EXHIBIT 9(a)
FORM OF
AMENDMENT TO TRANSFER AGENCY AND SERVICES AGREEMENT
This AMENDMENT, dated as of the_____ day of _________, 1998, is made by
and between Alleghany Funds (formerly known as CT&T Funds), a Delaware business
trust (the "Trust") operating as an open-end management investment company
registered under the Investment Company Act of 1940, as amended, duly organized
and existing under the laws of the State of Delaware and First Data Investor
Services Group, Inc. ("First Data"), a Massachusetts corporation (collectively,
the "Parties").
WITNESSETH THAT:
WHEREAS, the Trust and First Data have entered into an agreement dated
June 1, 1997, wherein First Data agreed to provide stock transfer agency,
shareholder services and related other services to the Trust ("Transfer Agency
and Services Agreement"); and
WHEREAS, the Parties wish to amend the Transfer Agency and Services
Agreement to include under its terms
an additional separate series of shares identified as: Chicago Trust Small Cap
Growth Fund;
NOW, THEREFORE, in consideration of the premises and mutual covenants
contained herein, the Parties hereto, intending to be legally bound, do hereby
agree:
1. To amend Exhibit "1" to the Transfer Agency and Services Agreement
in the form attached hereto as Exhibit "1".
This Agreement shall take effect upon the date which the amendment to
the registration statement of the Trust registering Chicago Trust Small Cap
Growth Fund becomes effective.
IN WITNESS WHEREOF, the Parties hereto have caused this Agreement
consisting of one type written page, together with Exhibit "1", to be signed by
their duly authorized officers and their corporate seals hereunto duly affixed
and attested, as of the day and year first above written.
Alleghany Funds First Data Investor Services Group, Inc.
By: Xxxxxxx X. Xxxxxxxx, President By:
Attest: Xxxxxx X. Xxxxxxxxxx, V.P. Attest:
EXHIBIT "1"
AS OF ______________, 1998
LIST OF PORTFOLIOS
Montag & Xxxxxxxx Growth Fund
Chicago Trust Growth & Income Fund
Chicago Trust Talon Fund
Chicago Trust Balanced Fund
(formerly known as Chicago Trust Asset Allocation
Fund) Montag & Xxxxxxxx Balanced Fund Chicago Trust
Bond Fund Chicago Trust Municipal Bond Fund Chicago
Trust Money Market Fund Chicago Trust Small Cap
Growth Fund
