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Exhibit 4
FIRST SUPPLEMENTAL INDENTURE dated as of April 17, 2000, to amend the
Indenture (the "Indenture") dated as of April 1, 1996, from Lucent Technologies
Inc., a corporation duly organized and validly existing under the laws of the
State of Delaware (the "Company"), to The Bank of New York, a corporation duly
organized and validly existing under the laws of the State of New York
("Trustee").
WITNESSETH:
WHEREAS, the Company desires and has requested the Trustee to join with it
in the execution and delivery of this First Supplemental Indenture to amend the
Indenture in order to permit the form of Security for any Securities issued
after the date of this First Supplemental Indenture to provide for terms and
provisions governing such Securities in addition to or different than the
terms and provisions of the Indenture; and
WHEREAS, Section 9.02 of the Indenture provides that a supplemental
indenture may be entered into by the Company and the Trustee to add provisions
to or to change or eliminate any provisions of the Indenture with the written
consent of the Holders of a majority in principal amount of the outstanding
Securities affected by such Supplemental Indenture (or in some cases, the
consent of each Securityholder affected); and
WHEREAS, this Supplemental Indenture will not affect the Holders of any
outstanding Securities, and accordingly, no consent of Securityholders is
required for the execution and delivery of this First Supplemental Indenture;
and
WHEREAS, all things necessary to make this First Supplemental Indenture a
valid and legally binding agreement of the Company and the Trustee and a valid
amendment of and supplement to the Indenture have been done;
NOW, THEREFORE, THIS FIRST SUPPLEMENTAL INDENTURE WITNESSETH:
For in and in consideration of the premises and the purchase of Securities
by the Holders thereof, it is mutually covenanted and agreed, as follows:
ARTICLE ONE
SECTION 1.01. Section 2.02(a) of the Indenture is amended to strike the
period and add "; and" at the end of Subsection (17) and add a new Subsection
(18) reading as follows:
"(18) any other terms and provisions governing any Securities,
contained or summarized in the form of Security for such
Securities, in addition to or different than the terms and
provisions of the Indenture."
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ARTICLE TWO
SECTION 2.01. Except as otherwise expressly provided or unless the
context otherwise requires, all terms used herein which are defined in the
Indenture shall have the meaning assigned to them in the Indenture.
SECTION 2.02. This First Supplemental Indenture shall be effective as of
the date hereof.
SECTION 2.03. The recitals contained herein shall be taken as the
statements of the Company and the Trustee assumes no responsibility for their
correctness. The Trustee makes no representations as to the validity or
sufficiency of this First Supplemental Indenture.
SECTION 2.04. This First Supplemental Indenture shall be governed by and
construed in accordance with the laws of the jurisdiction which govern the
Indenture and its construction.
SECTION 2.05. This First Supplemental Indenture may be executed in any
number of counterparts each of which shall be an original, but such
counterparts shall together constitute but one and the same instrument.
SECTION 2.06. Except as supplemented herein, the Indenture remains in
full force and effect.
IN WITNESS WHEREOF, the parties hereto have caused this First Supplemental
Indenture to be duly executed as of the day and year first above written.
LUCENT TECHNOLOGIES INC.
By:
Vice President and Treasurer
THE BANK OF NEW YORK
By:
Assistant Treasurer