FIRST AMENDMENT TO INVESTMENT ACCOUNTING AGREEMENT
Exhibit (h)(20)
FIRST AMENDMENT TO INVESTMENT ACCOUNTING AGREEMENT
This FIRST AMENDMENT TO INVESTMENT ACCOUNTING AGREEMENT (the “Amendment”) is made and entered into as of May 31, 2012 by and among each open-end registered investment company identified on Schedule A attached to the Agreement (as defined below) (each, a “Client” and collectively, the “Clients”), and State Street Bank and Trust Company, a Massachusetts trust company (“State Street”).
WITNESSETH:
WHEREAS, Client and State Street are parties to that certain Investment Accounting Agreement dated as of November 20, 2007 (the “Agreement”); and
WHEREAS, Client and State Street desire to amend and supplement the Agreement upon the terms and conditions outlined below;
NOW THEREFORE, for and in consideration of the mutual promises contained herein and other good and valuable consideration, the receipt and sufficiency of which are hereby acknowledged, Client and State Street hereby agree as follows:
|
|
1. |
Expense Payment Services. The following provision is hereby added to the end of Schedule B attached to the Agreement: |
|
|
|
“Only as to the College Retirement Equities Fund, provide expense payment services with regards to invoices from third party vendors.” |
|
|
2. |
Amended Schedule A. Schedule A attached to the Agreement is hereby amended and replaced in its entirety with Schedule A attached hereto. |
|
|
3. |
General Provisions. This Amendment will at all times and in all respects be construed, interpreted, and governed by the laws of The Commonwealth of Massachusetts, without giving effect to the conflict of laws provisions thereof. This Amendment may be executed in any number of counterparts, each constituting an original and all considered one and the same agreement. This Amendment is intended to modify and amend the Agreement and the terms of this Amendment and the Agreement are to be construed to be cumulative and not exclusive of each other. Except as amended hereby, the Agreement is hereby ratified and confirmed and remains in full force and effect. |
[The remainder of this page has been intentionally left blank]
[Signature page(s) follow]
[Signature Page to First Amendment]
IN WITNESS WHEREOF, the parties have caused this Amendment to be executed by their duly authorized officers to be effective as of the date first above written.
STATE STREET BANK AND TRUST COMPANY
|
|
|
By: |
/s/ Xxxxxxx X. Xxxxxx |
|
|
|
|
Name: |
Xxxxxxx X. Xxxxxx |
|
Title: |
Executive Vice President |
|
|
|
|
COLLEGE RETIREMENT EQUITIES FUND, on behalf of its respective Portfolios as listed on Schedule A hereto, severally and not jointly |
||
|
|
|
By: |
/s/ Xxxxxxx X. Xxxx |
|
|
|
|
Name: |
Xxxxxxx X. Xxxx |
|
Title: |
SVP, Funds Treasurer |
|
|
|
|
TIAA-CREF FUNDS, on behalf of its respective Portfolios as listed on Schedule A hereto, severally and not jointly |
||
|
|
|
By: |
/s/ Xxxxxxx X. Xxxx |
|
|
|
|
Name: |
Xxxxxxx X. Xxxx |
|
Title: |
SVP, Funds Treasurer |
|
|
|
|
TIAA-CREF LIFE FUNDS, on behalf of its respective Portfolios as listed on Schedule A hereto, severally and not jointly |
||
|
|
|
By: |
/s/ Xxxxxxx X. Xxxx |
|
|
|
|
Name: |
Xxxxxxx X. Xxxx |
|
Title: |
SVP, Funds Treasurer |
|
|
|
|
TIAA SEPARATE ACCOUNT VA-1, on behalf of its respective Portfolio as listed on Schedule A hereto |
||
|
|
|
By: |
/s/ Xxxxxxx X. Xxxx |
|
|
|
|
Name: |
Xxxxxxx X. Xxxx |
|
Title: |
SVP, Funds Treasurer |
SCHEDULE A
TO
Investment Accounting Agreement
The Funds
I. College Retirement Equities Fund
(a New York nonprofit membership corporation registered with the Securities and Exchange Commission as an open end management investment company on Form N-3).
II. TIAA–CREF Funds
(a Delaware statutory trust registered with the Securities and Exchange Commission as an open end management investment company on Form N-1A).
III. TIAA–CREF Life Funds
(a Delaware statutory trust registered with the Securities and Exchange Commission as an open end management investment company on Form N-1A)
IV. TIAA Separate Account VA-1
(a separate account of Teachers Insurance and Annuity Association of America registered with the Securities and Exchange Commission as an open end management investment company on Form N-3)
The Portfolios of the Funds
The Portfolios of each Fund are listed below:
|
|
I. |
College Retirement Equities Fund |
|
|
|
Portfolios: |
|
|
|
Stock Account |
|
Global Equities Account |
|
Growth Account |
|
Equity Index Account |
|
Bond Market Account |
|
Inflation-Linked Bond Account |
|
Social Choice Account |
|
Money Market Account |
SCHEDULE A
(CONTINUED)
|
|
II. |
TIAA–CREF Funds |
|
|
|
Portfolios: |
|
|
|
|
|
|
Growth & Income |
Equity Index |
Bond |
|
|
International Equity |
S&P 500 Index |
Bond Plus |
|
|
Emerging Markets Equity |
Small-Cap Blend Index |
Short-Term Bond |
|
|
Large-Cap Growth |
International Equity Index |
High-Yield |
|
|
Large-Cap Value |
Emerging Markets Equity Index |
Tax-Exempt Bond |
|
|
Mid-Cap Growth |
Enhanced International Equity Index |
Inflation-Linked Bond |
|
|
Mid-Cap Value |
Enhanced Large-Cap Growth Index |
Bond Index |
|
|
Small-Cap Equity |
Enhanced Large-Cap Value Index |
Money Market |
|
|
Large-Cap Growth Index |
Social Choice Equity |
Real Estate Securities |
|
|
Large-Cap Value Index |
Global Natural Resources |
Managed Allocation |
|
|
|
|
|
|
|
TIAA-CREF Lifecycle and Lifecycle Index Funds |
|
|
|
|
|
Lifecycle 2010 |
Lifecycle Index 2010 |
|
|
Lifecycle 2015 |
Lifecycle Index 2015 |
|
|
Lifecycle 2020 |
Lifecycle Index 2020 |
|
|
Lifecycle 2025 |
Lifecycle Index 2025 |
|
|
Lifecycle 2030 |
Lifecycle Index 2030 |
|
|
Lifecycle 2035 |
Lifecycle Index 2035 |
|
|
Lifecycle 2040 |
Lifecycle Index 2040 |
|
|
Lifecycle 2045 |
Lifecycle Index 2045 |
|
|
Lifecycle 2050 |
Lifecycle Index 2050 |
|
|
Lifecycle 2055 |
Lifecycle Index 2055 |
|
|
Lifecycle Retirement Income |
Lifecycle Index Retirement Income |
|
|
|
|
|
TIAA-CREF Lifestyle Funds |
|
|
|
|
|
Lifestyle Income |
Lifestyle Growth |
|
|
Lifestyle Conservative |
Lifestyle Aggressive |
|
|
Lifestyle Moderate |
|
|
|
|
III. |
TIAA-CREF Life Funds |
|
|
|
|
|
Portfolios: |
|
|
|
|
|
Growth Equity |
|
|
Growth & Income |
|
|
International Equity |
SCHEDULE A
(CONTINUED)
|
|
|
Large-Cap Value |
|
Small-Cap Equity |
|
Stock Index |
|
Social Choice Equity |
|
Real Estate Securities |
|
Bond |
|
Money Market |
|
|
IV. |
TIAA Separate Account VA-1 |
|
|
|
Portfolio: |
|
|
|
Stock Index Account |