AMENDMENT NO. 9 TO THE MUTUAL FUNDS SERVICE AGREEMENT
Exhibit (h)(1)(x)
AMENDMENT NO. 9
TO THE
MUTUAL FUNDS SERVICE AGREEMENT
AMENDMENT NO. 9 to the Mutual Funds Service Agreement dated as of April 4, 2014 between EQ Advisors Trust, a Delaware statutory trust (“Trust”) and AXA Equitable Funds Management Group, LLC a Delaware limited liability company (“FMG LLC” or “Administrator”) (“Amendment No. 9”).
The Trust and FMG LLC agree to modify the Mutual Funds Service Agreement dated as of May 1, 2011, as amended, (“Agreement”) as follows:
| 1. | New Portfolios. AXA/Horizon Small Cap Value Portfolio, AXA/Lord Xxxxxx Micro Cap Portfolio, AXA/Xxxxxx Xxxxxxx Small Cap Growth Portfolio and AXA/Pacific Global Small Cap Value Portfolio are hereby added to the Agreement on the terms and conditions contained in the Agreement. |
| 2. | Name Changes: Effective May 1, 2014, the following Portfolio’s names shall be changed as follows: |
| Current Name |
New Name | |
| EQ/Large Cap Value PLUS | AXA Large Cap Value Managed Volatility | |
| EQ/Large Cap Core PLUS | AXA Large Cap Core Managed Volatility | |
| EQ/Large Cap Growth PLUS | AXA Large Cap Growth Managed Volatility | |
| EQ/International Core PLUS | AXA International Core Managed Volatility | |
| EQ/Global Multi-Sector Equity | AXA Global Equity Managed Volatility | |
| EQ/Mid Cap Value PLUS | AXA Mid Cap Value Managed Volatility | |
| EQ/International Value PLUS | AXA International Value Managed Volatility | |
| EQ/Mutual Large Cap Equity | AXA/Mutual Large Cap Equity Managed Volatility | |
| EQ/Templeton Global Equity | AXA/Xxxxxxxxx Global Equity Managed Volatility | |
| EQ/AXA Franklin Small Cap Value Core | AXA/Franklin Small Cap Value Managed Volatility | |
| EQ/Franklin Xxxxxxxxx Allocation | AXA/Franklin Xxxxxxxxx Allocation Managed Volatility | |
| EQ/Franklin Core Balanced | AXA/Franklin Balanced Managed Volatility | |
| AXA Tactical Manager 500 | AXA 500 Managed Volatility | |
| AXA Tactical Manager 400 | AXA 400 Managed Volatility | |
| AXA Tactical Manager 2000 | AXA 2000 Managed Volatility | |
| AXA Tactical Manager International | AXA International Managed Volatility | |
| ATM Large Cap | ATM Large Cap Managed Volatility | |
| ATM Mid Cap | ATM Mid Cap Managed Volatility | |
| ATM Small Cap | ATM Small Cap Managed Volatility | |
| ATM International | ATM International Managed Volatility |
| 3. | Schedule A: Schedule A to the Agreement is hereby replaced in its entirety by Schedule A attached hereto. |
Except as modified and amended hereby, the Agreement is hereby ratified and confirmed in full force and effect in accordance with its terms.
IN WITNESS WHEREOF, the parties have executed and delivered this Amendment No. 9 as of the date first above set forth.
| EQ ADVISORS TRUST | AXA EQUITABLE FUNDS MANAGEMENT GROUP, LLC | |||||||
| By: | /s/ Xxxxx Xxxxx | By: | /s/ Xxxxxx X. Xxxxx | |||||
| Xxxxx Xxxxx | Xxxxxx X. Xxxxx | |||||||
| Chief Financial Officer and Treasurer | Chairman, Chief Executive Officer and President | |||||||
SCHEDULE A
AMENDMENT NO. 9
MUTUAL FUNDS SERVICE AGREEMENT
Fees and Expenses
Trust Administration, Accounting and Compliance Fees
Single-Advised Portfolios
0.12% of the first $3 billion; 0.11% of the next $3 billion; 0.105% of the next $4 billion; 0.10% of the next $20 billion; and 0.0975% thereafter (based on aggregate average daily net assets of the Portfolios) plus $30,000 for each Portfolio with total average net assets of less than $5 billion
| EQ/AllianceBernstein Short-Term Bond EQ/AllianceBernstein Short Duration Government Bond AXA SmartBeta™ Equity EQ/BlackRock Basic Value Equity EQ/Boston Advisors Equity Income EQ/Xxxxxxx Socially Responsible EQ/Capital Guardian Research EQ/Common Stock Index EQ/Core Bond Index EQ/Xxxxx New York Venture EQ/Energy ETF EQ/Equity 500 Index EQ/GAMCO Mergers and Acquisitions EQ/GAMCO Small Company Value EQ/International Equity Index EQ/International ETF EQ/Intermediate Government Bond EQ/Invesco Xxxxxxxx |
EQ/JPMorgan Large Cap Value EQ/Large Cap Growth Index EQ/Large Cap Value Index EQ/Lord Xxxxxx Large Cap Core EQ/Low Volatility Global ETF EQ/MFS International Growth EQ/Mid Cap Index EQ/Money Market EQ/Montag & Xxxxxxxx Growth EQ/Xxxxxx Xxxxxxx Mid Cap Growth EQ/Xxxxxxxxxxx Global EQ/PIMCO Global Real Return Portfolio EQ/PIMCO Ultra Short Bond EQ/Small Company Index EQ/X. Xxxx Price Growth Stock EQ/UBS Growth and Income EQ/Xxxxx Fargo Omega Growth |
Hybrid Portfolios*
0.15% of the average daily net assets of the Portfolios for the first $20 billion; 0.110% of the next $5 billion, and 0.100% thereafter (based on aggregate average daily net assets of the Portfolios), plus $32,500 for each Portfolio with total average net assets of less than $5 billion
| AXA Global Equity Managed Volatility AXA International Core Managed Volatility AXA International Value Managed Volatility AXA Large Cap Core Managed Volatility AXA Large Cap Growth Managed Volatility AXA Large Cap Value Managed Volatility AXA Mid Cap Value Managed Volatility AXA/Franklin Balanced Managed Volatility AXA/Mutual Large Cap Equity Managed Volatility AXA/Franklin Small Cap Value Managed Volatility AXA/Templeton Global Equity Managed Volatility EQ/AllianceBernstein Small Cap Growth EQ/Convertible Securities EQ/Emerging Markets Equity PLUS |
EQ/Equity Growth PLUS EQ/Global Bond PLUS** EQ/High Yield Bond EQ/Natural Resources PLUS EQ/Quality Bond PLUS** EQ/Real Estate PLUS
AXA/Horizon Small Cap Value Portfolio AXA/Lord Xxxxxx Micro Cap Portfolio AXA/Xxxxxx Xxxxxxx Small Cap Growth Portfolio AXA/Pacific Global Small Cap Value Portfolio |
ATM Portfolios*
0.15% of the average daily net assets of the Portfolios for the first $20 billion; 0.110% of the next $5 billion, and 0.100% thereafter (based on aggregate average daily net assets of the Portfolios), plus $32,500 for each Portfolio with total average net assets of less than $5 billion
| ATM international Managed Volatility ATM Large Cap Managed Volatility ATM Mid Cap Managed Volatility ATM Small Cap Managed Volatility |
AXA 2000 Managed Volatility AXA 400 Managed Volatility AXA 500 Managed Volatility AXA International Managed Volatility EQ/AllianceBernstein Dynamic Wealth Strategies |
Allocation Portfolios (Funds-of-Funds)*
0.15% of the average daily net assets of each Portfolio for the first $15 billion; 0.125% of the next $5 billion, and 0.100% thereafter (per Portfolio basis), plus $32,500 per Portfolio for each Portfolio with total average net assets of less than $5 billion
All Asset Aggressive-Alt 25
All Asset Aggressive-Alt 50
All Asset Aggressive-Alt 75
All Asset Growth-Alt 20
All Asset Moderate Growth-Alt 15
AXA Aggressive Strategy
AXA Balanced Strategy
AXA Conservative Growth Strategy
AXA Conservative Strategy
AXA Growth Strategy
AXA Moderate Growth Strategy
AXA Ultra Conservative Strategy
AXA/Franklin Xxxxxxxxx Allocation Managed Volatility
| * | Assets of these Portfolios are not included in the calculation of the single-advised Portfolio asset based fee. |
| ** | Exchange-traded fund (ETF) allocated portion approved but not operational. |
