fund to AC Alternatives Disciplined Long Short Fund, effective April 10, 2017;
WHEREAS, the parties hereto desire to enter into this Amendment to change the name of the Institutional Class of common stock to I Class for the series of shares titled AC Alternatives Disciplined Long Short Fund, AC Alternatives Equity Market Neutral Fund, Core Equity Plus Fund, Disciplined Growth Fund, Equity Growth Fund, Global Gold Fund, Income & Growth Fund, International Core Equity Fund, Multi-Asset Real Return Fund, and Small Company Fund;
WHEREAS, the parties hereto desire to enter into this amendment to reflect the addition of a duly established new R5 Class for the series of shares titled AC Alternatives Equity Market Neutral Fund, Disciplined Growth Fund, Equity Growth Fund, Income & Growth Fund, Multi-Asset Real Return Fund, and Small Company Fund; and
WHEREAS, the parties hereto desire to enter into this amendment to reflect the addition of a duly established new Y Class for the series of shares titled AC Alternatives Equity Market Neutral Fund and Disciplined Growth Fund.
NOW, THEREFORE, IN CONSIDERATION of the mutual promises and agreements herein contained, the parties agree as follows:
1. Amendment of Schedules B and C. Schedules B and C to the Agreement are hereby amended by deleting them in their entirety and inserting in lieu therefor the Schedules B and C attached hereto.
2. Ratification and Confirmation of Agreement. In the event of a conflict between the terms of this Amendment and the Agreement, it is the intention of the parties that the terms of this Amendment shall control and the Agreement shall be interpreted on that basis. To the extent the provisions of the Agreement have not been amended by this Amendment, the parties hereby confirm and ratify the Agreement.
3. Full Force and Effect. Except as expressly supplemented, amended or consented to hereby, all of the representations, warranties, terms, covenants and conditions of the Agreement shall remain unamended and shall continue to be in full force and effect.
IN WITNESS WHEREOF, the parties have caused this Amendment to be duly executed by their respective duly authorized officers to be effective as of the day and year first above written.
American Century Investment Management, Inc. | |
/s/ Xxxx X. Xxxxx | /s/ Xxxxxxx X. Xxxxxxxxxxx |
Xxxx X. Cowan Vice President | Xxxxxxx X. Etherington Senior Vice President |
American Century Mutual Funds, Inc.
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American Century Quantitative Equity Funds, Inc. Schedule B: Investment Category Assignments
Schedule B
Investment Category Assignments
Series | Category | Applicable Fee Schedule Number |
Income & Growth Fund | Equity Funds | 1 |
Equity Growth Fund | Equity Funds | 1 |
Small Company Fund | Equity Funds | 2 |
Utilities Fund | Equity Funds | 1 |
Global Gold Fund | Equity Funds | 1 |
Disciplined Growth Fund | Equity Funds | 4 |
AC Alternatives Equity Market Neutral Fund | Equity Funds | 3 |
NT Equity Growth Fund | Equity Funds | 1 |
NT Small Company Fund | Equity Funds | 2 |
International Core Equity Fund | Equity Funds | 5 |
AC Alternatives Disciplined Long Short Fund | Equity Funds | 7 |
Core Equity Plus Fund | Equity Funds | 6 |
Multi-Asset Real Return Fund | Bond Funds | 10 |
NT Core Equity Plus Fund | Equity Funds | 6 |
NT Disciplined Growth Fund | Equity Funds | 4 |
B-1
American Century Quantitative Equity Funds, Inc. Schedule C: Complex Fee Schedules
Schedule C
Complex Fee Schedules
Rate Schedules | ||||
Complex Assets | All Other Classes | Institutional/I/R5 Class | Y Class | |
First $2.5 billion | 0.3100% | 0.1100% | 0.0600% | |
Next $7.5 billion | 0.3000% | 0.1000% | 0.0500% | |
Next $15.0 billion | 0.2985% | 0.0985% | 0.0485% | |
Next $25.0 billion | 0.2970% | 0.0970% | 0.0470% | |
Next $25.0 billion | 0.2870% | 0.0870% | 0.0370% | |
Next $25.0 billion | 0.2800% | 0.0800% | 0.0300% | |
Next $25.0 billion | 0.2700% | 0.0700% | 0.0200% | |
Next $25.0 billion | 0.2650% | 0.0650% | 0.0150% | |
Next $25.0 billion | 0.2600% | 0.0600% | 0.0100% | |
Next $25.0 billion | 0.2550% | 0.0550% | 0.0050% | |
Thereafter | 0.2500% | 0.0500% | 0.0000% | |
Series | Investor Class | I Class | A Class | C Class | R Class | R5 Class | Y Class |
ØEquity Growth Fund | Yes | Yes | Yes | Yes | Yes | Yes | No |
ØIncome & Growth Fund | Yes | Yes | Yes | Yes | Yes | Yes | No |
ØGlobal Gold Fund | Yes | Yes | Yes | Yes | Yes | No | No |
ØSmall Company Fund | Yes | Yes | Yes | Yes | Yes | Yes | No |
ØDisciplined Growth Fund | Yes | Yes | Yes | Yes | Yes | Yes | Yes |
ØAC Alternatives Equity Market Neutral Fund | Yes | Yes | Yes | Yes | Yes | Yes | Yes |
ØInternational Core Equity Fund | Yes | Yes | Yes | Yes | Yes | No | No |
ØAC Alternatives Disciplined Long Short Fund | Yes | Yes | Yes | Yes | Yes | No | No |
ØCore Equity Plus Fund | Yes | Yes | Yes | Yes | Yes | No | No |
ØMulti-Asset Real Return Fund | Yes | Yes | Yes | Yes | Yes | Yes | No |
Series | Investor Class | Institu- tional Class | A Class | C Class | R Class | R5 Class | Y Class |
ØNT Equity Growth Fund | No | Yes | No | No | No | No | No |
ØNT Small Company Fund | No | Yes | No | No | No | No | No |
ØNT Core Equity Plus Fund | No | Yes | No | No | No | No | No |
ØNT Disciplined Growth Fund | Yes | Yes | No | No | No | No | No |
ØUtilities Fund | Yes | No | No | No | No | No | No |
C-1
