ASSIGNMENT OF SELLING AGREEMENTS
EXHIBIT 3.6
ASSIGNMENT OF SELLING AGREEMENTS
This Assignment of Selling Agreements (this “ASSIGNMENT”) is made effective as of the 1 day of April, 2010, by and between Investors Brokerage Services, Inc. (“IBS”) and Synergy Investment Group, LLC (“SYNERGY”).
WHEREAS, IBS and SYNERGY are each registered with the Securities and Exchange Commission as a broker-dealer under the Securities Exchange Act of 1934 and are each member firms of the Financial Industry Regulatory Authority, Inc.;
WHEREAS, IBS and Xxxxxx Investors Life Insurance Company (“KILICO”) are parties to a Distribution Agreement made on January 31, 1995, and effective on February 1, 1995 (the “Distribution Agreement”), whereunder IBS acts as a principal underwriter of the Xxxxxxx DestinationsSM and Farmers VA I variable annuity contracts (the “Contracts”), each of which was issued by KILICO through the KILICO Variable Annuity Separate Account; and
WHEREAS, as principal underwriter of the Contracts, IBS entered into various Selling Group Agreements (each an “AGREEMENT” and, collectively, the “AGREEMENTS”) in substantially the same form as Exhibit A hereto, with the Broker-Dealers listed on Exhibit B hereto, which AGREEMENTS contain the terms and conditions relating to the sale of the Contracts by the Broker-Dealers; and
WHEREAS, IBS and KILICO have terminated or will terminate the Distribution Agreement, by mutual agreement, as it relates to the Contracts;
WHEREAS, IBS desires to assign its rights and responsibilities under the AGREEMENTS with respect to the Contracts to SYNERGY, and SYNERGY wishes to assume those rights and responsibilities;
WHEREAS, KILICO and SYNERGY have entered into a Principal Underwriting Agreement pursuant to which SYNERGY acts as a principal underwriter for the Contracts;
NOW, THEREFORE, IN CONSIDERATION of the promises and the mutual covenants of the parties, and for other good and valuable consideration, the receipt and sufficiency of which is hereby acknowledged, the parties hereto agree as follows:
1. | Except as provided in paragraph 5 hereof, IBS does hereby transfer, assign and convey all of its rights, title and interest in the AGREEMENTS to SYNERGY, and, from and after the effective date of this ASSIGNMENT, SYNERGY hereby agrees to be bound by all the terms of the AGREEMENTS in every way as if it were an original party thereto. |
2. | Except as provided in paragraph 5 hereof, SYNERGY replaces IBS as the principal underwriter for the Contracts from and after the effective date of this ASSIGNMENT. |
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3. | The rates, commissions, terms and conditions of the AGREEMENTS, and any schedules, underwriting guidelines, exhibits, amendments or endorsements thereto, are not changed by this ASSIGNMENT, except as explicitly provided herein. |
4. | Except as provided in paragraph 5 hereof, from and after the effective date of this ASSIGNMENT, SYNERGY shall be obligated under the AGREEMENTS for all matters for which IBS would be obligated in the absence of the assignment and assumption hereunder and shall perform the obligations of IBS that are enumerated under the AGREEMENTS. |
5. | This ASSIGNMENT relates only to the rights, title and interest in the AGREEMENTS that pertain to the Contracts, and does not transfer any rights, title or interest in any other variable annuity contract or variable life insurance policy provided for under the AGREEMENTS. |
6. | IBS shall indemnify, defend, save and hold harmless SYNERGY from and against any and all liabilities, expenses, costs, damages, taxes, interest, claims, obligations, deficiencies, penalties and/or losses of any nature whatsoever resulting from or arising out of any matter pre-dating the effective date of this ASSIGNMENT that IBS would otherwise be indemnified from and against under the AGREEMENTS or any amendments thereto. |
7. | SYNERGY shall indemnify, defend, save and hold harmless IBS from and against any and all liabilities, expenses, costs, damages, taxes, interest, claims, obligations, deficiencies, penalties and/or losses of any nature whatsoever resulting from or arising out of any matter that occurs on or after the effective date of this ASSIGNMENT that IBS would otherwise be indemnified from and against under the AGREEMENTS or any amendments thereto. |
8. | Except as the parties hereto may otherwise agree in writing, within ten (10) business days following the effective date of this ASSIGNMENT, IBS shall deliver to SYNERGY a legible photocopy of each AGREEMENT assigned hereunder. |
9. | Each of IBS and SYNERGY hereby agrees to execute and deliver such documents, and to take such other actions, as may be reasonably requested by the other party hereto in order to evidence or give effect to the transactions contemplated by this ASSIGNMENT. |
10. | No cash, royalty or other consideration shall be payable by any party hereto in connection with the assignment or the performance by any party of its obligations under this ASSIGNMENT. |
11. | This ASSIGNMENT shall inure to the benefit of and be binding upon the respective successors and assigns of IBS and SYNERGY. |
[Signatures on next page]
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IN WITNESS WHEREOF, each of the parties hereto has caused this ASSIGNMENT to be executed by its duly authorized officer on the date set forth below.
INVESTORS BROKERAGE SERVICES, INC. |
SYNERGY INVESTMENT GROUP, LLC | |||||
By: | /S/ XXXXX XXXXXXXX |
By: | /S/ XXXXXXX X. XXXXX | |||
Name: | Xxxxx Xxxxxxxx |
Name: | Xxxxxxx X. Xxxxx | |||
Title: | President |
Title: | Manager | |||
Date: | Date: |
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ASSIGNMENT OF SELLING AGREEMENTS
Exhibit A
Form of Selling Group Agreement
Selling Group Agreement |
Xxxxxx Investors Life
Insurance Company (KILICO)
Administrative Offices:
XX Xxx 00000
Xxxxxxxxxx, XX 00000-0000
800/449-0523
THIS AGREEMENT (“Agreement”) is made by and between Investors Brokerage Services, Inc. (“IBS”) Principal underwriter/distributor of variable products issued by Xxxxxx Investors Life Insurance Company and Broker-Dealer.
RECITALS:
A. | IBS, pursuant to the provisions of Distribution Agreements (“Distribution Agreements”) between it and Xxxxxx Investors Life Insurance Company (“KILICO”) and between it and Federal Xxxxxx Life Assurance Company (“FKLA”), acts as the principal underwriter of certain variable annuity contracts and variable life insurance policies (the “variable products” or “Contracts”) issued by KILICO and FKLA. Such Contracts, and the investment options available thereunder, are identified in Schedule 1 to this Agreement at the time that this Agreement is executed, and such other Contracts that may be added to Schedule 1 from time to time in accordance with Section 1.5 of this Agreement. IBS desires that Broker-Dealer distribute such variable products in those states or jurisdictions in which Broker-Dealer, IBS, KILICO, FKLA and the Contracts are appropriately licensed, qualified or approved, and Broker-Dealer desires to sell such Contracts, through its agents in such states or jurisdictions, on the terms and conditions set forth hereinafter. KILICO and FKLA have authorized IBS to enter into separate written agreements with broker-dealers pursuant to which such broker-dealers would be authorized to participate in the distribution of the Contracts and would agree to use their best efforts to solicit applications for the Contracts to the general public. |
B. | KILICO and FKLA, pursuant to General Agent Agreements, have authorized Broker-Dealer or an affiliate to act as a general agent (“General Agent”) for the solicitation of applications for the Contracts and to engage in the distribution activities contemplated by this Agreement and such General Agent Agreements. |
C. | The parties to this Agreement desire that Broker-Dealer be authorized to solicit applications for the sale of the Contracts to the general public subject to the terms and conditions set forth herein. |
NOW, THEREFORE, in consideration of the premises and of the mutual promises and covenants hereinafter set forth, the parties agree as follows:
Section 1: Representations and Warranties; Authorizations
1.1 | Broker-Dealer agrees to use its best efforts on behalf of IBS while performing the functions set forth herein. Broker-Dealer shall be free to exercise its own judgment as to whom to solicit and the time, place, and manner of solicitation. Broker-Dealer shall pay all expenses incurred by it hereunder and shall comply with all applicable federal and state laws, ordinances and regulations relating thereto. |
1.2 | Broker-Dealer is authorized, except as hereinafter specifically provided, to cause its representatives (“Registered Representatives”) to sell such Contracts in the states and jurisdictions in which Broker-Dealer and its Registered Representatives are appropriately licensed, registered or otherwise qualified and in which the Contracts are duly authorized. Broker-Dealer shall not have the authority nor shall it grant such authority to any of its Registered Representatives, on behalf of IBS, and KILICO and/or FKLA: to make, alter or discharge any Contract or other contract entered into pursuant to a Contract; to waive any Contract’s forfeiture provisions; to extend the time of paying any premiums; or to receive any monies or premiums from applicants for or purchasers of the Contracts (except for the sole purpose of forwarding monies or premiums to KILICO or FKLA). IBS, in its sole discretion, may reject any application for a Contract submitted to it by the Broker-Dealer or any of its Registered Representatives. |
1.3 | IBS, subject to the terms and conditions contained herein, hereby authorizes Broker-Dealer as an independent contractor, on a non-exclusive basis, to make sales of such Contracts for which IBS acts as distributor. Broker-Dealer agrees to direct the sales activities of its Registered Representatives and to enforce written supervisory procedures to assure strict compliance with applicable rules and regulations under the Securities Exchange Act of 1934 (“1934 Act”), the National Association of Securities Dealers, Inc. (“NASD”) rules, and other applicable federal and state statutes and regulations. |
1.4 | Nothing herein contained shall constitute Broker-Dealer or any of its Registered Representatives as employees of IBS, KILICO or FKLA in connection with the solicitation of applications for the Contracts. |
1.5 | Schedule 1 to this Agreement may be amended by IBS at its sole discretion from time to time to include other Contracts (or investment options) distributed by IBS pursuant to the Distribution Agreements or other distribution agreements with KILICO and FKLA, or to delete Contracts (or investment options) from the Schedule. The provisions of this Agreement shall be equally applicable to each Contract listed on Schedule 1 unless the context otherwise requires. |
Section 2: Representations and Warranties: Registration, Licensing and Compliance
2.1 | Broker-Dealer represents, warrants and covenants that: |
a. | It is and will remain at all times during the terms of this Agreement a member in good standing of the NASD and a broker-dealer duly registered with the Securities and Exchange Commission (“SEC”) under the 1934 Act and licensed as a broker-dealer in each state or other jurisdiction in which Broker-Dealer intends to perform its functions and fulfill its obligations under this Agreement. |
b. | It is in compliance, and during the term of this Agreement, will remain in compliance, with all applicable federal and state security laws and regulations and the requirements of the NASD and any applicable securities exchanges of which it is a member. |
c. | It is a corporation organized, existing and in good standing under applicable state law and is qualified to do business as a corporation in those states or jurisdictions where it is or will be doing business. |
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d. | Only Registered Representatives of Broker-Dealer who are agents of KILICO and FKLA, and who are licensed, registered, or otherwise qualified to offer and sell the variable products, may do so under this Agreement and as permitted under the applicable insurance laws of such state or jurisdiction under which the Registered Representatives are authorized to perform their activities. |
e. | It is in compliance with all applicable insurance laws and regulations, including without limitation state insurance laws and regulations imposing insurance licensing requirements. |
f. | It shall carry out its sales and administrative obligations under this Agreement in continued compliance with federal and state laws and regulations, including those governing securities and/or insurance-related activities or transactions, as applicable. |
g. | It has blanket bond insurance coverage. Broker-Dealer has the affirmative duty to maintain its blanket bond insurance coverage. Broker-Dealer will notify IBS immediately in the event a determination is made to cancel, terminate or substantially modify its blanket bond insurance coverage. |
2.2 | Broker-Dealer will be responsible for the training, supervision and control of its Registered Representatives engaged in the offer and sale of the Contracts and will supervise strict compliance with applicable federal and state securities laws and NASD rules. IBS shall have no responsibility in connection with such program of supervision and compliance. |
2.3 | If General Agent is an Affiliate of Broker-Dealer as reflected in Recital B. to this Agreement, then by engaging in the distribution activities contemplated by this Agreement, Broker-Dealer represents and warrants either that: |
a. Broker-Dealer
(i) | Has obtained a letter from the Staff of the SEC advising Broker-Dealer that the Staff will not recommend enforcement action if General Agent is not registered as a broker-dealer with the SEC; or |
(ii) | Is relying upon a no-action letter issued by the Staff of the SEC at the request of a broker-dealer that, also, was a licensed insurance agent engaged in distribution activities similar to those contemplated by this Agreement, and where the Staff did not recommend enforcement action if the insurance agent was not registered as a broker-dealer with the SEC; and |
(iii) | Is complying and will continue to comply with the conditions set forth in such letters at all times while this Agreement is in effect; or |
b. that at the time that this Agreement becomes effective and during the term of this Agreement
(i) | General Agent is wholly-owned by Broker-Dealer or an affiliated person of Broker-Dealer or is wholly-owned by one or more associated persons of Broker-Dealer; |
(ii) | General Agent and its personnel will be “associated persons” of Broker-Dealer within the meaning of Section 3(a)(18) of the 1934 Act; |
(iii) | General Agent will engage in the offer or sale of the Contracts only through persons who are also Registered Representatives of Broker-Dealer; |
(iv) | General Agent will not receive or handle customer funds or securities; |
(v) | Broker-Dealer will be responsible for the training, supervision and control of its Registered Representatives engaged in the offer or sale of the Contracts on behalf of General Agent, as required under the 1934 Act, the NASD rules and other applicable federal and state statutes and regulations, and will also be responsible for the supervision and control of any of its associated persons who are owners, directors, or executive officers of General Agent; |
(vi) | Broker-Dealer will, in the offer and sale of the Contracts by it or General Agent, comply with all applicable requirements of the 1934 Act and the NASD, including the requirement to maintain and preserve books and records under Section 17(a) of the 1934 Act and the rules thereunder; and |
(vii) | Commissions and fees relating to the Contracts will be reflected in the quarterly FOCUS reports and the fee assessment reports filed by Broker-Dealer with the NASD. |
2.4 | Broker-Dealer shall notify IBS and KILICO and FKLA immediately in writing if Broker-Dealer fails to comply with any of the applicable provisions set forth above. |
2.5 | IBS represents and warrants that all Contracts are legally issued, registered and filed as required by applicable federal securities and state insurance laws. |
Section 3: Sales Materials
3.1 | Broker-Dealer shall submit to IBS, for written approval in advance of use, all promotional sales, and advertising material and signs involving the use of IBS’s, KILICO’s and FKLA’s name and/or pertaining to the sale of any Contract. |
3.2 | IBS will file such materials or will cause such materials to be filed with the SEC, the NASD, and with any state securities regulatory authorities, as appropriate. |
Section 4: Compensation
4.1 | Except as otherwise stated herein, Broker-Dealer shall be entitled to commissions with respect to sales of such Contracts it shall make in accordance with the Schedule of Commissions under the General Agent Agreements with KILICO and FKLA. Commissions are payable by KILICO and FKLA through IBS or as otherwise permitted by law or regulations. Any obligation of IBS to pay such commissions will occur only following receipt of such amounts by IBS from KILICO or FKLA. |
Section 5: Term and Exclusivity of Agreement
5.1 | No relationship of principal and agent or partnership or joint venture between the parties hereto is intended to be established and neither party shall hold itself out as the agent, partner or joint venturer of or with the other party in any respect whatsoever. Except for this Agreement and the General Agent Agreement, no other legal relationship is intended between the parties. |
5.2 | This Agreement may be terminated at any time by either party upon thirty (30) days written notice to the other, and may be terminated immediately by IBS for cause. For purposes of this Section, “cause” shall mean failure to return money to clients where appropriate, failure to account for any money received from or on behalf of IBS, any fraud, misrepresentation or dishonesty in any relationship with IBS, its affiliates, or any past, present or proposed client, violation of any federal or state law or regulation, or violation of any of the terms of this Agreement. |
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5.3 | Notice of termination shall be deemed to be given on the day mailed or delivered by hand to an officer of either party. If mailed to IBS, such notice shall be addressed to the principal office of IBS, and if mailed to the Broker-Dealer, shall be addressed to the last known address as shown on the records of IBS. |
Section 6: Complaints and Investigations
6.1 | Broker-Dealer shall cooperate fully in any securities or insurance regulatory investigation or proceeding or judicial proceeding with respect to IBS, KILICO and FKLA, and/or Broker-Dealer and its Registered Representatives or any Affiliate, to the extent that such investigation or proceeding is in connection with the Contracts marketed under this Agreement. |
Section 7: Assignment
7.1 | Broker-Dealer may not assign this Agreement without the prior written approval of IBS. |
7.2 | This Agreement is exclusively for and shall inure to the benefit of the parties hereto, their respective heirs, legal representatives, successors and assigns and shall not be deemed to create any rights for the benefit of third parties. |
Section 8: Confidentiality
8.1 | Each party will keep confidential information it may acquire as a result of this Agreement regarding IBS, its affiliates’ and subsidiaries’ affairs, including any customer list or other propriety information that it may acquire in the performance of this Agreement, and shall not use such customer list or information without the prior written consent of the other party which requirement shall survive the termination of this Agreement. |
Section 9: Modification of Agreement
9.1 | This Agreement supersedes all prior agreements, either oral or written, between the parties relating to the Contracts and, except for any amendment of Schedule 1 pursuant to the terms of Section 1.5 hereof or of the Schedule of Commissions pursuant to the terms of Section 4 hereof, may not be modified in any way unless by written agreement signed by all of the parties. |
Section 10: Indemnification
10.1 | Broker-Dealer shall be responsible and liable for any damages arising out of the acts or omissions of Broker-Dealer, its Registered Representatives, and/or its employees and does hereby agree to indemnify and hold IBS harmless against any loss or expense arising out of any of its Registered Representatives, any Affiliate and/or employees failure to carry out fully and without negligence the duties and responsibilities assigned to it herein. |
10.2 | If any action or proceeding shall be brought against Broker-Dealer relating to a Contract sold pursuant to this Agreement, Broker-Dealer shall give prompt written notice to IBS. |
10.3 | In the event of any dispute with a Contract owner, IBS shall have the right to take such action as IBS may in its sole discretion deem necessary to promptly effect a mitigation of damages or limitation of losses without obtaining the prior consent of Broker-Dealer and without waiving or electing to relinquish any rights or remedies IBS may have against Broker-Dealer. |
10.4 | IBS shall have the right to settle with any Contract owner engaged in a dispute with IBS or Broker-Dealer without the prior consent of Broker-Dealer and without waiving or electing to relinquish any rights or remedies IBS may have against Broker-Dealer. |
10.5 | The indemnification provisions of this Agreement shall remain operative and in full force and effect, regardless of the termination of this Agreement and shall survive any such termination. |
10.6 | Without limiting the foregoing indemnities, IBS and Broker-Dealer each agree to indemnify and hold harmless the other against any breach of representation, warranty or covenant herein by the indemnifying party. |
Section 11: Right, Remedies, etc. are Cumulative
11.1 | The rights, remedies and obligations contained in this Agreement are cumulative and are in addition to any and all rights, remedies and obligations, at law or in equity, which the parties hereto are entitled to under state and federal laws. Failure of either party to insist upon strict compliance with any of the conditions of this Agreement shall not be construed as a waiver of any of the conditions, but the same shall remain in full force and effect. No waiver of any of the provisions of this Agreement shall be deemed, or shall constitute a waiver of any other provisions, whether or not similar, nor shall any waiver constitute a continuing waiver. |
Section 12: Notices
12.1 | All notices hereunder are to be made in writing and shall be either hand delivered or transmitted by registered or certified United States mail with return receipt requested to the principal office of the party and shall be effective upon delivery, except as otherwise provided in Section 5.2 of this Agreement. |
Section 13: Interpretation, Jurisdiction, etc.
13.1 | This Agreement constitutes the whole agreement between the parties hereto with respect to the subject matter hereof, and supersedes all prior oral or written understandings, agreements or negotiations between the parties with respect to the subject matter hereof. No prior writings by or between the parties hereto with respect to the subject matter hereof shall be used by either party in connection with the interpretation of any provisions of this Agreement. |
13.2 | This Agreement is made in the State of Illinois, and all questions concerning its validity, construction or otherwise shall be determined under the laws of Illinois without giving effect to principles of conflict of laws. |
Section 14: Headings
14.1 | The headings in this Agreement are included for convenience of reference only and in no way define or delineate any of the provisions hereof or otherwise affect their construction or effect. |
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Section 15: Counterparts
15.1 | This Agreement may be executed in two or more counterparts, each of which taken together shall constitute one and the same instrument. |
Section 16: Severability
16.1 | This is a severable Agreement. In the event that any provisions of this Agreement would require a party to take action prohibited by applicable federal or state law or prohibit a party from taking action required by applicable federal or state law, then it is the intention of the parties hereto that such provisions shall be enforced to the extent permitted under the law, and, in any event, that all other provisions of this Agreement shall remain valid and duly enforceable as if the provision at issue had never been a part hereof. |
IN WITNESS WHEREOF, the parties hereto have caused this Agreement to be duly executed as of the day and year indicated below.
INVESTORS BROKERAGE SERVICES, INC. |
||||
(Broker/Dealer) |
(Broker/Dealer) | |||
By |
By | |||
Print Name | Print Name | |||
Title | Title | |||
Date | Date | |||
800/000-0000 |
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Phone Number | Phone Number | |||
864/000-0000 |
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Fax Number | Fax Number |
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ASSIGNMENT OF SELLING AGREEMENTS
Exhibit B
Selling Broker-Dealers
KILICO |
ADDRESS LINE 1 | ADDRESS LINE 2 | ADDRESS LINE 3 | CITY | ST | ZIP CODE | ||||||
1 FINANCIAL MARKETPLACE XXX |
XXX XXXX XXXXX | #000 | XXXX XXXXXX |
XX | 00000 | |||||||
1717 BROKERAGE SERVICES INC |
000 XXXXXXXXXXX XXXXX #0 XXXXX | XXXXXX | XX | 00000 | ||||||||
1ST GLOBAL CAPITAL CORP |
ATTN XXXXX X XXXXXX XX | 000 X XXXXXXXX XXXXXX | XXXXXXX | XX | 00000 | |||||||
X X XXXXXXX & SONS INC |
ONE N JEFFERSON | MAIL CODE: XX0000 | XX XXXXX | XX | 00000 | |||||||
AAG SECURITIES/XXXXX XXXXX |
0000 XXXXXX XXXXXX XX #000 | XXXXXXXXXXX | XX | 00000 | ||||||||
ABN AMRO FINANCIAL SERV INC |
ATTN XXXXXXXX XXXXXXXXXX | 000 X XXXXXXX XX | XXXXX 0000 | XXXXXXX | XX | 00000 | ||||||
ACCESS INVESTMENTS INC |
0000 X X 00XX | XXXXXXXX XXXX |
XX | 00000 | ||||||||
ADVANTAGE CAPITAL CORP |
ATTN XXXX X XXXXXX | 00000 XXXX XX #000 | XXXXXXX | XX | 00000 | |||||||
ADVISORY GROUP EQUITY |
000 X XXXX XXXXXX | XXXXXX | XX | 0000 | ||||||||
ALLEGHENY INVESTMENTS LTD |
0000 XXXXXXXX XXXX XXXXX | XXXXXXXXXX | XX | 00000 | ||||||||
ALLEGIANT SECURITIES LLC |
000 XX 0XX | XXX 000 | XXXXX | XX | 00000 | |||||||
ALLSTATE FINANCIAL SERVICES |
0000 X 00XX XX | XXXXXXX | XX | 00000 | ||||||||
AMCORE INSURANCE GROUP INC |
000 0XX XXXXXX | XXXXXXXX | XX | 00000 | ||||||||
AMERICAN CAPITAL CORP |
0000 XXXXXX XXXXX XX, XXX 000 | XXXXXX XXXXX |
XX | 00000 | ||||||||
AMERICAN FRONTEER FINANCIAL CORP |
0000 XXXXXXX XX | XXXXX 0000 | XXXXXX | XX | 00000 | |||||||
AMERICAN GENERAL SEC INC |
0000 XXXXX XXXX X00 00 | XXXXXXX | XX | 00000 | ||||||||
AMERICAN MUNICIPAL SECURITIES INC |
000 0XX XXX XXXXX | XX XXXXXXXXXX |
XX | 00000 | ||||||||
AMERITAS INVESTMENT CORP |
0000 X XXXXXX 0XX XX | XXXXXXX | XX | 00000 | ||||||||
XXXXXX FIN SVCS INC |
000 XXXXXX XX XXXX 0 XXX 000 | XXXX | XX | 00000 | ||||||||
ARETE WEALTH MANAGEMENT |
0 XXXXXXX XXXX XX | XXX 000 | XXXX XX XXX XXXXX |
XX | 00000 | |||||||
ARQUE CAPITAL LTD |
0000 XXXXX 00XX XX.# 000 | XXXXXXX | XX | 00000 | ||||||||
ARVEST ASSET MANAGEMENT |
ATTN: XXXX XXXXXX | 000 X XXXXXX | XXXXXX | XX | 00000 | |||||||
ASCEND FINANCIAL SERVICES, INC |
000 XXXXXX XXXXXX XXXXX | XX XXXX | XX | 00000 | ||||||||
ASSOCIATED PLANNERS INS SVCS |
XX XXX 00000 | XXX XXXXXXX | XX | 00000 | ||||||||
ATLANTIC COAST FINANCIAL |
0000 X XXX XX XXX XXXX | XXXXX 00 | XXXXX | XX | 00000 | |||||||
XXXXXXXXX, XXXXXX & XXXXX, INC |
0000 XXXXXXXXX XX, XXXXX 0000 | XXXXXXX | XX | 00000 | ||||||||
AURA FINANCIAL SERVICES INC |
000 XXXXXX XXXXX. XXXX, #000 | XXXXXXXXXX | XX | 00000 | ||||||||
AVALON INVESTMENT & SEC |
000 XXXXXX XXX | XXXXXX XXXXXX |
XX | 00000 | ||||||||
BANKERS & INVESTORS CO |
X.X. XXX 000000 | XXXXXX XXXX | XX | 00000 | ||||||||
BEASONSFIELD FINANCIAL SERVICE |
000 X XXXX XXXXX | XXXXX 000 | XXXXXXXX | XX | 00000 | |||||||
BGS & G INVESTMENT SVCS INC |
00 XXXXXXXXX XXXXXX | XXXXXXXXXX | XX | 00000 | ||||||||
BIRCHTREE FINANCIAL SVCS INC |
ATTN XXXXXXXXXXX XXXXX | P O BOX 119041 | XXXXXX XXXX | XX | 00000 | |||||||
BLUE MARBLE FINANCIAL LLC |
00000 XXXXX XX | #0000 | XXXXXX | XX | 00000 | |||||||
BRECEK & YOUNG ADVISORS |
X X XXX 0000 | XXXXXX | XX | 00000 | ||||||||
BROOKSTREET SECURITIES CORP |
0000 XXXXXX XXXXX, #000 | XXXXXX | XX | 00000 | ||||||||
XXXXXXX XXXXX & CO INC |
000 XXXXXX XXXX XXXXX 000 | XX. XXXXXXXXX |
XX | 0000 | ||||||||
XXXXXX & ASSOCIATES INC |
00000 X XXXX XXXXX XXX 000 | XXXXX | XX | 00000 | ||||||||
CANTELLA INSURANCE AGENCY INC |
0 XXXXXX XX 00XX XXXXX | XXXXXX | XX | 0000 | ||||||||
CAPITAL ANALYSTS INC |
THREE RADNOR CORPORATE CENTER |
000 XXXXXXXXXX XXXX 0XX XXX | XXXXXX | XX | 00000 | |||||||
CAPITAL GUARDIAN, LLC |
000 XXXX XX | XXX 000 | XXXXXXX | XX | 00000 | |||||||
CAPITAL SEC INVST CORP |
0000 XXXXXXX XXXX XXXXX 000 | XXX XXXXX | XX | |||||||||
CAPITAL SELECT INVESTMENTS |
00 XXXXX XXXXX XXXXXX | XXXXXXXX | XX | 00000 | ||||||||
CAPITAL WEST SECURITIES |
000 X XXXXXXXX #000 | XXXXXXXX XXXX |
XX | 00000 | ||||||||
CAPSTONE INVESTMENTS |
0000 XX XXXXX XXXXXXX XX, #0000 | XXX XXXXX | XX | 00000 | ||||||||
CARILLON MARKETING AGCY XX XX |
X X XXX 00000 | XXXXXXXXXX | XX | 00000 | ||||||||
CAROLINAS INVESTMENT CONSULTING LLC |
0000 XXXXXXXX XXXX.; #000 | XXXXXXXXX | XX | 00000 | ||||||||
CASCADE INVESTMENT GROUP INC |
00 X XXXXXXX XXX | XXXXX 0000 | XXXXXXXX XXXXXXX |
XX | 00000 | |||||||
CENTAURUS FINANCIAL |
0000 X XXXXXXXX XXXX | XXXXXXXXXX | XX | 00000 | ||||||||
CENTENNIAL CAPITAL MANAGEMENT |
000 XXXXXXXXX XX. XX, XXXXX 0000 | XXXXXXX | XX | 00000 | ||||||||
CENTENNIAL SECURITIES CO INC |
0000 XXXXXXXXXX XXXXX XX | XX XXX 0000 | XXXXX XXXXXX |
XX | 00000 | |||||||
CENTURA SECURITIES, INC |
0000 XXXXXXXXX XXXXX 0XX XXXXX | XXXXXXXXX | XX | 00000 | ||||||||
CENTURY SECURITIES ASSOC INC |
000 XXXXX XXXXXXXX | XXXXXXX XXXXXXXXXXX | XX XXXXX | XX | 00000 | |||||||
CFD INVESTMENTS INC |
000 X XXXXXXXXX | XXXXXX | XX | 00000 | ||||||||
XXXXXXX SECURITIES |
000 X. 0XX XXXXXX, XXXXX 000 | XXXXXXX | XX | 00000 | ||||||||
CHARTER ONE SECURITIES, INC (F/K/A) INVESTMENT NETWORK INC) |
00000 X XXXXX XXX 0XX XXXXX | XXXXXXXX XXXX |
XX | 00000 | ||||||||
CHASE INSURANCE AGENCY INC |
X X XXX 000000 | XXXXXXXXX | XX | 00000 | ||||||||
CHOICE INVESTMENT PRODUCTS |
0000 XXXXX XXXXX XXXX | XXX #000X | XXXXXX | XX | 00000 | |||||||
CITY SECURITIES CORP |
000 X XXXXXXXXXXXX XX #0000 | ATTN PRODUCTS DEPT | XXXXXXXXXXXX | XX | 00000 | |||||||
CJM PLANNING CORP |
00-00 XXXXXXX XXXXX | FAIR LAWN | NJ | 7410 | ||||||||
CLEARING SERV OF AMERICA INC |
00 XXXX XXXX XXXXX XXXXX 000 | XX XXXX | XX | 00000 | ||||||||
COMMONWEALTH EQUITY SVCS INC |
000 XXXXX XX | XXXXXXXXX | ME | 4011 | ||||||||
COMMONWEALTH INVESTMENT SERVIC |
0000 XXXXXXXXXX XXXXX, #000 | XXXXXXXXX | XX | 00000 | ||||||||
COMPASS BROKERAGE INC |
00 XXXXX 00XX XXXXXX | XXXXXXXXXX | XX | 00000 | ||||||||
COMPULIFE INC |
0000 XXXXXXXX XXXXXXX XX | XXXXXXXX | XX | 00000 | ||||||||
CONSECO SECURITIES, INC (MDS OF N.J. INSURANCE AGENCY) |
000 XXXXXXXXX XXXXX | XXXXX 0X | XXXXXX XXXXXX |
XX | 0000 | |||||||
CONSERVATIVE FINANCIAL SERVICES, INC |
000 X XXXXXXXX | XXXXXXXXXX | XX | 00000 |
KILICO |
ADDRESS LINE 1 | ADDRESS LINE 2 | ADDRESS LINE 3 | CITY | ST | ZIP CODE | ||||||
CONSUMER CONCEPTS INVESTMENTS |
0000 XXXXXXX XXXXXX XXXXXXX XX | XXXXX 000 | XXXXXXX | XX | 00000 | |||||||
CONTINENTAL INVESTORS SERVICES |
0000 XXXXXXXX XXXXXX | XXXXXXXX | XX | 00000 | ||||||||
XXXXXXX CO INVST SVCS CORP |
0000 X 00XX XXXXXX | XXXXXXX XXXXX | XX | 00000 | ||||||||
CPA ADVISORS NETWORK INC |
00 XXXXXXXXX XX | XXXXX 000 | XXXXXXXXXX | XX | 0000 | |||||||
CROSS INSURANCE INTL GROUP |
C/O SERVICE ASSET MGT CO | 000 XXXXXXX XXXX #000 | XXX XXXXXXX | XX | 00000 | |||||||
CROWN CAPITAL SEC/B XXXXXX |
000 XXXX & XXXXXXX XX #000 | XXXXXX | XX | 00000 | ||||||||
CUE FINANCIAL GROUP INC |
3200 X XXXXXXX XXX XXX 000 | XXXXXXX | XX | 00000 | ||||||||
CUNA MUTUAL INS AGENCY INC |
2000 XXXXXXXX XXX | XXXXXXX | XX | 00000 | ||||||||
CUSO FINANCIAL SERVICES LP |
10000 XXXXXXXX XXXXXX XX | XXX 000 | XXX XXXXX | XX | 00000 | |||||||
CUSO FINANCIAL SERVICES LP |
7200 XXXXX XX XXX 000 | XXX XXXXX | XX | 00000 | ||||||||
X X XXXXXXXX & CO INC |
8 XXXXX XX XXXXX | XXXXX XXXXX | XX | 00000 | ||||||||
XXXX XXXXXXXX INC |
60 XXXXX XXXXX XX | XXXX XXXX X00 | XXXXXXXXXXX | XX | 00000 | |||||||
XXXXX X XXXXX & CO |
200 X. XXXXXXX XX | XXXXXXX | XX | 00000 | ||||||||
XXXXX XXXXXX ASSOCIATES, INC |
470 XXXXXXX XXXXXXXX | XXXXXXX | XX | 00000 | ||||||||
XXXX XXXXXX PEYNOLDS INC (DESTINATIONS LIMITED TO XXXXX XXXXXX JM195, XXXX XXXXXXXX XX AND XXXX XXXXXXXX DR) |
2 XXXXX XXXXX XXXXXX 00xx XXXXX |
XXX XXXX | XX | 00000 | ||||||||
DELTA TRUST INSURANCE AGENCY INC |
400 X. XXXXXXX XXX., XXX 000 | XXXXXX XXXX | XX | 00000 | ||||||||
XXXXXXX FINANCIAL NETWORK |
2900 XXXXXXXX XXXX | XXXXXXX | XX | 00000 | ||||||||
DEUTSCHE BANK INS AGENCY INC |
ONX XXXXX XX | 00XX XXXXX | XXXXXXXXX | XX | 00000 | |||||||
DEWAAY FINANCIAL NETWORK, LLC |
13000 XXXXXXXXXX XXX | XXXXX | XX | 00000 | ||||||||
XXX XXXXXXXXX INVESTMENTS INC |
1300 X 00XX XX; # 000 | XXX XXXXX | XX | 00000 | ||||||||
XXXXXXX SECURITIES, INC. |
100 XXXX 0XX XXXXXX XXX 000 | XXXXXXXXXX | XX | 00000 | ||||||||
XXXXXX SECURITIES & INVESTMENTS, INC |
2200 XXXXXXXX XXXXXX, XXXXX X | XXXXXXXXXX | XX | 00000 | ||||||||
EDI FINANCIAL INC |
12000 XXXXX XX | 0000 | XXXXXX | XX | 00000 | |||||||
XXXXXX X XXXXX & CO |
200 XXXXXXXX XXXXXXX | XXXXXXXX XXXXXXX | XX | 00000 | ||||||||
XXXXX X XXXXX INVESTMENTS |
3300 XXX XXXXXXXX XX | XXXXX 00 | XXXXXXXX | XX | 00000 | |||||||
XX XXXXXX & CO. INC. |
200 XXXXXXXXXXX XXXXXX | XXXXX 000 | XXXXX XXXXXX | XX | 00000 | |||||||
EMPIRE FINANCIAL GROUP INC |
1300 XXXX XX XX 000 | XXXXXXXX | XX | 00000 | ||||||||
EMPIRE SECURITIES CORP |
10 UNIVERSAL CITY PLAZA | 20TH FL | UNXXXXXXX XXXX | XX | 00000 | |||||||
EMPIRE SECURITIES INC OF WA |
220 X XXXX XX XXXXX 000 | XXXXXXX | XX | 00000 | ||||||||
ENERIC FINANCIAL SERVICES INC |
54 X XXXXXXXXXX XXX | XXXXXXXXX | XX | 00000 | ||||||||
EPLANNING SECURITIES, INC |
650 XXXXXXXXXX XXXXXX, 00XX XXXXX |
XXX XXXXXXXXX | XX | 00000 | ||||||||
ESSEX NATIONAL SECURITIES INC |
210 XXXXXXX XX XXXX | XXXX | XX | 00000 | ||||||||
EVEREN SECURITIES INC |
77 X XXXXXX XX | XXXXXXX | XX | 00000 | ||||||||
EXCALIBUR FINANCIAL GROUP |
110 XXXXXXXX XX | XXXX 0 | XXXX XXXXXXX | XX | 00000 | |||||||
FASCO INTERNATIONAL INC |
20000 X XXXXXX XX | XXXXXX | XX | 00000 | ||||||||
FECHTOR XXXXXXXX & CO INC C/O JMC INS SERV CORP |
9700 XXXXXXXX XX #000 | XXX XXXXX | XX | 00000 | ||||||||
FENWICK SECURITIES, INC |
5200 XXXXXX XXXX | XXXXXXXXX | XX | 00000 | ||||||||
FFP SECURITIES/J XXXXXXX |
15000 XXXXXX XX | 0XX XXXXX | XXXXXXXXXXXX | XX | 00000 | |||||||
FIFTH THIRD SECURITIES, INC |
7100 X XXXXXX XXX XX | XXXXXX | XX | 00000 | ||||||||
FINANCIAL LINKS |
P 0 BOX 99141 | RAXXXXX | XX | 00000 | ||||||||
FINANCIAL NETWORK INVSTMT CORP |
ATTN: COMMISSIONS DEPARTMENT | 2700 XXXXXXX XX #000 | XXXXXXXX | XX | 00000 | |||||||
FINANCIAL SECURITY MANAGEMEBNT INC |
440 XXXXXX XX., XXX 000 | XXXXXXXX XXXXX | XX | 00000 | ||||||||
FINANCIAL SOLUTIONS INT'L LLC |
11000 XXX XXXXXXX XXX.; #000 | XXXX XXXXX XXXXXXX | XX | 00000 | ||||||||
FINANCIAL WEST INVST |
4500 X XXXXXXXX XXXX XXXX #000 | XXXX XXXX XXXXXXX | XX | 00000 | ||||||||
FINTEGRA, LLC |
ATTN: COMMISSIONS | 6100 XXXXX XXXXX XX #000 | XXXXXXXX XXXXXX | XX | 00000 | |||||||
FIRM INVESTMENT CORP |
6 XXXXX XXXXX XXXXX | XXXXXXXXXX | XX | 0000 | ||||||||
FIRST ALLIED SECURITIES INC |
6900 XXXXXXX XX | XXX XXXXX | XX | 00000 | ||||||||
FIRST XXXXXX SECURITIES CORP |
50 XXXXXXXX XXXXXX | XXXXXX | XX | 0000 | ||||||||
FIRST FINANCIAL EQUITY CORPORATION |
7300 X XXXXXXXXXX XX | XXX X000 | XXXXXXXXXX | XX | 00000 | |||||||
FIRST FINANCIAL INVESTMENTS IN |
1200 XXX XXXXXX XXXXX 0000 | XXXXXX | XX | 00000 | ||||||||
FIRST HEARTLAND CAPITAL |
ONE MID RIXXXX XXXX XXXXX, XXX 000 |
XX XXXXXX | XX | 00000 | ||||||||
FIRST MIAMI SECURITIES, INC |
300 XXXXXX XXXX | XXXX XXXXX | XX | 00000 | ||||||||
FIRST MONTAUK SECURITIES CORP |
320 XXXXXX XXXXXXX XX | XXXXXXX 009 OFFICE CENTER |
RED BANK | NJ | 7701 | |||||||
FIRST SECURITY INVESTMENTS INC |
300 XXXXXX XX | XXXXXXXX | XX | 00000 | ||||||||
FIRST WALL STREET CORP |
1200 XXXXXXXX XXXXXX XXXXX 000 | XX XXXXX | XX | 00000 | ||||||||
FISERV INVESTOR SERVICES INC |
ONE COMMERCE SQUARE | 2000 XXXXXX XX | XXXXXXXXXXXX | XX | 00000 | |||||||
FOCUSED INVESTMENTS LLC |
300 X XXXXXX XX | XXXXXXX | XX | 00000 | ||||||||
FOOTHILL SECURITIES INC |
1600 X XXXXXXXXX XXXX | XXXXXXXX XXXX | XX | 00000 | ||||||||
FORTUNE FINANCIAL SERVICES INC |
1000 0XX XXX | XXX XXXXXXXX | XX | 00000 | ||||||||
FOX & COMPANY INVESTMENTS |
5000 XXXXX 00XX XX.# 000 | XXXXXXX | XX | 00000 | ||||||||
FREEDOM FINANCIAL INC |
17500 BLONDO | STX 000 | XXXXX | XX | 00000 | |||||||
FREESTONE SECURITIES LLC |
1100 XXXXXX XXX | XXX 0000 | XXXXXXX | XX | 00000 | |||||||
FSC SECURITIES CORP |
P O BOX 101092 | ATTN: LICENSING DEPARTMENT |
ATXXXXX | XX | 00000 | |||||||
GARDNYR XXXXXXX CAPITAL INC |
500 XXXXXXXXX XXXX XXXX | XXXXXX | XX | 00000 | ||||||||
GATEWAY INVESTMENT SERVICES |
4500 XXXXXXXX XXXX. | XXXXXXXX | XX | 00000 | ||||||||
GENEVA SECURITIES INC |
1500 X XXXXXXXXX XX, XXX 000X | XXXXXXXXXX | XX | 00000 | ||||||||
XXXX EADLE ADVISORS LLC |
200 AMERICAN METRO BLVD | SUITE 114 | HAMILTON | NJ | 8619 |
KILICO |
ADDRESS LINE 1 | ADDRESS LINE 2 | ADDRESS LINE 3 | CITY | ST | ZIP CODE | ||||||
GMR & CO SECURITIES LLC |
1100 XX 00 XXXX | XXXXXXXXXXX | XX | 0000 | ||||||||
XXXXX XXXXXXXXX INC |
4100 XXXXXXX XXXXX | XXX 000 | XXXXXXX XXXXX | XX | 00000 | |||||||
GOLD CAPITAL MANAGEMENT INC |
10000 XX XXXXX | XXX 000 | XXXXXXXX XXXX | XX | 00000 | |||||||
GREENBRIER DIVERSIFIED, INC |
8400 XXXXXXXX XXXX., #000 | XXXXXXX XXXXX | XX | 00000 | ||||||||
GRUNTAL & CO |
77 XXXXX XX 00xx XXXXX | XXX XXXX | XX | 00000 | ||||||||
XXXX XXXXX FINANCIAL/XXXX XXXX |
5000 X XXXXXX XXX | XXXXX | XX | 00000 | ||||||||
GWR INVESTMENTS INC |
13000 XXXXX XXXXXX | XXXXX 000 | XXXXX | XX | 00000 | |||||||
H XXXX, INC (XXXXX & WHITE FOR BUSINESS IN TEXAS) |
11000 XXXXXXXXX XXXX 0XX XX | XXXXXXXXX | XX | 00000 | ||||||||
H D VEST INVESTMNET SEC INC |
ATTN: COMMISSIONS DEPT | P O BOX 140636 | IRXXXX | XX | 00000 | |||||||
XXXXXXX ASSOCIATES INC |
1100 XXXX XXX | XXXXXXXXXX | XX | 00000 | ||||||||
XXXXX FINANCIAL CORPORATION |
1700 X XXXXXXX XX #000 | XXXXX | XX | 00000 | ||||||||
HARBOUR INVESTMENTS INC |
ONX XXXXX XXXXX | XXXXXXX | XX | 00000 | ||||||||
XXXXXX XXXX & XXXXXXXX INC |
ATTN:XXXXX XXXX | 5500 xXX XXXXXX 000 | XXXXXXX | XX | 00000 | |||||||
HARVEST CAPITAL LLC |
530 XXXXX XXXXX XXXXXXX | XXXXXXXXXXXX | XX | 0000 | ||||||||
HEARTLAND INVESTMENT ASSOC INC |
P.X. XXX 00000 | XXXXX XXXXXX | XX | 00000 | ||||||||
HIBERNIA INVESTMENT SECURITIES, INC |
310 XXXXXXXXXX XX. | XXX XXXXXXX | XX | 00000 | ||||||||
HIGH XXXX SECURITIES INC |
PO XXX 00000 | XXXXXXXX | XX | 00000 | ||||||||
XXXXX SECURITIES INC |
4900 X XXXXXXXXX XX XX 000 | XXXXXXXXXX | XX | 00000 | ||||||||
XXXXXX XXXXXXXX & KENT INC |
600 XXXXXXX XXXX | XXXXX X0X | XXXXXXX | XX | 00000 | |||||||
XXXXXXX & ASSOCIATES INC |
630 XXXXXX XX | XXXXXXXXXX | XX | 00000 | ||||||||
HUNTLEIGH SECURITIES CORP |
10000 XXXXX XXXX | XX XXXXX | XX | 00000 | ||||||||
IFG NETWORK SEC |
3400 XXXXX XXXX XX. XX, XXXXX 0000 |
XXXXXXX | XX | 00000 | ||||||||
IMS AGENCY INC |
WEST 8 TOWER | 10000 XXXXXXXXXX #000 | XXXXXXX | XX | 00000 | |||||||
INDIANAPOLIS SECURITIES INC |
4700 X XXXXXXXX XXX | XXXXXXX XXXXX | XX | 00000 | ||||||||
INSTITUTIONAL CAPITAL MANAGEMENT INC |
2500 XXXX XXXX XXXX | XXXXX 000 | XXXXXXX | XX | 00000 | |||||||
INSTITUTIONAL SECURITIES CORP |
2800 XXX XXXX XXX | XXXXXX | XX | 00000 | ||||||||
INTEGRATED TRADING & INVESTMENTS INC |
9500 XXXXXXXX XX., XXX 000 | XXX XXXXX | XX | 00000 | ||||||||
INTERCAROLINA FINANCIAL SERVIC |
3300 XXXXXXXXXXXX XXX #000 | XXXXXXXXXX | X | 00000 | ||||||||
INTERSECURITIES INC |
P X XXX 0000 | XXXXXXXXXX | XX | 00000 | ||||||||
INTERVEST INT'L EQUITIES CORP |
1900 XXXXXXXX XXX 000 | XXXXXXXX XXXXXXX | XX | 00000 | ||||||||
INTRUST FINANCIAL SERVICES INC |
100 X XXXX | XXXXXXX | XX | 00000 | ||||||||
INVEST FINANCIAL CORP |
2700 X XXXXX XX XX, 0XX XXXXX | XXXXX | XX | 00000 | ||||||||
INVESTACORP |
15000 XXX XXXX XX | XXXXX XXXXX | XX | 00000 | ||||||||
INVESTMENT PLANNERS INC |
200 XXXX XX | XXXXXXX | XX | 00000 | ||||||||
INVESTMENT PROFESSIONALS INC |
16000 XXX XXXXX XXX | XXX 000 | XXX XXXXXXX | XX | 00000 | |||||||
INVESTORS CAPITAL CORP |
230 BROADWAY EAST #203 | LYNNFIELD | MA | 1940 | ||||||||
INVESTORS SEC CO |
110 XXXX XX | XXXXXXX | XX | 00000 | ||||||||
ISG EQUITY SALES CORPORATION |
7200 X XXXXXXX | XXXXX 000 | XXXXXXX | XX | 00000 | |||||||
J ALDEN ASSOCIATES INC |
260 XXX XXXX XXXX | XXXXX 000 | XXXXXXXXXX | XX | 00000 | |||||||
XX xXXXXXX AGENCY INC |
4 GATEHALL DRIVE | PARSIPPANY | NJ | 7054 | ||||||||
JEFFERSON PILOT SEC CORP |
ONE GRANITE PLACE | CONCORD | NH | 3301 | ||||||||
JJB XXXXXXXX XX XXXXX INC |
P X XXX 00000 | XXXXXXXXXX | XX | 00000 | ||||||||
XXXXXX & CO SECURITIES INC |
220 XXXXXXXXX XXXXXX XXXX | XXXXX 000 | XXXX XXXXX | XX | 00000 | |||||||
KESCO SECURITIES CORP |
38 XXXXXXX XXX #0 | XX XXXXXX | XX | 00000 | ||||||||
XXXXXXXXXXX XXXXXX XXXXX |
10000 XXXXXXX XX | XXXXX | XX | 00000 | ||||||||
KO SECURITIES INC |
2400 00XX XXX XXXX | XXXXXXX | XX | 00000 | ||||||||
XXXXXX SECURITIES INC |
6400 XXXXX XXXXXXX XXXXXXX | XXXXX 0000 | XXXX XXXXXXXXXX | XX | 00000 | |||||||
XXXXXXX FINANCIAL SERVICES INC |
1800 X XXXXXXX XXX | XXXXX 000 | XXXXXX XXXXX | XX | 00000 | |||||||
LAND OAK SECURITIES, LLC |
10000 XXXXXXXX XXXX | XXXXXXXXX | XX | 00000 | ||||||||
LASALLE STREET SEC LLC |
810 XXXX XXXXXXXXXX XXXX | XXXXXXX | XX | 00000 | ||||||||
LEGACY FINANCIAL SERVICES |
2000 XXXXXX XXX | X X XXX 0000 | XXXXXXXX | XX | 00000 | |||||||
LIBERTY GROUP LLC |
3900 XXXXX XXX | XXXXXXX | XX | 00000 | ||||||||
LIBERTY SECURITIES CORP |
600 XXXXXXXX XXX | XXXXXX | XX | 0000 | ||||||||
LIFEMARK SECURITIES CORP |
40 XXXXXX XXXX XXX | XXXXXXXX | XX | 00000 | ||||||||
LIGHTHOUSE CAPITAL CORP |
650 XXXXXX XXXXXX #0 | XXXXXXXX | XX | 00000 | ||||||||
LINCOLN FINANCIAL ADVISORS |
SECURITIES COMPENSATION 3R13 | 1300 X XXXXXXX XX 0X- 00 |
XXXX XXXXX | XX | 00000 | |||||||
LINCOLN INVESTMENT PLANNING |
210 XXXXXXXX XXX | XXXXXXX | XX | 00000 | ||||||||
LINSCO PRIVATE LEDGER FINANCIAL SERVICES |
5900 XXXXXXXXXXX XXXXX XXXX | XXX XXXXX | XX | 00000 | ||||||||
LIVADA SECURITIES INC |
1700 XXXXXXXX XXXXXX | XXXXXXXX | XX | 0000 | ||||||||
LOMBARD SECURITIES INC |
1800 XXXXXXXXX XX | XXXXXXXXX | XX | 00000 | ||||||||
LPA INS AGENCY INC (FORMERLY KNOWN AS SELECT CAPITAL CO) |
1700 XXXXXXXXX XXXX XX.#000 | XXXXXXXXXX | XX | 00000 | ||||||||
LSY INC |
DBA AMERICAN INVESTORS COMPANY |
P X XXX 0000 | XXX XXXXX | XX | 00000 | |||||||
M & I BROKERAGE SERVICES INC |
770 X XXXXX XXXXXX | XXXXXXXXX | XX | 00000 | ||||||||
M HOLDINGS SECURITIES INC |
1100 XX XXXXX XX # 000 | XXXXXXXX | XX | 00000 | ||||||||
X X XXXXX & CO INC |
8300 XXXXXXXX XXXX | XXXXXXX XXXXX | XX | 00000 | ||||||||
MAIN STREET MANAGEMENT CO ATTN: XXXXXXX XXXXXXXXX |
924-926 N MAIN ST | WALLINGFORD | CT | 6400 | ||||||||
XXXX XXXXXX XECURITIES |
1400 XXXX XX | XXXX | XX | 00000 |
KILICO DESTINATIONS |
ADDRESS LINE 1 | ADDRESS LINE 2 | ADDRESS LINE 3 | CITY | ST | ZIP CODE | ||||||
XXXXXX XXXX SECURITIES CORP |
4000 XXXX XXXX | XXXXXXXXX | XX | 00000 | ||||||||
MARQUIS FINANCIAL SERVICES OF |
220 XXXXXXXX XX | XXX X | XXXXXXXXXX | XX | 00000 | |||||||
MCDONALD INVESTMENTS INC ATTN ANNUITY DEPT |
4900 XXXXXXXX XX | XXXXXXXX | XX | 00000 | ||||||||
MEDALLION EQUITIES, INC. |
9400 XXXXXXX XXXX | XXXXXXXX | XX | 00000 | ||||||||
MEDALLION INVESTMENT SERVICES, |
810 XXXXXXXX XXXXXXX XXX, #00 | XXXXXXX XXXX | XX | 00000 | ||||||||
MESIROW FINANCIAL INC |
350 XXXXX XXXXX XX | XXXXXXX | XX | 00000 | ||||||||
METLIFE GENERAL INSURANCE AGENCY INC |
485 E HWY ONE, THIRD FL | ISELIN | NJ | 8830 | ||||||||
METROPOLITAN INVESTMENT SEC |
600 X 0XX XXX XXXX 000000 | XXXXXXX | XX | 00000 | ||||||||
MICHIGAN SECURITIES INC |
21000 XXXXX XXXXXX XX; XXX 000 | XXXXXXXXXX | XX | 00000 | ||||||||
MIDWEST CAPITAL MANAGEMENT |
P X XXX 0000 | XXXXXXXX XXXX |
XX | 00000 | ||||||||
MIDWESTERN SECURITIES TRADING |
235 XXXXXXX STREET | P X XXX 0000 | XXXX XXXXXX | XX | 00000 | |||||||
XXXXXX XXXXXXX XXXXXXXX |
60 X. 0XX XX. XXXXX 0000 | XXXXXXXXXXX | XX | 00000 | ||||||||
MML INVESTORS SERVICES INC ATTN XXXX X XXXXXXX |
7800 XXXX XXXXXX | XXXXX | XX | 00000 | ||||||||
MONEY CONCEPTS CAPITAL CORP |
11000 XXX XXXX #000 | XXXX XXXXX XXXXXXX |
XX | 00000 | ||||||||
MONEY MANAGEMENT ADVISORY, INC |
100 X XXXXXX XXXX | XXXXXXXXXXXX | XX | 00000 | ||||||||
MONY SECURITIES CORP |
1200 XXXXXX XX XXX XXXXXXXX | XX 00-00 | XXX XXXX | XX | 00000 | |||||||
MOORS & CABOR INC |
111 DEVONSHIRE STREET | BOSTON | MA | 2109 | ||||||||
XXXXXX XXXXXX & CO INC |
ANNUITY COMMISSIONS | 50 X XXXXX XX 00XX XX |
XXXXXXX | XX | 00000 | |||||||
MTL EQUITY PRODUCTS, INC |
1200 XXXXX XXXX | XXX XXXXX | XX | 00000 | ||||||||
MULTI FINANCIAL SEX XXXX |
X X XXX 0000 | XXXXXX | XX | 00000 | ||||||||
MUTUAL SECURITIES |
28000 XXXXXXXX XX #000 | XXXXXX XXXXX | XX | 00000 | ||||||||
MWA FINANCIAL SERVICES INC |
1700 0XX XXX | XXXX XXXXXX | XX | 00000 | ||||||||
XXXXXX & XXXXX SECURITIES INC |
1100 XXXXXX XX XXX XXXXXXXX | XXX XXXX | XX | 00000 | ||||||||
NATIONAL PLANNING CORP |
400 XXXXXXXX XXXX #0000 | XXXXX XXXXXX | XX | 00000 | ||||||||
NATIONAL SECURITIES CORP |
1000 XXXXXX XXXXXX | XXXXX 0000 | XXXXXXX | XX | 00000 | |||||||
NATIONS FINANCIAL GROUP INC |
4000 RIVER RIDGE DRIVE NE | PO XXX 000 | XXXXX XXXXXX | XX | 00000 | |||||||
NBC SECURITIES INC |
1900 XXXXX XXX X | XXXXXXXXXX | XX | 00000 | ||||||||
XXXXXX INVST BRKG SVC INC |
420 XXXXXXX XXXX XXXXX | XXXXXX XXXX | XX | 00000 | ||||||||
NFP SECURITIES INC |
1200 XXXXXXX XX XXXXX XXX | XXXX 0 #000 | XXXXXX | XX | 00000 | |||||||
NORTH COAST SECURITIES CORP |
590 XXXXXX XXXXXX | XXXXX 0000 | XXX XXXXXXXXX | XX | 00000 | |||||||
NORTH RIDGE SECURITIES CORP |
1800 XXXX XXXXXXX XX | XXXXXXXX | XX | 00000 | ||||||||
NORTHERN CAPITAL INSURANCE BRO |
300 BRICKSTONE SQ | ANDOVER | MA | 1810 | ||||||||
NORTHWESTERN MUTUAL INVESTMENT |
720 X XXXXXXXXX XXX | XXXXXXXXX | XX | 00000 | ||||||||
NRP FINANCIAL INC. |
200 XXXXX XXXX XX | XXXXX | XX | 00000 | ||||||||
NYLINK INSURANCE AGENCY INC C/O XXXXX XXXXXX |
330 XXXXXXX XXX #000 | XXX XXXX | XX | 00000 | ||||||||
OAK BROOK SECURITIES CORP |
P X XXX 0000 | XXXXXX | XX | 00000 | ||||||||
OBERLIN FINANCIAL CORP |
200 X XXXX XX | XXXXX | XX | 00000 | ||||||||
OBERWEISNET INC |
950 XXX XXXXX XX XXX 000 | XXXXX XXXXXX | XX | 00000 | ||||||||
OFG FINANCIAL SERVICES INC |
#2 XXXXXXXX XXXXX | XXXXX 000 | XXXXXX | XX | 00000 | |||||||
XXXXXXX SEC ADVISORS CORP |
1400 X XXXXXXX | XXXX XXXXXX | XX | 00000 | ||||||||
OLDE ECONOMIE RISK MANAGEMENT |
11 XXXXX XX | XXXXX | XX | 00000 | ||||||||
XXXXXXXXXXX & CO INC |
200 XXXX XXXXXX 00XX XXXXX | XXX XXXX | XX | 00000 | ||||||||
PACIFIC WEST SECURITIES INC |
P X XXX 000 | XXXXXX | XX | 00000 | ||||||||
PACKERLAND BROKERAGE SERVICES |
430 XXXXXXXX XXXX #000 | XXXXX XXX | XX | 00000 | ||||||||
PACVEST ASSOCIATES INC |
17 XXXXX XXXX | XXXXXXXXX | XX | 0000 | ||||||||
PARK AVENUE SECURITIES |
7 XXXXXXX XXXXXX X-0X | XXX XXXX | XX | 00000 | ||||||||
XXXXXX XXXXXX INC |
600 XXXXX XX #0000 | XXXXXXXXXX | XX | 00000 | ||||||||
PARTNERS INVESTMENT NETWORK |
600 X XXXXXXXXX #0000 | XXXXXXX | XX | 00000 | ||||||||
XXXXXXX INVESTMENT CO INC |
810 XX XXXXX XXX XXX 000 | XXXXXXXX | XX | 00000 | ||||||||
PEB FINANCIAL GROUP INC |
ATTN: XXXXXXX X'XXXXXX | 20 X. XXXXXXX XXXX #000 |
XXXXXXX | XX | 00000 | |||||||
PENSION PLANNERS SECURITIES |
ATTN: COMMISSIONS DEPARTMENT |
9700 XXXXXXXX XXXX XX #000 |
XXXXXXXXXX | XX | 00000 | |||||||
PEREGRINE FINANCIALS & SEC INC |
190 X XXXXXXX XX 0XX XXXXX | XXXXXXX | XX | 00000 | ||||||||
PFIC SECURITIES CORPORATION |
C/O INVEST FINANCIAL CORP | 8700 XXXXXXXXX XX #000 |
XXXXX | XX | 00000 | |||||||
XXXXXXXX FINANCIAL SERVICES, INC. |
2700 XXX-XXX XXXXX | XXXXXXXXX | XX | 00000 | ||||||||
PHSG AGENCY LLC |
2900 X 00XX XXXXXX #000 | XXXXXXX | XX | 00000 | ||||||||
PLAN MEMBER SECURITIES INC |
6100 XXXXXXXXXXX XXX | XXXXXXXXXXX | XX | 00000 | ||||||||
PLANNED INVESTMENT CO INC |
9200 XXXXXXXXXX XXX #000 | XXXXXXXXXXXX | XX | 00000 | ||||||||
PLANNING CORP OF AMERICA |
880 XXXXXXXX XXXXXXX XXXXX 0 | XX. XXXXXXXXXX | XX | 00000 | ||||||||
PMG CAPITAL CORP |
FOXX XXXXX XXXX XXX | 0XX XXXXX | X XXXXXXXXXXXX |
XX | 00000 | |||||||
PMK SECURITIES & RESEARCH INC |
310 X XXXXXXXX XXX | XXXXXX XXXXX | XX | 00000 | ||||||||
PRESIDENTIAL BROKERAGE INC |
5400 XXX XXXXXXX | XXX 0000 | XXXXXXXXX | XX | 00000 | |||||||
PRIM SECURITIES INCORPORATED |
200 XXXXXX XXXXXX | XXXXX 0000 | XXXXXXXXX | XX | 00000 | |||||||
PRIME CAPITAL SERVICES |
11 XXXXXXX XXXXXX | XXXXXXXXXXXX | XX | 00000 | ||||||||
PRIMESOLUTIONS SECURITIES INC |
17000 X 000XX XX | #0 | XXXXXXXXX | XX | 00000 | |||||||
PRIMEVEST FINANCIAL SVCS INC |
400 0XX XXXXXX | XXXXX #000 | XX XXXXX | XX | 00000 | |||||||
PRIVATE CONSULTING GROUP INC |
4600 XX XXXXXXX XXX, XXXXX 000 | XXXXXXXX | XX | 00000 | ||||||||
PROACTIVE FINANCIAL SVCS INC |
21 XXXXXXXXX XXXXXX | XXXX XX XXXXX | XX | 00000 |
KILICO DESTINATIONS |
ADDRESS LINE 1 | ADDRESS LINE 2 | ADDRESS LINE 3 | CITY | ST | ZIP CODE | ||||||
PROEQUITIES INC |
2800 XXXXXXX #000 X | XXXXXXXXXX | XX | 00000 | ||||||||
PROFESSIONAL B/D FIN PLANNING |
1100 XXXX XXXXXXXXXXXXX XX | XXXXXX XXXX | XX | 00000 | ||||||||
PROVIDENT SEC & INV CO (F/K/A TOWER AGENCY INC) |
1 X 0XX XX. | XXXXXXXXXX | XX | 00000 | ||||||||
QA3 FINANCIAL CORP |
ONX XXXXXXX XXXXX | 0XX XXXXX | XXXXX | XX | 00000 | |||||||
QUESTAR AGENCY INC |
5700 XXXXXX XXXXX XX | XXXXXXXXXXX | XX | 00000 | ||||||||
RDM INVESTMENT SERVICES INC. |
1500 XXXX XXXX XXXX | XXXXXXXX | XX | 0000 | ||||||||
RE-DIRECT SECURITIES CORP |
720 X XXXXXXX | XXXXX XXXX | XX | 00000 | ||||||||
RESOURCE HORIZONS GROUP LLC |
1300 XXXXXX XX. XXX. XX-0XX | XXXXXXXX | XX | 00000 | ||||||||
RICE XXXXXX CAPITAL INC |
2500 XXX XXXXX XXXXXX XXXX | XXX X000 | XXX XXXXX | XX | 00000 | |||||||
XX XXXXX & CO, INC |
700 XX 0 XXXXXX, XXXXX 000 | XXXXXX XXXXX | XX | 00000 | ||||||||
XXXXXX X XXXXXX & CO INC |
220 X. XXXX XX. | XXXXX 000 | XXXXXXXXX | XX | 00000 | |||||||
XXXXXX X XXXXX & COMPANY |
ATTN ANNUITIES DEPARTMENT | 770 XXXX XXXXXXXXX XXX | XXXXXXXXX | XX | 00000 | |||||||
XXXXX INS AGENCY OF MI (XXXXX & CO) |
ONX XXXXXXXX XXXXXX | XXXXXXX | XX | 00000 | ||||||||
ROUND HILL SEC INC |
400 X XXXX XX | XXXXXXXXXXXXXX | XX | 00000 | ||||||||
ROYAL ALLIANCE ASSOCIATES INC |
ONX XXXXX XXXXXXXXX XXXXXX |
XXX XXXX | XX | 00000 | ||||||||
RTA INVESTMENTS COMPANY |
8 X XXXXXXX XXX | XXXXXXXX | XX | 00000 | ||||||||
RUSHMORE SECURITIES |
5000 XXXXXX XX #000 | XXXXXX | XX | 00000 | ||||||||
XXX FINANCIAL SERVICES INC |
800 XXXXXX XXXXX XXXX | X-000 | XXXXXXXXXX | XX | 00000 | |||||||
SALYN SECURITIES, INC |
PO XXX 0000 | XXXXXXX | XX | 00000 | ||||||||
XXXXXXX XXXXXX XXXXXX INC |
C/O HWG INSURANCE AGENCY INC |
600 XXXXXX #0000 | XXXXXXX | XX | 00000 | |||||||
SCF SECURITIES INC |
150 X XXXX XXXX #000 | XXXXXX | XX | 00000 | ||||||||
XXXXXX & XXXXXX INC |
1800 XXXXXXX XXXX X., #0000 | XXX XXXXXXX | XX | 00000 | ||||||||
SECURITIES AMERICA INC |
ATTN: ACCOUNTING | 7100 X XXXXXX XXXX XXX 000 |
XXXXXXX | XX | 00000 | |||||||
SEVILLE CAPITAL INC |
300 XXXXXXX XXXX | XXXXX X | XXXXXXXXX | XX | 00000 | |||||||
SIGNAL SECURITIES INC |
700 XXXXXXXXXXXX | XX XXXXX | XX | 00000 | ||||||||
SII INVESTMENTS INC |
ATTN:COMMISSION PROCESSING |
P X XXX 0000 | XXXXXXXX | XX | 00000 | |||||||
SOUTHERN FINANCIAL GROUP |
P X XXX 00000 | XXXXXXXX | XX | 00000 | ||||||||
SOUTHTRUST SECURITIES INC |
110 XXXXX 00XX XXXXXX | 0XX XXXXX | XXXXXXXXXX | XX | 00000 | |||||||
SOUTHWEST SECURITIES INC |
1200 XXX XXXXXX XXXXX 0000 | XXXXXX | XX | 00000 | ||||||||
SPECTRUM FINANCIAL SERVICES INC |
10000 XXX XXXX XXXX, XXX 0 | XXXXX | XX | 00000 | ||||||||
SPECTRUM INVESTMENT SERVICES |
410 XXXXXXXXXX XXXX | XXXXXXXXX | XX | 00000 | ||||||||
STANFORD GROUP COMPANY |
ATTN:COMMISSION DEPARTMENT |
5000 XXXXXXXXXX | XXXXXXX | XX | 00000 | |||||||
XXXXXXXX INC |
110 XXXXXX XXXXXX | XXXXXX XXXX | XX | 00000 | ||||||||
STERLING FINANCIAL INVESTMENT GROUP |
220 XX XXXXXX XXXX #000 | XXXX XXXXX | XX | 00000 | ||||||||
STERNE AGEE & XXXXX INC |
ATTN: COMMISSIONS CASHIER | 810 XXXXXX XXXXX XXXX |
XXXXX 000X |
XXXXXXXXXX | XX | 00000 | ||||||
SUMMIT BROKERAGE SERVICES |
980 XXXXX XXXXXXX XXX #000 | XXXX XXXXX | XX | 00000 | ||||||||
SUNBELT SECURITIES INC |
5000 XXXXXXXXXX | XXX 000 | XXXXXXX | XX | 00000 | |||||||
SUNSET FINANCIAL |
3500 XXXXXXXX | X X XXX 000000 | XXXXXX XXXX | XX | 00000 | |||||||
SUNSET FINANCIAL SERVICES INC |
3500 XXXXXXXX | XXXXXX XXXX | XX | 00000 | ||||||||
T.H.E. FINANCIAL GROUP, LTD |
5 XXXXX XXXXX, XXXXX 000 | XXXXXXXXXXXXX | XX | 00000 | ||||||||
TECKMEYER FINANCIAL SERVICES LLC |
11000 XXXX XXXX XXXX | XXXXX | XX | 00000 | ||||||||
TEJAS SECURITIES GROUP INSURAN |
2700 XXX XXXXXXX XXXXX 000 | XXXXXX | XX | 00000 | ||||||||
TFS SECURITIES, INC |
430 XXXXXX XXXXXXX XXXX | XXXXXXXX | XX | 0000 | ||||||||
THE ADVISORS GROUP INC |
7300 XXXXXXXX XXX | XXXXXXXX | XX | 00000 | ||||||||
THE GMS GROUP LLC |
5 X XXXXXX XX | XXX 000 | XXXXXXXXXX | XX | 0000 | |||||||
THE INVESTMENT CENTER |
1000 XXXXXXX 00 X | XXXXXXXXXXX | XX | 0000 | ||||||||
THE LEADERS GROUP, INC |
26 XXXX XXX XXXXX XXXXXX, #000 |
XXXXXXXXX | XX | 00000 | ||||||||
THE ON EQUITY SALES COMPANY |
ONX XXXXXXXXX XXX | XXXXXXXXXX | XX | 00000 | ||||||||
THOROUGHBRED FINANCIAL SERVICES |
5000 XXXXXXXXXXXX XXXX | XXXXXXXXX | XX | 00000 | ||||||||
XXXXXXXX & COMPANY |
1200 X X 00XX XXXXXX | XXXXX 0 | XXXXXXXXXXX | XX | 00000 | |||||||
TITAN SECURITIES |
13000 XXXX XXXX | XXXXX 000 | XXXXXX | XX | 00000 | |||||||
TITAN VALUE EQUITIES GRP |
8000 XXXXXX XXXXXX XXXXX 000 | XXXXXX | XX | 00000 | ||||||||
TOWER EQUITIES INSURANCE AGENC |
8100 X XXXX XX | XXXXXX | XX | 00000 | ||||||||
TOWER SQUARE SECURITIES INC |
300 XXXXXXXX XXX | XXXXXXXX | XX | 0000 | ||||||||
TRADESTAR INVST INC |
5500 XXX XXXXXX #0000 | XXXXXXX | XX | 00000 | ||||||||
TRANSAM SECURITIES, INC |
2180 SR 430 X XXXXXXXX XXXXXX |
XXXXX 0000 | XXXXXXXX | XX | 00000 | |||||||
TRANSAMERICA XXXXX RESOURCES |
1100 X XXXXX XX X-0000 | XXX XXXXXXX | XX | 00000 | ||||||||
TRIAD ADVISORS |
3500 XXXXXXX XXXX | XXXXXXXX | XX | 00000 | ||||||||
TRICOR FINANCIAL, LLC |
7200 X. XXXX XXXX, XXX 000 | XXX 000 | XXX XXXXX | XX | 00000 | |||||||
TRUSTFIRST INC |
10000 XXXXXXXX XXXX | XXX X | XXXXXXXXX | XX | 00000 | |||||||
TRUSTMARK INVESTMENTS INC |
INSURANCE SERVICES | 2500 XXXXXXXXX XXXXX | XXXXX | XX | 00000 | |||||||
UNITED PLANNERS FIN SERVICES |
7300 X XXXXXXXXXX XXXXX #000 |
XXXXXXXXXX | XX | 00000 | ||||||||
UNITED SECURITIES |
7700 X XXXXXXXXX XXX | XXX XX-0 | XXXXXXXXX XXXXXXX |
XX | 00000 | |||||||
XXX XINANCIAL SECURITIES CORP |
USA FINANCIAL CENTER | 6000 XXXX XXXXXX XXXXXX |
XXX | XX | 00000 | |||||||
USALLIANZ SECURITIES |
ATTN XXXXX X XXXXXXXX | 5200 XXXXXX XX | XXX XXXXXXX | XX | 00000 | |||||||
UVEST FINANCIAL SERVICES GROUP |
200 XXXXX XXXXXXX XX 00XX XX | XXXXXXXXX | XX | 00000 | ||||||||
VALMARK SECURITIES INC |
3600 XXXXXX XXXXX, #000 | XXXXXXXXX | XX | 00000 |
KILICO DESTINATIONS |
ADDRESS LINE 1 | ADDRESS LINE 2 | ADDRESS LINE 3 | CITY | ST | ZIP CODE | ||||||
VERITRUST FINANCIAL LLC |
9000 XXXXXX XXXX #000 | XXXXXXXXXX | XX | 00000 | ||||||||
VISION INVESTMENT SERVICES, INC |
1200 X. 00XX XXXXXX | XXXXXXXX | XX | 00000 | ||||||||
VSR FINANCIAL SERVICES INC |
8600 X 000XX XXXXXX #000 | XXXXXXXX XXXX | XX | 00000 | ||||||||
X.X. XXXXX SECURITIES INC |
7700 X XXXXXXXXXX XXXXX XXXX | XXXXX 000 | XXXXXXXXXX | XX | 00000 | |||||||
WACHOVIA SECURITIES (F/K/A FUSI INSURANCE/FIRST UNION) |
10700 WHEAT FIXXX XXXXX | XXXX XXXXX | XX | 00000 | ||||||||
WACHOVIA SECURITIES LLC |
WACHOVIA RETIREMENT & INVEST | 400 X XXXXX XX-XX0000 | XXXXXXXXX | XX | 00000 | |||||||
WALL STREET FINANCIAL GROUP |
250 XXXXXXXXX XX | XXXXX 0 | XXXXXXXX | XX | 00000 | |||||||
WALNUT STREET SECURITIES INC |
300 XXXXXXXX XXX | XXXXXXXX | XX | 0000 | ||||||||
XXXXXXXXX & ASSOCIATES |
610 XXXXXXXX XXXX XXX 000 | XXXXXX XXXXX | XX | 00000 | ||||||||
WATERFORD INVESTOR SERVICES, INC |
1200 X XXXXXXXX XXX, XXXXX 0 | XXXXXXXXXX | XX | 00000 | ||||||||
WEDBUSH XXXXXX SECURITIES INC |
1000 XXXXXXXX XXXX #000 0XX XXXXX |
XXX XXXXXXX | XX | 00000 | ||||||||
WESTAMERICA INVESTMENT GRP INC |
4200 X XXXXXXXXXX XXXX | #000 | XXXXXXXXXX | XX | 00000 | |||||||
WESTMINSTER FINANCIAL SERVICES, INC |
860 XXXXX XXXXX XX | XXXXXXXX | XX | 00000 | ||||||||
WFG STRATEGIC ALLIANCE INC |
12000 XXXXX XX | XXX 000 | XXXXXX | XX | 00000 | |||||||
WFP SECURITIES CORPORATION |
5100 XXXXXXX XXXXXX XX | 0000 | XXX XXXXX | XX | 00000 | |||||||
XXXXXXX X XXXXX & CO |
100 0X XXX X | XXXXX 000 | XX XXXXXXXXXX | XX | 00000 | |||||||
WOODBURY FINANCIAL SERVICES |
PO XXX 00000 | XX XXXX | XX | 00000 | ||||||||
XXXXXXX SECURITIES CORPORATION |
6500 XXXX XXXX XXXX XXX 000 | XXXX XXXXXXX | XX | 00000 | ||||||||
WORLD CHOICE SECURITIES INC |
1400 XXXXX XXXXX | XXXXXXX | XX | 00000 | ||||||||
WORLD SECURITIES INC |
510 XXXX | XXXXXX | XX | 00000 | ||||||||
WRP INVESTMENTS |
4400 XXXXXXX XXX | XXXXXXXXXX | XX | 00000 | ||||||||
WYOMING FINANCIAL SEC INC |
400 XXXX XXXXX XXXXXX | XXXXXX | XX | 00000 |